REYNOLDS v. GENERAL ELECTRIC COMPANY et al

Filing 56

MEMORANDUM AND/OR OPINION. SIGNED BY HONORABLE EDUARDO C. ROBRENO ON 4/3/12. 4/4/12 ENTERED AND COPIES E-MAILED.(kw, )

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IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF PENNSYLVANIA VARIOUS PLAINTIFFS v. VARIOUS DEFENDANTS : : : : : : : : : CONSOLIDATED UNDER MDL 875 Transferred from the Northern District of California Case Nos.: See Exhibit A (attached hereto) M E M O R A N D U M EDUARDO C. ROBRENO, J. APRIL 3, 2012 TABLE OF CONTENTS I. II. BACKGROUND............................................... 2 LEGAL STANDARD........................................... 2 A. SUMMARY JUDGMENT STANDARD........................... 3 B. THE APPLICABLE LAW.................................. 5 1. PROCEDURAL MATTERS............................. 5 2. GOVERNMENT CONTRACTOR DEFENSE.................. 5 3. STATE LAW ISSUES (MARITIME VS. STATE LAW)...... 5 C. BARE METAL DEFENSE UNDER MARITIME LAW............... 8 D. GOVERNMENT CONTRACTOR DEFENSE....................... 8 E. GOVERNMENT CONTRACTOR DEFENSE AT SUMMARY JUDGMENT STAGE...............................................10 III. DISCUSSION...............................................11 A. DEFENDANT’S ARGUMENT................................11 B. PLAINTIFFS’ ARGUMENTS...............................12 C. ANALYSIS............................................15 IV. CONCLUSION...............................................18 Before the Court are Motions for Summary Judgment in five (5) cases originating in California. A list of these cases appears as “Exhibit A” hereto. Each of these cases was transferred from the United States District Court for the Northern District of California, and is now part of MDL-875, the consolidated asbestos products liability multidistrict litigation pending in the U.S. District Court for the Eastern District of Pennsylvania. For the reasons set forth below, and for each of the motions, summary judgment will be granted in part (as to alleged asbestos exposure arising from insulation) and denied in part (as to all other alleged asbestos exposure), and each case remanded to the Northern District of California for further proceedings. By stipulation dated September 22, 2011 (the “Stipulation”), counsel for plaintiff(s) in each of these cases entered into an agreement with counsel for Defendant General Electric Company that the Court’s rulings on the summary judgment motions filed by Defendant in these five (5) cases (which the parties have agreed are “representative” cases) (the “Representative Cases”) will be binding in approximately eightythree (83) other cases in which the Stipulation was filed of record (“Other Cases”).1 A copy of the Stipulation appears as “Exhibit B” hereto. I. BACKGROUND Defendant General Electric Company (“GE”) manufactured turbines for use aboard Navy ships. 1 Each of the plaintiffs in In accordance with the Stipulation, the Other Cases will be subject to the same disposition: with respect to Defendant GE, summary judgment will be granted in part (as to alleged asbestos exposure arising from insulation) and denied in part (as to all other alleged exposure), and, upon resolution of any pending summary judgment motions filed by any other defendants, each case remanded to the Northern District of California for further proceedings. 2 the Representative Cases (“Plaintiffs”) alleges exposure to asbestos from (1) insulation that Plaintiffs concede was not manufactured or supplied by Defendant, and (2) one or more other product that Plaintiffs contend Defendant supplied as an original asbestos-containing component part with its turbine(s). Defendant GE has moved for summary judgment in each case on grounds of (1) the so-called “bare metal defense,” and (2) the government contractor defense. GE contends that maritime law applies. Plaintiffs in each of the Representative Cases have opposed GE’s motions, contending that summary judgment is not warranted because Defendant’s assertion of the bare metal defense does not establish that it has no liability in these cases (as a matter of law) and does not identify the absence of a genuine dispute as to any material fact. Plaintiffs assert that California law applies. II. LEGAL STANDARD A. Summary