Fraternal Order of Police Pennsylvania et al v. TOWNSHIP OF SPRINGFIELD et al
Filing
60
MEMORANDUM AND/OR OPINION. SIGNED BY HONORABLE KAREN S. MARSTON ON 11/13/23. 11/13/23 ENTERED AND COPIES E-MAILED.(jaa, )
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA
PENNSYLVANIA STATE LODGE
FRATERNAL ORDER OF POLICE, et al.,
CIVIL ACTION
NO. 23-332-KSM
Plaintiffs,
v.
TOWNSHIP OF SPRINGFIELD, et al.,
Defendants.
MARSTON, J.
MEMORANDUM
November 13, 2023
On January 27, 2023, Plaintiffs, Pennsylvania State Lodge Fraternal Order of Police (“PA
FOP”), Springfield Township Police Benevolent Association (“PBA” and together with the PA
FOP, the “Organizations”), Corporal Christopher Calhoun, Detective Robert Baiada, and
Sergeant Christian Wilbur, 1 filed this lawsuit against Defendants, the Township of Springfield,
seven members of the Township Board of Commissioners in their official capacity, 2 and the
Township manager in his official capacity (collectively, the “Township”). (Doc. No. 1.)
Although the Complaint refers to each of the individual Plaintiffs merely as an officer with the
Springfield Township Police Department (see Doc. No. 1 at ¶¶ 3–5), each Plaintiff identified his current
rank during discovery (see Doc. No. 50 at ¶¶ 2, 5, 8). The Court refers to the individual Plaintiffs by their
rank as identified.
1
Defendants ask that former-Commissioner Eddie Graham be removed from the caption in this
action because he no longer serves as a member of the Board of Commissioners and under Federal Rule
of Civil Procedure 25(g), when as here “a public officer who is a party in an official capacity . . . ceases to
hold office while an action is pending . . . [t]he officer’s successor is automatically substituted as a party.”
Fed. R. Civ. P. 25(g). Plaintiffs do not dispute that Graham is no longer an appropriate party, but
nevertheless argue that Defendants’ request should be denied because any substitution is “automatic” and
defense counsel has not identified the appropriate substitute. (Doc. No. 47 at 16–17.) During oral
argument, the Court asked defense counsel who replaced Graham on the Board, and counsel did not
know. After oral argument, however, defense counsel emailed Chambers a status report identifying the
appropriate substitute as Brendan May. Accordingly, the Court grants the motion and substitutes Brendan
May for Eddie Graham.
2
Plaintiffs seek a declaration that Township Resolution 1592, “A Resolution Prohibiting the
Display of the Thin Blue Line American Flag on All Township Property,” is facially
unconstitutional under the First and Fourteenth Amendments of the United States Constitution,
along with injunctive relief barring its enforcement. (Id.) The parties have filed cross motions
for summary judgment. (Doc. Nos. 43, 46.) For the reasons discussed below, Plaintiffs’ motion
is granted, and the Township’s motion is denied.
I.
FACTUAL BACKGROUND
With a few minor exceptions noted below, the facts are largely undisputed.
A.
The Thin Blue Line American Flag
This controversy centers around what the Court will refer to as the “Thin Blue Line
American Flag” or the “Flag,” an American flag that is in black and white except for a single
blue horizontal stripe:
(Doc. No. 50 at ¶ 22.)
For Plaintiffs, the Flag “represents a show of support for [and] a solidarity with
member[s] of law enforcement, which includes, police officers, represents the preservation of the
rule of law, the protection of peace and freedom, the sacrifice of fallen law enforcement officers
and the dedication of law enforcement office[r]s.” (Doc. No. 50 at ¶ 23.) At a national level, the
FOP has passed a resolution that affirms its “support for the use of the Thin Blue Line
2
[American] flag by law enforcement.” (Doc. No. 50 at ¶ 24.) 3 Likewise, the PBA, which is the
collective bargaining unit for police officers employed by the Township (Wilbur Dep. at 23:18–
20) and which represents members of the Springfield Township Police Department in “legal,
legislative, and labor related matters” (Wilbur Decl. at ¶ 3), has incorporated the Thin Blue Line
American Flag into its logo:
(Doc. No. 50 at ¶¶ 26–27.) This logo appears on the PBA’s website, http://stpbamontco.org/, on
its merchandise, and at fundraisers and events hosted by the PBA, some of which take place on
Township property. (Id. at ¶¶ 28–29.) For example, the PBA sponsors a Township little league
and softball league, with its logo appearing on team uniforms and on a banner on the outfield
wall. (Id. at ¶ 33.)
The three individual Plaintiffs—Corporal Calhoun, Detective Baiada, and Sergeant
Wilbur—are employed with the Township Police Department and are members of the PA FOP
and the PBA. (Doc. No. 1 at ¶¶ 3–5; Doc. No. 42 ¶¶ 3–5.) The individual Plaintiffs and other
members of the PBA display the Thin Blue Line American Flag in the police station, which is
located in the main Township building. (Baida Decl. at ¶ 4; Calhoun Decl. at ¶ 4; Wilbur Decl.
at ¶ 9; Wilbur Dep. at 63:24; Doc. No. 50 at ¶ 31.) Although there are no depictions of the Flag
in the lobby area of the station (Doc. No. 47-1 at ¶ 80), it does appear in other areas of the
3
The PA FOP is the state lodge of the national organization. (Regan Decl. at ¶ 2.)
3
station, to which the public has limited access (id. at ¶ 75), including:
•
A bulletin board displaying patches from other police departments depicting the Thin
Blue Line American Flag,
•
A wooden Thin Blue Line American Flag hanging on a wall,
•
A Thin Blue Line American Flag hanging on a wall,
•
Thin Blue Line American Flags displayed in the safety office,
•
A wooden “ballot type” box,
•
On a recycling bin, and
•
On challenge coins displayed on officers’ desks.
(Doc. No. 50 at ¶ 32.)
Plaintiffs would like to continue to display the Thin Blue Line American Flag while on
Township property. (Baida Decl. at ¶ 7; Calhoun Decl. at ¶ 7; Wilbur Decl. at ¶¶ 11, 15.) In
addition to the depictions recited above, the individual Plaintiffs wish to display the Flag on
other Township property, including on the flagpole at a pistol range in the Township and at the
PBA table during community day. (Doc. No. 50 at ¶ 34. But see Doc. No. 50 at ¶ 35 (the
Township denying this fact because “Plaintiffs have not cited to any specific request or intent by
any Plaintiff to display the [Flag] on any Township property, with the exception of the flagpole
at the pistol range. Mr. Baiada specifically testified that he has no plans to affix the [flag] to any
Township property”).)
While Plaintiffs revere the Thin Blue Line American Flag, many members of the public,
including residents of Springfield Township, view it as a symbol of police brutality and racial
animosity. (See Doc. No. 1-3.) On September 13, 2021, three Township residents gave a
presentation before the Township Board of Commissioners, which outlined a study that they had
conducted on residents’ opinions and concerns with the Township Police Department. (Doc. No.
4
46-2 at ¶ 10; see also Doc. No. 46-4 (copy of presentation). But see Doc. No. 47-1 at ¶¶ 10–19
(Plaintiffs objecting to any consideration of the survey, arguing that it is inadmissible hearsay
and was not included in the Township’s Rule 26 disclosures).) The presenters “key takeaways”
from the study were that “most participating residents are satisfied with the job [Township police
officers] are doing,” but “[t]here are . . . important group (especially race/ethnicity and age)
differences,” and “some commenters have concerns about racial bias.” (Doc. No. 46-4 at 52; id.
at 27 (“For police-initiated contact, White/Cauc residents reported more positive perceptions
(average = 3.7) than Black/AA residents (average = 3.2).”) After the presentation, thenCommissioner Graham noted that African American residents had told him that they were
hesitant to report their concerns during the study for fear of retaliation by the Police
Department. 4 (Doc. No. 47-1 at ¶ 19. But see id. (Plaintiffs objecting to this statement as
inadmissible hearsay).) The study, which was available to residents from March 5 to May 5,
2021, was conducted after the PBA adopted its new logo incorporating the Flag, but before the
logo was publicly displayed. (See Doc. No. 47-1 at ¶ 38; Wilbur Dep. at 25:8–26:22 (testifying
initially that the “first time that logo was publicly displayed . . . would have been in 2020” but
then correcting to say that “the first sort of public display of that logo was in the banner for the
car show” in fall 2021).)
After the September presentation, several Township commissioners met with several
members of the PBA to discuss the PBA’s decision to incorporate the Flag into their logo. (Doc.
