Hall v. Commissioner, Social Security Administration
Filing
30
Opinion and Order - The Commissioner's decision is affirmed. Signed on 9/19/2011 by Judge Michael H. Simon. (mja)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
PORTLAND DIVISION
HELEN L. HALL,
Plaintiff,
Case No. CV 10-512-SI
v.
OPINION AND ORDER
MICHAEL J. ASTRUE, Commissioner
of Social Security,
Defendant.
Martin R. Cohen
P.O. Box 1229
Lake Oswego, OR 97305
Linda Ziskin
P.O. Box 2237
Lake Oswego, Oregon 97035
Attorneys for Plaintiff
Dwight Holton
United States Attorney
District of Oregon
Adrian L. Brown
Assistant United States Attorney
1000 S.W. Third Avenue, Suite 600
Portland, Oregon 97204
Brett E. Eckelberg
Special Assistant United States Attorney
Social Security Administration
701 Fifth Avenue, Suite 2900 M/S 901
Seattle, Washington 98104
Attorneys for Defendant
Opinion and Order Page 1
SIMON, District Judge:
I. INTRODUCTION
This is an action to obtain judicial review of a final decision by the Commissioner of the
Social Security Administration (“Commissioner”) denying the application of Helen Hall for
Social Security Disability Insurance benefits (“DIB”) and Supplemental Security Income
benefits (“SSI”). Ms. Hall alleges disability on the basis of a seizure disorder and one or more
mental illnesses. The Commissioner concluded that Ms. Hall’s seizure disorder was a severe
impairment but saw no objective evidence that any seizures were of a frequency or duration to be
disabling. The Commissioner also concluded that Ms. Hall’s mental illness was not severe, was
in remission, or was under control with antidepressant medication. Thus, the Commissioner
found Ms. Hall not disabled.
Ms. Hall challenges the Commissioner’s findings at steps two and five, on the grounds
that (1) the step two findings were incomplete; (2) the Commissioner erred in accepting the
opinions of a testifying medical expert; and (3) the conclusion at step five that Ms. Hall was
capable of performing work that exists in the national economy was erroneous because some of
her limitations were not considered. For the reasons that follow, the Commissioner’s decision is
affirmed.
II. BACKGROUND
Ms. Hall filed an application for benefits on April 11, 2005, in which she alleged an onset
date of November 1, 1998. The application was denied both initially and on reconsideration.
Ms. Hall requested a hearing, which was held on March 18, 2008, before Administrative Law
Judge (“ALJ”) Linda R. Haack. At the hearing, Ms. Hall amended her alleged onset date to
Opinion and Order Page 2
February 21, 2004. On May 20, 2008, the ALJ issued the decision finding Ms. Hall not disabled.
When the Appeals Council denied review, the ALJ’s decision became the Commissioner’s final
decision.
Ms. Hall was born in 1968 and was 40 years old at the time of the ALJ’s decision. She
has a high school education. Her past relevant work was as a retail sales clerk manager. Ms. Hall
has not engaged in substantial gainful activity since her amended alleged onset date. Her date
last insured is December 31, 2004.1
A.
Medical Evidence
The Court has separated its discussion of Ms. Hall’s seizure disorder from her alleged
mental illness, although the record makes it somewhat difficult to distinguish between them. The
medical evidence indicates that Ms. Hall has had one seizure that involved loss of consciousness,
in December 2006. She has also, however, reported symptoms, including blackouts and “spells”
that involved tingling, a feeling of heaviness in her head, difficulty talking, blurred vision,
hearing “words in a jumbled way,” and being unable to talk, that some practitioners, including
psychiatrists Angela Andrich and Nancy Cloak, have attributed to psychomotor seizures.
Ms. Hall herself has referred to “major” and “minor” seizures involving these symptoms, with
the difference between the two seeming to be a matter of duration. Tr. 390.
1.
Seizures
1
DIB benefits require at least 20 quarters of coverage within the 40-quarter period that
ends with the quarter in which the disability occurred. The end of a claimant’s insured status is
frequently referred to as the “date last insured.” In a DIB case, the claimant must prove that the
current disability began on or before the date last insured. Tidwell v. Apfel, 161 F.3d 599, 601
(9th Cir. 1998). Proving disability before the date last insured is not necessary for receipt of SSI
benefits.
Opinion and Order Page 3
Ms. Hall’s seizure disorder was diagnosed on the basis of electroencephalograms
(“EEGs”) on June 27, 2002 and May 25, 2004. Tr. 232, 227.
On May 29, 2003, Ms. Hall consulted neurologist Stephen Gancher, M.D. Tr. 216.
Ms. Hall said she had been having episodes for the past 10 or 15 years, increasing in frequency
and currently occurring between one and 20 times per day, for the past five years. Tr. 216. The
episodes started with a “feeling of tingling in the limbs that ascends.” Id. She felt weak and, if
standing, had to sit down. Id. If she was listening to anything, such as speech or music, the
sounds became jumbled. Id. She said each episode seemed to last two or three minutes, but that
she had “watched a videotape” and realized that the episodes actually lasted almost an hour. Id.
If she was involved in a conversation at the time of the episode, she would put her fingers to her
lips, gesturing for others to stop talking, wave her hands, put her head down, and wait for the
episode to pass. Id. Dr. Gancher wrote, “She apparently does not speak or exhibit any
automatisms during these episodes.” Id. Dr. Gancher prescribed the anticonvulsant medication
Dilantin. Tr. 217.
On February 5, 2004, Dr. Gancher noted that Ms. Hall had begun taking Lamictal.
Tr. 208. Ms. Hall reported that she continued to have episodes in which she felt tingling in her
head and weakness in her neck or throughout her body, hearing only a “jumbled mess” when
being spoken to. Tr. 206. Ms. Hall said if she ignored the episode and tried to “proceed on,” she
became nauseated. Id. The episodes lasted one to five minutes, occurring up to a dozen times a
day on a nearly daily basis. Id. She stopped taking Lamictal, however, after developing a rash on
her fingers. Id. Dr. Gancher noted that Ms. Hall’s “episodes have now not responded to two
different anticonvulsants, Dilantin and Lamictal, at a dose that should have worked.” Id.
Opinion and Order Page 4
Dr. Gancher prescribed Keppra, but noted that if that failed to work, “the diagnosis of seizures
does have to be called into close question.” Id.
On April 15, 2004, Dr. Gancher wrote in a progress note that Ms. Hall’s spells continued
and that she had stopped taking Keppra because it made her dizzy. Tr. 203. Dr. Gancher wrote,
“I am still a little uncertain about the diagnosis [of seizures], and wonder if these could be some
psychiatric condition rather than seizures. I did suggest that she try one other anticonvulsant and
Trileptal was selected. . . . [I]f Trileptal is not benefiting her, this medicine should be
discontinued and other alternatives considered.” Id. On May 25, 2004, however, Ms. Hall’s
EEG was abnormal, demonstrating an irritative focus in the left temporal lobe, compatible with a
diagnosis of a seizure disorder. Tr. 227.
