Lester v. Commissioner, Social Security Administration
Filing
25
Opinion and Order - Because substantial evidence supported the ALJs conclusion that there are significant numbers of jobs in the national economy that the claimant can perform given his residual functional capacity, age, education and work experience, the Commissioners decision that Mr. Lester is not disabled is AFFIRMED. Signed on 12/2/11 by Judge Michael H. Simon. (mja)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
PORTLAND DIVISION
JAMES LESTER,
Case No.: 6:10-CV-00182-SI
Plaintiff,
OPINION AND ORDER
v.
MICHAEL J. ASTRUE, Commissioner of
Social Security
Defendant.
RORY LINERUD
PO Box 1105
Salem, OR 97308
Of Attorneys for Plaintiff
AMANDA MARSHALL
United States Attorney
ADRIAN L. BROWN
Assistant United States Attorney
1000 SW Third Avenue, Suite 600
Portland, OR 97204-2902
DAVID J. BURDETT
Special Assistant United States Attorney
Office of the General Counsel
Social Security Administration
701 Fifth Avenue, Suite 2900 M/S 221A
Seattle, WA 98104-7075
Of Attorneys for Defendant
OPINION AND ORDER – Page 1
SIMON, District Judge,
I. INTRODUCTION
James Lester seeks judicial review of the final decision by the Commissioner of the
Social Security Administration (“Commissioner”) denying his application for supplemental
security income disability benefits. Mr. Lester asserts that the Commission erred at steps three,
four and five of the sequential analysis by not finding that he suffers from a listed impairment;
by not adequately accommodating two of his alleged disabilities in the residual functional
capacity analysis; and by relying on allegedly faulty testimony by a vocational expert as to
whether Mr. Lester could continue his past relevant work or engage in other occupations for
which there are significant numbers of jobs in the national economy. For the reasons that follow,
the Commissioner’s decision is AFFIRMED.
II. BACKGROUND
Mr. Lester first filed an application for supplemental security income disability benefits
on October 2, 1997, claiming he had been unable to work since October 1, 1997. The
Commissioner repeatedly denied this claim, and it does not appear that Mr. Lester ultimately
pursued it. Tr. 16. Instead, Mr. Lester filed a new application on October 4, 2000, alleging
impairments of epilepsy, hearing loss, and bi-polar depression starting in September 1998.
Tr. 84. The procedural history and medical record associated with this application is extensive
and is only partially summarized here. Further details are discussed as relevant throughout the
remainder of this opinion.
A.
First Hearing, Decision and Remand
The Commissioner denied Mr. Lester’s claim initially and on reconsideration, and
Mr. Lester timely requested a hearing before an administrative law judge (ALJ). At that hearing,
OPINION AND ORDER – Page 2
Mr. Lester testified that he suffers from nighttime seizures, but that they were presently
controlled by medication. Tr. 40. He did not know when his last seizure was. Id. Mr. Lester
described his mental health impairment as “[m]ood swings with aggressive behavior” and
suicidal tendencies, and he recounted a nine-day in-patient psychiatric treatment in Arkansas.
Tr. 44. He claimed he had trouble concentrating and remembering things. Tr. 48. As to his
hearing loss, Mr. Lester testified that he wore hearing aids and relied on lip reading to
supplement his understanding. Tr. 40.
Mr. Lester testified as well to additional medical complaints. According to Mr. Lester, he
had been diagnosed with diabetes but did not suffer from any symptoms. Tr. 42. He described
hand tremors that his neurologist could not explain but which made it hard to write or carry a cup
of coffee. Tr. 43-44. He claimed he wore braces on his wrists in the evening due to pain but that
he did not have carpal tunnel syndrome. Tr. 45-46. Mr. Lester also alleged that he suffered from
debilitating back pain and numbness in his legs. Tr. 39. He rated the pain in his legs as an 8 out
of 10 and claimed the pain stopped for no more than two hours a day. Id. His lower back pain,
he testified, ranked a 9 or 9.5 out of 10 and was constant. Id. He was not on any pain
medication. Id. Due to these conditions, he claimed he could not sit or stand for much longer
than thirty minutes out of an eight-hour period. Tr. 46. Mr. Lester asserted he could not sit or
stand for longer than five minutes without suffering “excruciating pain.” Tr. 47.1 Mr. Lester
also claimed he suffered from irritable bowel syndrome, which required him to go to the
bathroom one hundred times a day, with each visit lasting five minutes to an hour. Tr. 42-43.
