ANDERSON v. WARDEN OF BERKS COUNTY PRISON et al
Filing
36
MEMORANDUM OPINION, FILED. SIGNED BY HONORABLE TIMOTHY J. SAVAGE ON 1/8/14. 1/8/14 ENTERED AND COPIES MAILED TO PRO SE AND E-MAILED.(fb)
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA
BENNIE ANDERSON
v.
WARDEN OF BERKS COUNTY
PRISON and MR. JOE HERMAN
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:
:
:
:
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CIVIL ACTION
N0. 13-0903
MEMORANDUM OPINION
Savage, J.
January 8, 2014
Bennie Anderson (“Anderson”), a state prisoner, filed this pro se civil rights action
pursuant to 42 U.S.C. § 1983, alleging that the Warden of Berks County Jail
(“Warden”) 1 and Joe Herman (“Herman”), a caseworker at the jail, violated his Eighth
Amendment right to be free from cruel and unusual punishment. Anderson, who is
serving a life sentence in a state correctional facility, contends that while temporarily
housed at the Berks County Jail for twenty eight days as a defense witness during the
penalty phase of an unrelated murder trial, he was placed in disciplinary status in a
restricted housing unit. During the four weeks he was there, he was fed nutri-loaf three
times a day, had his mattress removed during daytime hours, had hygiene restrictions,
was provided no blanket or warm clothing in his cold cell, and was deprived of sleep.
He complains that he did nothing to warrant being treated as a disciplinary prisoner.
1
The Warden is not mentioned by name in the pleadings. However, Anderson’s written
communication forms addressed to the Warden, marked as Exhibits IV, V, and VIII to the amended
complaint, show the Warden’s name as “G. Wagner.”
1
The threshold issue in this matter is not whether the conditions imposed upon
Anderson were merited. The question is whether those conditions amounted to cruel
and unusual punishment in violation of the Constitution.
Drawing all reasonable inferences in Anderson’s favor, we conclude that there
are no genuine issues of material fact. Anderson has failed to establish the essential
elements of a cause of action for an Eighth Amendment violation. Therefore, because
no reasonable trier of fact could find that Anderson’s Eighth Amendment rights to be
free from cruel and unusual punishment had been violated, we shall grant summary
judgment in favor of the defendants. 2
Procedural Background
On October 4, 2012, Anderson filed his complaint in the United States District
Court for the Middle District of Pennsylvania. 3 On February 19, 2013, after dismissing
certain defendants for lack of personal involvement in the alleged mistreatment, the
Middle District transferred the action against the remaining defendants to this district. 4
Upon transfer, we dismissed the complaint without prejudice for failure to allege the
defendants’ personal involvement in the alleged mistreatment. 5
2
On August 21, 2013, we converted the defendants’ motion to dismiss pursuant to Fed. R. Civ.
P. 12(b)(6) to a motion for summary judgment because the defendants raised issues beyond the
complaint. See Aug. 21, 2013Order (Doc. No. 18).
3
The defendants in the original complaint included the Superintendent of State Correctional
Institution-Huntington (“SCI-Huntington”), the SCI-Huntington Deputy Superintendents, the Counselors at
SCI-Huntington, the Warden of Berks County Prison, the Deputy Wardens of Berks County Prison, six
unknown Correctional Officers in Berks County Prison, and two unknown counselors in the Berks County
Prison. Compl., No. 12-1991 (M.D. Pa. Oct. 4, 2012).
4
Order, No. 12-1991 (M.D. Pa. Feb. 19, 2013).
5
Feb. 26, 2013 Order (Doc. No. 2).
2
On March 14, 2013, Anderson filed an amended complaint against the Warden,
Herman, unknown “Restricted Housing Guards from Third Shift,” and unknown
“Restricted Housing Guards from First Shift.” On May 7, 2013, all unknown defendants
were dismissed, leaving the Warden and Herman as the only defendants. 6
The defendants moved to dismiss the amended complaint pursuant to Fed. R.
Civ. P. 12(b)(6).
The Warden and Herman argue that Anderson’s claims do not
constitute cruel and unusual punishment. Additionally, they contend that Anderson has
not alleged sufficient personal involvement to establish their culpability, and that they
are entitled to qualified immunity. In response, Anderson reiterates his allegations and
contends the defendants were personally involved in his mistreatment.
