Shirley v. Commissioner Social Security Administration
Filing
24
OPINION AND ORDER: Based on this Opinion and Order, and pursuant to sentence four of 42 U.S.C. § 405(g), the decision of the Commissioner is REVERSED and the matter is REMANDED for immediate payment of benefits. Please access entire text by document number hyperlink. Ordered and Signed on 12/18/2018 by Magistrate Judge Mark D. Clarke. (rsm)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
JASON SHIRLEY,
Plaintiff,
Civ. No. 6:17-cv-01306-CL
OPINION & ORDER
V.
COMMISSIONER OF SOCIAL SECURITY,
Defendant.
MARK D. CLARKE, Magistrate Judge.
Plaintiff Jason Shirley seeks judicial review of the final decision of the Commissioner of
the Social Security Administrations denying his applications for disability insurance benefits and
supplemental security income under Titles II and XVI of the Social Security Act. The parties
have consented to magistrate jurisdiction over this action pursuant to 28 U.S.C. § 636(c)(l). For
the reasons below, the Commissioner's decision is REVERSED and REMANDED for
immediate payment of benefits.
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BACKGROUND
Plaintiff was born in 1986 and was 23 years old when he alleges his disability began. Tr.
421. Plaintiff completed the twelfth grade (Tr. 202), and has past work as an administrative
clerk, shuttle driver, plastic line operator, and oil change pitman. Tr. 420, 657. Plaintiff alleges
disability due to immunoglobulin nephropathy, immune deficiency, rheumatoid arthritis, stage
one kidney failure, chronic pain disorder, fibromyalgia, migraines, and posttraumatic stress
disorder or generalized anxiety disorder. Tr. 201, 406.
Plaintiff filed a Title II application for a period of disability and disability insurance
benefits and a Title XVI application for social security income on July 20, 2010. Tr. 24. In both
applications, Plaintiff alleged disability beginning June 30, 2009. Tr. 24. Both applications were
initially denied and upon reconsideration, Plaintiff filed a written request for hearing. Tr. 131. A
hearing was held before an administrative law judge (ALJ) and a decision denying pene:fits was
issued on March 26, 2012. Tr. 21-36. The Appeals Council affirmed the decision, making the
ALJ's decision the final decision of the Commissioner. Tr. 1-3. Plaintiff then appealed and this
Court reversed the decision and remanded the claim for further administrative proceedings. Tr.
517-19.
On August 12, 2016, a second hearing was held before an ALJ. Tr. 431-94. Plaintiff,
witness Michael Shirley, and a vocational expert all testified at the hearing. Tr. 431-94. The
ALJ issued a decision again denying benefits on May 10, 2017. Tr. 403-22. Plaintiff now seeks
review of the ALJ's 2017 decision.
DISABILITY ANALYSIS
A claimant is disabled if he or she is unable to "engage in any substantial gainful activity
by reason of any medically detenninable physical or mental impairment which ... has lasted or
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can be expected to last for a continuous period of not less than 12 months[.]" 42 U.S.C.
§ 423(d)(l)(A). "Social Security Regulations set out a five-step sequential process for
determining whether an applicant is disabled within the meaning of the Social Security Act."
Keyser v. Comm 'r. Soc. Sec. Admin., 648 F.3d 721, 724 (9th Cir. 2011). Each step is potentially
dispositive. 20 C.F.R. §§ 404.1520(a)(4), 416.920(a)(4). The five-step sequential process asks
the following series of questions:
1.
Is the claimant performing "substantial gainful activity"? 20 C.F.R.
§§ 404.1520(a)(4)(i); 416.920(a)(4)(i). This activity is work involving
significant mental or physical duties done or iµtended to be done for pay
or profit. 20 C.F.R. §§ 404.1510; 416.910. If the claimant is performing
such work, she is not disabled within the meaning of the Act. 20 C.F.R.
§§ 404.1520(a)(4)(i); 416.920(a)(4)(i). If the claimant is not performing
substantial gainful activity, the analysis proceeds to step two.
2.
Is the claimant's impairment "severe" under the Commissioner's
regulations? 20 C.F.R. §§ 404.1520(a)(4)(ii); 416.920(a)(4)(ii). Unless
expected to result in death, an impairment is "severe" if it significantly
limits the claimant's physical or mental ability to do basic work activities.
