McClung v. Commissioner Social Security Administration
Filing
27
OPINION AND ORDER. For the reasons stated, the Court affirms the Commissioner's decision because it is free of legal error and supported by substantial evidence. IT IS SO ORDERED. Signed on 8/23/2017 by Magistrate Judge Stacie F. Beckerman. (gw)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
JAMES B. MCCLUNG,
Case No. 6:16-cv-00751-SB
Plaintiff,
OPINION AND ORDER
v.
NANCY A. BERRYHILL,
Acting Commissioner of Social Security,
Defendant.
BECKERMAN, Magistrate Judge.
James McClung (“McClung”) brings this appeal challenging the Commissioner of the
Social Security Administration’s (“Commissioner” or “SSA”) denial of his application for
supplemental security income under Title XVI of the Social Security Act, 42 U.S.C. §§ 138183f. The Court has jurisdiction to hear this appeal pursuant to 42 U.S.C. § 1383(c)(3), which
incorporates the review provisions of 42 U.S.C. § 405(g). For the reasons that follow, the Court
affirms the Commissioner’s decision because it is free of legal error and supported by substantial
evidence.
PAGE 1 – OPINION AND ORDER
BACKGROUND
McClung was born in August 1962, making him fifty years old on September 14, 2012,
the amended alleged disability onset date. McClung has a high school education and no past
relevant work experience. In his application, McClung alleges disability due primarily to nerve
damage in his left arm, posttraumatic stress disorder (“PTSD”), schizoaffective disorder, and
bipolar disorder.
On July 22, 2010, roughly two years before the alleged onset of disability, an x-ray of
McClung’s left elbow revealed an “[o]lecranon fracture with associated effusion.” (Tr. 442.) An
emergency room physician treated McClung with a splint and sling. (Tr. 445.) McClung later
met with a “surgical specialist in Portland” and they agreed “to let [the elbow fracture] heal
without surgery.” (Tr. 432; see also Tr. 788, noting that a subsequent x-ray suggested it was “less
likely to need operative repair”).
On April 20, 2012, McClung had x-rays taken of his lumbar spine, knees, and hips. The
x-rays of McClung’s hips were “within normal limits,” the x-rays of McClung’s knees appeared
“[n]ormal for [his] age,” and the x-ray of McClung’s lumbar spine was “[o]verall negative.” (Tr.
368-71, 589.)
On October 31, 2012, McClung appeared for a consultative examination with Dr. James
McHan (“Dr. McHan”). (Tr. 321-25.) Dr. McHan examined and interviewed McClung, and
reviewed a health summary from the U.S. Department of Veterans Affairs (the “VA”) dated
October 11, 2012. Dr. McHan noted that McClung complained of pain in his wrists, arthritis in
his knees and back, and a rash; scored a thirty out of a thirty on a mini-mental status
examination; and exhibited full strength in his “upper and lower extremities bilaterally except
with slight decrease in the left hand where there is a slight atrophy of the thenar eminence
PAGE 2 – OPINION AND ORDER
muscle of the thumb.”1 (Tr. 324.) Based on his examination, Dr. McHan opined that McClung
can stand and walk for less than two hours; sit without limitation; lift and carry ten pounds
occasionally and frequently; occasionally climb, balance, stoop, kneel, crouch, and crawl; never
engage in manipulative activities with his left hand, but occasionally reach, handle, finger, or feel
with the right hand; and needs to limit working at heights and with heavy machinery, and avoid
dust, fumes and gases. (Tr. 325.)
On January 2, 2013, McClung appeared for an individual counseling session at South
Lane Mental Health. McClung reported that his “most concerning” symptoms were “being [in] a
depressed mood, anger and feeling anxious, or ‘having compulsions[.]’” (Tr. 732.) McClung also
reported being “in a more positive place” and feeling less depressed after his wife returned home.
(Tr. 732.)
On January 11, 2013, Dr. Joshua Boyd (“Dr. Boyd”), a non-examining state agency
psychologist, completed a psychiatric review technique assessment. (Tr. 77.) Dr. Boyd found
that the limitations imposed by McClung’s impairments failed to satisfy listings 12.03
(schizophrenic, paranoid, and other psychotic disorders), 12.06 (anxiety-related disorders), or
12.09 (substance addiction disorders).
Also on January 11, 2013, Dr. Boyd completed a mental residual functional capacity
assessment based on his review of the record. (Tr. 81-82.) Dr. Boyd found that McClung was not
significantly limited in fifteen categories of mental activity and moderately limited in eight. Dr.