Because the defendants raised factual matters outside the complaint, we notified
the parties that the motion to dismiss was being converted to one for summary
judgment. 7 See Fed. R. Civ. P. 12(d). In support of the motion for summary judgment,
the defendants filed a statement of undisputed material facts on September 6, 2013.
Anderson, in response, filed a statement of disputed facts on October 15, 2013. 8
On the same day, Anderson also filed a motion for summary judgment. 9 The
motion does not include any new facts. Anderson contends that he should receive
summary judgment based on the facts alleged in his amended complaint.
6
May 7, 2013 Order (Doc. No. 10).
7
Aug. 21, 2013 Order (Doc. No. 18).
8
Except for a few facts recited in the defendants’ Statement of Undisputed Facts (“DSUF”),
Anderson does not proffer facts or evidence disputing the defendants’ facts. He either denies defendants’
statements without explanation or makes speculative arguments without addressing the defendants’
version of facts.
9
See Pl.’s Mot. for Summ. J. (Doc. No. 25).
3
At our request, 10 the parties filed supplemental submissions to address and
provide evidence with respect to certain allegations in Anderson’s amended
complaint. 11
Facts
Anderson alleges he was a model prisoner while housed in the general
population at the State Correctional Institution-Huntington (“SCI-Huntington”). 12 On July
25, 2012, he was temporarily transferred to Berks County Jail to testify as a defense
witness during the penalty phase of an unrelated capital murder trial in Berks County
Court. Upon arrival at Berks County Jail, Anderson was immediately placed in the
restricted housing unit. 13 He suggests that this placement was because the victim in the
murder case was an interpreter who was well known and liked by jail staff. 14 Yet, he
does not challenge the defendants’ statement that he was placed in administrative
segregation because he was serving a life sentence for murder in the state prison from
which he was temporarily transferred. 15 Nor does he dispute that, unlike other prisoners
in the unit, he had privileges, such as limited phone calls, access to bathing supplies
and a restricted commissary menu. 16
10
See Nov. 19, 2013 Order (Doc. No. 28).
11
See Pl.’s Supp’l Br. (Doc. No. 29); Defs’. Supp’l Statement of Undisputed Material Facts
(“Defs’. Supp’l Statement”) (Doc. No. 31); Pl.’s Resp. to Defs’. Supp’l Statement (Doc. No. 32).
12
Pl.’s Opp. to Defs’. Mot. to Dismiss Pl.’s Am. Compl. at 1 (“Pl.’s Opp.”).
13
Am. Compl. at 10.
14
Id. at 10-11.
15
DSUF, ¶¶ 14, 18.
16
Id. ¶ 16.
4
Anderson complains that the conditions imposed as a result of undeserved
disciplinary status amounted to cruel and unusual punishment. 17 He does not address
the defendants’ statement that he was placed in administrative segregation because he
was identified as a security risk to the general population due to his sentence of life
imprisonment as a result of a murder conviction. 18
Anderson claims prison officials regularly harassed and threatened to beat him if
he testified on the defendant’s behalf. 19 He contends that while housed at the jail in the
restricted housing unit, he was fed only “nutri-loaf,” an unappetizing meal substitute
usually used as a disciplinary measure; his mattress was removed from 6:30 a.m. to
8:30 p.m. each day, leaving him with a concrete slab to sit on; and, he was deprived of
a blanket, pillow, shower, shaving privileges, and pen and paper. 20 He also complains
that his cell, which had a single window on the door, was kept dark for most of the day
and that light was only available three hours per day, from 8:00 p.m. to 11:00 p.m.21
Then, after 11:00 p.m., prison guards regularly kicked his door, shouted at him, and
physically threatened him, causing sleep deprivation. 22
17
They also kept his cell
Anderson arrived at the Berks County Jail with a history of misconducts in the state prison
system. See DSUF, Ex. 2 at 28-30 (Pennsylvania Department of Corrections Misconducts). This history
did not appear to influence the decision to place him in the restricted housing unit. He was designated to
administrative segregation status not for disciplinary reasons, but due to his status as a convicted
murderer serving a life sentence. See DSUF, ¶ 14.
18
DSUF, ¶¶ 18-20.
19
Am. Compl. at 18; Pl.’s Opp. at 2.