20 C.F.R. §§ 404.1521(a); 416.92l(a). This impairment must have lasted
or must be expected to last for a continuous period of at least 12 months.
20 C.F.R. §§ 404.1509; 416.909. If the claimant does not have a severe
impai1ment, the analysis ends. 20 C.F.R. §§ 404.1520(a)(4)(ii);
416.920(a)(4)(ii). If the claimant has a severe impai1ment, the analysis
proceeds to step three.
3.
Does the claimant's severe impairment "meet or equal" one or more of the
impairments listed in 20 C.F.R. Part 404, Subpart P, Appendix 1? If so,
then the claimant is disabled. 20 C.F.R. §§ 404.1520(a)(4)(iii);
416.920(a)(4)(iii). If the impairment does not meet or equal one or more of
the listed impairments, the analysis proceeds to the "residual functional
capacity" ("RFC") assessment.
a. The ALJ must evaluate medical and other relevant evidence to assess
and detennine the claimant's RFC. This is an assessment of workrelated activities that the claimant may still perform on a regular and
continuing basis, despite any limitations imposed by his or her
impairments. 20 C.F.R. §§ 404.1520(e); 404.1545(b)-(c); 416.920(e);
Page 3 of 16-OPINION & ORDER
416.945(b)-(c). After the ALJ determines the claimant's RFC, the
analysis proceeds to step four.
4.
Can the claimant perform his or her "past relevant work" with this RFC
assessment? If so, then the claimant is not disabled. 20 C.F.R.
§§ 404.1520(a)(4)(iv); 416.920(a)(4)(iv). If the claimant cannot perform
his or her past relevant work;the analysis proceeds to step five.
5.
Considering the claimant's RFC and age, education, and work experience,
is the claimant able to make an adjustment to other work that exists in
significant numbers in the national economy? If so, then the claimant is
not disabled. 20 C.F.R. §§ 404.1520(a)(4)(v); 416.920(a)(4)(v);
404.1560(c); 416.960(c). If the claimant cannot perform such work, he or
she is disabled. Id.
See also Bustamante v. Massanari, 262 F.3d 949, 954-55 (9th Cir. 2001).
The claimant bears the burden of proof at steps one through four. Id. at 954. The
Commissioner bears the burden of proof at step five. Id. at 953-54. At step five, the
Commissioner must show that the claimant can perform other work that exists in significant
numbers in the national economy, "taking into consideration the claimant's residual functional
capacity, age, education, and work experience." Tackett v. Apfel, 180 F.3d 1094, 1100 (9th Cir.
1999) (internal citations omitted); see also 20 C.F.R. §§ 404.1566; 416.966 (describing "work
which exists in the national economy"). If the Commissioner fails to meet this burden, the
claimant is disabled. 20 C.F.R. §§ 404.1520(a)(4)(v); 416.920(a)(4)(v). If, however, the
Commissioner proves that the claimant is able to perform other work existing in significant
numbers in the national economy, the claimant is not disabled. Bustamante, 262 F.3d at 954-55;
Tackett, 180 F.3d at 1099.
THE ALJ'S FINDINGS
Applying the five-step analysis, the ALJ made the following findings:
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1. Plaintiff meets the insured status requirements of the Social Security Act through
December 31, 2014, and has not engaged in substantial gainful activity since the
alleged onset date of June 30, 2009. Tr. 406.
2. Plaintiff has the following severe impairments: chronic pain syndrome of unclear
etiology/pain disorder, fibromyalgia, migraines, immunoglobulin nephropathy, and
posttraumatic stress disorder/generalized anxiety disorder. Tr. 406.
3. Plaintiff does not have an impairment or combination of impailments that meets or
medically equals the severity of one of the listed impairments. Tr. 407.
a. Plaintiff has the RFC to perform sedentary work, meaning he can lift ten
pounds occasionally and less than ten pounds frequently. The claimant can sit
for six hours in an eight-hour workday in one hour increments and then
change positions to standing or walking in increments for no more than fifteen
minutes, while remaining on task. He can stand and walk for a total of two
hours in an eight-hour workday. He should never climb ladders, ropes, and
scaffolds. He can climb ramps and stairs less than occasionally. He can stoop,
kneel, and crouch less than occasionally. He should never crawl. He should
have no more than frequent exposure to hazards, such as unprotected heights
and dangerous machinery. He should have no more than frequent exposure to
high impact vibrations. He can perform simple routine tasks. He should have
no more than superficial contact with the public but incidental interaction is
tolerated. He should have no contact with public crowds, which is
approximately twenty people or more. He should have no fast-paced
production demands, such as no timed demands. Tr. 408-09.