Judgment Standard Summary judgment is appropriate if the moving party shows that there is no genuine dispute as to any material fact and the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a).2 “A motion for summary judgment will not 2 The familiar formulation of “genuine issue of material fact” that was previously set forth in Federal Rule of Civil Procedure 56(c) was recently modified to read “genuine dispute as to any material fact.” See Fed. R. Civ. P. 56(a). As the notes to 3 be defeated by ‘the mere existence’ of some disputed facts, but will be denied when there is a genuine issue of material fact.” Am. Eagle Outfitters v. Lyle & Scott Ltd., 584 F.3d 575, 581 (3d Cir. 2009) (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-248 (1986)). A fact is “material” if proof of its existence or non-existence might affect the outcome of the litigation, and a dispute is “genuine” if “the evidence is such that a reasonable jury could return a verdict for the nonmoving party.” Anderson, 477 U.S. at 248. In undertaking this analysis, the court views the facts in the light most favorable to the non-moving party. “After making all reasonable inferences in the nonmoving party’s favor, there is a genuine issue of material fact if a reasonable jury could find for the nonmoving party.” Pignataro v. Port Auth. of N.Y. & N.J., 593 F.3d 265, 268 (3d Cir. 2010) (citing Reliance Ins. Co. v. Moessner, 121 F.3d 895, 900 (3d Cir. 1997)). While the moving party bears the initial burden of showing the absence of a genuine issue of material fact, meeting this obligation shifts the burden to the non-moving party who must “set forth specific facts showing that there is a genuine issue for trial.” Anderson, 477 U.S. at 250. this amendment point out, the reformulation of the standard is stylistic in nature and without substantive change. The notes recognize that the standard now set forth in Rule 56(a) does not affect the continuing development of the prior decisional law, which applied the standard as previously set forth in Rule 56(c). 4 B. The Applicable Law 1. Procedural Matters In multidistrict litigation, “on matters of procedure, the transferee court must apply federal law as interpreted by the court of the district where the transferee court sits.” Various Plaintiffs v. Various Defendants (“Oil Field Cases”), 673 F. Supp. 2d 358, 362-63 (E.D. Pa. 2009)(Robreno, J.). Therefore, in addressing the procedural matters herein, the Court will apply federal law as interpreted by the U.S. Court of Appeals for the Third Circuit. Id. 2. Government Contractor Defense (Federal Law) Defendant’s motion for summary judgment on the basis of the government contractor defense is governed by federal law. In matters of federal law, the MDL transferee court applies the law of the circuit where it sits, which in this case is the law of the U.S. Court of Appeals for the Third Circuit. Various Plaintiffs v. Various Defendants (“Oil Field Cases”), 673 F. Supp. 2d 358, 362-63 (E.D. Pa. 2009)(Robreno, J.). 3. State Law Issues (Maritime versus State Law) In each of these cases, Defendant GE has asserted that maritime law is applicable. Whether maritime law is applicable is a threshold dispute that is a question of federal law, see U.S. Const. Art. III, § 2; 28 U.S.C. § 1333(1), and is therefore 5 governed by the law of the circuit in which this MDL court sits. See Various Plaintiffs v. Various Defendants (“Oil Field Cases”), 673 F. Supp. 2d 358, 362 (E.D. Pa. 2009)(Robreno, J.). This court has previously set forth guidance on this issue. See Conner v. Alfa Laval, Inc., 799 F. Supp. 2d 455 (E.D. Pa. 2011)(Robreno, J.). In order for maritime law to apply, a plaintiff’s exposure underlying a products liability claim must meet both a locality test and a connection test. Id. at 463-66 (discussing Jerome B. Grubart, Inc. v. Great Lakes Dredge & Dock Co., 513 U.S. 527, 534 (1995)). The locality test requires that the tort occur on navigable waters or, for injuries suffered on land, that the injury be caused by a vessel on navigable waters. Id. In assessing whether work was on “navigable waters” (i.e., was seabased) it is important to note that work performed aboard a ship that is docked at the shipyard is sea-based work, performed on navigable waters. See Sisson v. Ruby, 