Boyd added that McClung is capable of understanding, remembering, and sustaining the
concentration necessary to complete simple tasks; McClung should not work with the general
1
A score of thirty on a mental status examination indicates “no cognitive deficits.” Meza
v. Comm’r Soc. Sec. Admin., No. 6:15-cv-02181-MA, 2017 WL 916446, at *7 (D. Or. Mar. 8,
2017).
PAGE 3 – OPINION AND ORDER
public or be in close proximity to co-workers; and McClung “could use help setting realistic
goals.” (Tr. 82.)
On January 14, 2013, Dr. Linda Jensen (“Dr. Jensen”), a non-examining state agency
physician, completed a physical residual functional capacity assessment. (Tr. 78-80.) Dr. Jensen
found that McClung could lift and carry twenty pounds occasionally and ten pounds frequently;
stand, sit, or walk up to six hours in an eight-hour workday; push or pull on a frequent basis with
the left upper extremity; occasionally balance, stoop, kneel, crouch, crawl, and climb ramps,
stairs, ladders, ropes, or scaffolds; and frequently handle and finger with his non-dominant left
hand. Dr. Jensen added that McClung does not suffer from visual or communicative limitations,
but he needs to avoid concentrated exposure to hazards, fumes, odors, dusts, gases, and poor
ventilation.
On February 19, 2013, Dr. William Habjan (“Dr. Habjan”), a non-examining state agency
physician, issued a second physical residual functional capacity assessment, wherein he agreed
with Dr. Jensen’s conclusion that McClung can lift and carry twenty pounds occasionally and ten
pounds frequently; stand, sit, or walk up to six hours in an eight-hour day; frequently push or
pull with the left upper extremity; occasionally balance, stoop, kneel, crouch, crawl, and climb
ramps, stairs, ladders, ropes, or scaffolds; and frequently handle and finger with his nondominant left hand. (Tr. 93-95.) Dr. Habjan also agreed with Dr. Jensen’s conclusion that
McClung does not suffer from visual or communicative limitations, but he needs to avoid
concentrated exposure to hazards (machinery, heights, etc.), fumes, odors, dusts, gases, and poor
ventilation.
On February 21, 2013, Dr. Irmgard Friedburg (“Dr. Friedburg”), a non-examining state
agency psychologist, issued a psychiatric review technique assessment, agreeing with Dr. Boyd’s
PAGE 4 – OPINION AND ORDER
conclusion that McClung’s mental impairments failed to satisfy listings 12.03, 12.06, and 12.09,
and noting that McClung’s impairments also failed to satisfy listing 12.04 (affective disorders).
(Tr. 91-92.)
Also on February 21, 2013, Dr. Friedburg issued a second mental residual functional
capacity assessment, agreeing with Dr. Boyd’s initial determination that McClung is moderately
limited in five of twenty categories of mental activity and not significantly limited in fifteen. (Tr.
95-97.)
On March 11, 2013, x-rays of McClung’s right elbow revealed “[n]o acute fracture or
malalignment,” “[n]o joint effusion,” and “[s]oft tissue swelling . . . at the posterior aspect of the
elbow.” (Tr. 770.)
On July 22, 2013, McClung had images taken of his thoracic spine, which revealed “mild
anterior wedging of the T8 vertebral body,” “[n]o destructive process,” and “no subluxation.”
(Tr. 597.) McClung also had images taken of the right side of his rib cage based on complaints of
pain, but “[t]he cause for the patient’s [pain] symptoms [was] not detected” by those images. (Tr.
596.)
On July 30, 2013, Rebecca Podhora (“Podhora”), a mental health nurse practitioner,
noted that she had recently visited with McClung for thirty minutes; that McClung’s current
Global Assessment of Functioning (“GAF”) score was forty-two; that McClung continues “to
use substances [and] is drug seeking”; and that McClung seemed “to understand the possible
risks/benefits of drug treatment and agree[d] to consent to the treatment and/or options.”2 (Tr.
506-08.)
2
A GAF score of forty-two reflects “severe symptoms or serious impairment in social or
occupational functioning.” Gayheart v. Comm’r of Soc. Sec., 710 F.3d 365, 368 (6th Cir. 2013)
(citation omitted).