4. Plaintiff is unable to perform any past relevant work. Tr. 420.
5. Considering Plaintiffs age, education, work experience, and RFC, there are jobs that
exist in significant numbers in the national economy that the claimant can perform.
Tr. 421.
Consequently, the ALJ concluded Plaintiff was not disabled as defined by the Social Security
Act. Tr. 422.
STANDARD OF REVIEW
The reviewing court must affirm the Commissioner's decision if it is based on the proper
legal standards and the legal findings are supported by substantial evidence in the record. 42
U.S.C. § 405(g); Batson v. Comm 'r Soc. Sec. Admin., 359 F.3d 1190, 1193 (9th Cir. 2004); see
also Hammock v. Bowen, 879 F.2d 498, 501 (9th Cir. 1989). "'Substantial evidence' means
Page 5 of 16 - OPINION & ORDER
'more than a mere scintilla but less than a preponderance,' or more clearly stated, 'such relevant
evidence as a reasonable mind might accept as adequate to support a conclusion. rn Bray v.
Comm 'r Soc. Sec. Admin., 554 F.3d 1219, 1222 (9th Cir. 2009) (quoting Andrews v. Shala/a, 53
F.3d 1035, 1039 (9th Cir. 1995)). In reviewing the Commissioner's alleged errors, this Court
must weigh "both the evidence that supports and detracts from the [Commissioner's]
conclusions." Martinez v. Heckler, 807 F.2d 771, 772 (9th Cir. 1986). Variable interpretations
of the evidence are insignificant if the Commissioner's interpretation is rational. Burch v.
Barnhart, 400 F.3d 676, 679 (9th Cir. 2005).
Where the evidence before the ALJ is subject to more than one rational interpretation, the
Commissioner's conclusion must be upheld. Batson, 359 F.3d at 1198 (citing Andrews, 53 F.3d
at 1041 ). "However, a reviewing court must consider the entire record as a whole and may not
affinn simply by isolating a 'specific quantum of supporting evidence."' Robbins v. Soc. Sec.
Admin., 466 F.3d 880, 882 (9th Cir. 2006) (quoting Hammock, 879 F.2d at 501). Additionally, a
reviewing com1 "cannot affirm the [Commissioner's] decision on a ground that the
[Administration] did not invoke in making i~s decision." Stout v. Comm 'r Soc. Sec. Admin., 454
F.3d 1050, 1054 (9th Cir. 2006) (citations omitted). Finally, a court may not reverse an ALJ's
decision on account of an error that is harmless. Id. at 1055-56. "[T]he burden of showing that
an error is harmful nonnally falls upon the party attacking the agency's determination." Shinseki
v. Sanders, 556 U.S. 396, 409 (2009).
Even where findings are supported by substantial evidence, "the decision should be set
aside if the proper legal standards were not applied in weighing the evidence and making the
decision." Flake v. Gardner, 399 F.2d 532, 540 (9th Cir. 1968). Under sentence four of 42
U.S.C. § 405(g), the reviewing court has the power to enter, upon the pleadings and transcript
Page 6 of 16 - OPINION & ORDER
record, a judgment affirming, modifying, or reversing the decision of the Commissioner, with or
· without remanding the case for a rehearing.
DISCUSSION
Plaintiff argues the ALJ erred by 1) improperly rejecting Plaintiffs symptom testimony;
2) improperly evaluating lay witness testimony; and 3) improperly evaluating the medical
opinion evidence. The Comt agrees that the ALJ en-ed in all three ways.
I.
The ALJ failed to provide clear and convincing reasons to discount
Plaintiff's subjective symptom testimony.