Mr. Lester’s wife, Lisa, also testified. She claimed Mr. Lester suffered from seizures
three or four times a day. Tr. 58. During the night seizures, she claimed he would roll over and
1
Despite this testimony, the ALJ described Mr. Lester as “calmly” sitting through the 50-minute hearing “in no
apparent discomfort.” Tr. 21.
OPINION AND ORDER – Page 3
grab and choke her. Id. Because Mr. Lester did not often leave their house, only she and her
mother had witnessed these seizures. Id. As for his alleged irritable bowel syndrome, Ms. Lester
testified that her husband had three to five episodes a day, with each episode lasting two hours or
more. Tr. 59-60. She testified that he could not sit or stand for more than a few minutes at a
time and that sometimes he would fall down because his legs would give out on him. Tr. 60-61.
The ALJ also heard from a vocational expert. The ALJ asked the expert to discuss
Mr. Lester’s ability to engage in his prior work or other occupations if he were restricted to nonheavy work with the following non-exertional limitations: no heights, driving, or hazards (due to
the seizure condition); no noisy environments or situations where he does not receive one-oneone face contact with the person giving him instructions (due to the hearing impairment); no
frequent contact with the public; and no requirement of fine motor skills, though “gross motor
manipulation” would be acceptable (to account for the hand tremor). Tr. 63. The vocational
expert asserted Mr. Lester could still perform his prior work as a dishwasher given those
limitations, but not if he were limited to light work. Tr. 63-64. She identified, however, three
other types of jobs he would still be capable of performing in that case. Tr. 64.
The ALJ denied Mr. Lester’s disability claim in a decision issued September 25, 2003. In
particular, the ALJ found the testimony of Mr. Lester and his wife to be not credible, noting that
Mr. Lester’s allegations “are greatly disproportionate to the medical record and observations.”
Tr. 19-21. On review by the U.S. District Court, this decision was vacated and remanded with
instructions to consider reviewing physicians’ opinions regarding limitations on concentrated
exposure to noise, extreme cold, fumes, and dust; to apply the required special technique for
evaluating a mental impairment; and to obtain supplemental evidence from a vocational expert in
light of these additional considerations. Tr. 433-40. On remand, the Social Security
OPINION AND ORDER – Page 4
Administration’s Appeals Council consolidated with the case a new application for benefits filed
by Mr. Lester on November 19, 2003. Tr. 440.
B.
Second Hearing, Decision and Remand
The ALJ held two additional hearings on remand. Mr. Lester testified again that his back
pain ranked an 8.5 out of 10 and that his ability to sit and stand had continued to deteriorate.
Tr. 826-27. He also claimed his seizures had increased in frequency to five or six a week.
Tr. 828. This latter testimony was contradicted by the contemporaneous medical examination of
a specialist, Dr. Brooks, who could not pin Mr. Lester down on how frequently the seizures
occurred and who was skeptical that Mr. Lester in fact suffered from a seizure disorder.
Tr. 712-14.
A vocational expert also testified based on a hypothetical posed by the ALJ involving no
more than medium work with the following non-exertional limitations: no heights or hazards
(due to the seizure condition); no concentrated exposure to noise or extreme cold; ability to
communicate with co-workers face-to-face (due to the hearing impairment); no frequent
interaction with the public; and no “fine motor manipulation” (due to the hand tremors). Tr. 836.
The vocational expert believed this ruled out Mr. Lester’s prior work washing dishes, preparing
food, and setting up banquets at a restaurant because that work involved team effort in which
Mr. Lester’s limited communication ability would be a problem. Tr. 835-36. However, she
identified several additional jobs she believed Mr. Lester could still perform. Tr. 837.
The ALJ again rejected Mr. Lester’s application for disability in a decision dated July 25,
2006. Tr. 357. He again found Mr. Lester’s testimony and the reporting of his wife and motherin-law to be not credible given inconsistencies with the objective medical evidence. Tr. 367-68.
OPINION AND ORDER – Page 5
The ALJ concluded that Mr. Lester could not engage in his past relevant work but that he could
perform other jobs existing in substantial numbers in the national economy. Tr. 368-69.