No. 47-1 at ¶¶ 52–54.) At the end of the meeting, the commissioners asked the PBA to change
its logo. (Id. at ¶ 55.) The PBA ultimately voted to deny the request. (Id. at ¶ 56.)
Graham resigned from the Board of Commissioners on March 6, 2023, and the resignation was
approved on April 12, 2023. (Doc. No. 47-1 at 4–5.)
4
5
Over the next year, tensions grew between the Board of Commissioners and the PBA
over the PBA’s use of the Thin Blue Line American Flag. In 2022, several Township residents
contacted both the PBA and the Township with concerns about the PBA’s logo. (Doc. No. 47-1
at ¶ 57. But see id. at ¶¶ 57, 58, 59 (admitting to this general proposition but objecting to the
Township’s introduction of specific emails reflecting residents’ comments as inadmissible
hearsay).) The Township offered to cover the cost of the PBA changing its logo, informing the
PBA that the Township had arranged for a private donor to pay up to $10,000 for that purpose.
(Id. at ¶¶ 67–68.) But the PBA again voted not to change the logo. (Id. at ¶ 69.)
On October 26, 2022, Township Solicitor James Garrity, and Township Manager A.
Michael Taylor, sent a cease-and-desist letter to the PBA about its use of the Flag. (See Doc. No.
1-3; see also Doc. No. 47-1 at 70.) In that letter, Solicitor Garrity and Manager Taylor explained
that many Township residents have “express[ed] deep discontent and distrust of the PBA and
even the Township’s own police department, due to PBA’s use of the flag which has become
known as the ‘Blue Lives Matter Flag.’” (Doc. No. 1-3 at 1.) They emphasized that the Flag
“has been at the center of the controversy between minority communities and law enforcement
officials across the country,” citing the “usurpation and display” of the flag by white nationalists.
(Doc. No. 1-3 at 1.) Thus, they reasoned, “regardless of the history or original intent of the PBA
in displaying” the Flag, “[t]o many members of the Springfield Township community, the
utilization of the ‘Blue Lives Matter’ Flag unnecessarily exacerbates the ongoing conflict
between police officers and the communities they serve.” (Id. at 2–3.) The letter ends by
directing the PBA and its members to discontinue all depictions of the Flag or have the PBA
remove the words “Springfield Township” from its name. (Id. at 2.)
A few months later, in December 2022, the Township Board of Commissioners
6
considered Resolution 1587, which would have authorized Solicitor Garrity to file a lawsuit to
compel the PBA to remove any reference to “Springfield Township” from its logo. (See Doc.
No. 50 at ¶ 37.) Although Resolution 1587 was placed on the agenda for the December 14, 2022
meeting of the Board of Commissioners, the Board never voted on that resolution. (Id.)
B.
Resolution 1592
When the PBA refused to change its logo or its name, the Springfield Township Board of
Commissioners drafted Resolution 1592, which purports to ban depictions of the Thin Blue Line
American Flag. It reads:
[T]he Board of Commissioners of Springfield Township does, as a
matter of respect and sensitivity to all the citizens of the Township,
hereby prohibit the publicly visible display or use of any image
which depicts the Thin Blue Line American Flag symbol by any
Township employee, agent, or consultant and in an effort to be clear
and as reasonably limited as possible, specifically prohibits the
following:
1) The publicly visible depiction of the symbol on the
clothing or skin of any Township employee, agent or
consultant while on duty, during the workday of the
individual or while representing the Township in any way
(specifically including the off duty time of any such
individual if still wearing the Township uniform). [“Section
One”]
2) The publicly visible depiction of the Thin Blue Line
American [F]lag symbol on any personal property of a
[T]ownship employee, agent, or consultant, which is brought
into the [T]ownship building (except prior to or subsequent
to reporting for duty or any official assignment for the
Township), and which, in the reasonable opinion of the
Township Manager, is placed in a location likely to be seen
by a member of the public while visiting the [T]ownship
building. [“Section Two”]
3) The display, by installation or affixation of a publicly
visible depiction of the symbol, on [T]ownship owned
property (including [T]ownship vehicles), by any person.
[“Section Three”]
7
(Doc. No. 1-5 at 1–2.) The Resolution was adopted on January 11, 2023. (Doc. No. 50 at ¶ 38;
see also https://www.springfieldmontco.org/government/meeting-agendas-minutes/ (“Video of
Jan. 11 Bd. Meeting”).) Five days later, Manager Taylor circulated a memorandum to all
Township employees, including the individual Plaintiffs, about Resolution 1592, emphasizing
that it was “effective immediately” and that all employees with “any personal property with the
[Thin Blue Line American Flag] symbol on it . . . located in such a place where it is likely to be
seen by a member of the public,” were to “remove it from the premises, or relocate it to a place
where it is not likely to be seen by a member of the public while visiting the township building.”
(Doc. No. 1-6; see also Doc. No. 50 at ¶ 44.) The Township concedes that this directive is
enforceable against Township employees. (Doc. No. 50 at ¶ 46; see also Apr. 3, 2023 Oral Arg.
Tr. at 49:11–14.) The Court will refer to this directive as the “January Memorandum.”
Given Resolution 1592 and the January Memorandum, the individual Plaintiffs and other
members of the Police Department, almost all of whom are members of the PBA, fear the
Township will take punitive action against them if they continue to display or depict the Thin
Blue Line American Flag. (Baida Decl. at ¶ 9; Calhoun Decl. at ¶ 9; Wilbur Decl. at ¶ 18. But
see Doc. No. 50 at ¶ 50 (denying this fact because “Mr. Baiada specifically testified that he has
no plans to affix the [flag] to any Township property”).) The individual Plaintiffs have
specifically attested that they will “self-censor and not exercise their First Amendment rights for
fear of disciplinary action,” if Resolution 1592 is allowed to go into effect. (Wilbur Supp. Decl.
at ¶¶ 3–4; Baiada Supp. Decl. at ¶ 3; Calhoun Supp. Decl. at ¶ 3. But see Doc. No. 50 at ¶ 51
(denying this fact because “Mr. Baiada specifically testified that he has no plans to affix the
[flag] to any Township property” and because “Plaintiffs admitted at their depositions that no
one at the Township has ever told Plaintiffs that they cannot display the traditional thin blue line
8
flag.”).)
II.
PROCEDURAL HISTORY
On January 27, 2023, a little over two weeks after the Board adopted Resolution 1592,
the Organizations and individual Plaintiffs filed this action, along with a motion seeking a TRO
and preliminary injunction. (See Doc. Nos. 1, 2.) That afternoon, the Court held a telephone
conference with counsel for Plaintiffs and Solicitor Garrity. (See Doc. No. 4.) During that
conference, Mr. Garrity represented that the Township would not enforce the Resolution pending
the Court’s ruling on the motion for preliminary injunction. Because this representation
eliminated the risk of imminent injury to Plaintiffs, the Court denied as moot Plaintiffs’ request
for a TRO. (Doc. No. 5.) The Court simultaneously scheduled an evidentiary hearing and oral
argument on the request for a preliminary injunction. (Id.)
Before that argument occurred, however, the parties stipulated that the Township would
continue to refrain from enforcing Resolution 1592 until further order from the Court. (Doc. No.
8.) Accordingly, the Court also denied as moot the motion for preliminary injunction and
entered a scheduling order, which included dates for dispositive motions and oral argument on
the constitutionality of Resolution 1592 and the appropriateness of a permanent injunction.
(Doc. No. 9.) Not long after beginning discovery, the Township moved to dismiss the
Organizations under Federal Rule of Civil Procedure 12(b)(1) for lack of standing. (Doc. No.
22.) 5 The Court denied that motion, finding that the PBA has associational standing to challenge
The Township simultaneously moved under Rule 12(b)(6) to dismiss the individual Plaintiffs’
challenge to Section Two of the Resolution, arguing that any challenge to that Section fails as a matter of
law. (Doc. No. 22 at 22–26.) The Court denied the motion at that stage because the Township previously
asked the Court to reserve argument on the constitutionality of the Resolution until summary judgment.
(See Doc. No. 21 (scheduling order entered after a pretrial conference in which the Township asked the
Court to delay ruling on the appropriateness of an injunction until after the Township had an opportunity
to conduct discovery).)
5
9
the Resolution and that the Court need not decide whether PA FOP also had standing under the
one plaintiff rule. (Doc. No. 40.)
One discovery dispute is worth mentioning. Not long after the Township filed its motion
to dismiss, Plaintiffs moved for a protective order limiting the scope of discovery requests served
on them by the Township. (See Doc. No. 25.) Plaintiffs argued that the discovery requests
sought privileged and irrelevant information. (Id.) In ruling on those issues, the Court
necessarily considered the First Amendment tests that govern this litigation. (See Doc. No. 34.)