20
Am. Compl. at 11-14.
21
Id. at 11-13.
22
Id. at 18-19. Anderson specifies times of “1 a.m., 2 a.m., etc.”
5
extremely cold. 23 The cell temperature and the lack of a blanket, Anderson alleges,
also caused sleep deprivation and resulted in his physical illness, for which he was
given medication. 24
Anderson imputes individual responsibility for these conditions to the Warden
and Herman because the Warden directed his treatment and they both failed to take
corrective action after verbal and written complaints. Anderson alleges that he verbally
complained to Herman about his disciplinary status. He explained that “the outrageous
treatment he was forced to endure was uncalled for because [he] was in the prison only
because he was a witness for the Public Defender’s client” and not because he had
broken any rules. 25 He also alleges that Herman was made aware of the “cruel and
unusual punishing conditions.” 26
According to Anderson, Herman advised him that
these conditions were “out of his hands and there was nothing he could do.”27
With regard to the Warden’s personal involvement, Anderson alleges the Warden
inspected his unit every week, so he was aware of the way he was being treated. He
also argues that this undesirable treatment was meted out at the Warden’s instruction. 28
To support his claim of personal involvement, Anderson included as exhibits to
his amended complaint three inmate communication forms with the Warden and two
23
Id. at 18.
24
Id. at 12. None of Anderson’s attached exhibits relate to this sickness.
25
Id. at 15.
26
Id. at 16.
27
Id. at 15.
28
Id. at 14.
6
grievance forms. 29 These forms and an unrelated medical communication form are
summarized below.
1. First Warden Communication
The first warden communication is dated July 27, 2012:
I came here from a state jail for court (witness). I am being treating [sic]
as if I’ve broken every rool [sic] in the jail. I [sic] been placed in a cold cell.
They tell me I’m only allowed one blanket[,] no pillow. I’ve had no shower
– shave – yard. I’ve been told I can only shave [and] shower on
[whatever] day I go to court – until then I’m to sit around unshaven [and]
dirty. This is surely [unnecessary] and [unusual] punishment. If anything I
should be on AC status no [sic] [disciplinary]. When I came here I was in
population. I need to have something done about me being able to clean
myself, shave, and not catch a cold. 30
The Warden responded three days later disputing Anderson’s disciplinary status
by stating “You are in modified security status. This status is reviewed regularly. You
had a shower on 7-29-12 – and you were not scheduled for court!” 31
2. Second Warden Communication
The second warden communication is dated August 1, 2012:
I just received an inmate handbook on 7-31-12 on No. 6 page 20 – 21 –
22 – 23. It speaks of classification custody level Administrative –
Disciplinary – Reentry. It do [sic] not say anything about a modified
security level, as you say I’m under. However, since the officers tells [sic]
me that while I’m in this disciplinary unit I can only receive and be given
the same things and treatment as those that are on disciplinary status –
your orders as I was told. How do I receive the things outside of
disciplinary status, such as commissary (food) shaving regularly, ect
[sic]. 32
29
These exhibits were also included in Anderson’s original complaint.
30
Am. Compl., Ex. IV; DSUF, Ex. 2 at 38. Inmate communication forms are designated for the
Warden by checking a box next to “Warden” at the top of the form.
31
Id. The Warden’s response is written at the bottom of Anderson’s original communication form.
32
Id., Ex. V; DSUF, Ex. 2 at 37.
7
The Warden responded on August 6, 2012: “Mr. Anderson – Quoting from the
Handbook, telling me what an unnamed officer supposedly told you . . . . These things
are simultaneously irrelevant and unnecessary; just ask the darn question. You will not
get full commissary privilege.” 33 Immediately thereafter was the following note: “Lt.
Smith – Mr. Anderson is on modified security status. Insure [sic] he has access to the
restricted
commissary
menu,
bathing
supplies
(shaving),
limited
phone
call
opportunities, etc.” 34
3. Medical Communication
On August 2, 2012, Anderson wrote to the medical department about obtaining
his medication for a preexisting “sariacis [sic] [psoriasis]” condition. 35 He alleged that he
had not received medication since his arrival on July 25, 2012, that he had put in a sick
call on July 27, 2012, and that his symptoms included “breaking out again” on his feet,
knee, and ankles, with pain and swelling. 36 On August 7, 2012, medical staff responded
that he was scheduled to see a sick call nurse. 37
Anderson does not allege
mistreatment regarding this event.