On December 9, 2006, Ms. Hall was admitted to the Emergency Department of
Providence Milwaukie Hospital after reporting a seizure involving brief loss of consciousness
and incontinence. Tr. 340. Ms. Hall reported at the time of admission that she had had seizures in
the past, but “that she has never been on medications.” Id.
On December 19, 2006, Ms. Hall saw neurologist Michael Sluss, M.D. Tr. 394. Dr. Sluss
ordered a sleep-deprived EEG. Tr. 395. The EEG revealed abnormal awake and drowsy results,
including frequent left anterior mid-temporal sharp wave activity “strongly suggestive of an
underlying left temporal seizure focus.” Tr. 393. Dr. Sluss could not rule out a “more generalized
seizure tendency.” Id. He concluded that Ms. Hall’s reports of an abnormal feeling through her
legs during which her “comprehension [was] jumbled” were psychomotor seizures. Tr. 392.
Dr. Sluss strongly recommended Dilantin, and Ms. Hall agreed to take it. Id.
///
Opinion and Order Page 5
On February 6, 2007, Dr. Sluss wrote that Ms. Hall said she had had no further seizures.
Tr. 391. Ms. Hall, however, complained of feeling dizzy and slowed down, which Dr. Sluss
attributed to the Dilantin. Id. On February 20, 2007, Ms. Hall reported still having up to three
minor seizures per day, but no more major seizures. Tr. 390. She described the minor seizures as
“‘head down’ for three minutes while her head ‘is racing’ and she ‘can’t move.’” Id. Dr. Sluss
wrote that he was considering increasing the Dilantin dosage or starting her on an additional
anticonvulsant medication. Id.
An MRI of Ms. Hall’s head on March 7, 2007 showed no evidence of cortical dysplasia
or migrational abnormality. Tr. 396. On March 20, 2007, Ms. Hall reported one to three partial
seizures per day, with frequency “sometimes being inversely correlated with her marijuana use.”
Tr. 389. Dr. Sluss added Keppra. Id.
On April 17, 2007, Dr. Sluss wrote that the addition of Keppra had helped reduce her
seizures, “but at the cost of substantially increased personal irritability,” so he was tapering her
off Keppra and starting her back on Lamictal. Tr. 388. Dr. Sluss recommended that she return
in a month. Id. There are no further progress notes from Dr. Gancher or Dr. Sluss in the record.
On April 27, 2007, Ms. Hall was admitted to Willamette Falls Hospital in Oregon City
after her boyfriend reported that she had had “two seizures today.” Tr. 400. He said the seizures
involved “shaking” that started in her feet and “moved up.” Id. Ms. Hall reported that she had
recently changed her medication from Lamictal to Dilantin. Tr. 397. No seizure activity was
observed at the hospital, tr. 398, and a blood draw revealed a sub-therapeutic level of Dilantin.
Tr. 398, 400.
///
Opinion and Order Page 6
Robert McDevitt, M.D., called as a medical expert at the hearing, noted that Ms. Hall had
had only one major motor seizure, in December 2006, and that with medication Ms. Hall could
engage in simple repetitive activity, but not in any kind of hazardous or dangerous work. Tr. 497.
2.
Mental illness
Ms. Hall was treated at Kaiser Permanente between February 2001 and January 2005.
According to a chart note dated February 1, 2001, written by Lillie Spence, Ms. Hall described
intermittent episodes during which she saw blurred shapes and felt disoriented, although the
episodes lasted only moments and she was able to drive or function through them. Tr. 226.
Ms. Spence wrote, “likely schizoaffective disorder symptoms.” Id. The record does not reveal
whether Ms. Spence is a licensed psychiatrist or psychologist.
On November 14, 2001, Mary Eschbach, whose credentials also do not appear in the
record, listed Ms. Hall’s diagnoses as Depression, Suicidal Ideation, and Schizoaffective
Disorder. Tr. 225. Ms. Hall told Ms. Eschenbach she felt “depressed enough to take [an]
overdose of psych meds,” id., but when she was seen on March 26, 2002, by licensed clinical
social worker Barbara Gould, Ms. Hall was found to be “stabilizing in a positive direction” and
looking for a job. Tr. 224. On July 22, 2003, Ms. Gould noted that Ms. Hall “continues to
manage her ADLs [Activities of Daily Living] independently” and “remains stable on meds.”
Tr. 214. A chart note dated August 29, 2003 states that Ms. Hall’s medications were “effective
re: psychiatric disease,” but that Lamictal had been substituted for Dilantin. Tr. 210-11.
Psychologist John Adler, Ph.D., evaluated Ms. Hall on June 27, 2002. Tr. 157-161.
Ms. Hall said she was unable to think straight; heard voices telling her to do things she did not
want to do; did things she could not recall, such as getting married; and had spells in which she
Opinion and Order Page 7
suddenly felt weak and stopped talking or responding for a few minutes at a time. Tr. 157.
Ms. Hall said she had been diagnosed with Schizoaffective Disorder. Id. She was taking Paxil
and Zyprexa and had been receiving monthly mental health counseling. Ms. Hall said she spent
her days watching TV, doing dishes, cleaning, and playing on the computer. Tr. 159. She also
went swimming and played pool three to four times a week, did laundry, and shopped with her
husband. Id. She had regular contact with family members and friends. Id.
The results of Ms. Hall’s mental status examination was essentially normal, except that
during the interview, she suddenly put her head down, closed her eyes, and stopped speaking,
responding to Dr. Adler’s calling her name by holding up a finger to indicate that she needed
more time. Apart from this incident, Ms. Hall’s speech was normal and intelligible, and her
mood showed no signs of major anxiety, anger or depression. Id. She was able to recall two of
three unrelated items after two minutes and had accurate recall of what had been said and done
up to 35 minutes earlier in the interview. On a test of concentration and short term memory,
however, she scored in the below average range. Tr. 160. Dr. Adler diagnosed Dissociative
Disorder, Not Otherwise Specified (“NOS”), with a “rule out” diagnosis of Psychotic Disorder. 2
Tr. 161. He assessed her Global Assessment of Functioning (“GAF”) at 47.3
2
In the medical context, “rule out” means to “eliminate one diagnostic possibility from
the list of causes of a patient’s presenting signs and symptoms.” Taber’s Cyclopedic Medical
Dictionary 2057 (Donald Venes, M.D. ed., 2009). Thus, a “rule out diagnosis” is a hypothesis
rather than a conclusion.
3
The GAF scale ranges from 1-100 and represents the examiner’s assessment of
psychological, social and occupational functioning. American Psychiatric Association,
Diagnostic and Statistical Manual of Mental Disorders 34 (4th ed. Text Revision 2000) (“DSMIV-TR”). A GAF score of 47 represents “serious symptoms” or a “serious impairment in social,
occupational, or school functioning.” Id.
Opinion and Order Page 8
Psychiatrist Angela Andrich, M.D. evaluated Ms. Hall on October 3, 2003. Tr. 206-10.