497 U.S. 358 (1990). By contrast, work performed in other areas of the shipyard or on a dock, (such as work performed at a machine shop in the shipyard, for example, as was the case with the Willis plaintiff discussed in Conner) is land-based work. The connection test requires that the incident could have “‘a potentially disruptive impact on maritime commerce,’” and that “‘the general character’ of the ‘activity giving rise to the incident’ shows a ‘substantial 6 relationship to traditional maritime activity.’” Grubart, 513 U.S. at 534 (citing Sisson, 497 U.S. at 364, 365, and n.2). Locality Test If a service member in the Navy performed some work at shipyards (on land) or docks (on land) as opposed to onboard a ship on navigable waters (which includes a ship docked at the shipyard), “the locality test is satisfied as long as some portion of the asbestos exposure occurred on a vessel on navigable waters.” Conner, 799 F. Supp. 2d at 466. If, however, the worker never sustained asbestos exposure onboard a vessel on navigable waters, then the locality test is not met and state law applies. Connection Test When a worker whose claims meet the locality test was primarily sea-based during the asbestos exposure, those claims will meet the connection test necessary for the application of maritime law. Id. at 467-69. But if the worker’s exposure was primarily land-based, then, even if the claims could meet the locality test, they do not meet the connection test and state law (rather than maritime law) applies. Id. In instances where there are distinct periods of different types (e.g., sea-based versus land-based) of exposure, 7 the Court may apply two different laws to the different types of exposure. See, e.g., Lewis v. Asbestos Corp., Ltd., No. 10- 64625, 2011 WL 5881184, at *1 n.1 (E.D. Pa. Aug. 2, 2011) (Robreno, J.)(applying Alabama state law to period of land-based exposure and maritime law to period of sea-based exposure). It is undisputed that, with respect to each of the Representative Cases, the alleged exposure pertinent to Defendant GE was aboard ships. Therefore, this exposure was during seabased work. See Conner, 799 F. Supp. 2d 455. Accordingly, maritime law is applicable to each Plaintiff’s claims against Defendant GE. See id. at 462-63. C. Bare Metal Defense Under Maritime Law This Court recently found that the so-called “bare metal defense” is recognized under maritime law, holding that a manufacturer has no liability for harms caused by – and no duty to warn about hazards associated with – a product it did not manufacture or distribute. Conner v. Alfa Laval, Inc., No. 09- 67099, – F. Supp. 2d –, 2012 WL 288364 (E.D. Pa. Feb. 1, 2012)(Robreno, J.). D. Government Contractor Defense To satisfy the government contractor defense, a defendant must show that (1) the United States approved reasonably precise specifications for the product at issue; (2) the equipment conformed to those specifications; and (3) it 8 warned the United States about the dangers in the use of the equipment that were known to it but not to the United States. Boyle v. United Technologies Corp., 487 U.S. 500, 512 (1988). As to the first and second prongs, in a failure to warn context, it is not enough for defendant to show that a certain product design conflicts with state law requiring warnings. In re Joint E. & S.D.N.Y. Asbestos Litig., 897 F.2d 626, 630 (2d Cir. 1990). Rather, the defendant must show that the government “issued reasonably precise specifications covering warningsspecifications that reflect a considered judgment about the warnings at issue.” Hagen v. Benjamin Foster Co., 739 F. Supp. 2d 770, 783 (E.D. Pa. 2010) (Robreno, J.) (citing Holdren v. Buffalo Pumps, Inc., 614 F. Supp. 2d 129, 143 (D. Mass. 2009)). Government approval of warnings must “transcend rubber stamping” to allow a defendant to be shielded from state law liability. 