On review by the U.S. District Court, the ALJ’s decision was again vacated and
remanded because the job categories described by the vocational expert exceeded the residual
functional capacity identified by the ALJ in both his hypothetical posed to the vocational expert
and in his written decision. Further, the ALJ had not noted and resolved some inconsistent
findings among the opinions of three reviewing physicians. Tr. 778-785. Because the case was
remanded twice, the Appeals Council directed it be assigned to a new ALJ. Tr. 785.
C.
Following the Second Remand
The new ALJ held an additional hearing on May 7, 2009. Tr. 976. When questioned by
the ALJ, Mr. Lester reported that his last seizure had been a couple months prior. Tr. 984. To
address the instructions on remand thoroughly, the ALJ posed three different hypotheticals to the
vocational expert based on the three different reviewing physicians’ opinions. Tr. 988-91. With
some qualifications, the vocational expert concluded under each hypothetical that Mr. Lester
might be able to continue his prior work as a kitchen helper and fast-food worker. Tr. 989-95.
She then provided three examples of types of occupations that she believed Mr. Lester could
definitely still perform. Tr. 995.
In a decision issued October 19, 2009, the ALJ denied Mr. Lester’s application for
disability benefits. Mr. Lester timely filed for review before this court.
III. DISABILITY DETERMINATION AND STANDARDS
A.
Legal Standards
A claimant is disabled if he or she is unable to “engage in any substantial gainful activity
by reason of any medically determinable physical or mental impairment which . . . has lasted
OPINION AND ORDER – Page 6
or can be expected to last for a continuous period of not less than 12 months[.]” 42 U.S.C.
§ 423(d)(1)(A).
“Social Security Regulations set out a five-step sequential process for determining
whether an applicant is disabled within the meaning of the Social Security Act.” Keyser v.
Commissioner, 648 F.3d 721, 724 (9th Cir. 2011) (citing 20 C.F.R. § 404.1520). The Keyser
court described the five steps in the process as follows:
(1) Is the claimant presently working in a substantially gainful activity? (2) Is the
claimant’s impairment severe? (3) Does the impairment meet or equal one of a list of
specific impairments described in the regulations? (4) Is the claimant able to perform any
work that he or she has done in the past? and (5) Are there significant numbers of jobs in
the national economy that the claimant can perform?
Id.at 724-25 (citing Tackett v. Apfel, 180 F.3d 1094, 1098-99 (9th Cir. 1999)).
The claimant bears the burden of proof for the first four steps in the process. If the
claimant fails to meet the burden at any of those four steps, then the claimant is not disabled.
Bustamante v. Massanari, 262 F.3d 949, 953-54 (9th Cir. 2001); see Bowen v. Yuckert, 482 U.S.
137, 140-41, 107 S. Ct. 2287, 2291, 96 L. Ed. 2d 119 (1987); 20 C.F.R. § 404.1520 (setting forth
general standards for evaluating disability).
The Commissioner bears the burden of proof at step five of the process, where the
Commissioner must show the claimant can perform other work that exists in significant numbers
in the national economy, “taking into consideration the claimant’s residual functional capacity,
age, education, and word experience.” Tackett v. Apfel,180 F.3d 1094, 1100 (9th Cir. 1999); see
also 20 C.F.R. § 404.1566 (describing “work which exists in the national economy”). If the
Commissioner fails meet this burden, then the claimant is disabled, but if the Commissioner
proves the claimant is able to perform other work which exists in the national economy, then the
claimant is not disabled. Bustamante, 262 F.3d at 954 (citing 20 C.F.R. §§ 404.1520(f),
OPINION AND ORDER – Page 7
416.920(f); Tackett, 180 F.3d at 1098-99).
B.
Decision of the Administrative Law Judge
At step one, the ALJ found that Mr. Lester had not engaged in substantial gainful activity
since the date of his application (October 4, 2000). Tr. 752. At step two, he found that
Mr. Lester suffered from the severe impairments of mild degenerative disc disease, benign
intentional tremor, bilateral sensorineural hearing loss, seizure disorder, asthma, bilateral hand
tremor and bipolar disorder. Id. Mr. Lester does not object to these findings.