At that stage, Plaintiffs argued that the constitutionality of the Resolution is governed by the
Supreme Court’s opinion in United States v. National Treasurers Employees Union (“NTEU”),
while the Township argued that the balancing test outlined by the Supreme Court in Pickering v.
Board of Education should control. (See id. at 18.) The Court agreed with Plaintiffs, provided a
thorough and lengthy analysis on this issue, and granted the motion for a protective order. (See
id. at 22–30, 34.)
III.
LEGAL STANDARD
Summary judgment is appropriate when the “pleadings, depositions, answers to
interrogatories, and admissions on file, together with the affidavits, if any, show that there is no
genuine issue as to any material fact and that the movant is entitled to judgment as a matter of
law.” Fed. R. Civ. P. 56(c). “[T]he mere existence of some alleged factual dispute between the
parties will not defeat an otherwise properly supported motion for summary judgment; the
requirement is that there be no genuine issue of material fact.” Anderson v. Liberty Lobby, Inc.,
477 U.S. 242, 247–48 (1986). A dispute is genuine if the “evidence is such that a reasonable
jury could return a verdict for the nonmoving party,” and a fact is material if it “might affect the
outcome of the suit under the governing law.” Id. at 248. “[A]t the summary judgment stage the
judge’s function is not [themselves] to weigh the evidence and determine the truth of the matter
10
but to determine whether there is a genuine issue for trial.” Id. at 249. And at “summary
judgment the inferences to be drawn from the underlying facts must be viewed in the light most
favorable to the party opposing the motion.” Matsushita Elec. Indus. Co. v. Zenith Radio Corp.,
475 U.S. 574, 587 (1986) (quotation marks and alterations omitted).
“The rule is no different where there are cross-motions for summary judgment.”
Lawrence v. City of Philadelphia, 527 F.3d 299, 310 (3d Cir. 2008); see also Manetas v. Int’l
Petroleum Carriers, Inc., 541 F.2d 408, 413 (3d Cir. 1976) (“It is well settled that cross-motions
for summary judgment do not warrant the court in granting summary judgment unless one of the
moving parties is entitled to judgment as a matter of law upon facts that are not genuinely
disputed.”). “Courts are permitted to resolve cross-motions for summary judgment
concurrently,” but “[w]hen doing so, the court is bound to view the evidence in the light most
favorable to the non-moving party with respect to each motion.” Hawkins v. Switchback MX,
LLC, 339 F. Supp. 3d 543, 547 (W.D. Pa. 2018).
IV.
EVIDENTIARY ISSUES
Before turning to the substantive issues, the Court must first address four evidentiary
challenges raised by Plaintiffs. Although the facts are largely undisputed, Plaintiffs do challenge
the extent to which the Court can consider: (1) the presentation shown to the Board of
Commissioners in September 2021, (2) former-Commissioner Graham’s statements about
residents’ concerns, (3) emails showing that residents object to the PBA’s use of the Flag in its
logo; and (4) the results of a 2020 “Right to Know Request,” which suggest the Police
Department stops and arrests a disproportionate number of persons who identify as African
American. The Court addresses each category in turn.
A.
The Presentation
First, Plaintiffs object to the admission of a presentation given to the Board of
11
Commissioners in September 2021, which discussed residents’ opinions on the Township Police
Department. (Doc. No. 47 at 2–3.) Plaintiffs argue that the Court cannot consider the
presentation because the Township failed to identify the presenters or the presentation in its
initial disclosures, and in any event, the presentation is inadmissible double hearsay. (Id.) 6
1.
Initial Disclosures
Plaintiffs argue that the Court should exclude the presentation from consideration
because the Township did not identify the presentation or the presenters in its Rule 26 initial
disclosures. (Doc. No. 47 at 3.) Federal Rule of Civil Procedure 26 states that a party’s initial
disclosures “must” include “the name and, if known, the address and telephone number of each
individual likely to have discoverable information—along with the subjects of that
information—that the disclosing party may use to support its claims or defenses, unless the use
would be solely for impeachment.” Fed. R. Civ. P. 26(a)(1)(A)(i). In addition, the disclosures
“must” provide “a copy—or a description by category and location—of all documents,
electronically stored information, and tangible things that the disclosing party has in its
possession, custody, or control and may use to support its claims or defenses, unless the use
would be solely for impeachment.” Fed. R. Civ. P. 26(a)(1)(A)(ii). Finally, when a party “learns
that in some material respect the disclosure or response is incomplete or incorrect,” and “the
additional or corrective information has not otherwise been made known to the other parties
during the discovery process or in writing,” that party “must supplement or correct its
disclosures.” Fed. R. Civ. P. 26(e)(1)(A); Holley v. Port Auth. of N.Y., Civil No. 14-7534
(BRM)(DEA), 2018 WL 11413338, at *2 (D.N.J. May 3, 2018) (“[T]he parties are required to
Plaintiffs also argue that the Township failed to identify or produce the presentation in response
to Plaintiffs’ written discovery requests. (Doc. No. 47 at 3.) But they provide no discussion as to why
this failure warrants exclusion. (See id.)
6
12
supplement or correct their initial disclosures, as well as any discovery responses, in accordance
with Fed. R. Civ. P. 26(e)(1)(A).”).
Plaintiffs argue that the Township failed to update its disclosures as required by Rule
26(e) despite knowing about the presentation since September 2021. (Doc. No. 47 at 4.)
Plaintiffs also argue that they are harmed by the failure because by “springing the documents on
plaintiffs through a motion for summary judgment, the Township has denied Plaintiffs the
opportunity to take discovery on a cornerstone of the Township’s defense.” (Id.) The Township
responds that although it failed to reference the researchers or the presentation in its initial
disclosures, the failure was harmless because the presentation’s existence is not a surprise to
Plaintiffs. (Doc. No. 56 at 1–2.) Notably, defense counsel learned of the presentation because it
was linked in an email produced by Plaintiffs, and the presentation was used as an exhibit in
multiple depositions. (Id.)
The Court finds that the Township did not need to formally revise its initial disclosures
because the names of the presenters and the presentation were “otherwise . . . made known” to
Plaintiffs through discovery. See Fed. R. Civ. P. 26(e)(1)(A); Eli Lilly & Co., 2010 WL
1849913, at *3 (“In the event disclosures become incomplete or incorrect, the party must correct
its disclosures—formally—unless the corrective information has ‘otherwise been made known.’”
(quoting Fed. R. Civ. P. 26(e)). Although Plaintiffs claim surprise, their argument is undermined
by the fact that their own discovery responses identified the presentation, and defense counsel
relied on the presentation during multiple depositions. (See Doc. No. 56 at 11–15; Wilbur Dep.
at 77:11–81:9; Baiada Dep. at 20:16–23:18.) Indeed, the presentation’s use during depositions
suggests Plaintiffs both knew about the presentation and had an opportunity to probe its
relevance in discovery. See McCowan v. City of Philadelphia, 603 F. Supp. 3d 171, 187 (E.D.
13
Pa. 2022) (“[E]ach witness was identified and discussed throughout discovery, such that
Plaintiffs should have known that they have information relevant to McCowan’s transfer and the
investigation into her complaint. In other words, each witness was ‘made known’ to Plaintiffs,
such that the City was not obligated to update its initial disclosures.”); see also Eli Lilly & Co.,
2010 WL 1849913, at *3 (“A majority of courts, the leading treatises, and the Advisory
Committee Note to Rule 26 agree that an individual’s existence or knowledge can ‘otherwise be
made known,’ and thus be sufficiently disclosed for Rule 26 purposes, through deposition
testimony.”).
2.
Hearsay
In the alternative, Plaintiffs argue that the presentation is inadmissible hearsay. “Hearsay
statements that would be inadmissible at trial may not be considered for purposes of summary
judgment.” Smith v. City of Allentown, 589 F.3d 684, 693 (3d Cir. 2009). This rule applies
equally to statements that represent double hearsay. See Fed. R. Evid. 805 (“Hearsay within
hearsay is not excluded by the rule against hearsay if each part of the combined statements
conforms with an exception to the rule.”). Here, the presentation is double hearsay because the
Township is relying on a presentation given to the Board of Commissioners (the first level of
hearsay), which contains anonymous statements that residents made to researchers (second
level). Cf. Giuliani v. Springfield Township, 238 F. Supp. 3d 670, 691 n.9 (E.D. Pa. 2017)
(“[T]his evidence is double hearsay as plaintiffs are relying on statements made by individuals to
a newspaper reported and then published in an article.”).