539 F. Supp. 2d at 783. This Court has previously cited to the case of Beaver Valley Power Co. v. Nat’l Engineering & Contracting Co., 883 F.2d 1210, 1216 (3d Cir. 1989), for the proposition that the third prong of the government contractor defense may be established by showing that the government “knew as much or more than the defendant contractor about the hazards” of the product. See, e.g., Willis v. BW IP Int’l, Inc., No. 09-91449, 2011 WL 3818515, at *5 (E.D. Pa. Aug. 29, 2011) (Robreno, J.); Dalton v. 3M Co., No. 10-64604, 2011 WL 5881011, at *1 n.1 (E.D. Pa. Aug. 9 2, 2011) (Robreno, J.). Although this case is persuasive, as it was decided by the Court of Appeals for the Third Circuit, it is not controlling law in this case because it applied Pennsylvania law. Additionally, although it was decided subsequent to Boyle, the Third Circuit neither relied upon, nor cited to, Boyle in its opinion. E. Government Contractor Defense at Summary Judgment Stage This Court has noted that, at the summary judgment stage, a defendant asserting the government contractor defense has the burden of showing the absence of a genuine dispute as to any material fact regarding whether it is entitled to the government contractor defense. Compare Willis, 2011 WL 3818515 at *9 (addressing defendant’s burden at the summary judgment stage), with Hagen, 739 F. Supp. 2d 770 (addressing defendant’s burden when Plaintiff has moved to remand). In Willis, the MDL Court found that defendants had not proven the absence of a genuine issue of material fact as to prong one of the Boyle test since plaintiff had submitted affidavits controverting defendants’ affidavits as to whether the Navy issued reasonably precise specifications as to warnings which were to be placed on defendants’ products. The MDL Court distinguished Willis from Faddish v. General Electric Co., No. 09-70626, 2010 WL 4146108 at *8-9 (E.D. Pa. Oct. 20, 2010) (Robreno, J.), where the plaintiffs did not produce any evidence of their own to contradict 10 defendants’ proofs. Ordinarily, because of the standard applied at the summary judgment stage, defendants are not entitled to summary judgment pursuant to the government contractor defense. III. DISCUSSION A. Defendant’s Argument Bare Metal Defense In each case, GE asserts the bare metal defense, arguing that it is immune from liability in this case under the defense as a matter of law and that it is, therefore, entitled to summary judgment. In its reply briefs (and again during oral argument), GE acknowledges that “GE has not moved for summary judgment on the issues of product identification, substantial factor and medical causation in its motion–GE elected not to raise these issues in its motion.” (Def. Reply Mem. at 6.) However, GE also contends in its reply brief that summary judgment is warranted because Plaintiffs have not produced product identification evidence regarding gaskets, packing, and/or electrical components – stating that “[w]hile GE has elected not to raise specific issues of product identification or medical causation in its motion, GE’s motion expressly raises the issue of ‘exposure’ that is critical here – plaintiff has not come forward with any admissible evidence to demonstrate that GE manufactured, sold, supplied, or placed into the stream of commerce any asbestos11 containing product to which he may have been exposed.” (Def. Reply Mem. at 6.) Government Contractor Defense GE argues that summary judgment is appropriate because it is immune from any liability regarding Plaintiffs’ allegations by way of the government contractor defense. Specifically, GE argues that the Navy exercised detailed, ongoing and ultimate control over the design and manufacture of the equipment it supplied to the Navy and over the communication of any warnings associated with that equipment. GE cites to the same evidence it cited in Faddish (which involved GE’s assertion of the government contractor defense): affidavits of Admiral Ben J. Lehman, former GE engineer David Hobson, and Captain Lawrence Stilwell Betts, along with a set of Military Specifications purported to have been issued by the Navy and applicable to the GE products at issue (turbines). B. Plaintiffs’ Arguments Bare Metal Defense Plaintiffs contend that the bare metal defense is irrelevant to (or at least not dispositive of) their cases because they do not limit their allegations of asbestos exposure to those arising from insulation. Rather, each of the Plaintiffs contends that GE supplied another asbestos-containing product 12 and/or original component part (e.g., electrical components, gaskets, and/or packing) such that the bare metal defense does not preclude