33
Id.
34
Id., Ex. V. At the bottom of the form, “Lt. Smith” was written in under “CC:”.
35
Id., Ex. VI; DSUF, Ex. 2 at 36.
36
Id.
37
Id.
8
4. First Grievance
Anderson filed a grievance form complaining about his disciplinary status and
various conditions of imprisonment on August 13, 2012. 38 Although not entirely legible,
he mentions “meal loaf,” “mattress taken,” no “pillowcase” or “pillow,” and “as of this
date no haircut or shave.” 39 He also mentions that the inmate handbook allows inmates
with life sentences to be placed under administrative segregation in C-Block, whereas
he had been “placed in the back of D-Block in the Behavior [Adjustment] Unit” after 19
days in the prison and no rule violations. 40 Anderson had recently been transferred
from cell number D-101 to D-124. 41 Regarding this housing decision, he asks, “Why,
[and] Why Now?” 42
On August 16, 2012, Lieutenant Castro responded to Anderson’s grievance by
saying, “You are currently on modified security status. This means you receive regular
meals, no mattress restrictions, and Sunday phone calls. This status is Administrative
Segregation.” 43 After instructions about haircuts and shaving, the response concludes,
“All inmates sentenced to life or death are placed into this status with the same
restrictions.” 44
38
Id., Ex. VII; DSUF, Ex. 2 at 32.
39
Id.
40
Id.
41
Id. After his communication with the medical department on August 2, Anderson’s cell number
changed from D-101 to D-124, as listed on this grievance form and all forms thereafter.
42
Id.
43
Id.
44
Id.
9
5. Third Warden Communication
In his third communication to the Warden, dated August 14, 2012, 45 Anderson
requested permission for a haircut and shave, despite his inability to pay for these
services out of his prisoner account. 46 On August 17, 2012, the Warden approved the
request, informing Anderson that there would be a negative balance on his account, and
if funds were deposited at a later date then the appropriate amount would be
deducted. 47
6. Second Grievance Form
Anderson’s second grievance, dated August 15, 2012, complains of not receiving
psoriasis medication after various requests and a nurse visit. 48
Lieutenant Castro
responded by detailing that Anderson had seen a medical provider on July 26, 2012, he
was scheduled to see a doctor for “follow up and to discuss medication,” and he was
currently receiving a “topical corticosteroid.”49
After the capital murder case ended, Anderson returned to SCI-Huntington on
August 22, 2012. 50
Standard of Review
Summary judgment is appropriate “if the movant shows that there is no genuine
dispute as to any material fact and that the movant is entitled to judgment as a matter of
45
Id., Ex. VIII; DSUF, Ex. 2 at 35.
46
Id.
47
Id.
48
Id., Ex. IX; DSUF, Ex. 2 at 33.
49
Id.
50
Defs’. Mot. to Dismiss Pl.’s Am. Compl. at 3; Am. Compl., Ex. X.
10
law.” Fed. R. Civ. P. 56(a). Judgment will be entered against a party who fails to
sufficiently establish any element essential to that party’s case and who bears the
ultimate burden of proof at trial. See Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986).
In examining the motion, we must draw all reasonable inferences in the nonmovant’s
favor. InterVest, Inc. v. Bloomberg, L.P., 340 F.3d 144, 159-60 (3d Cir. 2003).
The initial burden of demonstrating there are no genuine issues of material fact
falls on the moving party. Fed. R. Civ. P. 56(a). Once the moving party has met its
burden, the nonmoving party must counter with “‘specific facts showing that there is a
genuine issue for trial.’” Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S.
574, 587 (1986) (citation omitted). The nonmovant must show more than the “mere
existence of a scintilla of evidence” for elements on which he bears the burden of
production.
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 252 (1986).
Bare
assertions, conclusory allegations or suspicions are not sufficient to defeat summary
judgment. Fireman’s Ins. Co. v. DuFresne, 676 F.2d 965, 969 (3d Cir. 1982). Thus,
“[w]here the record taken as a whole could not lead a rational trier of fact to find for the
non-moving party, there is no ‘genuine issue for trial.’” Matsushita, 475 U.S. at 587
(citation omitted).