At step three, the ALJ had to determine whether any of these impairments, or any
combination of them, meets or medically equals one of the listed impairments in 20 C.F.R. Part
404, subpart P, Appendix 1. If so, Mr. Lester would be considered totally disabled and would
automatically be entitled to benefits. The ALJ first analyzed Mr. Lester’s psychiatric impairment
using the special four-part evaluation and concluded the impairment was not totally disabling.
Tr. 752-53. He then concluded that each of Mr. Lester’s physical impairments do not meet or
equal the listed impairments. Tr. 753.
Moving on to step four, the ALJ found that Mr. Lester had the following residual
functional capacity: medium work with limited to occasional public contact; no use of ladders,
ropes, scaffolds, or hazards; no loud noises rate a “4” on the audiology scale; no concentrated
exposure to fumes, dusts, gases, extreme heat or coldness; and no requirement of fine dexterity.
Tr. 754. In making this finding, the ALJ discounted Mr. Lester’s testimony as not credible. Id.
He also noted that the two most recent medical records actually undermined Mr. Lester’s
disability claim: a treating physician had recently concluded that Mr. Lester could work with
vocational rehabilitation assistance, and a nurse practitioner had questioned Mr. Lester’s selfreporting of symptoms. Tr. 754-55. The ALJ noted that past and current medical records
OPINION AND ORDER – Page 8
uniformly show that Mr. Lester’s seizure disorder, diabetes, depression and asthma were all wellmanaged through medication. Tr. 755, 757-58. He detailed the weak objective medical evidence
regarding Mr. Lester’s seizures and back pain. Tr. 756-57. The ALJ rejected Mr. Lester’s claim
of irritable bowel syndrome, Tr. 758, a finding Mr. Lester does not dispute. He expressed doubt
about Mr. Lester’s alleged hand tremors, but nonetheless took the impairment into account by
excluding consideration of jobs that would require fine dexterity. Tr. 758. Regarding the three
different reviewing physicians’ opinions, the ALJ explained that he relied on the most recent,
that of Dr. Lahr, because it was based on the most extensive medical record, incorporated more
of the symptoms claimed by Mr. Lester, suggested greater work restrictions than the prior
opinions, and was supported by the treatment records. Tr. 759.
The ALJ found that Mr. Lester’s past relevant work included the occupation of “kitchen
helper,” Dictionary of Occupational Titles (DOT) 318.687-010, and “fast-foods worker,” DOT
311.472-010.2 Based on the testimony of the vocational expert and taking into account Mr.
Lester’s age, education, work experience, and residual functional capacity, the ALJ concluded
that Mr. Lester could still engage in these occupations. Alternatively, under step 5, he found that
Mr. Lester could perform three other categories of work identified by the vocational expert for
which jobs existed in significant numbers in the national economy. Tr. 760-61. On these
alternative bases, the ALJ concluded that Mr. Lester was not disabled. Tr. 761.
IV. STANDARD OF REVIEW
The court must affirm the Commissioner’s decision if it is based on the proper legal
standards and the findings are supported by substantial evidence. Hammock v. Bowen, 879 F.2d
498, 501 (9th Cir. 1989). Substantial evidence is “more than a mere scintilla. It means such
2
DOT is a publication of the U.S. Department of Labor that gives detailed requirements for a variety of jobs. The
Social Security Administration has taken administrative notice of the DOT. Massachi v. Astrue, 486 F.3d 1149,
1153 n.8 (9th Cir. 2007).
OPINION AND ORDER – Page 9
relevant evidence as a reasonable mind might accept as adequate to support a conclusion.”
Richardson v. Perales, 402 U.S. 389, 401 (1971) (quoting Consolidated Edison Co. v. NLRB,
305 U.S. 197, 229 (1938)). Where the evidence is susceptible to more than one rational
interpretation, the Commissioner’s conclusion must be upheld. Sample v. Schweiker, 694 F.2d
639, 642 (9th Cir. 1982).
V. DISCUSSION
A.
Step Three: Listed Impairments
Mr. Lester asserts that the ALJ erred at step three of the sequential analysis by not
considering whether his seizure disorder met or equaled a listed impairment. Mr. Lester is
incorrect. The ALJ specifically noted that “the claimant’s well controlled seizure disorder does
not result in the required frequency of episodes required under Listing 11.02. In fact, with all
nerve conduction studies over the years being negative, documentation of a seizure disorder is
weak.” Tr. 753.