PAGE 5 – OPINION AND ORDER
On September 3, 2013, McClung presented for a follow-up visit with Podhora. In her
treatment note, Podhora observed that McClung complained of “pain issues.” (Tr. 693.) Podhora,
however, also noted that McClung’s gait was within normal limits “with no indication of limping
or shuffling,” that McClung reported that he “walks around Cottage Grove about ‘[thirty] miles
per day,’” which takes “a few hours,” and that McClung reported that he is “kind of like the town
Security Guard” because he watches over property and reports problems to the police chief. (Tr.
693.)
On January 14, 2014, McClung presented for a mental health assessment with Deborah
Hardwick (“Hardwick”), a qualified mental health professional. During the assessment,
McClung reported “an increase in both depressed mood and anxiety,” which prevented him from
being “able to do his own shopping” or “be in any place with a crowd [of] . . . more than [three]
people at a time.” (Tr. 868.) Hardwick noted that her interview of McClung was consistent with
reported diagnoses of PTSD and bipolar disorder, and she assigned a GAF score of fifty-five.3
(Tr. 870.)
On January 31, 2014, Disability Determination Services (“DDS”) referred McClung to
Dr. Jennifer Metheny (“Dr. Metheny”), a licensed psychologist, for a psychodiagnostic
evaluation regarding “issues related to schizoaffective disorder, PTSD, and bipolar disorder.”
(Tr. 314-19.) Based on her examination and review of certain medical records, Dr. Metheny
diagnosed McClung with schizoaffective disorder, PTSD, and alcohol and cannabis abuse, and
concluded that McClung did “not appear to meet criteria for a bipolar spectrum disorder.” (Tr.
318-19.)
3
A GAF score of fifty-five “indicates at least moderate symptoms or moderate difficulty
in social, occupational, or social functioning.” Vargas v. Lambert, 159 F.3d 1161, 1164 n.2 (9th
Cir. 1998).
PAGE 6 – OPINION AND ORDER
On February 6, 2014, McClung visited his primary care physician, Dr. Gerald Barker
(“Dr. Barker”). Dr. Barker noted that McClung’s mood and affect were good, his mental status
was “quite good,” he seemed “in touch with reality,” and his extremities were “[a]ctually quite
good with good range of motion through he complains of pain in both elbows and his left wrist.”
(Tr. 862.)
On February 22, 2014, McClung visited the emergency department, complaining of pain
“basically in all locations of his body.” (Tr. 853.) After reviewing the “Oregon prescription drug
monitory website,” Dr. Daniel Kranitz (“Dr. Krantiz”) agreed to provide McClung with a limited
Vicodin prescription, but he also informed McClung that he “would not represcribe narcotics for
him if [McClung were to return to the emergency department] again with similar symptoms.”
(Tr. 854-55.)
On April 15, 2014, McClung had x-rays taken of his cervical spine based on complaints
of neck pain. The images revealed “[n]o abnormal motion . . . with flexion or extension,” good
anatomic alignment, no subluxation, no fracture, “maintained” disc spaces, and “[n]o foraminal
stenosis.” (Tr. 865.)
On June 6, 2014, McClung appeared and testified at a hearing before an Administrative
Law Judge (“ALJ”). (Tr. 34-68.) McClung testified that he does “not like large towns” or
“crowds,” he has a friend who assists with grocery shopping, he has never been told that he has
“a drinking problem,” he last worked in 1991 and has been “collecting cans” since that time, he
lives in a rental trailer, he receives food stamps and financial assistance from the VA, he recently
quit drinking, and he smokes cigarettes and marijuana. (Tr. 45-51.) McClung also testified that
he collects cans “four or five days a week” depending on how his back and “legs are doing,” that
he walks about a mile to “get the cans,” that he experiences numbness and aching in his left arm
PAGE 7 – OPINION AND ORDER
and hand due to nerve damage, and that his medications have helped control his mood swings
and keep him “more level.” (Tr. 52-58, 61.)
The ALJ posed a series of hypothetical questions to a Vocational Expert (“VE”) who
testified at McClung’s hearing. First, the ALJ asked the VE to assume that a hypothetical worker
of McClung’s age, education, and work experience could perform work that involved: (1)
occasional climbing of ramps and stairs; (2) no climbing of ladders, ropes, and scaffolds; (3)
frequent handling and fingering with the non-dominant left hand; (4) occasional exposure to
fumes, odors, dusts, gases, and poor ventilation; (5) occasional exposure to workplace hazards,
such as unprotected heights and moving mechanical parts; (6) simple and routine tasks; (7)
occasional interaction with co-workers; and (8) “no interaction with the general public such that
the individual is limited to working in relative isolation.” (Tr. 64.) The VE testified that the
hypothetical worker could be employed as a basket filler, assembly machine tender, and
protective clothing issuer. The VE added that there are 37,881 basket filler jobs, 21,720 assembly
machine tender jobs, and 36,126 protective clothing issuer jobs available in the national
economy.
