White v. Commissioner Social Security Administration
Filing
15
OPINION & ORDER: The Commissioners decision is Reversed and this case is Remanded for further proceedings. Signed on 12/20/18 by Magistrate Judge Jolie A. Russo. (gm)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
JASON W.,1
Case No. 6:18-cv-00483-JR
Plaintiff,
OPINION AND ORDER
v.
COMMISSIONER OF SOCIAL
SECURITY ADMINSTRATION,
Defendant.
RUSSO, Magistrate Judge:
Plaintiff Jason W. brings this action for judicial review of the final decision of the
Commissioner of Social Security (“Commissioner”) denying his application for Title II Disability
Insurance Benefits (“DIB”). All parties have consented to allow a Magistrate Judge enter final
orders and judgment in this case in accordance with Fed. R. Civ. P. 73 and 28 U.S.C. § 636(c). For
the reasons set forth below, the Commissioner’s decision is reversed and this case is remanded for
further proceedings.
1
In the interest of privacy, this opinion uses only the first name and initial of the last name of the
non-governmental party or parties in this case. Where applicable, this opinion uses the same
designation for a non-governmental party’s immediate family member.
Page 1 – OPINION AND ORDER
BACKGROUND
In August 2014, plaintiff applied for DIB and Title XVI Social Security Income alleging
disability beginning December 31, 20132, due to left eye blindness, right eye vision problems, and
memory problems. Tr. 155-67, 189. Plaintiff’s DIB application was denied at the initial level and
upon reconsideration, whereas plaintiff’s Title XVI application was granted at the initial level and
he was awarded Social Security Income as of the application date. Tr. 13, 86-99. On February 10,
2017, a hearing was held before an Administrative Law Judge (“ALJ”). Tr. 28-58. On April 11,
2017, the ALJ issued a decision finding plaintiff not disabled on or before the date last insured
(“DLI”) and therefore not entitled to DIB. Tr. 13-22. After the Appeals Council denied his request
for review, plaintiff filed a complaint in this Court. Tr. 1-6.
THE ALJ’S FINDINGS
At step one of the five step sequential evaluation process, the ALJ found that plaintiff had
not engaged in substantial gainful activity since the amended alleged onset date. Tr. 15. At step
two, the ALJ determined “blindness in [plaintiff’s] left eye” was medically determinable and
severe. Id. At step three, the ALJ found plaintiff’s impairments, either singly or in combination,
did not meet or equal the requirements of a listed impairment. Tr. 16.
Because he did not establish presumptive disability at step three, the ALJ continued to
evaluate how plaintiff’s impairments affected his ability to work. The ALJ resolved that, through
the DLI, plaintiff had the residual functional capacity (“RFC”) to perform work at all exertional
levels but with the following non-exertional limitations:
He was limited to no exposure to hazards such as unprotected heights and moving
mechanical parts but was able to avoid ordinary hazards in the workplace, such as
boxes on the floor while walking, detecting approaching persons or objects,
2
Plaintiff initially alleged disability as of March 31, 2008. Tr. 155. However, he amended his onset
date at the hearing to December 31, 2013, to coincide with the date last insured. Tr. 37, 39.
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walking up and down stairs, and doors ajar. He was limited to occupations that
allowed for monocular vision.
Id.
At step four, the ALJ determined plaintiff could not perform any past relevant work. Tr.
20. At step five, the ALJ concluded that, through the DLI, plaintiff was capable of performing
other work existing in significant numbers in the national economy despite his impairments, such
as garment bagger, basket filler, and protective clothing issuer/stocking clerk. Tr. 22.
DISCUSSION
This case hinges on whether there is sufficient evidence in the record to establish disability
as of December 31, 2013, the DLI. Specifically, plaintiff argues that the ALJ erred by: (1) failing
to incorporate pre-DLI limitations assessed by Thomas Davenport, M.D., into the RFC;
(2) discrediting his hearing testimony regarding the extent of his symptoms during 2013; (3)
rejecting the lay statements of his mother, Patricia W.; and (4) neglecting to develop the record
pursuant to SSR 83-20.
I.
Medical Opinion Evidence
Plaintiff contends the ALJ improperly discounted Dr. Davenport’s findings. Pl.’s Opening
Br. 4-6 (doc. 10). At the time of the ALJ’s decision, there were three types of acceptable medical
opinions in Social Security cases: those from treating, examining, and non-examining doctors.
