BURRELL v. GREEN et al
Filing
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MEMORANDUM AND/OR OPINION. SIGNED BY HONORABLE NITZA I QUINONES ALEJANDRO ON 6/21/17. 6/22/17 ENTERED AND COPIES MAILED TO PRO SE PLAINTIFF AND E-MAILED. (jpd )
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA
MR. JASON M. BURRELL
Plaintiff-Pro se
v.
MR. GREEN, et al.
Defendants
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CIVIL ACTION
NO. 17-0439
NITZA I. QUIÑONES ALEJANDRO, J.
JUNE 21, 2017
MEMORANDUM OPINION
INTRODUCTION
Presently before this Court are two motions to dismiss filed by Defendants Thorris Green
(“Defendant Dr. Green”), David Byrne (“Defendant Byrne”), and John Swinder (“Defendant
Swinder”) (collectively, “Defendants”) pursuant to Federal Rule of Civil Procedure (“Rule”)
12(b)(6), in which they seek dismissal of the civil rights claims asserted against them pursuant to
42 U.S.C. §1983 by Plaintiff Jason M. Burrell (“Plaintiff”). [ECF 12 and 13]. Plaintiff has not
responded to either motion, though the time for doing so has long passed. The issues raised in
the motions to dismiss have been fully briefed by Defendants and are now ripe for disposition.
For the reasons stated herein, Defendants’ motions to dismiss are granted.
BACKGROUND
On January 30, 2017, Plaintiff, proceeding pro se, filed an application to proceed in this
matter in forma pauperis, as well as a complaint in which he asserts civil rights claims under 42
U.S.C. §1983 against Defendants. [ECF 1, 4].1 Specifically, Plaintiff alleges that his Eighth
By Order dated February 8, 2017, this Court granted Plaintiff’s application to proceed in forma
pauperis pursuant to 28 U.S.C. §1915. [ECF 3].
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Amendment rights were violated and he was subjected to cruel and unusual punishment when
Defendant Dr. Green “roughly” pulled three of his teeth, causing him severe pain, and later,
refused to provide him dentures.
On March 31, 2017, and April 7, 2017, Defendants filed the underlying motions to
dismiss in which they argue that Plaintiff has failed to allege facts sufficient to sustain his §1983
claims, in that, inter alia, he has not alleged facts sufficient to show the requisite deliberate
indifference to a serious medical need. [ECF 12 and 13]. When ruling on Defendants’ motions
to dismiss, this Court must accept as true all relevant and pertinent factual allegations in the
complaint and construe these facts in the light most favorable to Plaintiff. Fowler v. UPMC
Shadyside, 578 F.3d 203, 210-11 (3d Cir. 2009). Briefly, the salient allegations are as follows:
Plaintiff is currently an inmate at SCI Graterford. Sometime between
November 26, and December 1, 2016, Plaintiff was seen by Defendant Dr. Green
at the George W. Hill Correctional Facility dental facility, after filling out a sick
call request. Defendant Dr. Green informed Plaintiff that he needed to remove
five (5) of Plaintiff’s teeth. Plaintiff alleges that Defendant Dr. Green gave him
two (2) shots of Novocain, and then began pulling the teeth “roughly.” When
Plaintiff complained, Defendant Dr. Green told him to stop moving. One of the
teeth broke, leaving pieces in Plaintiff’s mouth. Because of Plaintiff’s
complaints, Defendant Dr. Green removed only three (3) of the five (5) teeth that
needed to be removed.
Plaintiff “asked [Dr. Green] about dentures because” he could not eat the
prison food that was “not cooked all the way.” Defendant Dr. Green responded
that “inmates aren’t required dentures unless [they’re] missing all their teeth.”
Plaintiff also alleges: “[Defendants] tr[i]ed to send me to an outside dentist last
week, but I refused service because of this legal procedure being taken. I don’t
wanna hurt my chances of winning my case, so I refused their treatment until I
can consult counsel.”
LEGAL STANDARD
A court may grant a motion to dismiss an action under Rule 12(b)(6) if the complaint
“fail[s] to state a claim upon which relief can be granted.” Fed. R. Civ. P. 12(b)(6). When
considering a Rule 12(b)(6) motion to dismiss, a court must “accept all of the complaint’s well2
pleaded facts as true, but may disregard any legal conclusions.” Fowler, 578 F.3d at 210-11.