Discussion
The Eighth Amendment proscribes the infliction of cruel and unusual punishment.
U.S. Const. amend. VIII.
Prison conditions are cruel and unusual if they deprive
inmates of basic human needs and life’s necessities. Tillman v. Lebanon Cnty. Corr.
Facility, 221 F.3d 410, 417-18 (3d Cir. 2000).
11
The test is whether the conditions,
together or alone, function to deprive the inmate “of the minimal civilized measure of
life’s necessities.” Id. (citation omitted).
To state a claim challenging conditions of confinement, an inmate must allege
facts that would, if proven, establish that the deprivation of his right was objectively
serious and the prison official had a sufficiently culpable state of mind – that is, that the
official acted with deliberate indifference. Beers-Capitol v. Whetzel, 256 F.3d 120, 125
(3d Cir. 2001) (citing Farmer v. Brennan, 511 U.S. 825, 834 (1994)).
Whether the harm is objectively serious is measured by society’s view of the risk
to the prisoner’s health and safety, that is, “whether ‘it violates contemporary standards
of decency to expose anyone unwillingly to such a risk.’” Betts v. New Castle Youth
Dev. Ctr., 621 F.3d 249, 257 (3d Cir. 2010) (quoting Helling v. McKinney, 509 U.S. 25,
36 (1993)) (emphasis in original). Restrictive or harsh conditions are part of prison life.
Rhodes v. Chapman, 452 U.S. 337, 347 (1981).
Only conditions that deprive the
prisoner of one of life’s necessities, such as food, water, clothing, shelter, and medical
care are unconstitutional. Griffin v. Vaughn, 112 F.3d 703, 709 (3d Cir. 1997). Thus,
unless the condition is objectively serious, there is no unconstitutional deprivation.
A condition, by itself, may not present an objectively serious condition rising to
the level of a constitutional violation; but, in combination with other conditions, it may if
together they result in the “deprivation of a single, identifiable human need such as
food, warmth, or exercise.” Wilson v. Seiter, 501 U.S. 294, 304 (1991).
Anderson’s claims are not sufficiently serious to amount to the type of extreme
deprivation that the Eighth Amendment prohibits. The prison conditions in the restricted
housing unit were not, neither singularly nor collectively, cruel and unusual.
12
1. Nutri-loaf Diet 51
Anderson’s dietary restrictions do not make out an objectively serious
deprivation. Prisons must provide nutritionally adequate food. Laufgaus v. Speziale,
263 Fed. App’x 192, 198 (3d Cir. 2008) (non-precedential). A prisoner’s diet must be
adequate to maintain health and served in a sanitary manner. Maldonado v. McFaden,
No. 94-1477, 1994 U.S. Dist. LEXIS 16837, at *11 (E.D. Pa. Nov. 23, 1994). It need not
be appetizing. Jones v. Beard, No. 10-5544, 2011 WL 3611470, at *8 (E.D. Pa. Aug.16,
2011) (citation omitted).
A diet comprising nutri-loaf is not in and of itself cruel and unusual punishment.
See id. (citations omitted); Gannaway v. Berks Cnty. Prison, No. 09-4501, 2011 WL
1196905, at *4-5 (E.D. Pa. Mar. 31, 2011), aff'd, 439 Fed. App'x 86, 88-89 (3d Cir.
2011); Maldonado, 1994 U.S. Dist. LEXIS 16837, at *11; Collins v. Klotz, No. 92-3772,
1994 WL 371479, at *4 (E.D. Pa. June 24, 1994). 52 In Gannaway, the inmate had been
on a restricted diet consisting of nutri-loaf three times a day, five days per week. 2011
WL 1196905, at *4. Stressing that the inmate suffered no serious ill effects from the diet
and made no allegations that the diet was nutritionally inadequate, the Court found that
serving nutri-loaf to a prisoner was not cruel and unusual punishment because it did not
deprive him of his basic needs. Id. at *5.
Anderson does not assert that the nutri-loaf diet had serious ill effects on his
health or that it was nutritionally inadequate.
51
He simply found it unappetizing.
The defendants refer to this food as “nutra-loaf” while Anderson calls it “meal loaf.”
52
These holdings comport with those of courts in other circuits that have considered the issue.