Second, the ALJ asked the VE to assume that the hypothetical worker described above
was limited to sedentary work. The VE testified that the hypothetical worker could be employed
as a “polisher [of] eye glass frames” and final assembler. (Tr. 65.) The VE further testified that
there are 70,450 eye glass polisher jobs and 35,340 final assembler jobs available in the national
economy.
Third and finally, the ALJ asked the VE to assume that the hypothetical worker could not
reach, handle, finger, or feel with the non-dominant left hand, would be off task (i.e., not
engaged in productive work activities) “at least 25 percent of an eight-hour day,” and would be
PAGE 8 – OPINION AND ORDER
absent four or more days per month. (Tr. 66.) The VE testified that such limitations would
preclude gainful employment.
In a written decision issued on August 28, 2014, the ALJ applied the five-step sequential
process set forth in 20 C.F.R. § 416.920(a)(4), and found that McClung was not disabled. (Tr.
19-29.) The Social Security Administration Appeals Council denied McClung’s petition for
review, making the ALJ’s decision the Commissioner’s final decision. McClung timely
appealed.
THE FIVE-STEP SEQUENTIAL PROCESS
I.
LEGAL STANDARD
A claimant is considered disabled if he or she is unable to “engage in any substantial
gainful activity by reason of any medically determinable physical or mental impairment which
. . . has lasted or can be expected to last for a continuous period of not less than 12 months[.]” 42
U.S.C. § 423(d)(1)(A). “Social Security Regulations set out a five-step sequential process for
determining whether an applicant is disabled within the meaning of the Social Security Act.”
Keyser v. Comm’r Soc. Sec. Admin., 648 F.3d 721, 724 (9th Cir. 2011). Those five steps are as
follows:
(1) Is the claimant presently working in a substantially gainful
activity? (2) Is the claimant’s impairment severe? (3) Does the
impairment meet or equal [one of the listed impairments]? (4) Is
the claimant able to perform any work that he or she has done in
the past? and (5) Are there significant numbers of jobs in the
national economy that the claimant can perform?
Id. at 724-25. The claimant bears the burden of proof for the first four steps in the process.
Bustamante v. Massanari, 262 F.3d 949, 953-54 (9th Cir. 2001). If the claimant fails to meet the
burden at any of the first four steps, the claimant is not disabled. Id.; Bowen v. Yuckert, 482 U.S.
137, 140-41 (1987).
PAGE 9 – OPINION AND ORDER
The Commissioner bears the burden of proof at step five of the process, where the
Commissioner must show the claimant can perform other work that exists in significant numbers
in the national economy, “taking into consideration the claimant’s residual functional capacity,
age, education, and work experience.” Tackett v. Apfel, 180 F.3d 1094, 1100 (9th Cir. 1999). If
the Commissioner fails to meet this burden, the claimant is disabled. Bustamante, 262 F.3d at
954 (citations omitted).
II.
THE ALJ’S DECISION
The ALJ first determined that McClung had not engaged in substantial gainful activity
since September 14, 2012, the day he filed his application for benefits. At the second step, the
ALJ found that McClung had the severe impairments of depressive disorder, PTSD,
schizophrenia, a “history of left elbow fracture,” left-side carpal tunnel syndrome, polysubstance
abuse disorder, and degenerative disc disease. (Tr. 21.) At the third step, the ALJ found that
McClung did not have an impairment or combination of impairments that met or equaled one of
the Listed Impairments.
The ALJ next assessed McClung’s residual functional capacity (“RFC”) and found that
he could perform light exertion work that involves (1) lifting and carrying up to twenty pounds
occasionally and ten pounds frequently; (2) standing, walking, and sitting up to six hours in an
eight-hour workday; (3) occasional climbing of ramps and stairs; (4) no climbing of ladders,
ropes, and scaffolds; (5) frequently handling and fingering with the non-dominant left hand; (6)
occasional exposure to workplace hazards (e.g., unprotected heights and moving mechanical
parts), fumes, dusts, gases, or poor ventilation; (7) simple and routines tasks; (8) occasional
interaction with co-workers; and (9) no interaction with the public “such that he is limited to
working in relative isolation.” (Tr. 24.) At the fifth step, the ALJ concluded that there were other
jobs existing in significant numbers in the national economy that McClung could perform, such
PAGE 10 – OPINION AND ORDER
as a “[b]asket filler,” “[a]ssembler, machine tender,” and “[p]rotective clothing issuer.” (Tr. 2829.) Accordingly, the ALJ determined that McClung was not disabled within the meaning of the
Social Security Act.