The court must determine “whether the facts alleged in the complaint are sufficient to show that
the plaintiff has a ‘plausible claim for relief.’” Id. at 211 (quoting Ashcroft v. Iqbal, 556 U.S.
662, 679 (2009)). The complaint must do more than merely allege the plaintiff’s entitlement to
relief; it must “show such an entitlement with its facts.” Id. (citations omitted).
To determine the sufficiency of a complaint, “a court . . . must take three steps.”
Connelly v. Lane Constr. Corp., 809 F.3d 780, 787 (3d Cir. 2016); to wit: a court must (1)
“tak[e] note of the elements a plaintiff must plead to state a claim;” (2) identify allegations that
are merely legal conclusions “because they . . . are not entitled to the assumption of truth;” and
(3) assume the veracity of all well-pleaded factual allegations and “then determine whether they
plausibly give rise to an entitlement to relief.” Id. (quoting Iqbal, 556 U.S. at 675, 679). While a
complaint need not assert detailed factual allegations, “[t]hreadbare recitals of the elements of a
cause of action, supported by mere conclusory statements, do not suffice.” Iqbal, 556 U.S. at
678.
A court may determine that a complaint’s factual allegations are plausible if the court is
able “to draw the reasonable inference that the defendant is liable for the misconduct alleged.”
Iqbal, 556 U.S. at 678 (citing Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007)). “But
where the well-pleaded facts do not permit the court to infer more than the mere possibility of
misconduct, the complaint has alleged—but it has not ‘show[n]’—‘that the pleader is entitled to
relief.’” Id. at 679 (quoting Fed. R. Civ. P. 8(a)) (alterations in original). In other words,
“[f]actual allegations must be enough to raise a right to relief above the speculative level.”
Twombly, 550 U.S. at 555. Thus, to survive a motion to dismiss under Rule 12(b)(6), “a plaintiff
must allege facts sufficient to ‘nudge [his] claims across the line from conceivable to plausible.’”
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Phillips v. Cnty. of Allegheny, 515 F.3d 224, 234 (3d Cir. 2008) (quoting Twombly, 550 U.S. at
570). “Although the plausibility standard ‘does not impose a probability requirement,’ it does
require a pleading to show ‘more than a sheer possibility that a defendant has acted unlawfully.’”
Connelly, 809 F.3d at 786 (citations omitted). Reviewing the plausibility of the complaint is a
“context-specific” inquiry and requires a court to “draw on its experience and common sense.”
Iqbal, 556 U.S. at 663-64.
DISCUSSION
Plaintiff’s complaint purports to assert civil rights claims under §1983 premised on
Defendant Dr. Green’s alleged “rough” extraction of three teeth and refusal to provide Plaintiff
with dentures. Though Defendants do not dispute these facts at this procedural stage, they argue
that Plaintiff has not alleged facts sufficient to establish that Defendants acted with the requisite
“deliberate indifference” to a “serious medical need.” This Court agrees.
To maintain a cause of action under §1983, a plaintiff “must allege the violation of a right
secured by the Constitution and laws of the United States, and must show that the alleged
deprivation was committed by a person acting under color of state law.” West v. Atkins, 487 U.S.
42, 48 (1988); see also 42 U.S.C. §1983. The Eighth Amendment, the basis of Plaintiff’s
complaint, prohibits cruel and unusual punishment. U.S. Const. amend. VIII. Under the Eighth
Amendment, prison officials must provide basic medical treatment to prisoners. See Rouse v.
Plantier, 182 F.3d 192, 197 (3d Cir. 1999) (citing Estelle v. Gamble, 429 U.S. 97, 104 (1976)).
In Estelle, the Court articulated the standard as follows:
In order to state a cognizable claim, a prisoner must allege acts
or omissions sufficiently harmful to evidence deliberate
indifference to serious medical needs. It is only such
indifference that can offend “evolving standards of decency” in
violation of the Eighth Amendment.