Dr. Andrich wrote that Ms. Hall had been “previously diagnosed with Schizoaffective Disorder,
as well as a seizure disorder.” Tr. 207. Ms. Hall said she had been “fairly stable” on a
combination of Paxil and Zyprexa “ever since she was first treated after what she called a
nervous breakdown about seven years ago.” Id. Ms. Hall said that over the years, she had
suffered primarily from depression, which caused her to sleep a lot, and that she had occasional
thoughts of suicide with a desire to overdose on sleeping medication. Id. Ms. Hall said that she
heard voices that coincided with personality changes. Id. The voices did not command her to
harm herself or others, and medication modulated them. Id.
Dr. Andrich wrote that Ms. Hall “does give some history that is suggestive of a
Dissociative Identity Disorder,” but that “I would need to get more information on that.”
Tr. 208. It was “definitely possible that her loss of time could be due to the fact that she is
having seizures. It is interesting, though, that she refers to the voices as clearly distinct
personalities and says that her behavior changes when a particular voice is talking to her.” Id.
Dr. Andrich assessed Ms. Hall’s current GAF at 50-55, which indicated “moderate” symptoms.
On October 29, 2003, Ms. Hall was given a neuropsychological screening by
psychologist Cheryl Brischetto, Ph.D. Tr. 164-176. Dr. Brischetto reviewed Ms. Hall’s records,
conducted a clinical interview, evaluated her mental status, and administered the following tests:
memorization of 15 items; the Test of Memory Malingering (“TOMM”); the Wide Range
Achievement Test (3rd Edition) (“WRAT-3") reading recognition; the Wechsler Adult
Intelligence Scale III (“WAIS III”); the Wechsler Memory Scale III (“WMS III”); the Trail
Making Test, Parts A and B; the Reitan-Indiana Aphasia Screening Examination; the Beck
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Depression Inventory II (“BDI II”); the Beck Anxiety Inventory (“BAI”); and the Minnesota
Multiphasic Personality Inventory-2 (“MMPI-2"). Tr. 164.
Ms. Hall told Dr. Brischetto she had “blackouts” in which she lost track of time and
“spells” that involved tingling all over her body, heaviness in her head, and difficulty talking.
Tr. 166. She described the blackouts as occurring two to three times a week and the spells as
occurring 20-50 times a week. Id. Dr. Brischetto noted that Ms. Hall’s reports about the onset
and duration of the spells were inconsistent with other self-reports in her medical records. Id.
Dr. Brischetto asked how she continued to drive and to keep her driver’s license while
having blackouts and spells. Ms. Hall said she was “aware” of when they were going to occur
and pulled off the road. Id. Ms. Hall also told Dr. Brischetto that from the age of 10, she thought
she had “more friends in my head than other people” and that she was “part schizophrenic.”
Tr. 168. She said she had been diagnosed with “a schizoaffective” by a social worker at Kaiser.
Id. Ms. Hall added that she also had multiple personalities. Id.
Although Ms. Hall’s chief complaint was depression, which made her to want to sleep all
the time, she slept well and her weight was stable. Tr. 169. She was not having suicidal thoughts
and denied significant problems with tearfulness. Id. Ms. Hall said she had hallucinations when
she was “too nerved up,” but then explained that they were not so much hallucinations as “more
people in my head taking over.” Id. Ms. Hall described her day-to-day memory as “shot.” Id. She
said, however, that she was “usually pretty good” with people. Id.
Dr. Brischetto wrote that she did not see enough in Ms. Hall’s history or presentation to
indicate Schizoaffective Disorder. Tr. 175. Ms. Hall’s description of various personalities “did
not clearly suggest current thought disorder,” and her reporting on hallucinations was “not
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consistent.” Id. Dr. Brischetto did not think Ms. Hall’s history or current symptoms supported a
diagnosis of schizophrenia. Id. Dr. Brischetto wrote, “Overall, this examiner frankly finds her
self-report of symptoms ‘questionable.’” Id. Dr. Brischetto thought Ms. Hall’s poor performance
on memory testing “raise[d] concerns about full effort,” Tr. 171, but thought it might also
indicate side effects from medication. Ms. Hall’s thinking seemed logical and organized, without
loose association or tangentiality. Id. There was no indication that Ms. Hall was responding to
internal distractors. Id. Dr. Brischetto noted that Ms. Hall did not appear to be in any emotional
distress. Dr. Brischetto noted: “In some ways her affect in the session seemed inconsistent with
what she described in clinical interview,” as well as with “her self-report on the [BDI II] and the
[BAI],” on which she had indicated severe ranges of self-reported depressive symptoms and
anxiety. Tr. 173. Dr. Brischetto thought Ms. Hall’s scores on the MMPI-2 “raised some
questions about the validity of the profile” and thought it possible that some scores could
represent “exaggeration of symptoms or a plea for attention.” Id. She did not appear to be
psychotic in the interview and appeared capable of understanding information. Id.
Dr. Brischetto made provisional diagnoses of Mood Disorder Not Otherwise Specified
(“NOS”) and Dissociative Disorder NOS, with rule out diagnoses of Malingering and
Personality Disorder NOS with some histrionic features. Tr. 176. Dr. Brischetto completed a
form, titled “Medical Source Statement of Ability to Do Work-Related Activities (Mental),”
indicating that Ms. Hall had moderate limitations on her ability to understand, remember, and
carry out detailed instructions and on her ability to interact appropriately with the public,
supervisors, and co-workers. Tr. 191-92. Dr. Brischetto commented,
While she claims to get along well with people her dramatic style,
admitted impulsivity, and affective presentation and “spells” [are]
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likely to impact how she appears to others. However, she has
reportedly been a manager . . . for three years and has been in jobs
working with others so that social contact is not precluded, but
she’d be limited in a work setting.
Tr. 192.
Between February 2005 and May 2, 2006 Ms. Hall received social services and
medication management from Clackamas County Mental Health (“CCMH”). Tr. 278-338.
CCMH diagnosed Ms. Hall with Depressive Disorder NOS, tr. 332, and she was given a mental
status examination on February 11, 2005. Tr. 330. Ms. Hall stated that she heard six different
voices through the day and night. Id. She denied having delusions. Id. She also denied feeling
suicidal and said she had never attempted suicide. Id. Ms. Hall said she had periods when she
dropped her head for two to three minutes, sometimes up to 30 minutes, and heard words in a
jumbled way and had blurred vision. Id. The examiner noted, however, that she was able to track
during the interview, as well as to count backwards by threes from 85. Id.
A CCMH chart note dated June 20, 2005, reported that Ms. Hall said she was living in a
tent with her friend “Rob,” who also went by the name “Ted.” Tr. 297. Ms. Hall denied having
been diagnosed with a dissociative identity disorder, but she described several personalities. Tr.
298. Ms. Hall reported that these and other personalities “come out when they want to,” and kept
her from working and keeping jobs. Id. Ms. Hall was diagnosed with Depressive Disorder NOS
and Dissociative Identity Disorder. Tr. 305. Throughout her treatment at CCMH, Ms. Hall
continued to report dissociative episodes, although practitioners consistently observed no
indication that she was responding to internal stimuli. Tr. 278, 279, 289, 292.