When deciding whether to accept the subjective symptom testimony of a claimant, the
ALJ must perform a two-stage analysis. In the first stage, the claimant must produce objective
medical evidence of one or more impairments which could reasonably be expected to produce
some degree of symptom. Lingenfelter v. Astrue, 504 F.3d 1028, 1036 (9th Cir. 2007). The
claimant is not required to show that the impairment could reasonably be expected to cause the
severity of the symptom, but only to show that it could reasonably have caused some degree of
the symptom. In the second stage of the analysis, the ALJ must assess the credibility of the
claimant's testimony regarding the severity of the symptoms. Id. Unless there is affirmative
evidence showing that the claimant is malingering, the ALJ's reasons for rejecting the claimant's
subjective testimony must be clear and convincing. Burch, 400 F.3d at 680. The ALJ must
identify what testimony is not credible and what evidence undermines the claimant's complaints.
Id.; Reddick v. Chafer, 157 F.3d 715, 722 (9th Cir. 1998). Additionally, the evidence upon
which the ALJ relies must be substantial. See Reddick, 157 F.3d at 724; Holohan v. Massinari,
246 F.3d 1195, 1208 (9th Cir. 2001).
Where an ALJ improperly rejects a claimant's testimony regarding his limitations, and
the claimant would be disabled were his testimony credited, the court "'will not remand solely to
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allow the ALJ to make specific findings regarding that testimony."' Lester, 81 F.3d at 834
(quoting Varney v. Sec'y of Health and Human Servs., 859 F.2d 1396, 1401 (9th Cir. 1988)).
Instead, the testimony is "credited as a matter of law." Id.
Here, the ALJ found there was "considerable evidence throughout the record that
weakens the reliability of the claimant's allegations regarding the severity of his symptoms,
functional limitations, and inability to work." Tr. 415. The ALJ considered the lack of objective
evidence consistent with his claims to be the "primary factor undermining the claimant's
allegations." Tr. 415. The ALJ goes so far as to say that "[n]o doctor has provided a diagnosis
that would correlate to the degree of pain rep011ed by the claimant." Tr. 415. The Court finds
this conclusion to be inconsistent with the record and the ALJ' s own findings. Evidence in the
record shows that Plaintiff has been diagnosed with both fibromyalgia and Chronic Pain
Syndrom, both of which support Plaintiffs subjective symptom testimony of chronic and severe
pain. The ALJ found that fibromyalgia, migraines, and Chronic Pain Syndrome were all verified
severe impairments. Tr. 406, 797-98, 808. A lack of objective findings to identify the etiology
of Plaintiff's pain is not a clear and convincing reason to find that Plaintiff's diagnosis of chronic
pain disorder or fibromyalgia could not produce the level of disabling pain that he testified to.
Moreover, the Ninth Circuit has held that an ALJ may not reject a claimant's testimony
about pain solely because it is not fully corroborated by objective medical evidence. Light v.
Social Sec. Admin., 119 F.3d 789, 792 (9th Cir. 1997). Instead, "[t]o find the claimant not
credible the ALJ must rely either on reasons unrelated to the subjective testimony (e.g. reputation
for dishonesty), or conflicts between his testimony and his own conduct, or on internal
contradictions in that testimony." Id. There are no findings in the record that indicate Plaintiff
has a history of being untruthful and Plaintiff has consistently reported the same levels of pain
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and functional limitations to his doctors, family, and work supervisor as he has to the Social
Security Administration. Tr. 716, 787, 791.
As to Plaintiffs subjective testimony regarding his mental limitations, the ALJ rejected
his claims of disabling mental limitations because he had "not engaged in consistent counseling
or therapy" and was resistant to suggestions that he start therapy, which the ALJ found to suggest
his symptoms were not as great as alleged. Tr. 415. The Ninth Circuit has criticized the use of
these·reasons to reject claimant testimony. Regennitter v. Comm'r ofSoc. Sec. Admin., 166 F.3d
1294, 1299-1300 (9th Cir. 1999) ("Indeed, we have particularly criticized the use of a lack of
treatment to reject mental complaints both because mental illness is notoriously underreported
and because '"it is a questionable practice to chastise one with a mental impairments for the
e~ercise of poor judgment in seeking rehabilitation."') (quoting Nguyen v. Chafer, 100 F.3d
1462, 1465 (9th Cir. 1996)); Orn v. Astrue, 495 F.3d 625,638 (9th Cir. 2007) (criticizing an
adverse credibility finding for lack of treatment due to a lack of funds). Evidence in the record
suggests that Plaintiffs lack of consistent mental health treatment is due in part by his anxiety,
which prevents him from handling his emotions caused by trauma therapy or develop a trusting
relationship with a therapist (Tr. 470, 756), and because he could not afford therapy co-pays (Tr.