liability on the part of GE.3 Significantly, Plaintiffs argue that, even when the bare metal defense is applied, Defendant GE is not entitled to full summary judgment in any case and is instead entitled only to partial summary judgment (as to insulation) because GE did not move for summary judgment on grounds of insufficient product identification evidence. Government Contractor Defense First, Plaintiffs argue that the government contractor defense is irrelevant as to at least one motion because the alleged asbestos exposure is not limited to that arising from products used in connection with turbines. Rather, in at least one case, Plaintiffs contend that GE supplied asbestos-containing electrical components (not governed by Plaintiff’s turbinespecific evidence pertaining to the government contractor defense), such that this defense does not preclude liability. Significantly, Plaintiffs argues that, even if the government contractor defense as invoked by GE is applied, Defendant is not 3 The alleged sources of asbestos exposure (other than insulation) for each plaintiff (or decedent) are as follows: • • • • • Charles Clemmer: original gaskets and packing Calvin Oxford: original gaskets and packing Albert Rice: original gaskets and packing Jack Reynolds: original gaskets and packing Richard Close: original electrical components 13 entitled to full summary judgment and is instead entitled only to partial summary judgment (as to parts governed by military specifications, as identified by GE) because GE has presented no evidence that the Navy (or its military specifications) required asbestos-containing electrical components; rather, GE’s evidence pertaining to the government contractor defense deals only with asbestos-containing component parts in turbines that are governed by military specifications (e.g., insulation). Second, Plaintiffs argue that summary judgment in favor of Defendants on grounds of the government contractor defense is not warranted with respect to any of their turbine-related claims/exposures because there are genuine issues of material fact regarding its availability to Defendants. Plaintiffs contend that Defendant has (1) not produced its contract with the government or otherwise proven that it was a government contractor, (2) not demonstrated that the product at issue was “military equipment,” and (3) not demonstrated a genuine significant conflict between state tort law and fulfilling its contractual federal obligations (i.e., that its contractual duties were “precisely contrary” to its duties under state tort law). Furthermore, Plaintiffs assert that the government contractor defense is not warranted because (4) SEANAV Instruction 6260.005 makes clear that the Navy encouraged Defendant to warn, (5) military specifications merely “rubber 14 stamped” whatever warnings Defendant elected to use (or not use) and do not reflect a considered judgment by the Navy, (6) there is no military specification that precluded warning about asbestos hazards, and (7) Defendant cannot demonstrate what the Navy knew about the hazards of asbestos relative to the knowledge of Defendant, nor that the Navy knew more than it at the time. To contradict the evidence relied upon by Defendant GE, Plaintiffs cite to(a) MIL-M-15071D, and (b) SEANAV Instruction 6260.005, each of which Plaintiffs contend indicates that the Navy not only permitted but expressly required warning. Plaintiffs have also submitted objections to Defendant GE’s evidence pertaining to the government contractor defense. C. Analysis This Court has ruled that maritime law recognizes the so-called “bare metal defense.” Conner, 2012 WL 288364. Defendant’s briefs asserting the bare metal defense discuss only insulation as the asbestos-containing product at issue. Plaintiffs concede that any insulation used in connection with GE’s turbines was externally applied after their distribution and was not manufactured or supplied by GE. Therefore, Defendant’s assertion of the bare metal defense entitles it to summary judgment with respect to Plaintiff’s claims to the extent that they are related to alleged asbestos exposure arising from insulation. See id. 15 Importantly, however, Plaintiffs have not limited their allegations to insulation and, in fact, each Plaintiff