Mr. Lester also faults the ALJ for not giving reasons for rejecting his own testimony that
he has at least one seizure a month. This is also incorrect. The ALJ made a clear determination
that Mr. Lester’s testimony was not credible, Tr. 754, and that determination is supported by the
contradictions the ALJ identified between Mr. Lester’s testimony and objective medical records.
See, e.g., Tr. 19-22, 363-365, 758; see also Morgan v. Commissioner, 169 F.3d 585, 599-600
(9th Cir. 1999) (credibility determinations are for the Commissioner to make, as long as the
finding is supported by clear and convincing reasons). Further, Mr. Lester himself was not
consistent in his self-reporting and had testified at the most recent hearing that he had not had a
seizure for a couple of months. Tr. 984.
Regarding Mr. Lester’s allegations that he suffers from persistent seizures, the ALJ noted
OPINION AND ORDER – Page 10
that “there is no objective medical support for the frequency and extent of seizures alleged by the
claimant. Diagnostic studies, the absence of hospitalizations, and repeated EEG testing from
July 26, 1993 through the present have been negative.” Tr. 756. The ALJ also relied on the
opinion of an examining specialist, Dr. Brooks, to whom Mr. Lester was referred by his primary
doctor in 2005. Tr. 756. Dr. Brooks recorded that Mr. Lester has an “[a]pparent seizure
disorder, though the history is a bit unusual. Seizures lasting one to two hours at a time and the
frequency that he’s having them are to say the least suspicious.” Tr. 714. When questioned by
Dr. Brooks, Mr. Lester first claimed that he had a seizure every other day, then said he had one
once a week, and then suggested his last seizure had been two weeks prior. Tr. 712. At a later
meeting with Dr. Brooks, Mrs. Lester reported that Mr. Lester had had several multi-hour
seizures while sleeping. Dr. Brooks noted: “This strikes me as rather bizarre, and again raises
the issue of some sort of pseudo seizure or non-epileptic event.” Tr. 710. He was hesitant to
modify Mr. Lester’s seizure medications until Mr. Lester submitted to further in-patient testing.
Id. Mr. Lester declined to do so. Tr. 756.
In fact, there appears to be no medically documented seizure in all of Mr. Lester’s
voluminous medical files. Considering the record as a whole, the ALJ did not err in concluding
that Mr. Lester’s alleged seizure disorder does not meet or equal a listed impairment.
B.
Residual Functional Capacity
Mr. Lester asserts that the ALJ’s residual functional capacity finding does not adequately
account for two of Mr. Lester’s impairments, bilateral hand tremor and bilateral hearing loss.
1.
Hand Tremors
The ALJ stressed that Mr. Lester’s claim of bilateral hand tremor was supported by little
objective medical evidence and that “the existence of a medically determinable condition
OPINION AND ORDER – Page 11
regarding tremors, for which [Mr. Lester] receives no treatment or restrictions by his treating
neurologists, is questionable.” Tr. 758. The ALJ also noted that Mr. Lester’s activities of daily
living, including regularly using a computer keyboard, appeared to be unaffected by the alleged
impairment. Id. However, “in an abundance of caution,” the ALJ adopted the opinion of
reviewing physician Dr. Lahr on this issue. Id.
In his residual physical functional capacity assessment, Dr. Lahr had marked under the
“manipulative limitations” section that Mr. Lester’s “fingering (fine manipulation)” ability was
“limited.” Tr. 661. Dr. Lahr explained this indication as follows: “Fine motor tasks limited due
to intention tremor. Cl[aimant] can do activities such as keyboarding and cash register. He
cannot do precision tasks such as using small hand tools.” Id. The ALJ interpreted this remark
as restricting Mr. Lester to jobs that would not require “fine dexterity.” Tr. 758.
Mr. Lester argues that Dr. Lahr’s assessment was unacceptably vague; that Dr. Lahr or
the ALJ should have clarified how much “fingering” Mr. Lester could be expected to do in a job;
and that the ALJ erred in using the term “fine dexterity” to describe the limitation identified by
Dr. Lahr. These arguments come down to a disagreement between Mr. Lester and the ALJ over
what type of limitation Dr. Lahr described: Mr. Lester believes Dr. Lahr identified a limitation
based on repetitive handling, while the ALJ understood the limitation to relate to precise hand
control.