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Estelle, 429 U.S. at 106. Thus, “[t]he question under the Eighth Amendment is whether prison
officials, acting with deliberate indifference, exposed a prisoner to a sufficiently substantial ‘risk
of serious damage to his future health.’” Farmer v. Brennan, 511 U.S. 825, 843 (1994) (quoting
Helling v. McKinney, 509 U.S. 25, 35 (1993)).
A plaintiff may meet the pleading burden by alleging facts to establish that the defendants
intentionally denied or delayed medical care. Giles v. Kearney, 571 F.3d 318, 330 (3d Cir.
2009). Deliberate indifference requires that a defendant “‘knows of and disregards an excessive
risk to an inmate’s health or safety.’” Dominguez v. Governor of Pa., 574 F. App’x 63, 65-66 (3d
Cir. 2014) (quoting Natale v. Camden Cty. Correctional Facility, 318 F.3d 575, 582 (3d Cir.
2003)). Under this standard, however, “prison officials who actually knew of a substantial risk
to inmate health or safety may be found free from liability if they responded reasonably to the
risk.” Farmer, 511 U.S. at 844.
Claims Against Defendant Dr. Green
In his motion to dismiss, Defendant Dr. Green argues that Plaintiff has failed to allege
facts sufficient to show that he deprived Plaintiff of treatment for a “serious medical need.” As
set forth above, to assert a viable Eighth Amendment claim against a medical provider, Plaintiff
must plead facts sufficient to show, inter alia, that he has a “serious medical need.” Estelle, 429
U.S. at 104. A serious medical need is defined as “one that has been diagnosed by a physician as
requiring treatment or one that is so obvious that a lay person would easily recognize the
necessity for a doctor’s attention.” Pace v. Fauyer, 479 F. Supp. 456, 458 (D.N.J. 1979), aff’d,
649 F.2d 860 (3d Cir. 1981) (citing Hampton v. Holmesburg Prison Officials, 546 F.2d 1077,
1081 (3d Cir. 1976)). A medical need may be deemed “serious” if the denial of treatment can be
reasonably said to cause an “unnecessary and wanton infliction of pain” or result in “long-term
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handicap or permanent loss.” Monmouth County Correctional Institutional Inmates v. Lanzano,
834 F.2d 326, 347 (3d Cir. 1987).
Defendant Dr. Green also argues that Plaintiff has failed to allege facts that could show
he acted with the requisite deliberate indifference. As set forth above, to assert a viable Eighth
Amendment claim based on medical care, Plaintiff must allege facts sufficient to show that
Defendant Dr. Green was “deliberately indifferent” to a serious medical need. Estelle, 429 U.S.
at 106. Deliberate indifference requires a defendant to have a “sufficiently culpable state of
mind” that exhibits a deliberate indifference to the prisoner’s health and safety, such that there
was an “unnecessary and wanton infliction of pain.”
Farmer, 511 U.S. at 834 (citations
omitted). Further, deliberate indifference is a subjective standard that is met if the defendant
“knows of and disregards an excessive risk to inmate safety or health.” Id. at 837; see also
Hamilton v. Levy, 117 F.3d 742, 747 (3d Cir. 1997) (quoting Farmer, 511 U.S. at 747).
As noted, Plaintiff premises his Eighth Amendment claim against Defendant Dr. Green,
in part, on the purported denial of his request for dentures following the removal of three of his
teeth. Plaintiff was treated for his dental problems resulting in the extraction of three of the five
teeth noted by Defendant Dr. Green as in need of extraction. As to the request for dentures,
Plaintiff has not pled that he was diagnosed by a physician or dentist as needing dentures, nor has
he pled that the denial of dentures would create some type of long term disability or permanent
loss. At most, Plaintiff alleges that the denial of dentures has created discomfort and difficulty
eating foods that have not been “cooked all the way.” These allegations, without more, fail to
meet the definition of a serious medical need for which Plaintiff was deprived treatment.
Furthermore, Plaintiff’s allegation that he has refused further treatment by an outside-the-prison
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dentist/medical provider merely because he does not want to “hurt [his] chances of winning” his
case, negates any contention that his dental issues are a sufficiently serious medical condition.
As to Plaintiff’s contention that Defendant Dr. Green acted with deliberate indifference, it
is a “well-established rule that mere disagreements over medical judgment do not state Eighth
Amendment claims.” White v. Napoleon, 897 F.2d 103, 110 (3d Cir. 1990); see also Spruill v.