See, e.g., Gates v. Huibregtse, 69 Fed. App'x 326, 327-28 (7th Cir. 2003); LeMaire v. Maass, 12 F.3d
1444, 1455-56 (9th Cir. 1993); Adams v. Kincheloe, 743 F. Supp’l 1385 (E.D. Wash. 1990).
13
Anderson does not dispute, as stated by the defendants, that nutri-loaf is nutritionally
equivalent to meals served to other prisoners. 53 Nor has he demonstrated that the diet
posed a serious risk to his health. Thus, he has not made out a sufficiently serious
deprivation giving rise to a constitutional violation. 54
2. Mattress Restriction
Denying inmates a mattress for limited time periods is not a deprivation of a
minimal standard of living and does not constitute cruel and unusual punishment. See,
e.g., Williams v. Campbell, No. 07-885, 2008 WL 2816089, at *4 (E.D. Pa. July 18,
2008) (“[N]umerous courts in this circuit have concluded that the failure to provide an
inmate with a mattress for a limited number of days does not constitute cruel and
unusual punishment.”) (citing Schaeffer v. Schamp, No. 06-1516, 2008 WL 2553474, at
*6 (W.D. Pa. June 25, 2008); Castro v. Chesney, No. 97-4983, 1998 WL 767467, at *8
(E.D. Pa. Nov. 3, 1998); Collins, 1994 WL 371479, at *5). The removal of a mattress or
bedding supplies for short periods of time “is not sufficient to constitute ‘wanton and
unnecessary infliction of pain.’” Castro, 1998 WL 767467, at *8 (quoting Rhodes, 452
U.S. at 347).
In Gannaway, the Court considered an inmate’s claim of cruel and unusual
punishment where his mattress was removed from his cell for sixteen hours during the
day. 2011 WL 1196905, at *6. The Court held that taking an inmate’s mattress away
53
DSUF, ¶ 9.
54
Anderson was not on a nutri-loaf diet the entire time he was in the Berks County Jail. After he
complained to the officials through the grievance process, he was given regular meals. See DSUF, ¶¶
17, 21.
14
during daytime hours is not cruel and unusual punishment if the inmate is given a
mattress for an adequate number of hours at night to sleep. Id. We agree.
Here, the mattress restriction does not amount to a sufficiently serious
deprivation of life’s necessities. Anderson was provided a mattress for ten hours each
night. The denial of a mattress may have resulted in some discomfort during daytime
hours. It did not threaten his health. Thus, it is not cruel and unusual under the Eighth
Amendment.
3. Hygiene Restrictions
The lack of regular shower and shaving privileges, while admittedly unpleasant,
does not constitute a deprivation of minimal standards of living.
See Fortune v.
Hamberger, 379 Fed. App’x 116, 122 (3d Cir. 2010) (upholding decision stating that the
inability to adequately shower and exercise for a period of fifteen days did not violate
the Eighth Amendment) (non-precedential); see also Williams v. Lehigh Dep’t of Corr.,
79 F. Supp. 2d 514, 519 (E.D. Pa. 1999) (holding restrictions of two showers and two
shaves per week did not violate the Eighth Amendment). Anderson’s daily confinement
sheet shows that he was allowed to shower seven times during the four weeks he was
housed at the Berks County Jail. 55 Anderson has made no claim that his inability to
shower or shave daily created any risk to his health or safety.
55
Defs’. Statement of Undisputed Facts in Support of Mot. Summ. J. (“DSUF”), Ex. 2 at 39-40
(Daily Confinement Sheet).
15
4. Darkness
Anderson’s allegations concerning the lighting conditions in his cell fail to create
a genuine issue of fact. Anderson acknowledges that his cell was lighted for three
hours during the evening. 56 The defendants have presented demonstrative evidence
that his cell had a window that allowed natural light into the cell from about 6:00 a.m. to
8:30 p.m. 57
Although various courts have recognized that the Eighth Amendment requires a
minimum level of illumination, 58 we are aware of no court that has found that fourteen
hours of natural light coupled with a temporary restriction of three hours of artificial light
per day violates the Constitution. Furthermore, Anderson fails to allege that the lighting
conditions jeopardized his health, and he does not allege that the level of illumination
during the three hours that artificial light was provided was inadequate.