STANDARD OF REVIEW
The district court may set aside a denial of benefits only if the Commissioner’s findings
are “‘not supported by substantial evidence or [are] based on legal error.’” Bray v. Comm’r Soc.
Sec. Admin., 554 F.3d 1219, 1222 (9th Cir. 2009) (quoting Robbins v. Soc. Sec. Admin., 466 F.3d
880, 882 (9th Cir. 2006)). Substantial evidence is defined as “‘more than a mere scintilla [of
evidence] but less than a preponderance; it is such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion.’” Id. (quoting Andrews v. Shalala, 53 F.3d 1035,
1039 (9th Cir. 1995)).
The district court “cannot affirm the Commissioner’s decision ‘simply by isolating a
specific quantum of supporting evidence.’” Holohan v. Massanari, 246 F.3d 1195, 1201 (9th Cir.
2001) (quoting Tackett, 180 F.3d at 1097). Instead, the district court must consider the entire
record, weighing the evidence that both supports and detracts from the Commissioner’s
conclusions. Id. If the evidence as a whole can support more than one rational interpretation, the
district court must uphold the ALJ’s decision and may not substitute its judgment for the
judgment of the ALJ. Bray, 554 F.3d at 1222 (citing Massachi v. Astrue, 486 F.3d 1149, 1152
(9th Cir. 2007)).
DISCUSSION
In this appeal, McClung argues that the ALJ erred by: (1) failing to provide clear and
convincing reasons for discounting McClung’s subjective symptom testimony; and (2) failing to
offer legally sufficient reasons for discounting Dr. McHan’s medical opinion evidence. As
explained below, the Court concludes that the Commissioner’s decision is free of legal error and
PAGE 11 – OPINION AND ORDER
supported by substantial evidence. Accordingly, the Court affirms the Commissioner’s denial of
benefits.
I.
CREDIBILITY DETERMINATION
A.
Applicable Law
Absent an express finding of malingering, an ALJ must provide clear and convincing
reasons for rejecting a claimant’s testimony:
Without affirmative evidence showing that the claimant is
malingering, the [ALJ]’s reasons for rejecting the claimant’s
testimony must be clear and convincing. If an ALJ finds that a
claimant’s testimony relating to the intensity of his pain and other
limitations is unreliable, the ALJ must make a credibility
determination citing the reasons why the testimony is
unpersuasive. The ALJ must specifically identify what testimony is
credible and what testimony undermines the claimant’s
[subjective] complaints.
Morgan v. Comm’r of Soc. Sec. Admin., 169 F.3d 595, 597 (9th Cir. 1999) (citations omitted).
Clear and convincing reasons for rejecting a claimant’s subjective symptom testimony “include
conflicting medical evidence, effective medical treatment, medical noncompliance,
inconsistencies in the claimant’s testimony or between her testimony and her conduct, daily
activities inconsistent with the alleged symptoms, and testimony from physicians and third
parties about the nature, severity and effect of the symptoms complained of.” Bowers v. Astrue,
No. 6:11-cv-583-SI, 2012 WL 2401642, at *9 (D. Or. June 25, 2012); see also Molina v. Astrue,
674 F.3d 1104, 1112 (9th Cir. 2012) (“[T]he ALJ is not ‘required to believe every allegation of
disabling pain, or else disability benefits would be available for the asking, a result plainly
contrary to 42 U.S.C. § 423(d)(5)(A).’” (quoting Fair v. Bowen, 885 F.2d 597, 603 (9th Cir.
1989))).
///
///
PAGE 12 – OPINION AND ORDER
B.
Application of Law to Fact
There is no affirmative evidence that McClung is malingering and, therefore, the ALJ
was required to provide clear and convincing reasons for discrediting McClung’s symptom
testimony. Upon review, the Court concludes that the ALJ satisfied the clear and convincing
reasons standard.