The Federal Rules of Evidence define “hearsay” as “a statement that: (1) the declarant
does not make while testifying at the current trial or hearing; and (2) a party offers in evidence to
prove the truth of the matter asserted in the statement.” Fed. R. Evid. 801(c). Plaintiffs argue
that the presentation “is emblematic of the hearsay problem” because the presentation included
14
“a series of anonymous out-of-court statements from residents.” (Doc. No. 47 at 3.) The
Township responds that the presentation is definitionally “not hearsay,” because it is not being
submitted to prove the truth of the matter asserted—i.e., how residents feel about the Police
Department—but instead, to show the effect the presentation had on the listener, the Township
Board of Commissioners. (Doc. No. 56 at 3.) See United States v. Edwards, 792 F.3d 355, 357
n.2 (3d Cir. 2015) (“To the extent Edwards was offering the statements made to him to explain
why he went to Bruce’s motel room—that is, for the statements’ effect on the listener—those
statements were not offered for their truth. Therefore, they were admissible for a non-hearsay
purpose.”); HLT Existing Franchise Holding LLC v. Worcester Hosp. Grp., 609 F. App’x 669,
671 (2d Cir. 2015) (finding that hotel guests’ survey responses were not hearsay “because those
responses were admitted solely for the purpose of showing their effect on HLT’s decision to
terminate the franchising agreement”). But that only addresses one layer of hearsay—the
presentation that researchers gave to the Board.
The Township has not shown that the residents’ statements to researchers are also
admissible under a hearsay exception or exclusion. When asked about this layer at oral
argument, the Township argued that the Court could consider the underlying statements because
they were given anonymously as part of an “academic study.” But there is no “academic study”
exception to the rule against hearsay. See generally Fed. R. Evid. 803. See also Hixson v.
Houston Independent Sch. Dist., Civil Action No. 4:09–cv–3949, 2011 WL 3648104, at *18 n.10
(S.D. Tex. Aug. 17, 2011) (“Hixon attempts to rely upon newspaper articles and academic
studies of the TFA program as evidence that TFA candidates are younger and have lower health
care costs than individuals over 40. HISD has challenged this evidence as hearsay. We agree
with HISD that these documents are not competent summary judgment evidence.”). And even if
15
the Court broadly interprets defense counsel’s argument as seeking admission under the residual
hearsay exception, the Township has not shown that the anonymous 7 survey responses are
“supported by sufficient guarantees of trustworthiness” or that the Township gave Plaintiffs
“notice of the intent to offer the statement[s]—including [their] substance and [each] declarant’s
name.” Fed. R. Evid. 807 (emphasis added).
Accordingly, Plaintiffs’ objection to the presentation is sustained, and the Court does not
consider it in deciding the motions for summary judgment.
B.
Statements Made to Former-Commissioner Graham
Second, Plaintiffs challenge the admission of statements made by African American
residents to former-Commissioner Graham about their reluctance to respond to the study
discussed in the presentation for fear of retaliation by the Police Department. (See Doc. No. 47-1
at ¶ 19.) Plaintiffs argue that the statements are inadmissible hearsay. (Id.) Because the
Township does not respond to this argument, the Court sustains the objection as uncontested.
See Bonsu v. Jackson Nat’l Life Ins. Co., Civil Action No. 1:05-CV-2444, 2010 WL 55714, at *2
n.4 (M.D. Pa. Jan. 4, 2010) (“JNL has not attempted to justify admission of these statements
under hearsay rules, and the court will therefore not accept them for their truth” in deciding the
motion for summary judgment.). The Court will not consider former-Commissioner Graham’s
During oral argument, defense counsel implied that the anonymous nature of the survey
responses rendered them more trustworthy. The Court does not agree. See United States v. Pringle, 57
F.3d 1073 (Table), *3 (7th Cir. 1995) (“Defendant claims that the district court abused its discretion in
ruling that the hearsay statement from the unknown fireman to the newspaper reporter was inadmissable.
Defendant contends that the statement was admissible under Rule 804(b)(5)’s residual hearsay exception.
The district court did not abuse its discretion. Defendant has failed to establish equivalent circumstantial
guarantees of trustworthiness to those offered by various specific hearsay exceptions. Moreover, if the
statement is true and the firemen recovered and removed weapons from the burning truck, the defendant
could have procured through reasonable efforts more probative evidence of that fact than anonymous
hearsay. (cleaned up)); cf. Miller v. Keating, 754 F.2d 507, 510–11 (3d Cir. 1985) (discussing how the
anonymity of the declarant made it difficult to show sufficient guaranty of trustworthiness under excited
utterance exception to hearsay rule).
7
16
statements in deciding the current motions for summary judgment.
C.
Emails to the PBA
Third, Plaintiffs argue that the Court cannot consider emails that Township residents
submitted to the PBA complaining about the PBA’s use of the Flag because the emails are
inadmissible hearsay. (Doc. No. 47-1 at ¶¶ 58–66; see also Doc. No. 46-11 (collecting emails).)
The Township argues that, like the presentation, the emails are admissible to show their effect on
the Board of Commissioners. (Doc. No. 56 at 3.) The Court agrees that any emails that were
also sent to the Board of Commissioners are admissible for the limited purpose of showing their
effect on the commissioners’ decision to pass Resolution 1592. (See Doc. No. 46-11 at 6–11
(email from Erin McCrossan to Christian Wilbur that copied the Board of Commissioners and
Manager Taylor).) The Township has not, however, shown that before this litigation, the
commissioners saw the email complaints that were sent only to the PBA about its logo. And
since Defendants have not presented another non-hearsay use for this evidence, those emails
meet the definition of hearsay. See Fed. R. Evid. 801(c).
Accordingly, Plaintiffs’ objections to the emails are sustained in part, and the Court will
not consider the emails sent only to the PBA in deciding the current motions for summary
judgment.
D.
Responses to 2020 Request Under Pennsylvania Right to Know Law
Last, Plaintiffs argue that the Court should ignore the results of a 2020 request under
Pennsylvania’s Right to Know Law (“RTKL”), which show that despite only 8.9% of the
Township population being African American, 34.31% of all traffic contacts by the Springfield
Township Police Department involved African American drivers and 48.62% of all individuals
arrested by the Department were African American. (See Doc. No. 47-1 at ¶¶ 22–23.) Plaintiffs
argue that the Township failed to identify those results in its initial disclosures or in response to
17
Plaintiffs’ discovery requests. (Doc. No. 47 at 2–3.) The Township does not respond to this
argument or justify its reliance on the results, so Plaintiffs’ objection is sustained as uncontested.
Cf. Bonsu, 2010 WL 55714, at *2 n.4. The Court will not consider those results in deciding the
current motions for summary judgment.
*
*
*
In sum, the Court overrules Plaintiffs’ objections to the extent they challenge an email
chain complaining about the PBA’s logo, which was sent to the PBA and the commissioners.
That chain may be considered for the effect it had on the Board of Commissioner’s decision to
pass Resolution 1592. Plaintiffs’ objections to the admission of the presentation, email
complaints sent only to the PBA, statements made to former-Commissioner Graham related to
the survey, and the 2020 RTKL results are sustained. The Court will not consider those
documents in deciding the motions for summary judgment.
V.
PLAINTIFFS’ STANDING
Having clarified the scope of the record, the Court turns to the Township’s renewed
argument regarding the Organizations’ standing to challenge the Resolution. The Township
argues that the PA FOP and PBA “lack independent standing to challenge Section 3 of the
Resolution.” (Doc. No. 46-1 at 6.) 8 Plaintiffs respond that the Organizations have associational
standing to challenge the Resolution in its entirety on behalf of their members. (Doc. No. 45 at
23.)
As the Court explained in its prior Memorandum denying the Township’s motion to
dismiss (Doc. No. 40 at 8), an organization has associational standing when: “[1] its members
As before, the Township does not dispute the individual Plaintiffs’ standing to challenge the
Resolution.
8
18
would otherwise have standing to sue in their own right; [2] the interests it seeks to protect are
germane to the organization’s purpose; and [3] neither the claim asserted nor the relief requested
requires the participation of individual members in the lawsuit.” Hunt v. Wash. State Apple
Advert. Com’n, 432 U.S. 333, 343 (1977). 9 As before, the parties’ dispute centers on whether
and to what extent the Organizations’ individual members have standing. An individual has
standing when he or she satisfies the “irreducible constitutional minimum of standing.” Doe v.
Nat’l Bd. of Med. Exam’rs, 199 F.3d 146, 152 (3d Cir. 1999) (quoting Lujan, 504 U.S. 560).