On October 10, 2005, Ms. Hall was evaluated by psychiatrist Nancy Cloak, M.D.
Tr. 241-46. Ms. Hall reported that since the age of 10, she had experienced auditory
Opinion and Order Page 12
hallucinations of voices, “parts of myself that do different things,” and she said that she began
experiencing blackouts in her teens. Tr. 242. With respect to the auditory hallucinations, she
described them as also associated with the different parts of herself that took control of her
behavior and acted in ways uncharacteristic of her. Id.
Ms. Hall described a history of depression, but Dr. Cloak wrote that, as she reported it,
Ms. Hall’s depression “mainly includes feeling suicidal when upset about life circumstances.”
Id. She did not, in Dr. Cloak’s opinion, “seem to have other depressive symptoms that lasted for
sufficient time to meet criteria for depression.” Id. Ms. Hall said she felt anxiety in reaction to
loud voices or arguing, but did not have panic attacks. Id. Ms. Hall related that she had not been
psychiatrically hospitalized, and she had no history of harming herself. Tr. 243.
Ms. Hall had been living in a tent for approximately a year. Tr. 243. She said that on a
typical day, she listened to the radio and played solitaire, visited other campgrounds and friends,
read, or visited the skate park with her boyfriend. Id. She was independent with respect to meals,
finances, shopping, transportation by bus, and housework. Id. Support came from “her many
friends at the campground and her boyfriend.” Id. Dr. Cloak observed that Ms. Hall had appeared
at the interview with “dirty hair in a bandana,” body odor, dirty fingernails, and dirty clothes.
Tr. 244. Her speech was dramatic and expressive but not pressured. Thought processes were
tangential and occasionally irrelevant, but she did not exhibit loosening of associations. Id. There
was no evidence of delusions or intrusive thoughts. Tr. 245. She said she had continuous
auditory hallucinations, but did not appear to respond to any during the interview. Tr. 245.
There were no blank or incoherent spells during the interview. Id.
Dr. Cloak thought Ms. Hall’s symptoms suggested either Dissociative Disorder NOS or
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complex partial seizure disorder and alcohol or cannabis abuse. Dr. Cloak diagnosed Borderline
Personality Disorder as well. Id. Dr. Cloak considered Ms. Hall able to understand and
remember instructions and sustain concentration and attention in the short term. Id. Ms. Hall was
appropriate socially within the interview in general, although “overall somewhat dramatic,” but
she had a “history of being socially inappropriate and undependable.” Id. Dr. Cloak thought
barriers to Ms. Hall’s effective job performance would “primarily be interpersonal in terms of
her history of temper and lashing out as well as leaving situations abruptly.” Id. Dr. Cloak wrote,
“If she is indeed having seizure-related blank spells up to 20 times per day, this would
significantly interfere with productivity and could be dangerous.” Id. Dr. Cloak noted that while
Ms. Hall was receiving mental health treatment, her blank spells had not been fully evaluated or
treated, by her report. Id.
On November 30, 2005, reviewing psychologist Robert Henry, Ph.D. completed a Mental
RFC Assessment, finding that Ms. Hall had a personality disorder and substance addiction
disorders. Tr. 247. In his opinion, she had mild restrictions in ADL, moderate difficulty in
maintaining concentration, persistence or pace, understanding, remembering and carrying out
detailed instructions, and moderate limitations on her ability to interact appropriately with the
general public. Tr. 261-62.
On January 28, 2006, Ms. Hall was examined by John Ellison, M.D., an internist.
Tr. 265-68. Ms. Hall told Dr. Ellison that for the moment, her other personalities “seemed to be
inactivated.” Tr. 265. Mental status examination revealed that while Ms. Hall was able to repeat
a string of five digits accurately, she was able to memorize only one of three unrelated words and
repeat them five minutes later. Tr. 267. Her long-term memory was unimpaired: she was able to
Opinion and Order Page 14
name the candidates in the last presidential election and the last four presidents. Id. She could
not, however, count backwards from 100 by sevens, and had difficulty with other calculations.
Id. After physical examination, Dr. Ellison concluded that Ms. Hall was able to stand and walk
only about 30 minutes at a time because her legs got “weak and tired,” possibly the result of
undernutrition; he also found that she was able to lift and carry only about 20 pounds
occasionally. Tr. 267. Her ability to sit and to handle objects were unlimited. Id.
On October 13, 2007, Ms. Hall was admitted to St. Vincent’s Medical Center in
Bridgeport, Connecticut, after being found unresponsive in her mother’s home. Tr. 404.
Ms. Hall admitted taking 90 Zyprexa tablets and an undisclosed amount of Lexapro. Id.
Although she had left a suicide note, Ms. Hall denied that she wanted to die. Id.4 Upon
admission, Ms. Hall was lethargic, made poor eye contact, and appeared to be depressed.
Tr. 405. She was cognitively intact. Id. She reported diagnoses in the past of schizoaffective
disorder and possible dissociative disorder, as well as a long history of seizure disorder. Id.
Ms. Hall was admitted to the hospital for four days, then transferred to Hall-Brooke Behavioral
Health Services. Tr. 432. Ms. Hall was discharged from Hall-Brooke on October 25, 2007.
Tr. 446. Upon discharge, Ms. Hall was denying current suicidal ideation, depressed mood, or
auditory hallucinations. Tr. 446-47. She was calm, cooperative, well related and well groomed,
and her speech was clear, coherent, and not pressured. Tr. 447. Although Ms. Hall reported “a
history of dissociative identity disorder, which she states was diagnosed 10 years ago,” she
explained that she had been “free of all these episodes for the past 7 years.” Id.
4
Ms. Hall reported a previous psychiatric hospitalization to a Kaiser hospital in Oregon
in 2000, but the record does not contain any evidence related to this admission.
Opinion and Order Page 15
B.
Hearing Testimony
At the hearing the ALJ asked Ms. Hall to explain what impairments prevented her from
working. Ms. Hall responded that she had a very short memory and had “problems walking
around or staying standing for long periods of time.” Tr. 474. She said that she was using a cane
because her hips hurt. Tr. 475. She added that she was able to stand for 15 to 20 minutes “if I
push it” and could sit “at least four hours.” Id. She explained that she could walk about five
blocks, but would have to “rest in between.” Id. Ms. Hall added that she could lift about 25
pounds. Tr. 476. She said she got along with people “all right” and could understand and follow
instructions if they were “repeated a few times.” Tr. 476. Asked whether she could “keep your
mind on what you’re doing,” Ms. Hall answered, “usually not.” Tr. 476.
Ms. Hall said she “love[d] looking up things” on the internet and doing library research.