Lester v. Chater, 81 F.3d 821, 830 (9th Cir. 1995). An ALJ “may reject the opinion of a nonexamining physician by reference to specific evidence in the medical record.” Sousa v. Callahan,
143 F.3d 1240, 1244 (9th Cir. 1998) (citations omitted).
In November 2014, Dr. Davenport, a state agency consulting source, reviewed the record
and provided a physical RFC. Tr. 65-67. Dr. Davenport found plaintiff “was already totally blind
in [his left] eye at AOD for title II,” meaning that plaintiff’s left eye impairment arose on or before
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the DLI. Tr. 62, 67. In terms of visual restrictions, Dr. Davenport opined plaintiff was “limited”
on the left side in the following categories: near and far acuity, depth perception, accommodation,
and field of vision. Tr. 66. The narrative supporting description stated: “Vision on the LEFT
limited to NEVER due to left eye blindness.” Id. In terms of environmental limitations, Dr.
Davenport opined plaintiff should “[a]void even moderate exposure” to hazards; the narrative
supporting description explained “d[ue] t[o] L[eft] eye blindness [plaintiff] should avoid heights
and situations that require depth perception.” Tr. 67.
The ALJ assigned “partial weight” to Dr. Davenport’s opinion. Tr. 19. The ALJ first noted
Dr. Davenport was “an expert in disability evaluation” and his “assessment is consistent with the
record as a whole.” Id. Yet the ALJ did not wholly accept Dr. Davenport’s opinion “because
avoiding ‘moderate exposure to hazards’ is not a feasible limitation.” Id. Nevertheless, the ALJ
“interpreted” Dr. Davenport’s report as being compatible with the RFC’s non-exertional
limitations – i.e., “no exposure to hazards such as unprotected heights and moving mechanical
parts but was able to avoid ordinary hazards in the workplace, such as boxes on the floor while
walking, detecting approaching persons or objects, walking up and down stairs, and doors ajar”
and “occupations that allowed for monocular vision.”3 Id.
Initially, as plaintiff observes, “ALJs routinely use the expression ‘Avoid even moderate
exposure to hazards’ as an environmental limitation in their [RFC] assessment, and the
Commissioner identifies no case law to suggest that Dr. Davenport’s findings, routine among ALJ
3
Because the record does not contain records from John Karth, M.D. (the only doctor who treated
plaintiff’s vision problems prior to the DLI) and plaintiff was unable to afford appropriate followup treatment until after the DLI, Dr. Davenport is the only medical source to opine as to functional
limitations. Tr. 321, 325, 404. Mary Ann Westfall, M.D., the state agency consulting source who
reviewed the record after Dr. Davenport, found “insufficient evidence to evaluate the claim.” Tr.
75-76. The ALJ rejected Dr. Westfall’s opinion because the record “does support an impairment
of blindness in the left eye as of the [DLI].” Tr. 19.
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RFCs, is not a meaningful limitation.” Pl.’s Reply Br. 2 (doc. 14). Indeed, the precise language
employed by Dr. Davenport – i.e., “avoid even moderate exposure to hazards” – has appeared in
numerous ALJ decisions, demonstrating that it is, in fact, an appropriate concrete work-related
limitation of function. See, e.g., Kreg B. v. Comm’r of Soc. Sec., 2018 WL 4621923, *1 (D. Or.
Sept. 10), adopted by 2018 WL 4623158 (D. Or. Sept. 25, 2018); Rhinehart v. Colvin, 2016 WL
7235680, *3 (D. Or. Dec. 12, 2016); Jackson v. Comm’r Soc. Sec. Admin., 2016 WL 1670963, *2
(D. Or. Apr. 26, 2016); Johnson v. Colvin, 2015 WL 71851, *2 (D. Or. Jan. 5, 2015). As such, the
ALJ erred by dismissing this restriction as “not feasible.” Tr. 19. In any event, the ALJ’s RFC is
not consistent with Dr. Davenport’s findings. See Thomas v. Comm’r of Soc. Sec. Admin., 2015
WL 4603872, *9 (D. Or. July 30, 2015) (ALJ erred where the hypothetical posed to the vocational
expert included a limitation to “avoid even moderate exposure to hazards,” but the ALJ’s decision
materially “altered the limitation to read: ‘avoid . . . even moderate exposure to hazards such as
machinery and heights”).