This requirement has three parts: (1) an “injury in fact,” (2) a sufficient “causal connection
between the injury and the conduct complained of,” and (3) “a ‘likel[ihood]’ that the injury ‘will
be redressed by a favorable decision.’” Susan B. Anthony List v. Driehaus, 573 U.S. 149, 157–
58 (2014) (quoting Lujan, 504 U.S. at 560). Again, the Township’s challenge is limited to the
first element: the extent to which the PBA’s members can show an injury-in-fact. The
Township argues that the members’ standing is limited to the prohibitions included in the
January Memorandum. (Doc. No. 46-1 at 8.) The Township reasons that because the Resolution
is not independently enforceable, 10 the individual Plaintiffs cannot challenge it directly, and
instead, can challenge only the January Memorandum, which limits the Resolution’s application
“[E]ach element must be supported in the same way as any other matter on which the plaintiff
bears the burden of proof, i.e., with the manner and degree of evidence required at the successive stages
of the litigation.” Lujan v. Defenders of Wildlife, 504 U.S. 555, 561 (1992). Therefore, although the
Court previously found the Organizations had alleged sufficient facts to survive a motion to dismiss for
lack of standing, we must now evaluate whether they have put forth sufficient evidence to survive a
motion for summary judgment for lack of standing.
9
Throughout this litigation, the Township has maintained that the Resolution is not
independently enforceable as a matter of Pennsylvania law. (See, e.g., Doc. No. 46-1 at 3 (distinguishing
a resolution from an ordinance).) As this Court previously explained, see Pa. State Lodge Fraternal
Order of Police v. Township of Springfield, __ F. Supp. 3d __, Civil Action No. 23-332-KSM, 2023 WL
4216095, at *6 (E.D. Pa. June 27, 2023), and as the Court reiterates below, this distinction is largely
immaterial in this case because the Township maintains that the January Memorandum renders the
Resolution enforceable against employees, agents, and consultants (see Apr. 3, 2023 Oral Arg. Tr. at
49:11–14; Doc. No. 46-1 at 3).
10
19
to employees, agents, and consultants and which requires compliance only with Sections One,
Two, and Three of the Resolution. (Id.) This argument misunderstands the nature of the injury
in fact inquiry and misreads the January Memorandum.
For the injury in fact requirement, the Court considers whether the PBA’s members have,
as a result of the Resolution, suffered an injury that is both “concrete and particularized” and
“actual or imminent.” Susan B. Anthony List, 573 U.S. at 157–58 (quoting Lujan, 504 U.S. at
560). In the context of a pre-enforcement challenge to a statute limiting speech, “the threatened
enforcement of a law” itself can rise to the level of an Article III injury, and the individual
“subject to such a threat” need not suffer “an actual arrest, prosecution, or other enforcement
action” as a “prerequisite to challenging the law.” Id. at 158; see also Babbitt, 442 U.S. at 298
(“[O]ne does not have to await the consummation of threatened injury to obtain preventive relief.
If the injury is certainly impending, that is enough.” (quotation marks omitted)). Instead, an
individual “satisfies the injury-in-fact requirement where he alleges ‘an intention to engage in a
course of conduct arguably affected with a constitutional interest, but proscribed by a statue, and
there exists a credible threat of prosecution thereunder.’” Susan B. Anthony List, 573 U.S. at 159
(quoting Babbitt, 442 U.S. at 298); see also Laird v. Tatum, 408 U.S. 1, 11 (1972) (“In recent
years this Court has found in a number of cases that constitutional violations may arise from the
deterrent, or ‘chilling,’ effect of governmental regulations that fall short of a direct prohibition
against the exercise of First Amendment rights. . . . [I]n each of these cases, the challenged
exercise of governmental power was regulatory, proscriptive, or compulsory in nature, and the
complainant was either presently or prospectively subject to the regulations, proscriptions, or
compulsions that he was challenging.”).
Here, the PBA has shown that its members, almost all of whom are employed by the
20
Township Police Department, have displayed, and wish to continue displaying, the Thin Blue
Line American Flag while on and off duty, on Township property and on their personal property.
(Baida Decl. at ¶¶ 4–7; Calhoun Decl. at ¶¶ 4–7; Wilbur Decl. at ¶¶ 9–15.) This conduct is
proscribed by Resolution 1592, which “prohibit[s] the publicly visible display or use of any
image which depicts the Thin Blue Line American Flag symbol by any Township employee,
agent, or consultant[.]” (Doc. No. 1-5 at 1.) 11 Finally, there is a “credible threat” of enforcement
of the Resolution’s prohibition because the January Memorandum renders the Resolution
enforceable as against Township employees, including members of the Police Department.
(Doc. No. 1-6; Doc. No. 50 at ¶ 44; see also Apr. 3, 2023 Oral Arg. Tr. at 49:11–14 (defense
counsel conceding that the Resolution is enforceable against employees).)
Contrary to the Township’s assertion, the fact that the January Memorandum renders the
Resolution enforceable does not mean that as a matter of law, the PBA’s members are limited to
challenging that memorandum. And even if it did, as a factual matter, the text of the January
Memorandum does not purport to limit or alter the Resolution’s prohibitions. Instead, it includes
the Resolution as an attachment and states it is “effective immediately,” suggesting the
The Court addresses the parties’ conflicting interpretations of the Resolution in the next section
of this Memorandum. In short, Plaintiffs view the Resolution as including a single broad prohibition
followed by three examples of the type of conduct proscribed. The Township, by contrast, views the
Resolution as prohibiting three separate categories of conduct. The Court agrees with Plaintiffs, but even
if we were to adopt the Township’s reading, that would not alter the Court’s conclusion that Plaintiffs,
who bring an overbreadth challenge, have standing to challenge the entire Resolution and not one
subsection of it. See McCauley v. Univ. of V.I., 618 F.3d 232, 238 (3d Cir. 2010) (“McCauley obviously
has standing to challenge Paragraph E, as UVI charged him with violating that paragraph. The other
paragraphs, however, require closer examination. Litigants asserting facial challenges involving
overbreadth under the First Amendment have standing where their own rights of free expression are not
violated because of a judicial prediction or assumption that the statute’s very existence may cause others
not before the court to refrain from constitutionally protected speech or expression. . . . Despite
McCauley’s trial testimony that he suffered no deprivations of Paragraphs B, H, and R, we conclude that
he has standing to challenge those paragraphs,” all of which “have the potential to chill protected speech.”
(cleaned up)).
11
21
Resolution, in its entirety, is enforceable against Township employees, agents, and consultants.
(Doc. No. 1-6.) The January Memorandum’s explicit reference to Sections One, Two, and Three
of the Resolution does not undermine this conclusion, particularly when nothing in the
Memorandum suggests it is limiting the Resolution’s enforcement solely to those subparts. (See
id.)
In sum, the PBA’s members, including the individual Plaintiffs have standing in their
own right to challenge Resolution 1592, and thus the PBA has associational standing to
challenge the Resolution on behalf of those members. Because the PBA and individual Plaintiffs
have standing to challenge the Resolution, the Court need not decide whether the PA FOP also
has standing. See Bd. of Educ. v. Earls, 536 U.S. 822, 826 n.1 (2002) (“Because we are likewise
satisfied that Earls has standing, we need not address whether James also has standing.”); Seigel
v. Platkin, __F.Supp.3d__, Civil No. 22-7464 (RMB/AMD), 2023 WL 1103676, at *6 (D.N.J.
Jan. 30, 2023) (“[O]nce one plaintiff is found to have standing as to a claim, the Court need not
inquire as to the standing of other plaintiffs on that claim for purposes of the Motion.” (citations
omitted)).
VI.
STATUTORY CONSTRUCTION
Having found that Plaintiffs have standing to bring this suit, the Court turns to the text of
Resolution 1592. The parties dispute the scope and meaning of the Resolution’s text. Plaintiffs
argue that the Resolution presents a single, broad prohibition, and that Sections One, Two, and
Three are illustrative, not exhaustive, of the conduct encompassed by that prohibition. (Doc. No.
45 at 14.) The Township, on the other hand, suggests the text of the Resolution is immaterial
because the Resolution is only enforceable through the January Memorandum, which the
Township interprets as requiring employees to “comply with the three (3) provisions referenced
in the Resolution.” (Doc. No. 46-1 at 8; see also, e.g., id. at 13 (addressing the “three (3) areas
22
of limitation from the January 16, 2023, Memorandum” under the NTEU test); Doc. No. 56 at 4–
5.) The Plaintiffs have the better argument. The Court must focus on the text of the Resolution
because that is the governmental conduct that Plaintiffs challenge.
Looking to that language, the Resolution “prohibit[s] the publicly visible display or use
of any image which depicts the Thin Blue Line American Flag symbol by any Township
employee, agent, or consultant and in an effort to be clear and as reasonably limited as possible,
specifically prohibits” the three categories of speech outlined in Sections One, Two, and Three.