807). The ALJ erred in rejecting Plaintiffs testimony regarding his mental limitations without
considering these other reasons for why Plaintiff had not engaged in consistent mental health
therapy.
II.
The ALJ erred in evaluating the lay witness testimony of both Plaintiff's
father and former employer.
Lay testimony as to a plaintiffs symptoms is competent evidence which the ALJ must
consider. Tobe/er v. Colvin, 749 F.3d 830, 832-34 (9th Cir. 2014), Dodrill v. Sha/ala, 12 F.3d
915, 919 (9th Cir. 1993). The Ninth Circuit has held that "friends and family members in a
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position to observe a claimant's symptoms and daily activities are competent to testify as t6 [a
claimant's] condition" and can "make independent observations of the claimant's pain and other
symptoms." Dodrill, 12 F.3d at 918-19 (9th Cir. 1993). If the ALJ disregards such testimony,
the ALJ "must give reasons that are germane to each witness." Id.; see also Greger v. Barnhart,
464 F.3d 968,972 (9th Cir. 2006) (finding inconsistency with medical evidence to be a germane
reason to discredit a lay witness's statements); Valentine v. Comm 'r Soc. Sec. Admin., 574 F.3d
685, 694 (9th Cir. 2009) (finding lay testimony that it is substantially similar to a claimant's
validly discredited allegations to be one germane reason for discrediting the lay testimony).
Here, the ALJ erred in rejecting lay witness statements for reasons that are not germane.
First, the ALJ considered the testimony of Mike Shirley, Plaintiffs father, but seemed to give it
little weight because it was based on the claimant's subjective reports of pain and anxiety and
inconsistent with the objective evidence in the record. Tr. 417. However, much of Mr. Shirley's
testimony appears to be based on Mr. Shirley's own observations of his son's activities. Mr.
Shirley has always lived with Plaintiff and testified that he observed his son spend most of his
time in bed, doing chores for no more than a half hour at a time, and take days to recover after
doing such chores. Tr. 416; 476-79. The ALJ's reasoning for rejecting Mr. Shirley's testimony
is not germane because it fails to credit Mr. Shirley's independent observations.
Second, the ALJ considered the statement provided by Trace Caraway, Plaintiffs fonner
employer, but again gave his statement little weight because it was "based on the claimant's
reports of pain and limitations, which were found to be unreliable." Tr. 417. Many ofMr.
Caraway's statements related to his own observations, including that other employees expressed
concem to him about Plaintiffs health; that Plaintiff would use the production line table to hold
up his body; that Plaintiff required more sick days than other employees; that he observed
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Plaintiff had bruising; and that Plaintiff had difficulty walking. Tr. 417. Although Mr. Caraway
would have had to rely on Plaintiff's self-report about his exact level of pain, this does not
discount his own observations.
Failing to credit the independent observations of lay witnesses is not a harmless error
because Mr. Shirley's and Mr. Caraway's observations support Plaintiff's testimony about the
severity and functional effects of his symptoms.
III.
The ALJ failed to properly credit the opinions of Dr. Woods and Dr. Power,
both treating physicians.
In social security cases, there are three categories of medical opinions: those that come
from treating, examining, and non-examining doctors. Holohan v. Massanari, 246 F.3d 1195,
1201 (9th Cir. 2008). "Generally, a treating physician's opinion carries more weight than an
examining physician's, and an examining physician's opinion carries more weight than a
reviewing physician's." Id at 1202. Opinions supported by explanations are given more
authority than those that are not, as are opinions of specialists directly relating to their
specialties. Id. If the treating physician's opinion is supported by medically acceptable clinical
findings and is consistent with substantial evidence in the record, controlling weight is given. Id.
Treating providers are "employed to cure and [have] a greater opportunity to know and observe
the patient as an individual." Magallanes v. Bowen, 881 F.2d 747, 751 (9th Cir. 1989).