Furthermore, outside of the limitation to “avoid even moderate exposure” to hazards, the
ALJ did not specify which findings of Dr. Davenport’s were being credited. Tr. 19. Regardless,
based on the RFC formulation, it can be inferred that the ALJ rejected, without comment, the
portions of Dr. Davenport’s report pertaining to plaintiff’s inability to perform occupations
requiring depth perception. Tr. 65-67. Accordingly, the ALJ erred in weighing Dr. Davenport’s
report. See SSR 96-8p, available at 1996 WL 374184 (“[i]f the RFC assessment conflicts with an
opinion from a medical source, the adjudicator must explain why the opinion was not adopted”);
see also Craig v. Astrue, 269 Fed.Appx. 710, 712 (9th Cir. 2008) (reversing the ALJ’s decision
where “the ALJ offered no reason why [an examining doctor’s] opinion was persuasive in one
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regard, but not the other”) (citations omitted). The ALJ’s evaluation of Dr. Davenport’s opinion is
reversed.
II.
Plaintiff’s Testimony
Plaintiff asserts the ALJ erred by discrediting his testimony concerning his 2013
functioning. Pl.’s Opening Br. 11-14 (doc. 10). When a claimant has medically documented
impairments that could reasonably be expected to produce some degree of the symptoms
complained of, and the record contains no affirmative evidence of malingering, “the ALJ can reject
the claimant’s testimony about the severity of . . . symptoms only by offering specific, clear and
convincing reasons for doing so.” Smolen v. Chater, 80 F.3d 1273, 1281 (9th Cir. 1996) (internal
citation omitted). A general assertion the claimant is not credible is insufficient; the ALJ must
“state which . . . testimony is not credible and what evidence suggests the complaints are not
credible.” Dodrill v. Shalala, 12 F.3d 915, 918 (9th Cir. 1993). The reasons proffered must be
“sufficiently specific to permit the reviewing court to conclude that the ALJ did not arbitrarily
discredit the claimant’s testimony.” Orteza v. Shalala, 50 F.3d 748, 750 (9th Cir. 1995) (internal
citation omitted).
Thus, in formulating the RFC, the ALJ is not tasked with “examining an individual’s
character” or propensity for truthfulness, and instead should assess whether the claimant’s
subjective symptom statements are consistent with the record as a whole. SSR 16-3p, available at
2016 WL 1119029. If the ALJ’s finding regarding the claimant’s subjective symptom testimony
is “supported by substantial evidence in the record, [the court] may not engage in secondguessing.” Thomas v. Barnhart, 278 F.3d 947, 959 (9th Cir. 2002) (internal citation omitted).
At the hearing, plaintiff testified that, by June 2013, he had completely lost sight in his left
eye. Tr. 42-43. Although plaintiff continued to look for work until March 2013, his vision on his
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left side, and subsequently his right side, had been worsening for years. Tr. 44-45, 52. Plaintiff
reported he was “having a hard time remembering” when “things got so bad that [he] couldn’t read
with [his] right eye” – but it was “probably” six months, and possibly twelve months, prior to May
2014 (when he had brain surgery). Tr. 45-48. Plaintiff explained further that he “had no peripheral
vision [in his right eye as of the DLI and] things were much darker even in bright light.” Tr. 4748. By early 2013, plaintiff could no longer cook for himself and did not leave the house without
his parents, even though, at that point, he could still read and watch television if he was close
enough to the text or image, respectively. Tr. 49-50. He managed to independently get around the
house because he “grew up [there are had] memorized the floor plan.” Tr. 50.
When asked by the ALJ why he did not get imaging studies done until April 2014 (after
collapsing at the store), plaintiff responded: “I was unemployed, no medical insurance, no money,
and the last time I had heard anything at that point MRIs cost several thousand dollars.” Tr. 51.
Plaintiff testified he eventually got on the Oregon Health Plan and obtained an MRI (which
revealed a large pituitary tumor that was the cause if his symptoms, including his progressively
worsening vision). Tr. 47-48, 51.
After summarizing his hearing testimony, the ALJ determined that plaintiff’s medically
determinable impairment could reasonably be expected to produce some degree of symptoms as
of the DLI, but his “statements concerning the intensity, persistence and limiting effects of these
symptoms are not entirely consistent with the medical evidence and other evidence in the record
for the reasons explained in this decision.” Tr. 17. The ALJ first observed plaintiff “has a history
of vision loss in the left eye as of about 2011.” Tr. 18. While plaintiff “did not have medical
treatment for left eye problems” before the DLI, the ALJ nonetheless found “the record supports
the existence of a medically determinable impairment of left eye blindness as of the [DLI].” Id.
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The ALJ then discussed plaintiff’s non-medically determinable right eye impairment. Tr.