Tr. 479-80. She said she also “love[d] chat rooms,” saying they were “one of my addictions,”
and that each day, she spent “at least three to four hours or more” in them. Tr. 480-81. Ms. Hall
was writing her autobiography and also enjoyed knitting and playing with her cat. Id. She spent
one or two hours a day playing solitaire. Tr. 481. The ALJ asked Ms. Hall, “Mentally why do
you think you can’t work?” Tr. 482. Ms. Hall answered, “I can’t think straight and, yes, I get
easily sidetracked. . . . Also, if somebody teaches me something, usually within a week or so I’ll
walk in and be completely blank of what I have to do.” Id. Ms. Hall acknowledged that she was
“still smoking marijuana.” Id. Ms. Hall said she had been in special education classes since
second grade and that even when she was working as a manager, she had difficulty thinking
straight and getting things done, because “tasks can be very difficult for me.” Tr. 483.
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Ms. Hall explained that the “crew” in her head was “actually gone due to me trying to
commit suicide.” Tr. 484. She said, “I woke up in St. Vincent’s Hospital in Bridgeport,
Connecticut in ICU, and I didn’t hear a peep except for my self-conscious, which scared me for a
minute. I kind of miss them from time to time, but they aren’t–they’re not there any more.”
Tr. 484.
Ms. Hall said her most recent seizure had been in February 2008, the month before the
hearing. Tr. 485-86. Ms. Hall described that seizure as “very light,” saying “it took about five
minutes if that.” Tr. 486. During that seizure she “wasn’t able to hear everything,” and felt as
though she had “at least five pounds on my head, I can’t lift it. I try to talk, and anybody [sic]
tells me that I’m talking gibberish. They can’t understand me.” Ms. Hall said after one of these
episodes, she was “very dazed and confused” for at least “a good hour or so.” Id.
Ms. Hall added that she gets depressed at least once a week. Tr. 487. Ms. Hall also said
that “at least maybe 14 days or more [each month] . . . I’m out and about out of the household
area,” seeing doctors, visiting friends, going on walks and grocery shopping. Tr. 488-899. When
Ms. Hall’s attorney asked her to clarify her statement that she could lift and carry about 25
pounds, she said she could do so only “three to four times a day if that,” and that she could lift
and carry no more than five to 10 pounds frequently. Tr. 491.
The ALJ called a medical expert, psychiatrist Robert McDevitt, M.D. Id. Dr. McDevitt
concluded, after reviewing Ms. Hall’s records, that Ms. Hall “may” have a diagnosis of
Schizoaffective Disorder “or even what they now call Dissociative Personality Disorder, which
she now tells us has gone into remission following this massive overdose of the Zyprexa.”
Tr. 496. Dr. McDevitt thought Dr. Ellison’s mental status examination established that
Opinion and Order Page 17
Ms. Hall’s concentration, persistence and pace were unimpaired. Id. Dr. McDevitt did not think
that there was “good evidence of a severe psychiatric impairment.” Id. Dr. McDevitt concluded
that “[w]hatever illness she has seems to be in remission with a relatively modest amount of
medication” and that from a “strictly psychiatric standpoint,” she was not experiencing any
limitations on her capacity to function. Id. Upon further questioning by Ms. Hall’s counsel,
Dr. McDevitt testified that if Ms. Hall had a diagnosis of Schizoaffective Disorder, it seemed to
be “in remission with a relatively modest dose of medication.” Tr. 500. Dr. McDevitt did not see
“any problems in her ADL activity,” and her “social activity appears to be relatively good,”
including maintaining a relationship with her boyfriend over the past three and a half to five
years and being in a long marriage before that. Id., tr. 502. With respect to concentration,
persistence, and pace, Dr. McDevitt considered her ability to stay in a chat room for four hours
as evidence of “being able to at least concentrate on one activity for quite a period of time,” and
cited Dr. Ellison’s mental status examination, which showed “fairly good concentration.”
Tr. 501. When asked about a diagnosis of Borderline Personality Disorder, Dr. McDevitt
testified that he found it “difficult to understand,” in view of Ms. Hall’s ability to sustain longterm relationships and the absence of clinical evidence suggesting difficulty in engaging and
working with other people. Tr. 503. Dr. McDevitt acknowledged that “being a bit unstable is
certainly part of the history,” but that Ms. Hall’s instability appeared not to be “to the level that
she shouldn’t be able to function on a regular basis at a simple activity.” Tr. 504. Dr. McDevitt
agreed, however, that “her personality might interfere with effective interpersonal relationships
at work.” Id.
The ALJ called a vocational expert (“VE”), Gary Jesky. Tr. 505. The ALJ asked
Opinion and Order Page 18
Mr. Jesky to consider a hypothetical individual of Ms. Hall’s age, education and past work
experience who was able to sit eight hours with normal breaks; stand and walk four hours in an
eight-hour day, 30 minutes at a time; lift 20 pounds occasionally, during up to one-third of the
workday, and 10 pounds frequently, during up to two-thirds of the workday; able to
communicate on a simple, but not an abstract basis; required to avoid hazards, unprotected
heights, and driving; and limited to simple, repetitive tasks. Tr. 508.
The VE responded that Ms. Hall’s past relevant work would be ruled out because of the
limitation on standing and walking, and that Ms. Hall would require sedentary work. Id. In his
opinion, an individual with the limitations identified by the ALJ could work in occupations the
VE identified from the Dictionary of Occupational Titles (“DOT”): cashier, DOT 211.462-010;
small product assembler, such as DOT 713.687-026 (lens inserter); and packing and sorting jobs,
with a representative DOT of 731.685-014.5 Tr. 509. All of these jobs were unskilled. Id. The VE
confirmed that all of the sedentary jobs identified could be performed by an individual who was
changing position, “perhaps standing as much as four hours.” Tr. 510.
5
DOT is a publication of the United States Department of Labor that gives detailed
requirements for a variety of jobs. The Social Security Administration has taken administrative
notice of the DOT. Massachi v. Astrue, 486 F.3d 1149, 1153 n. 8 (9th Cir. 2007). See United
States Department of Labor, DOT (4th ed. 1991), available at http://www.occupationalinfo.org.
The Social Security Administration relies “primarily on the DOT” for “information about the
requirements of work in the national economy” at steps four and five of the sequential evaluation
process. SSR 00-4P, 2000 WL 1898704 *2 (Use of vocational experts and occupational
information in disability decisions). For purposes of determining whether a claimant can
perform gainful activity, the Commissioner may rely on the general job characteristics of the
DOT as presumptively applicable to the claimant’s prior work, but the claimant may overcome
the presumption that the entry for a given job title applies to her by demonstrating that the duties
in her particular line of work were not as described. See, e.g., Villa v. Heckler, 797 F.2d 794 (9th
Cir. 1986).
Opinion and Order Page 19
C.