5. Cold and Blanket
Anderson alleges that he was exposed to extreme temperatures, but he did not
point to any evidence to support this allegation. Of the three communication forms he
sent to the Warden, he only mentioned that he was in a “cold cell” in the first
communication and did not complain of a cold cell temperature in his grievance forms. 59
56
Am. Compl. at 13.
57
Defs’. Supp’l Statement, Exs. 3 and 4 (photos showing windows in D-Unit cells 101 and 124);
Ex. 5 (sunrise and sunset calendar for Leesport, Pennsylvania – where Berks County Jail is located).
58
See Martino v. Carey, 563 F. Supp’l 984, 999-1000 (D. Or. 1983) (citing cases); Hoptowit v.
Spellman, 753 F.2d 779, 783 (9th Cir. 1985), Bono v. Saxbe, 620 F.2d 609, 617 (7th Cir.1980); Ramos v.
Lamm, 485 F. Supp’l 122, 155 (D. Colo.1979), aff’d in relevant part, 639 F.2d 559 (10th Cir.1980); Jones
v. Wittenberg, 323 F. Supp’l 93, 95, 99 (N.D. Ohio 1971), aff'd sub. nom. Jones v. Metzger, 456 F.2d 854
(6th Cir.1972); Dawson v. Kendrick, 527 F. Supp’l 1252, 1288 (S.D. W.Va.1981).
59
See Am. Compl., Ex. IV (July 27, 2012 Warden communication); DSUF, Ex. 2 at 38..
16
In his affidavit, the Warden disputes that Anderson was placed in an unusually cold
cell. 60 He states that there are no extremely cold cells at the jail as the air conditioning,
which is used for the comfort of inmates and jail staff during the summer, is set at the
same temperature throughout the jail. 61 The defendants claim that all of the cells on
Anderson’s block were air conditioned at a comfortable level, and that no other inmates
in Anderson’s unit complained of cold cell temperatures during his confinement. 62
Cold conditions, either through a single prison condition such as a low cell
temperature or through various mutually enforcing conditions, such as low cell
temperature and lack of warm clothing, may constitute a violation of the Eighth
Amendment.
Seiter, 501 U.S. at 304 (identifying “low cell temperature at night
combined with a failure to issue blankets” as the kind of mutually enforcing conditions
that could rise to the level of a constitutional violation).
Here, Anderson has not
presented evidence to show a constitutional deprivation based upon an unusual
temperature in his cell.
Anderson has not presented evidence of the temperature in his cell during the
period he was confined at the jail. He claims that he “became ill/sick” with a cold
because of the low temperature and that he was given Robitussin and Chlor-Trimeton
by the jail nurse for his symptoms. 63 The defendants have furnished medical records
60
Def’s Supp’l Statement, Ex. 6 (Affidavit of George A. Wagner) ¶ 8, (“Wagner Aff.”).
61
Id. ¶¶ 8-10.
62
Def’s Supp’l Statement, ¶¶ 55-57; Wagner Aff. ¶¶ 10-11.
63
Am. Compl. at 14; Pl.’s Supp’l Br. at 4. In his supplemental brief, Anderson also claims that he
became sick because he lacked a blanket. Id. Anderson’s other pleadings indicate that he did have a
blanket, but that it was removed from his cell “early each morning,” along with his mattress. Pl.’s Opp. at
17
confirming that Anderson received these medications and that he had symptoms such
as a cough, headache and runny nose. 64 The records do not show that Anderson
attributed his symptoms to the temperature in his cell. Anderson, who does not allege
that his health was substantially affected, was diagnosed by a nurse as having “cold
symptoms” and his temperature was not unusually high. 65 See Rambert v. Horn, No.
96-2875, 1996 WL 583155, at *10 (E.D. Pa. Oct. 11, 1996) (“[T]he absence of any
ailment other than colds or sore throats militates against characterizing [cell conditions]
as objectively serious.”) (citing Benson v. Godinez, 919 F. Supp. 285, 289 (N.D. Ill.
1996)).
Anderson, although he may have been uncomfortable, has provided no evidence
giving rise to a factual dispute regarding whether the temperature in his cell was so cold
as to constitute a deprivation of his Eighth Amendment right. See Deputy v. Taylor, No.
02-183, 2003 WL 361216, at *3 (D. Del. Feb. 19, 2003) (“Only in the most extreme
cases does the lack of heat rise to the level of a constitutional violation”) (citing
Blackiston v. Vaughn, No. 95-3740, 2002 U.S. Dist. LEXIS 16921, at *8 (E.D. Pa. Aug.