[Section One:] The publicly visible depiction of the symbol on the
clothing or skin of any Township employee, agent or consultant
while on duty, during the workday of the individual or while
representing the Township in any way (specifically including the off
duty time of any such individual if still wearing the Township
uniform).
[Section Two:] The publicly visible depiction of the Thin Blue Line
American [F]lag symbol on any personal property of a [T]ownship
employee, agent, or consultant, which is brought into the
[T]ownship building (except prior to or subsequent to reporting for
duty or any official assignment for the Township), and which, in the
reasonable opinion of the Township Manager, is placed in a location
likely to be seen by a member of the public while visiting the
[T]ownship building.
[Section Three:] The display, by installation or affixation of a
publicly visible depiction of the symbol, on [T]ownship owned
property (including [T]ownship vehicles), by any person.
(Doc. No. 1-5 at 1–2.)
Throughout this litigation, the Township has suggested that Resolution 1592 prohibits
only the three categories of speech included in the three subsections. But that interpretation
would have us ignore the general prohibition that begins the Resolution, which we will not do.
Cf. TRW Inc. v. Andrews, 534 U.S. 19, 31 (2001) (“It is ‘a cardinal principle of statutory
construction’ that ‘a statute ought, upon the whole, to be so construed that, if it can be prevented,
no clause, sentence, or word shall be superfluous, void, or insignificant.’” (quoting Duncan v.
23
Walker, 533 U.S. 167, 174 (2001)); McMunn v. Babcock & Wilcox Pwr. Gen. Grp., 131 F. Supp.
3d 352, 388 (W.D. Pa. 2015) (“There is no reason to believe this principle [of statutory
construction] does not apply equally to regulations.”). Instead, the more appropriate
interpretation is to view the Resolution as broadly “prohibit[ting] the publicly visible display or
use of any image which depicts the Thin Blue Line American Flag symbol by any Township
employee, agent or consultant,” including the three types of conduct outlined in the sections that
follow. 12 Section Three’s reference to “any person” does not undermine that conclusion, nor is
the phrase “any person” rendered superfluous by the Court’s interpretation of the general
prohibition beginning the Resolution. As written, it is plausible to interpret “any person,” as any
person who is also a Township “employee, agent, or consultant.” Cf. United States v. Yung, 37
F.4th 70, 79 (3d Cir. 2022) (“To decide between the broad and narrow readings, we use ordinary
tools of statutory interpretation. Here, those tools support the broad reading of the statute. Even
so, the narrow reading is textually plausible. Because that definition will not twist the text
beyond what it will bear, we must adopt it . . . to avoid the strong medicine of invalidating the
statute as facially overbroad.” (quotation marks omitted)).
With this understanding of the Resolution’s text in mind, the Court turns to Plaintiffs’
claims that the Resolution is unconstitutional under the First Amendment.
Because the Court interprets the Resolution such that the three subsections are illustrative of the
broad prohibition, we need not address the Township’s interpretation of those sections. Nevertheless, we
note that the Township’s reading of those sections is often at odds with the text of the Resolution. For
example, the Township suggests Section One regulates only police uniforms. (Doc. No. 46-1 (arguing
that “the only issue before the Court” under this section “is whether the Township may restrict police
officers from wearing an acknowledged hate symbol as part of their official police uniform”).) But by its
terms, that section applies to “Township employee[s], agent[s, and] consultant[s],” not just police officers.
(Doc. No. 1-5 at 1–2.) In addition, Section One forbids any publicly visible depiction of the Flag on
“clothing or skin,” not just uniforms, and applies “while [they are] representing the Township in any
way,” not simply when they are on duty and in uniform. (Id.)
12
24
VII.
THE RESOLUTION’S CONSTITUTIONALITY
Plaintiffs argue that Resolution 1592 is an unconstitutional regulation of speech based on
viewpoint and otherwise unconstitutional under multiple First Amendment doctrines.
“It is axiomatic that the government may not regulate speech based on its substantive
content or the message it conveys.” Rosenberger v. Rector & Visitors of the Univ. of Va., 515
U.S. 819, 828 (1995). “Viewpoint discrimination is . . . an egregious form of content
discrimination,” and “[d]iscrimination against speech because of its message is presumed to be
unconstitutional.” Id. at 828–29. For that reason, the Supreme Court has warned that the
“government must abstain from regulating speech when the specific motivating ideology or the
opinion or perspective of the speaker is the rationale for the restriction.” Id. at 829.
The Township has not, and indeed, cannot, contest that the Resolution is a viewpoint
regulation—it prohibits employees, agents, and consultants from displaying only the Thin Blue
Line American Flag, not from displaying flags or political speech generally. Instead, the
Township argues that the Resolution is a permissible restriction on employee speech even though
it targets a specific viewpoint. Given the Supreme Court’s consistent assertion that viewpoint
discrimination is inherently suspect, the Court questions whether the government can ever
permissibly regulate employee speech based on viewpoint. 13 See, e.g., Rosenberger, 515 U.S. at
828–29); R.A.V. v. City of St. Paul, 505 U.S. 377, 392 (1992) (“St. Paul’s brief asserts that a
One exception to this rule is when the government is speaking on its own behalf. See Walker v.
Tex. Div., Sons of Confederate Veterans, Inc., 576 U.S. 200, 207 (2015) (“When the government speaks,
it is not barred by the Free Speech Clause from determining the content of what it says.”); Pleasant Grove
City v. Summum, 555 U.S. 460, 467 (2009) (A “government entity has the right to ‘speak for itself’” and
“to select the views that it wants to express.”); Sons of Confederate Veterans, Inc. ex rel. Griffin v.
Commissioner of Va. Dep’t of Motor Vehicles, 288 F.3d 610, 618 (4th Cir. 2002) (“[E]ven ordinarily
impermissible viewpoint-based distinctions drawn by the government may be sustained where the
government itself speaks or where it uses private speakers to transmit its message.”). But the Township
has not argued that Resolution 1592 regulates government speech.
13
25
general ‘fighting words’ law would not meet the city’s needs because only a content-specific
measure can communicate to minority groups that the ‘group hatred’ aspect of such speech ‘is
not condoned by the majority.’ The point of the First Amendment is that majority preferences
must be expressed in some fashion other than silencing speech on the basis of its content.”)
(citations omitted); see also Ne. Pa. Freethought Society v. Cnty. of Lackawanna Transit Sys.,
938 F.3d 424, 432 (3d Cir. 2019) (“[N]o matter what kind of property is at issue, viewpoint
discrimination is out of bounds . . . . Rather than aiming at an entire subject, it targets particular
views taken by speakers. And that violates the First Amendment’s most basic promise.”).
Just last year, the Third Circuit touched on this issue when it considered a decision by a
municipality to prohibit its employees from wearing face masks with any political or social
justice messaging. Amalgamated Transit Union Loc. 85, 39 F.4th at 108–09. The appellate
court reiterated that “viewpoint-based government regulations on speech are nearly always
presumptively suspect,” and it emphasized that “public employers do not have a free hand to
engage in viewpoint discrimination toward their employees.” Id.; see also id. at 107 (“[A]s Port
Authority recognizes, it should not and cannot discriminate on the basis of viewpoint.”). The
Third Circuit’s holding, however, did not go so far as to set down a complete prohibition on
viewpoint discrimination in the public employer context. And in this case, we need not decide
whether a government employer is always prohibited from imposing viewpoint restrictions,
because regardless, the Resolution does not survive scrutiny as a permissible restriction on
employee speech.
Because the parties disagree about which tests govern the Court’s analysis of the
Resolution, we begin with a discussion of the relevant precedent before applying that precedent
to the undisputed facts.
26
A.
Legal Framework
“When a citizen enters government service, the citizen by necessity must accept certain
limitations on his or her freedom.” Garcetti v. Ceballos, 547 U.S. 410, 418 (2006); see also
Munroe v. Central Bucks Sch. Dist., 805 F.3d 454, 474 (3d Cir. 2015) (“It is well accepted that a
government has broader powers to regulate speech when it acts as an employer than when it acts
as a sovereign.”). Nevertheless, the Supreme Court has “made clear that public employees do
not surrender all their First Amendment rights by reason of their employment.” Garcetti, 547
U.S. at 417. A public employer has limited authority to regulate employee speech when
“employees are speaking as citizens about matters of public concern.” Id. at 419. In such
instances, the government may restrict speech only to the extent necessary for it to “operate
efficiently and effectively.” Id. The Supreme Court first discussed this limitation in Pickering v.
Board of Education. See 391 U.S. 563 (1968).
In Pickering, the local board of education dismissed a teacher after he submitted a letter
to a local newspaper that was critical about the board’s allocation of school funds between
academic and athletic programs and about the board’s reasons for seeking additional tax revenue.