Nonetheless, an ALJ may discount a treating doctor's uncontroverted opinion by providing
"clear and convincing" reasons suppo1ted by the record. Holohan v. Massanari, 246 F.3d at
1202 (citing Reddick v. Chafer, 157 F.3d 715, 725 (9th Cir. 1998)). If the treating doctor's
opinion is in dispute, the ALJ must provide "specific and legitimate reasons" for rejecting the
opinion. Tommasetti v. Astrue, 533 F.3d 1035, 1041 (9th Cir. 2008). When the ALJ fails to
provide adequate reasons for rejecting a treating physician's opinion, that opinion is credited as a
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matter oflaw. Lester v. Chater, 81 F.3d 821, 834 (9th Cir. 1995) (citing Hammock v. Bowen,
. 879 F.2d 498 (9th Cir. 1989)).
Dr. Woods was Plaintiffs treating physician from October 2010 to September 2011. Tr.
418. He reported that Plaintiff had to lie down during the day and had pain in his elbows, hands,
knees, back, and hips. Tr. 418. He stated that Plaintiff had been diagnosed with IgA
nephropathy, pain disorder, and migraines, and opined that Plaintiffs IgA nephropathy may be
the cause of Plaintiffs pain. Tr. 418. He fmiher opined that if Plaintiff were to attempt to work
a 40-hour workweek he would miss four or more days per month. Tr. 332. The ALJ gave little
weight to Dr. Woods' opinion because he had "only been treating the claimant for about a year
when he offered this opinion and is not a specialist." Tr. 418. The ALJ further concluded that
"[o]utside of the claimant's own reports, there is no basis for the limitations opined by Dr.
Woods." Tr. 419.
Although there is a lack of objective findings in the record that identify the etiology of
Plaintiffs pain, there is ample evidence that Plaintiff has been diagnosed with fibromyalgia,
migraines, and a chronic pain disorder. The record does not contain a contrary opinion from a
specialist or someone with a longer treating history than Dr. Woods. The ALJ's reasoning for
discounting Dr. Woods' opinion is not clear and convincing because there is no requirement that
a doctor be a specialist or have a long treatment history with a patient for the doctor's opinion to
be given weight. Moreover, the ALJ gave "great weight" to the opinion of Dr. French and other
agency doctors who were also not specialists and only examined Plaintiff once or not at all. The
ALJ's reasoning that there was no basis for Dr. Woods' opinion other Plaintiffs own reports is
also unconvincing. The Court is unaware of any imagining or laboratory test that can measure
the severity of an individual's pain. Doctors treating patients with fibromyalgia or a chronic pain
Page 12 of 16- OPINION & ORDER
disorder must use their training, experience, and observations of the patient to ascertain reasoned
medical opinions, and although these evaluations may appear subjective, they should not be
rejected simply because they depend in part on the patient's self-report. Ftuiher, as discussed in
the previous sections, the ALJ erred in finding Plaintiffs symptom testimony not credible.
Evidence in the record shows that Plaintiff has consistently reported the same symptoms to his
treating doctors, family, friends, and supervisor at work.
Dr. Power was Plaintiffs treating physician in 2016. Tr. 419. She stated that Plaintiff
had been diagnosed with fibromyalgia and generalized anxiety disorder. Tr. 419. She confirmed
that Plaintiffs symptoms included knee, ankle, and elbow pain and stiffness, and social and
generalized anxiety. Tr. 419. She opined that Plaintiff would need to lie down during the day
and that his mental health issues could aggravate his fibromyalgia if not fully controlled. Tt.
419. She further opined that Plaintiff would miss one day of work per month for physical
therapy. Tr. 419. The ALJ gave significant weight to the "bulk" of Dr. Power's opinion, "as it
[was] consistent with the lack of objective evidence showing any abnormalities," but gave no
weight to her opinion that Plaintiff would miss a day of work for physical therapy because
Plaintiff "had not attended physical therapy and it is possible to go to physical therapy without
missing work." Tr. 419-20.
The Court agrees that significant weight should have been given to Dr. Power's medical
opinion, but disagrees with the ALJ's finding that Dr. Power's opinion is consistent with a lack
of objective evidence showing any abnormalities. Dr. Power performed a physical examination
of Plaintiff that confirmed a diagnosis offibromyalgia. Tr. 418. Moreover, Dr. Power's opinion
of Plaintiffs symptoms and his need to lie down is consistent with the opinion provided by Dr.