First, the ALJ discounted McClung’s symptom testimony because it is inconsistent with
his daily activities. (Tr. 25-26.) “Engaging in daily activities that are incompatible with the
severity of symptoms alleged can support an adverse credibility determination.” Martin v.
Colvin, No. 3:14–cv–01603–SB, 2016 WL 890106, at *8 (D. Or. Feb. 9, 2016) (citation
omitted). It was reasonable for the ALJ to conclude that McClung’s reported activities
undermined his claim of disability. Indeed, as the ALJ noted in his written decision, McClung
complains of “severe mental impairments” that have resulted in “significant limitations with
social functioning,” but the record reveals that McClung’s social functioning is not as limited as
alleged. (Tr. 25.) Substantial evidence supports the ALJ’s finding. (Compare Tr. 233, alleging
that McClung does “not like to be around people,” which makes “it impossible for [him] to be in
a ‘normal’ work environment with other people,” Tr. 868, informing a medical provider that
mental impairments prevent McClung from being “able to do his own shopping” or “be in any
place with a crowd [of] . . . more than [three] people at a time,” with Tr. 693, stating that
McClung watches over his friends’ property, acts “like the town Security Guard,” and reports
problems to the police chief, Tr. 702, noting that McClung “is very engaged in his community,
with lots of supports and connections, which keeps him from isolating,” Tr. 765, noting that
McClung “said he had lots of friends in the area that would be able to bring him” to get treatment
every eight hours, Tr. 812, noting that McClung had attended “several social events” with his
“friends.”)
PAGE 13 – OPINION AND ORDER
Furthermore, the ALJ noted in his written decision that McClung claims to be disabled as
a result of “significant physical limitations,” which was inconsistent with McClung’s near-daily
canning activities. (Tr. 26.) Substantial evidence supports the ALJ’s finding. (Compare Tr. 233,
239, alleging that McClung has “physical impairments that make many activities difficult or
impossible,” that McClung cannot squat due to knee impairment and pain, that McClung cannot
bend without experiencing pain in his back and hips, and that McClung’s ability to stand is
limited due to back and knee pain, with Tr. 48-53, indicating that McClung has “gotten by
collecting cans” since 1991, and collects cans “[a]t least four or five days a week,” which takes
several hours and requires him to walk a mile into town, bend over, and carry a lightweight bag,
Tr. 323, stating that McClung was able to squat on physical examination, Tr. 648, stating that
McClung reported that “he walks about [fifteen] miles daily,” Tr. 693, stating that McClung
reported that he “walks around Cottage Grove about ‘[thirty] miles per day’” in order to collect
cans, which takes “a few hours”).
Second, the ALJ discounted McClung’s testimony based on a lack of corroborating
medical evidence. See Nikitchuk v. Astrue, 240 F. App’x 740, 742 (9th Cir. 2007) (explaining
that it is appropriate for an ALJ to consider a “lack of medical evidence corroborating” a
claimant’s “testimony as one factor in [a] credibility determination”). For example, the ALJ
concluded that McClung’s “allegations are out of proportion with the objective evidence,”
noting, among other things, that McClung alleges (1) “limits stemming from his memory and
concentration,” yet he scored a thirty out of thirty (no cognitive deficits) on a mental status
examination; and (2) significant physical limitations, yet imaging of his lumbar spine showed
PAGE 14 – OPINION AND ORDER
“only minimal spondylosis.”4 (Tr. 25-26; see also Tr. 22, noting that there was a lack of
objective evidence to support the “alleged significant limitations stemming from pain in
[McClung’s] knees and ankles.”) Substantial evidence supports the ALJ’s findings. (Compare
Tr. 233, 238-39, alleging that McClung suffers from deficits in memory, concentration, and the
ability to complete tasks and follow instructions, and from back, knee, and hip pain that impairs
his ability to squat, stand, and bend, with Tr. 322, noting McClung’s perfect score on a mental
status examination, Tr. 368-71, 589, noting that x-rays taken of McClung’s hips were “within
normal limits,” x-rays taken of his knees appeared “[n]ormal for [his] age,” and x-rays of his
lumbar spine were “[o]verall negative,” Tr. 596-97, noting that images of McClung’s thoracic
spine showed “mild anterior wedging of the T8 vertebral body,” “[n]o destructive process,” and
“no subluxation,” and that McClung complained of pain on the right side of his rib cage, but the
“cause” was “not detected” by imaging).
