Tran v. Social Security Administration

Filing 30

OPINION & ORDER. The Court grants Defendant's Motion to Strike 23 . The Court construes Defendant's motion as concerning all of the documents attached to Plaintiff's Complaint. Plaintiff is ordered to file her opening brief in this case, citing only to documents in the record, by 9/1/2017. Signed on 8/2/2017 by Judge Marco A. Hernandez. (jp)

IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON

LINH THI MINH TRAN,
No. 3:16-cv-01971-HZ
Plaintiff,
OPINION & ORDER
v.
COMMISSIONER SOCIAL SECURITY
ADMINISTRATION,
Defendant.

Linh Thi Minh Tran
12542 S.E. Capella Court
Happy Valley, OR 97086
Pro se Plaintiff
Brett Edward Eckelberg
Social Security Administration
Office of the General Counsel
701 Fifth Avenue, Suite 2900, M/S 221A
Seattle, WA 98105

1 – OPINION & ORDER

Janice E. Hebert
U.S. Attorney's Office
1000 SW Third Avenue, Suite 600
Portland, OR 97204

HERNÁNDEZ, District Judge:
Defendant Commissioner of Social Security Administration brings this “Motion to Strike
Extra-Record Evidence” from pro se Plaintiff Linh Thi Minh Tran’s Complaint. The Court grants
Defendant’s motion.
BACKGROUND
Plaintiff alleges disability beginning November 1, 2011. Tr. 24. Plaintiff appeared at a
hearing for disability benefits before an Administrative Law Judge (“ALJ”) on June 26, 2015,
but the hearing was postponed because Plaintiff’s medical file was incomplete. Tr. 52–54. The
ALJ allowed Plaintiff additional time to submit medical records. Tr. 54.
On February 17, 2016, Plaintiff appeared for another hearing before an ALJ. Tr. 55. On
March 8, 2016, the ALJ found that Plaintiff was not disabled under the Social Security Act. Tr.
36–37. On August 9, 2016, the Appeals Council denied Plaintiff’s request for review. Tr. 7.
On October 11, 2016, Plaintiff filed a Complaint in this Court, seeking review of the
ALJ’s decision. Compl. Plaintiff attached 46 pages to her Complaint. Compl. Ex. 1, ECF 1-1.
STANDARDS
Under the Social Security Act, courts may review decisions of the Social Security
Commissioner. 42 U.S.C. § 405(g). Remand of an ALJ decision in a social security case occurs
under either sentence four or sentence six of 42 U.S.C. § 405(g). Melkonyan v. Sullivan, 501 U.S.
89, 99–100 (1991). A sentence four remand is a final judgment that the “agency erred in some
respect in reaching a decision to deny benefits,” which must be based solely on the

2 – OPINION & ORDER

administrative record before the district court. Akopyan v. Barnhart, 296 F.3d 852, 854 (9th Cir.
2002). Sentence six remands, by contrast, do not constitute final judgments. Id. at 855. Instead,
sentence six remands are made absent a determination of whether the ALJ erred, and in only two
situations: “where the Commissioner requests a remand before answering the complaint, or
where new, material evidence is adduced that was for good cause not presented before the
agency.” Id. The claimant has the burden of demonstrating materiality and good cause. Mayes v.
Massanari, 276 F.3d 453, 462 (9th Cir. 2001); see also Bales v. Comm'r of Soc. Sec., No. 3:14CV-01553-HZ, 2015 WL 5686884, at *4 (D. Or. Sept. 25, 2015), aff'd sub nom. Bales v.
Berryhill, No. 15-35904, 2017 WL 1488289 (9th Cir. Apr. 26, 2017).
DISCUSSION
Defendant moves to strike the documents attached to Plaintiff’s Complaint.1 The Court
grants Defendant’s motion.
I.

Documents Already in the Record
Half of the attached pages are already in the record. While some of the documents

submitted by Plaintiff contain additional handwritten notations, the notations do not materially
change the substance of what is already included in the record. The Court will consider these
documents upon review of the Commissioner’s decision, regardless of whether the pages remain
attached to Plaintiff’s Complaint. Thus, the Court strikes the following 23 pages, contained in
Exhibit 1 to the Complaint: 3-5, 10-11, 16, 18-19, 21, 23-24, 31-33, 35-36, 39-42, 44-46. See
Compl. Ex. 1.

///
Defendant refers to “43 pages of extra-record evidence.” Def.’s Mot. Dismiss 1, ECF 23. However,
Plaintiff’s Complaint includes 46 pages of attachments. Compl., Ex. 1. The Court construes Defendant’s
motion as one to dismiss all 46 pages.
1

3 – OPINION & ORDER

II.

Extra-Record Documents
As to the other 23 pages that Plaintiff attaches to her Complaint, the Court may not

consider the documents for a sentence four remand because such evidence was not presented to
the ALJ or the Appeals Council. Akopyan, 296 F.3d at 854. The Court could consider the
documents pursuant to a sentence six remand, but only if Plaintiff demonstrates that she has good
cause for failing to present the documents to the agency and that the documents are material. Id.
at 855.
A. Good Cause
“To demonstrate good cause, the claimant must demonstrate that the new evidence was
unavailable earlier.” Mayes, 276 F.3d at 463. Plaintiff does not explain why she failed to submit
all available evidence to the ALJ or Appeals Council prior to filing her Complaint.2 The Court
strikes the following pages of Exhibit 1 to the Complaint because the documents were available
before the Appeals Council’s review: 9, 12-13, 17, 20, 22, 25-26, 29-30, 34, 37-38, 43. See
Compl. Ex. 1.
B. Materiality
Evidence submitted under sentence six is material if it “might have changed the outcome
of a prior proceeding.” Melkonyan, 501 U.S. at 98. The evidence must concern the claimant’s
condition “on or before the date of the ALJ’s . . . decision.” Fernandez v. Massanari, 12 F.
App’x 620, 621–22 (9th Cir. 2001). Of the pages that have yet to be stricken from Plaintiff’s
Complaint, none of them concern Plaintiff’s condition on or before the date of the ALJ’s
decision. See Compl. 1-2, 6-8, 14-15, 27-28 (including a letter indicating that the Appeals

2

Plaintiff submitted an eight-page statement to the Appeals Council on August 9, 2016. Compl. 6; Tr.
401–08. The Appeals Council accepted the statement and incorporated it into the record. Id. Plaintiff does
not explain why she was able to submit that statement but not the other documents that she seeks to
include at this time.

4 – OPINION & ORDER

Council accepted Plaintiff’s statement as evidence, a photocopied envelope, and medical
documents concerning alleged injuries arising from an incident with public transportation that
occurred after the ALJ’s decision). Plaintiff fails to explain why she included the additional
evidence. Because these remaining pages are immaterial, the Court strikes them from Plaintiff’s
Complaint.
CONCLUSION
Based on the foregoing, the Court construes Defendant’s motion as concerning all of the
documents attached to Plaintiff’s Complaint and grants Defendant’s Motion to Strike [23].
Plaintiff is ordered to file her opening brief in this case, citing only to documents in the record,
within 30 days of the date below.
IT IS SO ORDERED.

Dated this __________day of ____________________________, 2017.

____________________________________________________
MARCO A. HERNÁNDEZ
United States District Judge

5 – OPINION & ORDER