has clarified in his or her opposition brief that he or she is alleging that Defendant GE supplied original asbestos-containing gaskets, packing, and/or electrical components for use aboard the ships at issue (e.g., original gaskets and/or packing already installed in its turbines at the time GE supplied those turbines to the Navy).4 Defendant GE has not sought summary judgment on grounds of insufficient product identification /causation evidence.5 Defendant has not provided an affidavit stating that it did not manufacture or supply the gaskets, packing, and/or electrical components to which Plaintiffs have alleged exposure. Therefore, as a matter of Rule 56 jurisprudence, Defendants have neither identified the absence of a genuine dispute as to any material fact, nor shifted to Plaintiffs any burden to identify product identification evidence that is sufficient to support a finding of causation with respect to original gaskets, packing, 4 See footnote 3 herein. 5 Defendant’s assertion of the bare metal defense did not challenge the sufficiency of Plaintiffs’ evidence with respect to their allegations pertaining to these asbestos-containing products (other than insulation). Defendant GE’s assertion of the bare metal defense was as follows: “An equipment manufacturer like GE cannot be liable for injuries from asbestos products it did not manufacture, sell, or supply, and as a matter of law GE had no duty to warn of possible hazards from the products of other manufacturers.” (Def. Mem. at 1.) 16 and/or electrical components from which Plaintiffs also allege asbestos exposure. See Fed. R. Civ. P. 56(a); Anderson, 477 U.S. at 250. Government Contractor Defense Plaintiffs have pointed to evidence that contradicts (or at least appears to be inconsistent with) GE’s evidence as to whether the Navy did or did not reflect considered judgment over whether warnings could be included with asbestos-containing products. Specifically, Plaintiffs have pointed to (a) MIL-M15071D, and (b) SEANAV Instruction 6260.005, each of which Plaintiffs contend indicates that the Navy not only permitted but expressly required warning. This is sufficient to raise genuine issues of material fact as to whether the first and second prongs of the Boyle test are satisfied with respect to Northrop Grumman. See Willis, 811 F. Supp. 2d 1146. Accordingly, summary judgment on grounds of the government contractor defense is not warranted. In light of this determination, the Court need not reach Plaintiffs’ argument that Defendant’s evidence does not warrant summary judgment with respect to electrical components (i.e., products not governed by the military specifications as identified by GE). It also need not reach Plaintiffs’ challenge to the admissibility of Defendant’s evidence pertaining to the government contractor defense. 17 IV. Conclusion In each of the Representative Cases (see Exhibit A, attached hereto), summary judgment in favor of Defendant GE is granted with respect to alleged asbestos exposure arising from insulation; however, with respect to all other alleged asbestos exposure in each of these cases, summary judgment is not warranted. Accordingly, Defendant’s motion in each case is granted in part and denied in part. 18 Exhibit A Motions by General Electric Company in Various Cases Transferred from the United States District Court for the Northern District of California Name of Plaintiff (or Decedent) N.D. Cal. Case No. E.D. PA Case No. Doc. No. 1 Charles Clemmer 05-4084 09-62917 27 2 Calvin Oxford 05-4946 09-64012 22 3 Albert Rice 05-4998 09-62922 16 4 Jack Reynolds 09-2806 09-80025 31 5 Richard Close 09-1269 09-70107 30 EXHIBIT B Case 2:10-cv-83236-ER Document 28 7 Page 4 of 7 SEDGWICK LLP Charles T. Sheldon (State Bar No. 155598) charles.sheldon@sec;lgwicklaw.com Derek S. Johnson (State Bar No. 220988) derek.johnson@sedgwicklaw.com Allison M. Low (State Bar No. 273202) . allisonJow@Sedgwicklaw.com 333 Bush Street, 30th Floor . San Francisco. CA 94104-2834 Telephone: 415.781.7900 Facsimile: 415:781.2635 8 9 Filed 11/21/11 Attorneys for Defendant GENERAL ELECTRIC COMPANY 1 2 3 4 5 6 10 UNITED STATES DISTRICT COURT 11 EASTERN DISTRICT OF PENNSYLVANIA 12 BEFORE THE JDICIAL COUNCIL ON MULTIDISTRICT UTIGATION 13 14 IN RE: ASBESTOS PRODUCTS LIABILITY