The Sequential Evaluation
The Commissioner has established a five-step sequential process for determining whether
a person is disabled. Bowen v. Yuckert, 482 U.S. 137, 140 (1987); 20 C.F.R. §§ 404.1520,
416.920. At step one, the Commissioner determines whether the claimant has engaged in any
substantial gainful activity. 20 C.F.R. §§ 404.1520(b), 416.920(b). If not, the Commissioner
proceeds to step two, to determine whether the claimant has a “medically severe impairment or
combination of impairments.” Yuckert, 482 U.S. at 140-41; 20 C.F.R. §§ 404.1520(c),
416.920(c). That determination is governed by the “severity regulation,” which provides:
If you do not have any impairment or combination of impairments
which significantly limits your physical or mental ability to do
basic work activities, we will find that you do not have a severe
impairment and are, therefore, not disabled. We will not consider
your age, education, and work experience.
§§ 404.1520(c), 416.920(c). If the impairment is severe, the evaluation proceeds to the third step,
where the Commissioner determines whether the impairment meets or equals “one of a number
of listed impairments that the [Commissioner] acknowledges are so severe as to preclude
substantial gainful activity.” Yuckert, 482 U.S. at 140-41. If a claimant’s impairment meets or
equals one or more of the listed impairments, the claimant is considered disabled without
consideration of age, education or work experience. 20 C.F.R. §§ 404.1520(d), 416.920(d).
If the impairment is considered severe, but does not meet or equal a listed impairment,
the Commissioner considers, at step four, whether the claimant can still perform “past relevant
work.” 20 C.F.R. §§ 404.1520(e), 416.920(e). If the claimant shows an inability to perform past
work, the burden shifts to the Commissioner to show, in step five, that the claimant has the
residual functional capacity (“RFC”) to do other work in consideration of the claimant's age,
Opinion and Order Page 20
education and past work experience. Yuckert, 482 U.S. at 141-42; 20 C.F.R. §§ 404.1520(f),
416.920(f).
D.
The ALJ’s Decision
At step two of the sequential analysis, the ALJ found that Ms. Hall’s only severe
impairment was a seizure disorder. Tr. 16. The ALJ did not find Schizoaffective Disorder to
constitute a severe impairment for Ms. Hall, on the basis of Dr. Brischetto’s report questioning
such a diagnosis because there did not appear to be a history or current symptomology to support
a diagnosis of either schizophrenia or Schizoaffective Disorder, and on the basis of
Dr. McDevitt’s testimony. The ALJ found that Schizoaffective Disorder, Borderline Personality
Disorder, possible Dissociative Identity Disorder, and substance abuse,6 considered singly and in
combination, did not cause more than minimal limitations on Ms. Hall’s ability to perform basic
mental work activities. The ALJ based this finding on Ms. Hall’s mild limitations in ADLs (she
is able to perform self-care activities, use public transportation, shop, perform household chores,
and drive); social functioning (she has relationships with friends, a history of a stable marriage
and long-term relationship); concentration, persistence or pace (she has average intellectual
functioning, no evidence of significant limitations on ability to attend, concentrate, remember, or
persist in a task, and generally adequate performance on mental status testing); and no episodes
6
The record contains numerous references to Ms. Hall’s use of marijuana. See, e.g.,
tr. 168 (statement to Dr. Brischetto on October 29, 2003, that she had some marijuana in January
2003, but “it was so bad I decided I would never do it again”); tr. 207 (statement on October 3,
2003 to Dr. Andrich that she had not smoked marijuana for five months, but prior to that she
smoked it occasionally); tr. 243 (statement to Dr. Cloak on October 10, 2005 that she had most
recently smoked marijuana the previous week because it “keeps the voices quiet”); tr. 266 (chart
note from Dr. Ellison dated January 28, 2006 documenting use of “marijuana regularly”); tr. 389
(note dated March 20, 2007 from Dr. Sluss that the frequency of Ms. Hall’s seizures was
sometimes “inversely correlated with her marijuana use”).
Opinion and Order Page 21
of decompensation. Tr. 19.
The ALJ gave significant weight to the opinions of Dr. McDevitt, particularly his
testimony that: (1) Ms. Hall had not demonstrated continuous psychotic behavior that would
support a diagnosis of Schizoaffective Disorder; (2) the record contained no objective evidence
to support a diagnosis of Depressive Disorder; (3) Ms. Hall’s ability to participate in internet
chat rooms for up to four hours suggested an ability to concentrate for substantial periods of
time; (4) Ms. Hall’s ability to maintain constant relationships and her ability to leave home
regularly did not indicate problems in maintaining employment because of personality issues;
and (5) functional limitations resulting from mental impairments would not preclude functioning
regularly at a simple level. Id. The ALJ also cited to Ms. Hall’s testimony that the multiple
personalities had been in remission since October 14, 2007, and to the opinion of Dr. Brischetto
suggesting an exaggeration of symptoms. Id.
The ALJ found that although the record documented evidence of seizure activity, there
was no objective evidence supporting Ms. Hall’s allegations that her seizures were of a
frequency or duration to be disabling. Tr. 22. The ALJ cited to inconsistent information provided
by Ms. Hall about the onset, duration, frequency, and symptomology of the seizures. Id. The ALJ
also cited to medical reports showing that Dilantin had helped reduce the seizures, and that when
Ms. Hall was hospitalized for a seizure involving brief loss of consciousness on April 27, 2007,
laboratory testing revealed a sub-therapeutic level of Dilantin. Id.
The ALJ found “generally credible” the written testimony submitted May 14, 2005, by
Ms. Hall’s boyfriend, Roy T. Harrison, to the extent that he reported his observations. The ALJ
discounted Mr. Harrison’s report that Ms. Hall experienced blackouts because that statement was
Opinion and Order Page 22
not accompanied by a description of the frequency or duration of such occurrences. The ALJ
found Mr. Harrison’s report that Ms. Hall had significant difficulty in the areas of memory and
getting along with others not supported by other evidence, including the testimony of
Dr. McDevitt. Tr. 23. Other limitations Mr. Harrison had reported were “generally
accommodated in the [RFC].” Id.
At step four, the ALJ found that Ms. Hall had the RFC to read, write, add and subtract
simple numbers; perform simple, repetitive tasks; work fulltime at a sedentary exertion level;
stand or walk four hours in an eight-hour workday for 30 minutes at a time; lift 20 pounds
occasionally and 10 pounds frequently; and communicate on a simple, but not abstract basis.
Tr. 20-21. These limitations precluded her from returning to her past relevant work. Tr. 24. The
ALJ, however, accepted the testimony of the VE and concluded that Ms. Hall retained the RFC
to perform the types of sedentary jobs identified in VE’s testimony. Tr. 25.
III. STANDARD OF REVIEW
The Court must affirm the Commissioner's decision if it is based on proper legal
standards and the findings are supported by substantial evidence in the record. Meanel v. Apfel,
172 F.3d 1111, 1113 (9th Cir. 1999). In determining whether the Commissioner's findings are
supported by substantial evidence, the Court must review the administrative record as a whole,
weighing both the evidence that supports and the evidence that detracts from the Commissioner's
conclusion. Reddick v. Chater, 157 F.3d 715, 720 (9th Cir. 1998). The Commissioner's decision
must be upheld even if “the evidence is susceptible to more than one rational interpretation.”
Andrews v. Shalala, 53 F.3d 1035, 1039-40 (9th Cir. 1995).