The ALJ’s interpretation that Dr. Lahr meant “finger dexterity” and not “fingering,” as
the terms are used in the DOT, is supported by substantial evidence and must be affirmed.
Dr. Lahr clarified in his notes that Mr. Lester was not limited in his ability to use a keyboard or a
cash register, suggesting that “fingering”—even repetitive fingering—was not of concern.
Rather, Dr. Lahr identified a restriction on “fine motor tasks,” “precision tasks,” and the use of
OPINION AND ORDER – Page 12
small hand tools. One could reasonably infer, as the ALJ did, that Dr. Lahr was distinguishing
between repetitive fingering and finger dexterity, and that he considered Mr. Lester to be limited
only as to the latter. See Sample, 694 F.2d at 642 (the ALJ “is entitled to draw inferences
logically flowing from the evidence”).
2.
Hearing Loss
There is no dispute that Mr. Lester has a significant hearing loss in both ears. Tr. 758.
Mr. Lester argues, however, that the ALJ did not adequately accommodate this hearing loss in
the residual functional capacity finding. The ALJ accounted for Mr. Lester’s hearing loss by
finding that he cannot work in jobs with a noise factor of “4” or greater under the DOT. The
ALJ based this restriction on an audiologist’s report that Mr. Lester must rely on lip reading and
body language interpretation in “difficult communications situations.” Tr. 619. The ALJ
interpreted “difficult communications situations” as those involving loud noise. Tr. 758. It was
not unreasonable for the ALJ to conclude, based on his review of this treating physician’s
opinion (which is not disputed by Mr. Lester), that Mr. Lester’s hearing impairment only causes
communications difficulties in loud environments. To the extent Mr. Lester points to the ALJ’s
findings in previous decisions, the first two ALJ decisions in this case have been vacated and do
not in any way bind the ALJ in his de novo consideration of Mr. Lester’s claims. The ALJ is not
required to explain why he reached a new or different conclusion, as long as his own conclusion
is supported by substantial evidence. See Massachi v. Astrue, 486 F.3d 1149, 1154 (9th Cir.
2007).
Further, in the relevant hypothetical posed to the vocational expert during the most recent
hearing, the ALJ specified that “any verbal instructions should be given directly and not in a
group setting.” Tr. 993. Thus the vocational expert’s testimony, on which the ALJ relied in his
OPINION AND ORDER – Page 13
step four and step five analysis, did take into account Mr. Lester’s proposed accommodation.
Mr. Lester nonetheless suggests that there is a meaningful difference between receiving one-onone instructions and receiving face-to-face instructions. The court does not agree. The purpose
of requiring direct, non-group instructions in the hypothetical was to ensure that Mr. Lahr could
receive instructions personally and therefore in such a way that he could read the lips and body
language of the supervisor as necessary. The ALJ appropriately accounted for Mr. Lester’s
hearing impairment in his step four and step five analysis.
C.
Step Four: Ability to Perform Past Work
Having determined Mr. Lester’s residual functional capacity, the ALJ relied on the
testimony of the vocational expert in finding that Mr. Lester could still perform two jobs he had
previously held. Tr. 759.
Mr. Lester is correct that the ALJ erred in doing so.
At the most recent hearing, the ALJ and the vocational expert discussed that Mr. Lester’s
hearing impairment prevented him from working in settings ranked by the DOT as a “4” or
higher on the noise intensity scale. Tr. 992. The ALJ also incorporated this specific limitation
into his residual capacity function. Tr. 754. The kitchen helper position is categorized by the
DOT (318.687-010) at a noise level of “4,” yet the vocational expert opined that Mr. Lester
could still work as a kitchen helper. No explanation of this deviation from the DOT was
provided by the vocational expert or by the ALJ. See Johnson v. Shalala, 60 F.3d 1428, 1435
(9th Cir. 1995) (“[A]n ALJ may rely on expert testimony which contradicts the DOT, but only
insofar as the record contains persuasive evidence to support the deviation.”); Tommasetti v.
Astrue, 533 F.3d 1035, 1042 (9th Cir. 2008) (ALJ erred by relying on her own speculation and
the brief testimony of a vocational expert in deviating from the DOT at step four). Thus the ALJ
erred in finding that Mr. Lester could continue to work as a kitchen helper.