LITIGATlON (NO. VI) 15 Consolidated Under MDL DOCKET NO. 87~ Transferor District Court 16 Northern District of California 17 STIPULATION BETWEEN GENERAL ELECfRIC COMPANY AND PLAINTIFFS' REPRESENTED BY BRAYTON PURCELL REGARDING AGREEMENT TO BE BOUND BY RULINGS ON PREVIOUSLY FILED MOTIONS FOR SUMMARY JUDGMENT 18 19 20 21 2211-------~~~------------~~ 23 24 25 Plamtiffs, by and through their attorneys ofrecord, Brayton Purcell LLP, enter into the following stipulation with Defendant General Electric Company ("GE''): 1. . GE is a named defendant in a number of cases filed by plaintiffs represented by 26 the Brayton Purcell fiim and currently pending in MDL 875, including cases subject to , . . 27 Scheduling Orders setting upcoming deadlines for the filing of dispositive motions. 28 . STIPULATION BETWEEN·OE AND BRAY1'ON PURCElL PLAINTIFFS RE AOREEMENT TO BE BOUND BY RULINGS ON PREVIOUSLY FILED MOTIONS FOR SUMMARY JUOOMENT SFI242543Sv) Case 2: 1O-cv-83236-ER Document 28 1 2. Filed 11 /21 /11 Page 5 of 7 In order to conserve the resources ofthe parties and the Court and in the interest 2 of the efficiel'l~ administration ofjustice, rather than filing motions for summary judgment in all 3 of the MDL 875 cases brought by the Brayton Purcell firm in which GE is a party, GE and 4 plaintiffs agree to be bound by the Court's rulings on summary judgment motions filed by GE in 5 five ''representative''cases. The plaintiffs in those five cases are similarly situated to the 6 plaintiffs in the instant matters in that all allege U.S. Navy-based exposures to GE equipment, 7 and all raise issues of maritime law, the government contractor defense, and the "bare metal" 8 defense. 9 The five representative cases (subject to the May 14,2010 Scheduling Order as the 10 instant matters) in which GE filed motions for summary judgment are: CLEMMER v. VIAD 11 CORP. ET AL (Case Number: 2:09-cv-62917-ER), CLOSE v. GENERAL ELECTRIC 12 COMPANY,·ET AL. (Case Number: 2: 09-cv-70107-ER), OXFORDv. GENERAL ELECTRIC 13 COMPANY, ET AL. (Case Number: 14 COMPANY, ET AL. (Case Number: 5:09-cv-80025-ER), RICE v. GENERAL ELECTRIC 15 COMPANY, ET AL. (Case Number: 2:09-:-cv-62922-ER). All five motions have been fully 16 briefed (final papers were sub~tted to this Court on May 20, 2011), and are currently under 17 consideration by this Court. No ruling on any oft)le five pending motions for summary judgment 18 has yet been issued. 19 3. 2:09-cv~64Q12-ER),REYNOLDSv. GENERAL ELECTRIC GE and plaintiffs ·understand and agree ~t they are boun~ by all Scheduling 20 Orders for these cases issued by the Court, have exchanged any necessary discovery pursuant to 21 the deadlines.set forth in the Scheduling Orders and are not seeking any modification or 22 am~ndment 23 they are not seeking to object to or delay any Suggestion of Remand entered by the Court for any 24 cases subject to this agreement. 25 4. to the Scheduling Orders. Furthennore, GE ·and plaintiffs understand and agree that. After the Court rules on GE's pending motions for summary judgment, GE .and. 26 plaintiffs anticipate that most if not all of the cases brought by the Brayton Purcell finn in which 27 GE is the sole remaining defendant will be disposed of-via dismissal or resolution. Based in 28 STIPUI...ATION BETWEEN GR AND BRA¥rON PURCELL PLA1NTIFFS RE AGREEMENT TO BE BOUND BY RULINGS ON PREVIOUSLY Fll..ED MOTIONS FOR SUMMARY JUDGMENT SF1242S435vl Case 2:10-cv-83236-ER Document 28 Filed 11/21/11 Page 6 of 7 I part on their previous settlement histoiy, the parties are cOnfident that every effort will be made 2 to resolve these cases via dismissal or settlement once the Court rules on OE's five summary 3 .judgment motions in the representative cases. 4 5· 6 BRAYTONPURCELLLLP DATED: September 22,:2011 7 8 By. 9 : Alan~ .. Brayto~. David R. Donadio . Andrew Chew 10 Kimberly Chu . AttOrneys for Plaintiff 11 12 13 DATED: September 22, 2011 . SEDGWICK UP 14 15 By: ~~~~etcM~oon---~----~~--------~ S.Johnson Allison M. Low At"toIlleys for Defendant OENERAL ELECTRIC COMPANY 16 17 18 19 20 21 22 23 24 25 26 ·27 28 STIPULATION BETWEEN GIl AND BRAYTON PURCELL PLAlNTIPFS RI! AGREEMENT TO BE BOUND BY RULINGS ON PREVIOUS!.Y FILED MOTIONS FOR SUMMARY JUDGMENT SFIl42S~3Svl

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