The initial burden of proving disability rests on the claimant. Meanel, 172 F.3d at 1113.
Opinion and Order Page 23
To meet this burden, the claimant must demonstrate an “inability to engage in any substantial
gainful activity by reason of any medically determinable physical or mental impairment which
. . . has lasted or can be expected to last for a continuous period of not less than 12 months[.]”
42 U.S.C. § 423(d)(1)(A). A physical or mental impairment is “an impairment that results from
anatomical, physiological, or psychological abnormalities which are demonstrable by medically
acceptable clinical and laboratory diagnostic techniques.” 42 U.S.C. § 423(d)(3). This means an
impairment must be medically determinable before it is considered disabling.
IV. DISCUSSION
Ms. Hall asserts that the ALJ erred by: (1) making incomplete findings at step two,
specifically by failing to make findings on Schizoaffective Disorder, Dissociative Identity
Disorder, and Borderline Personality Disorder; (2) improperly rejecting the opinions of treating
and examining physicians in favor of the opinions of Dr. McDevitt, a non-examining medical
expert; and (3) failing to incorporate all limitations in her RFC assessment, resulting in an
incomplete hypothetical to the VE.
A.
Incomplete step two findings
Ms. Hall asserts that the ALJ erred by failing to address the severity of the Borderline
Personality Disorder diagnosed by Dr. Cloak, the Dissociative Disorder diagnosed by Dr. Adler,
and the diagnosis of Schizoaffective Disorder by three separate treating sources.
Addressing Ms. Hall’s third point first, I find no support in the record for Ms. Hall’s
assertion that she was diagnosed with Schizoaffective Disorder by three treating sources. The
first reference in the medical record to Schizoaffective Disorder is a notation of “likely
schizoaffective symptoms” in chart notes generated by Ms. Spence, whose acceptability as a
Opinion and Order Page 24
medical source under Social Security regulations, 20 C.F.R. §§ 404.1512(a)-(b), 404.1513(d), is
not established in the record. Ms. Hall testified that she had been diagnosed with Schizoaffective
Disorder by a social worker at Kaiser. Tr. 168. Social workers are not considered acceptable
medical sources. See, e.g., Turner v. Comm’r, 613 F.3d 1217, 1223-24 (9th Cir. 2010) (social
worker not considered an acceptable medical source under 20 C.F.R. § 404.1513(a), (d);
regulations treat “[p]ublic and private social welfare agency personnel as “other sources,” 20
C.F.R. § 404.1513(d)(3)). In any event, Ms. Spence’s notation about “likely schizoaffective
symptoms” is not a definitive diagnosis, although it appears to have been carried forward
without further consideration in subsequent records. For example, treating psychiatrist
Dr. Andrich mentioned Schizoaffective Disorder as a diagnosis, Tr. 208, but did so only on the
basis of a “previous diagnosis.” Id. Examining psychiatrist Dr. Cloak did not diagnose
Schizoaffective Disorder and identified Dissociative Disorder only as a “rule out” diagnosis.
Tr. 245-46. Dr. Brischetto explicitly rejected the diagnosis of Schizoaffective Disorder on the
ground that it was unsupported by Ms. Hall’s history or presentation. Tr. 175.
With regard to Ms. Hall’s other points, the ALJ did address the severity of Ms. Hall’s
impairments. The ALJ analyzed evidence pertaining to Ms. Hall’s ADLs, social functioning, and
concentration, persistence and pace, including intellectual functioning and mental status testing.
After considering the evidence in these areas, the ALJ concluded that these impairments were
not severe. Ms. Hall argues that the evidence supports a finding that Ms. Hall’s ADLs are
markedly impaired, citing the difference between Dr. Adler’s observation in June 2002 that
Ms. Hall was clean and well groomed and Dr. Cloak’s observation in October 2005 that Ms. Hall
was living in a tent and presented with dirty hair, fingernails and clothing and body odor.
Opinion and Order Page 25
Ms. Hall also contends that the ALJ’s finding of mild limitation in the area of social functioning
was erroneous because Ms. Hall’s “friends” included homeless, unemployed men, and there was
no evidence that Ms. Hall had sustained a relationship with a boyfriend for several years.
Moreover, Ms. Hall cites to other evidence of difficulty with interpersonal relationships,
including separation from her husband and leaving Oregon in 2007 for Connecticut due to
difficulties with her boyfriend and his family.
Ms. Hall also challenges the ALJ’s finding that she had only mild limitations of
concentration, persistence, or pace, asserting that the medical evidence shows “consistent
reporting of Plaintiff’s difficulties subduing her multiple personalities.” Finally, Ms. Hall argues
that her suicide attempt constituted an episode of decompensation lasting almost two weeks and
that it could be argued that her entire life had been “a series of connected episodes of
decompensation and inability to cope with normal familial relationships.” Pl. Mem. at 8.
Ms. Hall’s arguments are not persuasive. Under the substantial evidence standard, the
Court must uphold the Commissioner’s decision unless it is based on legal error or not supported
by substantial evidence. Smolen v. Chater, 80 F.3d 1273, 1279 (9th Cir. 1996). The
Commissioner’s findings are upheld if supported by inferences reasonably drawn from the
record; if evidence exists to support more than one rational interpretation, the Court must defer
to the Commissioner’s decision. Batson v. Comm’r, 359 F.3d 1190, 1193 (9th Cir. 2004). See also
Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999) (when evidence reasonably supports either
confirming or reversing the ALJ’s decision, Court may not substitute its judgment for that of
ALJ). The ALJ cited Ms. Hall’s ability to perform self-care activities, use public transportation,
shop and perform household chores, and drive, all as support for the ALJ’s conclusion that
Opinion and Order Page 26
Ms. Hall was not severely impaired in her ADLs. The ALJ cited the evidence showing that
Ms. Hall had friends, a history of a stable marriage, and a relationship with a boyfriend for
several years in support of the ALJ’s conclusion that Ms. Hall was not severely impaired in her
social functioning. The ALJ noted the absence of clinical evidence that Ms. Hall was impaired in
her ability to attend, concentrate, remember, or persist in a task, and evidence of performing
“fairly well” on mental status testing. And finally, the ALJ found no indication that Ms. Hall had
experienced episodes of decompensation lasting for periods of two weeks or more. Although
there is some record evidence that might support a different conclusion, the ALJ’s findings are
supported by substantial evidence in the record as a whole and are free of legal error.
B.