18-19. The ALJ noted plaintiff did not seek treatment for right eye issues until April 2014 (i.e.,
three months after the DLI), despite reporting bilateral vision problems much earlier and obtaining
a “a recommendation to pursue appropriate diagnostic studies in 2010.” Tr. 18. The ALJ also noted
plaintiff “did not attempt to seek treatment for his right eye through the emergency room” even
though he “did seek emergency treatment for kidney stones in June 2013.” Id. Based on “the
paucity, if any, [of] evidence regarding the right eye before” the DLI, the ALJ rejected unspecified
facets of plaintiff’s testimony.4 Tr. 18-19.
The ALJ’s analysis is flawed in two respects. First, plaintiff did not generally differentiate
between his left and right eyes. In other words, plaintiff’s testimony regarding functional
limitations during the relevant time period – i.e., an inability to cook and navigate unfamiliar
physical spaces, and a limited ability to read and watch television – appeared to be based
predominantly on left eye blindness, as he acknowledged still having vision in his right eye as of
the DLI. Tr. 42-52. The ALJ, however, did not explicitly address these functional limitations or
otherwise provide a reason to exclude them from the RFC. Tr. 16-19.
Second, even assuming the reasons cited by the ALJ in regard to plaintiff’s right eye are
applicable to his overall testimony, they are erroneous given the facts of this case. Id. Namely, an
4
For the purposes of his appeal, plaintiff focuses on the ALJ’s errors in relation to his left eye. See
generally Pl.’s Opening Br. (doc. 10); Pl.’s Reply Br. (doc. 14). In other words, plaintiff does not
challenge the ALJ’s step two finding – i.e., that his right eye impairment was not medically
determinable on or before the DLI. The Court nonetheless denotes plaintiff’s right eye condition
was diagnosed shortly after the DLI, the ALJ acknowledged plaintiff’s reports of bilateral eye
problems as far back as 2010, and the Commissioner ultimately awarded Title XVI benefits based
on vision loss in both eyes. Tr. 15-19, 30, 36, 320. Given that the record evinces plaintiff’s vision
problems were both caused by his brain tumor and progressive, it is unclear how the ALJ
determined plaintiff’s left eye condition was medically determinable and severe as of the DLI but
not his right eye condition. See, e.g., Tr. 306-07, 320-21, 325, 361, 363, 386, 392, 397, 402, 404,
423.
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adverse credibility finding is improper where, as here, the claimant has a good reason for failing
to obtain treatment. Orn v. Astrue, 495 F.3d 625, 638 (9th Cir. 2007); SSR 16-3p, available at 2016
WL 1119029; see also Tr. 50-51, 275, 325, 404 (evidence reflecting a lack of resources prevented
plaintiff from seeking follow-up care for his vision loss). Likewise, a “lack of emergency room
treatment or hospitalization is not a specific and legitimate reason to discredit [the claimant’s]
testimony.” Didomenico v. Colvin, 2016 WL 7030437, *6 (D. Or. Nov. 30, 2016) (citation and
internal quotations omitted); see also Lapeirre-Gutt v. Astrue, 382 Fed.Appx. 662, 664 (9th Cir.
2010) (“[a] claimant cannot be discredited for failing to pursue non-conservative treatment options
where none exist”).
Finally, the ALJ may not rely exclusively on the lack of corroborating medical evidence to
discount a claimant’s testimony. See Brown v. Colvin, 2014 WL 6388540, *5-6 (D. Or. Nov. 13,
2014) (reversing the ALJ’s credibility finding where the only rationale supported by substantial
evidence was inconsistency with the medical record) (citations omitted); see also Lingenfelter v.
Astrue, 504 F.3d 1028, 1040 (9th Cir. 2007) (citations omitted) (“whether the alleged symptoms
are consistent with the medical evidence” is a relevant consideration, but “an ALJ cannot reject a
claimant’s subjective pain or symptom testimony simply because the alleged severity of the pain
or symptoms is not supported by objective medical evidence”).
In sum, the ALJ committed harmful legal error by failing to provide clear and convincing
reasons, supported by substantial evidence, for rejecting plaintiff’s subjective symptom statements
concerning the extent of his limitations as of the DLI. See Stout v. Comm’r of Soc. Sec. Admin.,
454 F.3d 1050, 1055 (9th Cir. 2006) (only mistakes that are “nonprejudicial to the claimant or
irrelevant to the ALJ’s ultimate disability conclusion” are harmless). The ALJ’s evaluation of
plaintiff’s testimony is reversed.