Third, the ALJ’s adverse credibility determination was based, in part, on contradictory
medical opinions. See Scales v. Colvin, No. 16-1107, 2017 WL 3021043, at *13 (S.D. Cal. July
14, 2017) (concluding that the ALJ satisfied the clear and convincing reasons standard, and
noting that an ALJ may consider “medical opinions contradicting [a] claimant’s pain testimony
in assessing credibility”); see also Nikitchuk, 240 F. App’x at 742 (affirming adverse credibility
determination, and noting that “the ALJ appropriately considered the affirmative medical
evidence in the record that contradicted [the claimant’s] testimony”). For example, the ALJ
assigned significant weight to the opinions of the state agency medical consultants, noting that
4
“Lumbar spondylosis is a spine condition that describes the natural deterioration of the
lower spine due to age and compression. Most patients over the age of [fifty] have some form of
mild to progressive spondylosis in the lumbar spine. However, most cases of spondylosis do not
result in any symptoms.” Hutcherson v. Colvin, No. 15-5259, 2016 WL 2885853, at *1 n.1 (C.D.
Cal. May 17, 2016) (citation and ellipses omitted).
PAGE 15 – OPINION AND ORDER
they concluded that McClung was capable of performing work at a light exertion level, and that
their opinions were consistent with McClung’s performance on his mental status examination,
McClung’s ability to interact appropriately with treatment providers, and the objective medical
evidence. (Tr. 27.)
Based on the foregoing, the Court declines to second-guess the ALJ’s credibility
determination because it is reasonable and supported by substantial evidence. See Rollins v.
Massanari, 261 F.3d 853, 856 (9th Cir. 2001) (“[T]he ALJ’s interpretation of [the claimant’s]
testimony may not be the only reasonable one. But it is still a reasonable interpretation and is
supported by substantial evidence; thus, it is not our role to second-guess it.”); Dowell v.
Berryhill, No. 16-614-SI, 2017 WL 1217158, at *5 (D. Or. Apr. 3, 2017) (noting that the court
may uphold an ALJ’s credibility determination even if some of the reasons the ALJ provided
were not legally sufficient).
II.
MEDICAL OPINION EVIDENCE
A.
Applicable Law
“There are three types of medical opinions in social security cases: those from treating
physicians, examining physicians, and non-examining physicians.” Valentine v. Comm’r Soc.
Sec. Admin., 574 F.3d 685, 692 (9th Cir. 2009) (citing Lester v. Chater, 81 F.3d 821, 830 (9th
Cir. 1995)). In the event “a treating or examining physician’s opinion is contradicted by another
doctor, the ‘[ALJ] must determine credibility and resolve the conflict.’” Id. (citation omitted).
“An ALJ may only reject a treating physician’s contradicted opinions by providing ‘specific and
legitimate reasons that are supported by substantial evidence.’” Ghanim v. Colvin, 763 F.3d
1154, 1161 (9th Cir. 2014) (quoting Ryan v. Comm’r Soc. Sec., 528 F.3d 1194, 1198 (9th Cir.
2008)).
PAGE 16 – OPINION AND ORDER
“An ALJ can satisfy the ‘substantial evidence’ requirement by ‘setting out a detailed and
thorough summary of the facts and conflicting clinical evidence, stating his interpretation
thereof, and making findings.’” Garrison v. Colvin, 759 F.3d 995, 1012 (9th Cir. 2014) (quoting
Reddick v. Chater, 157 F.3d 715, 725 (9th Cir. 1998)). Merely stating conclusions is insufficient:
“The ALJ must do more than state conclusions. He must set forth his own interpretations and
explain why they, rather than the doctors’, are correct.” Id. “[A]n ALJ errs when he rejects a
medical opinion or assigns it little weight while doing nothing more than ignoring it, asserting
without explanation that another medical opinion is more persuasive, or criticizing it with
boilerplate language that fails to offer a substantive basis for his conclusion.” Id. at 1012-13
(citation omitted).
B.
Application of Law to Fact
McClung argues that the ALJ failed to provide legally sufficient reasons for rejecting Dr.
McHan’s residual functional capacity assessment dated October 31, 2013. (Tr. 325.) The Court
disagrees.