Reliance on medical expert’s testimony
Ms. Hall next argues that the ALJ erred in relying on Dr. McDevitt’s testimony because
Dr. McDevitt’s opinions were contrary to all other medical opinions in the record–specifically
those of Doctors Adler, Brischetto and Cloak and practitioners at CCMH and Kaiser. Ms. Hall
further argues that the testimony of Dr. McDevitt, who was only a reviewing physician, was
entitled to less weight than the opinions of the other doctors. Ms. Hall adds that repeated GAF
scores in the 45-47 range by multiple treating sources over a number of years contradict the
opinions of Dr. McDevitt.7
Generally, a treating physician’s opinion carries more weight than an examining
physician’s, and an examining physician’s opinion carries more weight than a reviewing
7
Ms. Hall was given a GAF score of 47 by Dr. Adler on June 27, 2002, tr. 161; a GAF of
50-55 by Dr. Andrich on October 3, 2003, tr. 206, 209; a GAF of 47 by Dr. Cloak on October 10,
2005; and a GAF of 45 by Tara Kerner, D.O. when she was admitted to the hospital after the
suicide attempt in Connecticut. Tr. 446.
Opinion and Order Page 27
physician’s. Holohan v. Massinari, 246 F.3d 1195, 1202 (9th Cir. 2001); 20 C.F.R. §
404.1527(d). In addition, the regulations give more weight to opinions that are explained than to
those that are not, 20 C.F.R. § 404.1527(d)(3), and to the opinions of specialists concerning
matters relating to their specialty over that of nonspecialists. Holohan, 246 F.3d at 1202; 20
C.F.R. § 404.1527(d)(5).
The testimony of a non-examining medical advisor, however, who testifies at the hearing
and is subject to cross examination is entitled to greater weight than the opinions of other nontreating, non-examining physicians who do not testify and are not subject to cross-examination.
Andrews, 53 F.3d at 1042; Lester v. Chater, 81 F.3d 821, 831 (9th Cir. 1995). Further, the ALJ
may rely on the medical opinion of a non-treating doctor instead of the contrary opinion of a
treating doctor so long as the ALJ provides “specific and legitimate” reasons supported by
substantial evidence in the record. Holohan, 246 F.3d at 1202; Lester, 81 F.3d at 830.
The Commissioner persuasively argues that Dr. McDevitt’s opinions are not contrary to,
but generally consistent with, those of Doctors Adler, Brischetto, Cloak, and other practitioners
at CCMH and Kaiser. Dr. McDevitt opined that Ms. Hall’s impairments seemed to be in
remission with a relatively modest amount of medication. This opinion was consistent with
Ms. Gould’s notations in 2003 and 2004 that Ms. Hall was stable on medication (presumably
Zyprexa and Paxil); Ms. Hall’s testimony at the hearing that her other personalities had
disappeared after her suicide attempt on October 13, 2007;8 and Ms. Hall’s hearing testimony
that she had not had a “major” seizure since December 2006. There is no evidence from Doctors
8
The record also contains a statement by Ms. Hall in October 2007 to a practitioner at
Hall-Brooke that she had been free of all Dissociative Identity Disorder episodes “for the past 7
years.” Tr. 447.
Opinion and Order Page 28
Adler, Brischetto, or Cloak that contradicts Dr. McDevitt on this point.
Dr. McDevitt testified that, in his opinion, Ms. Hall was not experiencing psychiatric
limitations on her capacity to function. This opinion is supported by the ALJ’s findings that
Ms. Hall’s descriptions of her seizures and multiple personalities were inconsistent with one
another and conflicted with her reports to practitioners about her daily activities. Dr. McDevitt’s
opinion is also corroborated by (1) the findings of reviewing psychologist Dr. Henry; (2)
Ms. Hall’s report to Dr. Adler in 2002 that she spent her days watching television, washing
dishes, cleaning, doing laundry, playing on the computer, swimming, playing pool three to four
times a week, going shopping, and visiting regularly with family members and friends; (3)
Dr. Adler’s normal findings on mental status examination in 2002; (4) Ms. Hall’s report to
Dr. Cloak in October 2005 that on a typical day, she listened to the radio, played solitaire, visited
other campgrounds and friends, read, and visited a skate park; (5) Ms. Hall’s statements to
Dr. Brischetto in October 2003 that she was “usually pretty good” with people, as well as
Dr. Brischetto’s observation that Ms. Hall did not appear to be in any emotional distress or
appear psychotic or schizophrenic, and seemed capable of understanding information; (6)
Dr. Cloak’s observation in October 2005 that Ms. Hall did not seem to have depressive
symptoms of sufficient duration to meet the criteria for depression, and that she gave no
indication of loosening of associations, delusions, intrusive thoughts, or responses to internal
stimuli; and (7) Ms. Hall’s report she was independent with respect to meals, finances, shopping,
transportation and housework; and that she had many friends and a boyfriend. Dr. McDevitt’s
opinion is also consistent with Dr. Ellison’s essentially normal findings on neurological
evaluation and Ms. Hall’s testimony at the hearing that she was able to remain in internet chat
Opinion and Order Page 29
rooms for as many as four hours a day and to look things up on the internet and do library
research and that she was writing her autobiography and spent one or two hours a day playing
solitaire.
Dr. McDevitt discounted much of Ms. Hall’s self-reporting, as did the ALJ.
Dr. Brischetto also expressed doubts about the validity of Ms. Hall’s self reports. Dr. Cloak did
not think Ms. Hall’s self-reported symptoms were consistent with depression, and saw no
evidence of delusions or intrusive thoughts. Further, Dr. Cloak, like Dr. McDevitt, considered
Ms. Hall able to understand and remember instructions and sustain short-term concentration and
attention. Mental health practitioners at CCMH consistently observed that Ms. Hall did not
appear to be responding to internal stimuli.
While the GAF scores do constitute some evidence that contradicts the opinions of
Dr. McDevitt, GAF scores alone do not establish disability. A GAF score has been called a
“rough estimate of an individual’s psychological, social, and occupational functioning used to
reflect the individual’s need for treatment.” Keyser v. Comm’r, 648 F.3d 721, n. 1 (9th Cir. 2011)
(Graber, J., dissenting), citing Vargas v. Lambert, 159 F.3d 1161, 1164 n. 2 (9th Cir. 1998). The
Social Security Administration has rejected the GAF score as a method for evaluating the
severity of impairments because it does not have “a direct correlation to the severity
requirements in the mental disorders listings.” 65 Fed. Reg. 50746, 50764-65 (Aug. 21, 2000).
The Court concludes that Dr. McDevitt’s testimony was sufficiently corroborated by the other
medical practitioners and that the ALJ’s acceptance of Dr. McDevitt’s testimony was based on
substantial evidence in the record.
///
Opinion and Order Page 30
C.
Incomplete RFC assessment and hypothetical to VE
Finally, Ms. Hall argues that the ALJ’s failure to consider all of her alleged mental
impairments tainted the ALJ’s decision at steps three through five. This argument is
unpersuasive. As discussed above, the ALJ did not err in finding that Ms. Hall’s alleged
Schizoaffective Disorder, Dissociative Identity Disorder, and Borderline Personality Disorder
were not severe impairments. The ALJ’s decision not to include these impairments in the ALJ’s
analysis after step two was based on substantial evidence in the record.
V. CONCLUSION
The Commissioner’s decision is AFFIRMED.
IT IS SO ORDERED.
Dated this 19th day of September, 2011.
/s/ Michael H. Simon
Michael H. Simon
United States District Judge
Opinion and Order Page 31
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