Gillis, 372 F.3d 218, 235 (3d Cir. 2004) (holding that “mere disagreement as to the proper
medical treatment” is insufficient to establish an Eighth Amendment violation). Prison medical
authorities are “afford[ed] considerable latitude” in the diagnosis and treatment of the medical
problems of inmate patients. Inmates of Allegheny County Jail v. Pierce, 612 F.2d 754, 762 (3d
Cir. 1979). “Where a prisoner has received some medical attention and the dispute is over the
adequacy of the treatment, federal courts are generally reluctant to second guess medical
judgments and to constitutionalize claims which sound in state tort law.” U.S. ex rel. Walker v.
Fayette Cnty., Pa., 599 F.2d 573, 575 n.2 (3d Cir. 1979) (citation omitted). Claims of negligence
or medical malpractice do not constitute deliberate indifference. Singletary v. Pa. Dep’t of
Corr., 266 F.3d 186, 193 n.2 (3d Cir. 2001).
This case is similar, in many respects, to James v. Pennsylvania Dep’t of Corr., 230 F.
App’x 195 (3d Cir. 2007). In James, an inmate at a Pennsylvania correctional institution brought
a §1983 claim premised on the dental care he received for an abscessed tooth. Id. at 196. The
plaintiff alleged that the prison dentist should not have extracted the abscessed tooth, but rather
should have used an alternative method. Id. at 196. The dentist advised the plaintiff that
antibiotics were not a viable alternative and that the only possible procedure to save the tooth
would have been a root canal, but that such procedure was not permitted by Department of
Corrections policy. Id. at 196-97. The Third Circuit Court of Appeals affirmed the dismissal of
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the complaint and held that the prisoner plaintiff’s “preference alone cannot establish deliberate
indifference as such second-guessing is not the province of the courts.” Id. at 197. The Third
Circuit further held that the prisoner provided no further indication that the dentist’s decision to
extract the tooth “was based on an ulterior motive beyond routine patient care within the
confines of the Department’s Policies.” Id. at 198 (citing Spruill, 372 F.3d at 237).
Here, like the plaintiff in James, Plaintiff has failed to allege facts which could
reasonably establish Defendant Dr. Green’s deliberate indifference. Plaintiff alleges only that
Defendant Dr. Green “roughly” pulled three of his teeth after Plaintiff requested treatment and
that Defendant Dr. Green denied his subsequent request for dentures because he did not meet a
prison requirement. Plaintiff has not alleged, however, any facts from which a reasonable person
could infer that Defendant Dr. Green acted with an ulterior motive beyond routine patient care
within the confines of Department of Corrections policies.
Notably, Plaintiff does not allege a denial of treatment or any undue delay in providing
treatment. To the contrary, his allegations show that he received timely care from Defendant Dr.
Green after Plaintiff “filled out a sick call.” After giving Plaintiff two shots of Novocain,
Defendant Dr. Green proceeded to pull three of five teeth that he said needed to be pulled.
Though Plaintiff alleges that Defendant Dr. Green performed the procedure “roughly” and that
the procedure caused him extreme pain, he also alleges that Defendant Dr. Green ceased the
procedure in response to Plaintiff’s complaints.
Although Plaintiff may have preferred a
different course of treatment, or disagreed with the treatment provided, his preference and/or
disagreement alone cannot establish deliberate indifference, as “such second-guessing is not the
province of the courts.” James, 230 F. App’x at 197 (citing Inmates of Allegheny County Jail v.
Pierce, 612 F.2d 754, 762 (3d Cir. 1979); see also Bronson v. White, 2007 WL 3033865, at *6
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(M.D. Pa. Oct. 15, 2007) (granting defendant’s motion for summary judgment and dismissing
inmate’s Eighth Amendment claim premised on defendant’s refusal to provide inmate dentures
following the extraction of several teeth).