OPINION AND ORDER – Page 14
The ALJ also incorporated into his residual capacity finding and into the hypothetical he
posed to the vocational expert that Mr. Lester was limited to jobs requiring only occasional
public contact, meaning up to one-third of the time. Tr. 754, 994. The DOT categorizes “fastfoods worker” (311.472-010) as requiring “significant” interaction with people in order to serve
them, and the narrative job description is replete with tasks involving customer interaction. The
vocational expert had opined that fast-food workers “are not all at the counter. They are not all
cashiers.” Tr. 990. That personal observation, without further explanation or the support of
objective evidence, is insufficient to justify deviating from the description of fast-foods worker
contained in the DOT. Thus the ALJ erred in finding that Mr. Lester could continue to work as a
fast-foods worker.
In sum, the ALJ’s conclusion that Mr. Lester could engage in his past relevant work was
not based on substantial evidence and was therefore in error.
D.
Step Five: Ability to Perform Other Work
The ALJ’s error at step four of the sequential analysis was, however, harmless because
substantial evidence nonetheless supports the ALJ alternative finding that there are other jobs
existing in significant numbers in the national economy that Mr. Lester could perform despite his
residual functional capacity. See Tommasetti, 533. F.3d at 1043 (finding step four error to be
harmless in light of the ALJ’s alternative finding at step five); Stout v. Commissioner, 454 F.3d
1050, 1055 (9th Cir. 2006) (discussing harmless error in social security cases where the ALJ’s
error was inconsequential to the ultimate determination of nondisability).
The vocational expert identified three possible job categories which would meet
Mr. Lester’s employment limitations: stock checker (DOT 299.667-014), collator stacker (DOT
653.687-0100), and hand packager (DOT 920.587-018).
OPINION AND ORDER – Page 15
As an initial matter, Mr. Lester is
correct that the DOT identifies the noise level of the hand packager occupation as a “4”. Neither
the vocational expert nor the ALJ accounted for this inconsistency with Mr. Lester’s residual
functional capacity. The ALJ, therefore, erred in concluding that Mr. Lester could perform the
work of a hand packager.
There is substantial evidence, however, that Mr. Lester could perform the work of a stock
checker or collator stacker. Mr. Lester points out that both of these positions, as described by the
DOT, require frequent “fingering.” However, as discussed previously, the ALJ did not err in
applying Dr. Lahr’s assessment as only excluding jobs requiring fine dexterity, not those
requiring repetitive fingering. The DOT identifies these two occupations as requiring average to
below average “finger dexterity.” There is no contradiction between the DOT and the residual
functional capacity finding, leaving the ALJ discretion to adopt the vocational expert’s opinion
that Mr. Lester could perform these jobs despite his impairment.
Mr. Lester also argues that a stock checker would have “direct and continuous contact
with the public.” Plf.’s Br. at 14. The DOT, however, describes the personal interaction
required for this job as “not significant,” and its narrative of job duties does not specify any
direct contact with customers. Mr. Lester has not provided any basis for deviating from the DOT
description other than his say-so. It was reasonable for the vocational expert and the ALJ to rely
on the DOT’s description in determining that stock checkers do not have more than occasional
contact with customers.
The vocational expert testified that there are 6,800 collator stacker and stock checker
positions in Oregon and 587,000 positions nationally. Even with the burden of proof on the
Commissioner at step five, substantial evidence supports the ALJ’s conclusion that there are
significant numbers of jobs in the national economy that the claimant can perform. See Gray v.
OPINION AND ORDER – Page 16
Commissioner, 365 F. App’x 60, *3 (9th Cir. Feb. 8, 2010) (affirming ALJ’s determination of
nondisability at step five, even though ALJ may have identified only one suitable occupation for
which there were 980 jobs in Oregon and 59,000 jobs in national economy).
VI. CONCLUSION
Because substantial evidence supported the ALJ’s conclusion that there are significant
numbers of jobs in the national economy that the claimant can perform given his residual
functional capacity, age, education and work experience, the Commissioner’s decision that
Mr. Lester is not disabled is AFFIRMED.
IT IS SO ORDERED.
Dated this 2nd day of December, 2011
_/s/ Michael H. Simon
Michael H. Simon
United States District Judge
OPINION AND ORDER – Page 17
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