Id. at 569–70. In finding the teacher’s dismissal improper, the Court held that “absent proof of
false statements, knowingly or recklessly made by him, a teacher’s exercise of his right to speak
on issues of public importance may not furnish the basis for his dismissal from public
employment.” Id. at 574. To determine whether the dismissal passed constitutional muster, the
Court weighed “(1) the interest of the employee, ‘as a citizen, in commenting upon matters of
public concern,’ against (2) ‘the interest of the State, as an employer, in promoting the efficiency
of the public services it performs through its employees.’” Amalgamated Transit Union Loc. 85,
39 F.4th at 104 (quoting Pickering, 391 U.S. at 568).
Almost 30 years after Pickering, the Supreme Court drew a distinction between pre27
enforcement challenges to regulations of employee speech and post-enforcement challenges after
an employee is disciplined for a specific statement. See NTEU, 513 U.S. at 454–55 (“[B]ecause
§ 501(b) constitutes a wholesale deterrent to a broad category of expression by a massive number
of potential speakers, the Government’s burden here is even greater than it was in Pickering and
its progeny, which usually involved individual disciplinary actions taken in response to particular
government employees’ actual speech.”). When the government imposes a “statutory restriction
on [employee] expression,” it “must show that the interests of both potential audiences and a vast
group of present and future employees in a broad range of present and future expression are
outweighed by that expression’s necessary impact on the actual operation’ of the Government.”
Id. at 468.
This Court previously rejected the Township’s suggestion that Pickering, not NTEU,
governs this action. See Fraternal Order of Police Pa. Lodge, 2023 WL 2839093, at *11–13. In
its summary judgment briefing, the Township begrudgingly acknowledges that NTEU controls.
(See Doc. No. 46-1 at 8 (arguing that “the Court must engage in the balancing test set forth in
Pickering . . . as modified by [NTEU]”).) Nevertheless, it continues to rely on Pickering and its
progeny. For example, the Township argues that this Court is bound by the Third Circuit’s
opinion from earlier this year in Fenico v. City of Philadelphia. (Id. at 9–11.) But Fenico
involved a post-enforcement challenge à la Pickering, not a pre-enforcement challenge like the
one we consider here. A brief discussion of Fenico’s holding is helpful for understanding why
the Township’s reliance on that case fails.
In Fenico, a dozen police officers brought First Amendment retaliation claims against the
City of Philadelphia after the City “took disciplinary action against [them] for using Facebook to
openly denigrate various minority groups and glorify the use of violence.” 70 F.4th at 153. The
28
district court granted the City’s motion to dismiss the First Amendment claims, finding that
although the officers “spoke in their capacity as private citizens and some of their posts involve
matters of public concern, the Officers fail[ed] to show that their right to free speech outweighs
the government’s interest in regulating that speech.” Id. at 161 (cleaned up). On appeal, the
Third Circuit overruled that decision.
The appellate court began by explaining that to “plead a First Amendment retaliation
claim, a government employee must allege,” among other things, “that the activity is protected
by the First Amendment.” Id. at 162 (quotation marks omitted). To show that the penalized
speech is “protected speech,” the employee must “establish that: (1) in making it, they spoke as
a private citizen, and (2) the statement involved a matter of public concern.” Id. If those
elements are satisfied, the court “must then determine, under the test elaborated in Pickering . . .,
if the employee’s interest in speaking [on the matter of public concern] outweighs the
government’s interest in avoiding disruption of its operations.” Id.
Before the district court, the City had “conceded that for purposes of their motion to
dismiss, the [o]fficers spoke as private citizens and their speech involved matters of public
concern.” The City also claimed on appeal that “this concession arguendo ends the public
concern inquiry, reasoning that [the Third Circuit] need not consider whether the[ ] posts passed
the public concern threshold, because they could not possibly succeed at Pickering balancing.”
Id. (cleaned up). The Third Circuit rejected that argument, finding that the City “not only
improperly propose[s] a threshold finding of nominal public concern as to all 250 posts without
individualized analysis, but advocate[s] that such a finding is not even necessary in order to
perform Pickering balancing.” Id. at 162–63. The court explained that precedent “require[d] a
more nuanced understanding of both the precise public concern posed and the contours of the
29
government’s interest before balancing the two” under Pickering. Id. at 163. Emphasizing that
the lawsuit “involve[d] twelve individual speakers who uttered 250 discrete statements covering
a broad variety of controversial topics over a period of six or more years,” the Third Circuit
found that the “public concerns raised and potential disruption posed by these statements are
simply too complex to adequately resolve Pickering balancing in the City’s favor” at the motion
to dismiss stage. Id. Accordingly, it reversed the lower court’s decision.
The Township argues that under Fenico, a district court applying NTEU must, as a
preliminary issue, determine whether the speech restricted involves a matter of public concern,
and in resolving that issue, the Court should use a “sliding scale” that analyzes whether “the
amount of disruption a public employer has to tolerate is directly proportional to the importance
of the disputed speech to the public.” (Doc. No. 46-1 at 9–10.) The Court agrees that even
under NTEU, the Court must consider whether the restriction targets speech on a matter of public
concern, but we cannot agree that the Township’s sliding scale approach is appropriate in a preenforcement challenge. For one, the Township’s argument, if accepted, would mean that a court
had to perform the Pickering balancing test as a precursor to every NTEU claim. Fenico does
not support that conclusion. To the contrary, Fenico chastised the district court and the City for
classifying the public concern inquiry as a “threshold” issue instead of viewing it as a necessary
part of the Pickering balancing test. 70 F.4th at 164 (acknowledging that the officers
“adequately pled . . . that their speech was of some public concern” but nevertheless, declining to
find that the issue was resolved such that the “case was ripe for Pickering balancing”); id. (“We
do not purport to establish a specific minimum degree of particularity at which a court must
evaluate the public concern raised by each plaintiff’s speech in order to engage in fulsome
Pickering balancing.”). In addition, Fenico suggests that a district court must engage in
30
“individualized analysis” of the public concern posed by each speech challenged before
balancing. But such an individualized analysis is not conducive to the scope of the court’s
review under NTEU, where the court considers “the interests of both potential audiences and a
vast group of present and future employees in a broad range of present and future expression.”
NTEU, 513 U.S. at 468; see also Amalgamated Transit Union Loc. 85, 39 F.4th at 105 (“In priorrestraint cases, we consider not just the speech that concerned the government, but all present
and future expression that the rule may chill.”). Accordingly, the Court rejects the Township’s
suggestion that Fenico governs the public concern analysis in this pre-enforcement case.
Instead, it is more appropriate to follow the holdings of other courts that considered the
public value of speech in the pre-enforcement context. Instead of performing an “individualized
analysis,” those courts have considered the categories or types of speech that the government
looks to regulate and analyzed whether those categories touch on matters of public concern. See,
e.g., Swartzwelder v. McNeilly, 297 F.3d 228, 238 (3d Cir. 2002) (applying NTEU and finding
that “Order 53-7 restricts speech on matters of public concern” because the “principal aim of
Order 53-7 appears to be testimony in court by Bureau employees, and we have held that court
testimony, whether compelled or voluntary, is always a matter of public concern”);
Amalgamated Transit Union Loc. 85, 39 F.4th at 110 (“Port Authority could still prohibit
employee masks with messages that categorically fall outside the scope of First Amendment
protection, such as messages that do not implicate matters of public concern.” (emphasis added)).
B.
Analysis
Applying NTEU and its progeny here, the Court has no trouble finding that Resolution
1592 regulates speech on a matter of public concern. The Resolution restricts the display of the
Thin Blue Line American Flag, a symbol that reflects both a respect for fallen members of law
enforcement and protests the Black Lives Matter movement. See, e.g., Fenico, 70 F.4th at 165
31
(“[E]ven the most deeply troubling speech may be of concern to the public and warrant First
Amendment protection—depending on the facts of the case. While it carries the potential to be
inflammatory, speech touching on race relations is ‘inherently of public concern.’” (quoting
Connick, 461 U.S. at 151)); Amalgamated Transit Union Loc. 85, 39 F.4th at 103–04 (“Port
Authority’s mask rules restrict speech on matters of public concern. ‘Black Lives Matter,’ ‘Thin
Blue Line,’ and anti-mask-mandate masks all comment on matters of political or social concern
to the community that are subjects of legitimate news interest.”) (cleaned up)). 14
Having found the Resolution prohibits speech on a matter of public concern, the Court
turns to the remaining NTEU factors. Under NTEU, the government “bears the burden of
showing that the necessary impact on the actual operation of the Government outweighs [the
constitutional interest]” restricted by the Resolution. To satisfy this requirement, the Township
must show: (1) it has identified a real, not conjectural, harm, and (2) the ban as applied
addresses that harms in a direct and material way. Amalgamated Transit Union Loc. 85, 39 F.4th
at 105. Plaintiffs argue that the Township has not satisfied either prong. The Court agrees.