Under Plaintiff’s own allegations, his dental
complaints were addressed and treated by Defendant Dr. Green. Under these circumstances, a
reasonable factfinder could not conclude that Defendant Dr. Green violated Plaintiff’s Eighth
Amendment rights by acting with deliberate indifference to a serious medical need or by failing
to address a serious medical need – especially in light of Plaintiff’s own alleged refusal of further
treatment by an outside-the-prison dentist/medical provider. As such, Plaintiff’s §1983 claims
against Defendant Dr. Green are dismissed.2
Claims Against Defendants Byrne and Swinder
In their motion to dismiss, Defendants Byrne and Swinder argue that the claims asserted
against them should be dismissed because Plaintiff has failed to allege facts to support a finding
that either of them was personally involved in the alleged inadequate medical care rendered.3
This Court agrees.
It is well-settled that “a defendant must be personally involved in the alleged actions for
liability to attach under section §1983.” Bonham v. Givens, 197 F. App’x 148, 150 (3d Cir.
2006) (citing Rizzo v. Goode, 423 U.S. 362, 375-77 (1976)). An individual defendant cannot be
Defendant Dr. Green also argues that Plaintiff’s claims should be dismissed due to Plaintiff’s
failure to fully exhaust his administrative remedies. Under the Prison Litigation Reform Act of 1996 (the
“PLRA”), 42 U.S.C. §1997e(a), “no action shall be brought with respect to prison conditions under
section 1983 . . . by a prisoner . . . until such administrative remedies as are available are exhausted.” In
his complaint, Plaintiff asserts that he filed an appeal of the denial of his initial grievance through the
prison’s grievance procedure, but, as of the time he filed his complaint, had received “no word.” Under
these pled facts, it appears Plaintiff had not fully exhausted his administrative remedies prior to filing suit
in federal court as required.
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In their motion to dismiss, counsel for Defendants Byrne and Swinder carelessly included the
names of individuals not named in or in any way related to the allegations in the complaint and made
arguments seemingly applicable to some other matter. This Court will limit its analysis to those issues
and arguments relevant to the claims asserted against Defendants Byrne and Swinder.
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liable predicated solely on the operation of respondeat superior. Rode v. Dellarciprete, 845 F.2d
1195, 1207 (3d Cir. 1988). Personal involvement can be shown by allegations of personal
direction or of actual knowledge and acquiescence. Id. Such allegations, however, must be
made with appropriate particularity in the complaint and must include the particulars of the
conduct, time, place and person responsible. Evancho v. Fisher, 423 F.3d 347, 354 (3d Cir.
2005); Rode, 845 F.2d at 1207-08. “[A] plaintiff must plead that each Government-official
defendant, through the official’s own individual actions, has violated the Constitution.” Iqbal,
556 U.S. at 676.
A careful review of the allegations in the complaint confirms that, other than being
named as defendants, there are no specific factual allegations that Defendants Byrne or Swinder
had any personal involvement in the purported violations of Plaintiff’s Eighth Amendment
constitutional rights.
At best, Plaintiff alleges in conclusory and threadbare fashion that
Defendants collectively denied him adequate medical treatment. Plaintiff does not allege any
specific fact indicating that either of these two Defendants personally participated in the alleged
violations arising out of Plaintiff’s medical care. Based upon the above-cited case law, such
allegations are insufficient to satisfy the personal involvement requirement standard of Rode. As
such, Plaintiff’s claims against Defendants Byrne and Swinder fail as a matter of law.
Leave to Amend
Although the Third Circuit has directed that a district court must ordinarily provide a civil
rights plaintiff an opportunity to file an amended complaint where the original complaint is
subject to dismissal under Rule 12(b)(6), see Phillips, 515 F.3d at 245 (reiterating the rule that
leave to amend must be granted sua sponte in civil rights actions, “unless such an amendment
would be inequitable or futile.”), it is this Court’s view that any such attempt to amend the
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complaint here would be legally futile. This Court has dismissed Plaintiff’s civil rights claims
against Defendants because, inter alia, the facts set forth in his complaint fail as a matter of law
to establish a constitutional violation for purposes of §1983 liability under the requisite
“deliberate indifference” standard. It is this Court’s opinion, therefore, that any attempt to
amend the complaint would be futile.
CONCLUSION
For the reasons stated herein, Defendants’ motions to dismiss are granted. An Order
consistent with this Memorandum Opinion follows.
NITZA I. QUIÑONES ALEJANDRO, U.S.D.C. J.
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