Dr. McHan’s residual functional capacity assessment conflicts with, among other things,
the assessments completed by the non-examining state agency doctors, none of whom opined
that McClung is unable to lift or carry more than ten pounds on an occasional basis or walk in
excess of two hours. (Compare Tr. 325, with Tr. 79, and Tr. 93.) Therefore, the ALJ needed to
provide specific and legitimate reasons for discounting Dr. McHan’s residual functional capacity
assessment. See Batson v. Comm’r of Soc. Sec. Admin., 359 F.3d 1190, 1195 (9th Cir. 2004)
(“[I]n the case of a conflict ‘the ALJ must give specific, legitimate reasons for disregarding the
opinion of the treating physician.’”); Kilian v. Barnhart, 226 F. App’x 666, 668 (9th Cir. 2007)
(“Kilian’s contention that the ALJ erred when he discounted her treating physician’s opinion is
flawed because the treating physician’s opinion conflicted with that of a nonexamining
PAGE 17 – OPINION AND ORDER
physician, and the ALJ supported his decision with specific and legitimate reasons.”). The ALJ
did so here.
First, the ALJ discounted Dr. McHan’s opinion evidence on the ground that it was
inconsistent with McClung’s reported activities. (See Tr. 26, “I also compare [Dr. McHan’s]
examination to the record which reveals the claimant often walks up to a mile to get to town
where he then walks further to collect cans. This accentuates the inconsistencies in this
opinion.”) A conflict between a doctor’s opinion and a claimant’s activities is a specific and
legitimate reason for discounting the doctor’s opinion. Gontes v. Astrue, 913 F. Supp. 2d 913,
924 (C.D. Cal. 2012). It was reasonable for the ALJ to conclude that Dr. McHan’s opinion
conflicted with McClung’s activities. Dr. McHan opined that McClung’s “walking capacity is
less than two hours” (Tr. 325), yet McClung reported being far less impaired. (See Tr. 48-53,
indicating that McClung collects cans “[a]t least four or five days a week,” which takes several
hours and requires him to walk a mile into town, Tr. 648, reporting that McClung “walks about
[fifteen] miles daily,” Tr. 693, reporting that McClung “walks . . . about ‘[thirty] miles per
day’”).
Second, the ALJ discounted Dr. McHan’s opinion evidence because it was inconsistent
with “the record as a whole,” including “the physical findings of Dr. McHan’s own examination
of the claimant.” (Tr. 26.) A conflict between a doctor’s opinion and his own examination
findings is a specific and legitimate reason to discount his opinion. See Lawrence v. Colvin, No.
15–cv–00098, 2016 WL 1445300, at *7 (D. Nev. Feb. 11, 2016) (“A conflict between a
physician’s opinion and his clinical findings is a specific and legitimate reason to discount the
physician’s opinion.”). Here, the ALJ noted that Dr. McHan opined that McClung is quite
limited in his ability to walk and stand, yet the examination revealed that McClung was “able to
PAGE 18 – OPINION AND ORDER
squat, crawl, and hop,” McClung had full motor strength in his lower extremities and full range
of motion in his back, neck, knees, and hips, and McClung’s straight left tests were negative. (Tr.
26.) It was reasonable for the ALJ to interpret these findings as inconsistent with the degree of
limitation assessed by Dr. McHan.
Third, the ALJ rejected Dr. McHan’s opinion evidence in favor of the state agency
medical consultants’ conflicting opinions. (See Tr. 26-27, assigning less weight to Dr. McHan’s
opinion because it was inconsistent with the record as a whole, and then proceeding to assign
significant weight to the consultants who opined that McClung is capable of performing light
exertion level work because those opinions are consistent with the objective record evidence).
The state agency doctors’ conflicting opinions regarding McClung’s functional limitations,
coupled with the other reasons described above, constitutes substantial evidence necessary to
affirm the ALJ’s rejection of Dr. McHan’s opinion evidence. See, e.g., Morford v. Colvin, No.
6:15–cv–01216–SB, 2016 WL 3092109, at *8 (D. Or. June 1, 2016) (stating that a nonexamining doctor’s opinion, coupled with other reasons provided by the ALJ, constituted “the
substantial evidence necessary to affirm the ALJ's rejection” of another doctor’s opinion
evidence).
For these reasons, the Court finds that the ALJ’s rejection of Dr. McHan’s residual
functional capacity assessment was supported by substantial evidence and, therefore, should not
be disturbed on appeal.
///
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PAGE 19 – OPINION AND ORDER
CONCLUSION
For the reasons stated, the Court affirms the Commissioner’s decision because it is free of
legal error and supported by substantial evidence.
IT IS SO ORDERED.
DATED this 23rd day of August, 2017.
STACIE F. BECKERMAN
United States Magistrate Judge
PAGE 20 – OPINION AND ORDER
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