Woods. The ALJ also erred in giving no weight to Dr. Power's opinion that Plaintiff would miss
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work for physical therapy. An ALJ may not make speculative inferences from medical reports or
reject a treating physician's opinion based on speculation or lay opinion. See Morales v. Apfel,
225 F.3d 310, 317-18 (3d Cir. 2000); Rohan v. Chafer, 98 F.3d 966,970 (7th Cir. 1996). The
ALJ did not know how long each physical therapy session would last, how intensive each session
would be, or whether physical therapy would impact Plaintiff's functioning for the remainder of
the day and interfere with his ability to work. Therefore, the ALJ e1Ted in rejecting Dr. Power's
opinion without first clarifying why Dr. Power felt that physical therapy would require Plaintiff
to miss a day of work.
The ALJ's e1Tors in dismissing both Dr. Woods' and Dr. Power's opinions about how
much work Plaintiff was likely to miss per month were not harmless. The vocational expe1i
testified that employers were tolerating between eight to ten missed workdays per year in 2016.
Tr. 490. If Plaintiff is likely to miss one to four days of work per month, as opined by Dr. Wood
and Dr. Power, he would be over the limit tolerated by most employers.
REMAND
A district court may "revers[e] the decision of the Commissioner of Social Security, with
or without remanding the cause for a rehearing," Treichler v. Comm'r of Soc. Sec. Admin., 775
F.3d 1090, 1099 (9th Cir. 2014) (citing 42 U.S.C. § 405(g)), but "the proper course, except in
rare circumstances, is to remand to the agency for additional investigation or explanation," id.
(quoting Fla. Power & Light Co. v. Lorion, 470 U.S. 729, 744, 105 S.Ct. 1598, 84 L.Ed.2d 643
(1985)). Ninth Circuit case law precludes a district court from remanding a case for an award of
benefits unless certain prerequisites are met. Burrell v. Colvin, 775 F.3d 1133, 1141 (9th
Cir.2014) (discussing Garrison v. Colvin, 759 F.3d 995 (9th Cir.2014)). The district court must
first determine that the ALJ made a legal error, such as failing to provide legally sufficient
Page 14 of 16- OPINION & ORDER
reasons for rejecting evidence.
14-
If the court finds such an error, it must next review the record
as a whole and determine whether it is fully developed, is free from conflicts and ambiguities,
and "all essential factual issues have been resolved." Treichler, 775 F.3d at 1101. In conducting
this review, the district court must consider whether there are "inconsistencies between [the
claimant's] testimony and the medical evidence in the record," id at 1105, or whether the
government has pointed to evidence in the record ''that the ALJ overlooked" and explained "how
that evidence casts into serious doubt" the claimant's claim to be disabled, Burrell, 775 F.3d at
1141. Unless the district court concludes that fu1iher administrative proceedings would serve no
useful purpose, it may not remand with a direction to provide benefits. Id; Dominguez v.
Colvin, 808 F.3d 403,407 (9th Cir. 2015), as amended (Feb. 5, 2016).
On this record, the Comi believes no useful purpose would be served by remanding the
case for further proceedings. As discussed above, the Court is properly convinced that the ALJ
failed to provide substantial evidence to support his decision discrediting Plaintiffs subjective
symptom testimony and rejecting portions of Dr. Wood's and Dr. Power's uncontradicted
medical opinions. Moreover, despite the Commissioner's arguments to the contrary, the record
is fully developed, and no meaningful purpose would be served by remanding for additional
proceedings.
A claimant who is unable to perform past relevant work as well as any other work that
exists in significant numbers in the national economy, after taking into account the claimant's
RFC and age, education, and work experience, is disabled. 20 C.F.R. §§ 404.1520(a)(4)(iv);
416.920(a)(4)(iv); 404.1520(a)(4)(v); 416.920(a)(4)(v); 404.1560(c); 416.960(c). Plaintiff meets
these criteria, is therefore disabled, and remanding this case for further administrative
proceedings would serve no useful purpose; "rather, it would merely delay the award of
Page 15 of 16-OPINION & ORDER
benefits." Dominguez, 808 F.3d at 407. Therefore, the Commissioner's decision is reversed and
remanded for the payment of benefits.
ORDER
Based on the foregoing, and pursuant to sentence four of 42 U.S.C. § 405(g), the decision
of the Commissioner is REVERSED and the matter is REMANDED for immediate payment of
benefits.
IT IS SO ORDERED.
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