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III.
Lay Testimony
Plaintiff argues the ALJ neglected to provide a legally sufficient reason, supported by
substantial evidence, to reject the lay statements of Patricia W. Pl.’s Opening Br. 6-11 (doc. 10).
Lay testimony concerning a claimant’s symptoms or how an impairment affects the ability to work
is competent evidence that an ALJ must take into account. Molina v. Astrue, 674 F.3d 1104, 1114
(9th Cir. 2012) (citation omitted). The ALJ must provide a germane reason to reject such
testimony. Id. (citation and internal quotation omitted).
In February 2017, Patricia W. authored a letter in support of plaintiff’s application for DIB
benefits. Tr. 274-26. Patricia W. specified that, in March 2013, she “started to see changes in
[plaintiff’s] life . . . Mostly with his eyesight.” Tr. 274. At that time, Patricia W. observed plaintiff
sitting at his computer or in front of the television with “his face up [close] to the screen.” Id.
Around July 2013, she “noted [plaintiff] putting his arms out against the walls of the house
(hallway) to protect himself from falling, or running into the walls.” Id. Patricia W. concluded that
plaintiff’s “medical condition kept going downhill till he collapsed at Costco [in March] 2014.”
Tr. 275.
The ALJ addressed Patricia W.’s lay statements in conjunction with the other third-party
statements. Tr. 19-20. The ALJ afforded the lay statements only “[s]ome weight” because “they
are generally vague and do not provide specific descriptions of functioning,” and “not fully
consistent with the evidence in the record.” Tr. 20. The ALJ then observed Patricia W.’s
“statements are the most specific in terms of describing [plaintiff’s] problems around the [DLI but
they] do not correspond to the medical evidence of record regarding the onset of the level of
severity of the impairment in [plaintiff’s] right eye.” Id. Also, the ALJ interpreted Patricia W.’s
testimony as “indicat[ing] that [plaintiff] was, in 2013, still able to use a computer, watch TV, and
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avoid ordinary hazards around the house.” Id. The ALJ additionally found that, to the extent
Patricia W.’s “statements suggest [plaintiff] had problems with his right eye as of December 2013,
they are given little weight because the medical evidence, for the reasons discussed above, does
not support a medically determinable impairment of the right eye prior to the [DLI].” Id.
Although the ALJ articulated legally sufficient reasons for rejecting Patricia W.’s lay
statements, those reasons are not supported by substantial evidence. Notably, as addressed herein,
the ALJ determined there was no pre-DLI medical evidence regarding either plaintiff’s right or
left eye. It would therefore be impossible for Patricia W.’s testimony to coincide with the medical
evidence since no such evidence exists. In fact, the lack of medical evidence concerning onset is
precisely why Patricia W.’s testimony is so important in the present case:
If reasonable inferences about the progression of the impairment cannot be made
on the basis of the evidence in file and additional relevant medical evidence is not
available, it may be necessary to explore other sources of documentation.
Information may be obtained from family members, friends, and former employers
to ascertain why medical evidence is not available for the pertinent period and to
furnish additional evidence regarding the course of the individual’s condition.
SSR 83-20, available at 1983 WL 31249.
Moreover, Patricia W. did not delineate between plaintiff’s left and right eyes. Thus,
similar to plaintiff’s testimony, it was error for the ALJ to dismiss Patricia W.’s attested-to
limitations as being solely attributable to plaintiff’s non-medically determinable right eye
impairment. This is especially true given that Patricia W.’s testimony is consistent with both
plaintiff’s subjective symptom statements and Dr. Davenport’s opinion (i.e., the only opinion
evidence of record pertaining to 2013). Compare Tr. 274-75, with Tr. 42-52, 65-67. Further,
contrary to the ALJ’s assertion, Patricia W. did not intimate plaintiff could avoid ordinary hazards;
rather, her testimony evinces the opposite – i.e., by July 2013, plaintiff’s sight had deteriorated to
the point where he had to use touch to navigate (and keep from falling) in his home. Tr. 274.
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Plaintiff’s ability to view text or images in close proximity to a screen does not, as the ALJ
determined, reasonably demonstrate a general aptitude for using a computer or watching
television. The ALJ’s assessment of Patricia W.’s lay statements is reversed.
IV.