Under the first inquiry, the Township argues that it has a “real, not conjectural,” concern
that racial discord will impede the functioning of its police department. (See Doc. No. 46-1 at 14
(asserting that the Township has a “very real and very serious concern that allowing the police
The Township repeatedly suggests that the Thin Blue Line American Flag is of limited, if any,
public value or concern because it is “offensive” and “racist.” (See, e.g., Doc. No. 46-1 at 9, 15, 17, 19–
20.) But as this Court previously told the Township, “the First Amendment protects speech even when it
is considered ‘offensive.’” Fraternal Order of Police Pa. Lodge, 2023 WL 2839093, at *11 n.7; see also
Simon & Schuster, Inc. v. Members of N.Y. State Crime Victims Bd., 502 U.S. 105, 118 (1991) (“The fact
that society may find speech offensive is not a sufficient reason for suppressing it. Indeed, if it is the
speaker's opinion that gives offense, that consequence is a reason for according it constitutional
protection.” (quotation marks omitted)); United States v. Eichman, 496 U.S. 310, 319 (1990) (“If there is
a bedrock principle underlying the First Amendment, it is that the Government may not prohibit the
expression of an idea simply because society finds the idea itself offensive or disagreeable.” (quotation
marks omitted)).
14
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department to display this symbol, not only through the PBA, but as part of the official uniforms,
would present the appearance that the Township supported the racist message being projected by
the [Flag]”); id. at 16 (asserting that the Resolution addresses the Township’s concerns for
instilling public confidence in the police department and lowering crime); id. at 17 (asserting that
the Township has an “interest in promoting public trust in its police officers”).) Plaintiffs
counter that the Township has put forth no evidence of a disruption caused by the display of the
Flag, either in the workplace or between the Police Department and residents of the Township.
(Doc. No. 45 at 31.)
The Township seems to concede that it has no evidence of workplace disruption caused
by the display of the Flag. (Doc. No. 49 at 7 (asserting that “workplace acrimony is irrelevant to
the Township’s motivation”).) Neither has it shown that the Flag has caused a “real” disruption
to relations between the police and Township residents. 15 The Township has pointed to
complaints that a handful of residents made to it about the Flag. (See Doc. No. 46-13.) But even
accepting those comments as evidence that the PBA’s use of the Flag has caused some strain
between residents and the Department, a handful of complaints does not transform the
Township’s concerns of wide-spread discord from the “conjectural” to the “real.” Particularly
not when Manager Taylor testified that he was unaware of any disruptions in Township services
because of the Flag. (Township Dep. at 25:21–26:16.)
The Township heavily relies on the September 2021 presentation as evidence of tension in
police-resident relations, but as stated above, the Court cannot consider the presentation because it is
inadmissible double hearsay. Even if the presentation were admissible, it suggests only that some
residents have reported concerns about potential racial tension with Township police officers. The
presentation does not connect those residents’ views to the depiction of the Flag by the individual
Plaintiffs or other members of the PBA. In other words, the Township has not shown that the display of
the Flag has led to an erosion in public trust of the police. See Amalgamated Transit Union Loc. 85, 39
F.4th at 105 (finding that “masks bearing political and social-protest messages did cause controversy,” as
“[e]mployees engaged in heated arguments about the views expressed on such masks” (emphasis added)).
15
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Second, even if the Township could show that it has a real concern that officers’ decision
to display the Flag will erode public confidence and trust in the Police Department and thus,
result in an increase of crime in the future, 16 the Resolution does not address that harm in a direct
and material way. See Amalgamated Transit Union Loc. 85, 39 F.4th at 106 (explaining that
under the second step the government agency “must show that its policy is narrowly tailored to
the ‘real not merely conjectural’ harm it identified”). Most obviously, the Resolution is not
limited to the Township Police Department. Instead, it broadly applies to all Township
“employees, agents, and consultants.” Cf. id. (finding that the “Port Authority’s uniform policy
is overbroad” and therefore, not narrowly tailored, because it “sweeps in the wide array of socialissue and political speech in which Port Authority employees have long engaged without causing
disruption”). “This breadth is especially suspect because the ban affects ‘core’ political speech,
an area where fit must be particularly close.” Id. Indeed, given that the Resolution prohibits
political speech based on a particular viewpoint, its overbreadth is particularly egregious. See id.
(explaining in the NTEU context that “if the ban had been viewpoint discriminatory, the
government’s burden of justification would have been even heavier”). Also problematic is the
fact that the Resolution is not limited to displays of the Flag by Township employees while they
are at work. The general prohibition at the beginning of the Resolution has no time or location
limitations, and even if the Court focuses on the three subsections, Section One prohibits the
Flag’s display while an employee is off duty but representing the Township in any way.
In addition to being overbroad, the Resolution is underinclusive in that Township
The Court in Amalgamated recognized that the “government need not show the existence of
actual disruption if it establishes that disruption is likely occur because of the speech.” 39 F.4th at 105
(noting that the “serious disruption caused by protests and riots following Pittsburgh’s Black Lives Matter
demonstrations justified Port Authority’s concern that more severe disruption would likely follow maskrelated controversy”).
16
34
employees, including police officers, are allowed to engage in other forms of discourse that
could exacerbate racial tensions and undermine public confidence in the Police Department. For
example, nothing in the Resolution precludes an officer, while on duty and in uniform, from
voicing opposition to the Black Lives Matter movement or for example, carrying a coffee cup
that says, “Blue Lives Matter.” Both forms of speech would seem to trigger the same concerns
that the Township is trying to address through the Resolution, perhaps in an even more direct
way. See id. at 97 (“In other respects, Port Authority’s policy is underinclusive. Port Authority
employees are permitted to engage in political speech in other ways, such as through oral or
written communication. That speech has the same, if not more, potential to cause disruption.”).
In sum, even viewing the admissible evidence in the light most favorable to the
Township, the Resolution is an unconstitutional restriction on employee speech under NTEU.
Because the Court finds the entire Resolution unconstitutional on this ground, we need not reach
Plaintiffs’ vagueness and overbreadth arguments. That said, the Court shares Plaintiffs’ concerns
that as phrased, it is likely difficult for Township employees and residents alike to know to
whom the restrictions apply. Similarly, it is unclear where the restrictions apply. The
Resolution’s broad prohibition lacks any location limitations, but at other times, the Resolution
suggests it is limited to areas in the Township building, which, in the “reasonable opinion of the
Township Manager” are “likely to be seen by a member of the public.” And even ignoring the
inconsistencies, the Court is extremely skeptical of the Township’s argument that the
Resolution’s vagueness is not unconstitutional because employees could simply ask the
Township Manager his interpretation before displaying the Flag.
VIII.
CONCLUSION
Resolution 1592 is an unconstitutional restriction on employee speech under the First
35
Amendment. Plaintiffs’ motion for summary judgment is granted. 17 The Township’s motion is
denied. An appropriate order follows.
Plaintiffs also ask the Court to impose Rule 11 sanctions against the Township, arguing that the
Township’s motion is frivolous, raises arguments previously rejected by the Court, and “is riddled with
statements that lack any evidentiary support, including repeated, vexatious assertions that plaintiffs are
racist and desire to display racist hate symbol.” (Doc. No. 47 at 17.) The Court declines to do so.
Although some of the Township’s arguments suggest it failed to read this Court’s prior Memoranda, see,
e.g., supra Part VII.A, the arguments are not so egregious as to warrant sanctions. As for the Township’s
repeated reference to the Thin Blue Line American Flag and members of the PBA as “racist,” the Court
agrees that the Township’s conduct at times borders on unprofessional. And unfortunately, it appears that
the morale of the police department, the same department that the Township previously acknowledged
was “well-respected,” has taken a significant toll from the repeated assertions that the police officers—
and not merely the Flag—are racist. Nevertheless, it is undeniable that the Flag carries racist undertones
to certain members of the community. Indeed, the individual Plaintiffs admitted that they have been told
the Flag carries racial undertones. (See, e.g., Calhoun Dep. at 65:21–66:2, 79:5–9, 121:13–20, 124:13–
17; cf. Doc. No. 2-8 at 1 (stating in Resolution 1592’s “whereas” clauses that “over time, and partially in
negative response to the ‘Black Lives Matter’ flag, the Thin Blue Line American Flag has come to
represent opposition to racial justice movements . . . and in some instances has become a symbol of white
supremacy”).) Accordingly, the Court declines to sanction counsel on this ground as well.
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