Failure to Develop the Record
Plaintiff contends the ALJ neglected to develop the record by consulting a medical expert
in accordance with SSR 83-20. Pl.’s Opening Br. 16-19 (doc. 10). The claimant bears the burden
of proving the existence or extent of an impairment, such that the ALJ’s limited “duty to develop
the record further is triggered only when there is ambiguous evidence or when the record is
inadequate to allow for proper evaluation of the evidence.” Mayes v. Massanari, 276 F.3d 453,
459-60 (9th Cir. 2001) (citation omitted). In particular, “where a record is ambiguous as to the
onset date of disability, the ALJ must call a medical expert to assist in determining the onset date”
pursuant to SSR 83-20. Armstrong v. Comm’r of Soc. Sec. Admin., 160 F.3d 587, 590 (9th Cir.
1998).
The record reveals plaintiff’s symptoms increased in severity prior to the DLI. For instance,
plaintiff reported to numerous medical providers his vision symptoms emerged in 2010 and
progressively worsened. Tr. 289, 306-07, 320-21, 325, 342, 361, 363, 386, 404, 408. Both plaintiff
and his mother similarly testified that, throughout 2013, plaintiff’s vision deteriorated. Tr. 42-52,
274-75. By the latter half of 2013, and certainly as of the DLI, plaintiff was unable to cook, leave
the house independently, or locate walls or doors in familiar places based on sight alone. Id.
At the hearing, the ALJ acknowledged plaintiff’s symptoms were progressive to the point
that his “eyesight in both eyes [was so bad the Commissioner] found [he was] entitled to benefits.”
Tr. 30, 36, 42-43, 45. In addition, in his written decision, the ALJ expressly recognized that, upon
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reconsideration, the state agency consulting source found the record to be “insufficient” regarding
plaintiff’s functioning prior to the DLI. Tr. 19.
Under these circumstances, the ALJ committed harmful legal error by failing to follow
SSR 83-20. See Diedrich v. Berryhill, 874 F.3d 634, 638 (9th Cir. 2017) (ALJ’s assessment of the
disability onset date would have been “mere speculation without the aid of a medical expert” where
there were large gaps in the medical record, which documented slowly progressing illness, and
“the alleged onset and the date last worked are far in the past”); see also Wellington v. Berryhill,
878 F.3d 867, 873-74 (9th Cir. 2017) (the requirement to consult a medical expert pursuant to SSR
83-20 “most readily applies when an incomplete record clearly could support an inference that a
claimant’s disability began when there were no contemporaneous medical records”). Therefore,
further proceedings are necessary to resolve this case.5 See Lee v. Colvin, 2016 WL 3647974, *45 (D. Or. July 7, 2016); (remanding the ALJ’s decision for further proceedings under analogous
circumstances); see also Dominguez v. Colvin, 808 F.3d 403, 407-08 (9th Cir. 2015) (articulating
the standard for determining the remedy where the ALJ committed harmful legal error). Upon
remand, the ALJ must consult a medical expert to determine the precise onset date of plaintiff’s
5
While plaintiff asserts the ALJ erred by failing to consult a medical expert regarding the disability
onset date as required by SSR 83-20, he also maintains remand for the immediate payment of DIB
benefits is warranted. Pl.’s Opening Br. 16-20 (doc. 10). SSR 83-20 makes clear that the disability
“onset date must have . . . a legitimate medical basis.” 1983 WL 31249. As discussed throughout,
there is no medical evidence concerning plaintiff’s functioning prior to the DLI because he could
not afford appropriate treatment during that time. Although Dr. Davenport indicated certain
restrictions were necessary in light of plaintiff’s left eye blindness, he did not opine that plaintiff
was disabled as of the DLI. Tr. 62, 65-67. Contrary to plaintiff’s assertion, the vocational expert’s
testimony that a need to avoid all hazards would preclude employment is not dispositive given that
such a restriction is not articulated in the medical record. Tr. 57. As a result, a remand for further
proceedings to consult with a medical expert is the proper remedy. See Hill v. Astrue, 698 F.3d
1153, 1162 (9th Cir. 2012) (“[w]hen an ALJ’s denial of benefits is not supported by the record,
the proper course, except in rare circumstances, is to remand to the agency for additional
investigation or explanation”) (citation and internal quotations omitted).
Page 13 – OPINION AND ORDER
disability and, if necessary, reformulate plaintiff’s RFC and obtain additional vocational expert
testimony.
CONCLUSION
For the foregoing reasons, the Commissioner’s decision is REVERSED and this case is
REMANDED for further proceedings.
IT IS SO ORDERED.
DATED this 20th day of December 2018.
/s/ Jolie A. Russo
_____________________________
Jolie A. Russo
United States Magistrate Judge
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