19, 2002)); see also Peterkin v. Jeffes, 855 F.2d 1021, 1027 (3d Cir. 1998) (comfortable
prisons are not mandated by the constitution) (citing Rhodes, 452 U.S. at 349); Allah v.
Ricci, No. 08-1753, 2012 WL 243570, at *6 (D.N.J. Jan. 25, 2012) (discomfort alone
does not amount to an Eighth Amendment conditions claim), reconsideration denied,
3; Pl.’s Mot. Summ. J. at 2. In his July 27, 2012 communication to the Warden, he complains not about
the lack of a blanket, but only about being allowed one blanket. Am. Compl., Ex. IV; DSUF, Ex. 2 at 38.
64
Defs’. Supp’l Statement, Ex. 2 at 34.
65
Id. at 11,12 (Showing Anderson’s temperature of 97.6 degrees on July 30, 2012 and 97.9 degrees on
August 13, 2012).
18
No. 08-1753, 2012 WL 4341207 (D.N.J. Sept. 21, 2012) and aff’d, No. 12-4095, 2013
WL 3816043 (3d Cir. July 24, 2013).
6. Sleep deprivation
Sleep is a basic human need. Robinson v. Danberg, 729 F. Supp. 2d 666, 683
(D. Del. 2010). Under certain circumstances, sleep deprivation may violate the Eighth
Amendment. Id.; Alger v. Werner, 391 F. Supp. 1051, 1052 (M.D. Pa. 1974) (must
show deprivation of sleep is detrimental to health to show cruel and unusual
punishment). Anderson alleges that three conditions combined to deprive him of sleep:
(1) prison officials kicked on his door and yelled at him throughout the night; (2) his cell
was kept cold; and (3) he did not have a blanket. 66 These conditions do not amount to
an objectively serious deprivation of a basic human need. Anderson has not shown that
any sleep disturbance he suffered posed a serious risk to his health.
For purposes of the motion, we accept that Anderson lost sleep. However, there
is no evidence that any loss of sleep caused any serious ill effects requiring medical
attention or otherwise had a deleterious effect on his health.
Anderson does not allege that he complained in any grievance about being
deprived of sleep. He has not produced evidence showing that the defendants were
aware that he lost sleep. In none of his grievance forms or communications to the
Warden did he complain of losing sleep as a result of the prison conditions.
7. Culpability
Even if he had made out an Eighth Amendment claim, Anderson has not
provided evidence sufficient to establish the defendants’ culpability. Aside from his bare
66
Am. Compl. at 18-19.
19
allegations, he has not shown that either defendant “knowingly and unreasonably
disregard[ed] an objectively intolerable risk of harm.” Beers-Capitol, 256 F.3d at 132
(quoting Farmer, 511 U.S. at 846).
Although Anderson includes as exhibits to his
amended complaint various inmate communication forms and two grievance forms, they
do not present evidence that either the Warden or Herman was aware of or disregarded
excessive risks to Anderson’s health. A prison official’s participation in the grievance
process alone does not expose him to individual liability for the conduct underlying the
prisoner’s grievance. 67 See Collins v. Williams, 575 F. Supp. 2d 610, 615 (D. Del.
2008) (citing cases).
67
Because we conclude that Anderson has failed to show that the defendants deprived him of a
constitutional right, we need not address their alternative claim that they are entitled to qualified immunity.
See Wilson v. Layne, 526 U.S. 603, 609 (1999) (courts should determine qualified immunity after
determining whether claimant has alleged deprivation of a constitutional right).
20
Conclusion
Anderson’s treatment, including the nutri-loaf diet, the mattress restrictions,
hygiene restrictions, cold and dark conditions, sleep disturbance and an alleged cold
resulting from his detention do not amount to cruel and unusual punishment. Because
the undisputed facts do not make out a constitutional violation giving rise to a section
1983 cause of action, summary judgment will be granted in favor of the defendants. 68
68
Anderson contends that he was treated improperly as a result of intending to testify on behalf of
the defense in a criminal proceeding. To prevail on a retaliation claim, a plaintiff must show three things:
(1) that the conduct in which he engaged was constitutionally protected; (2) that he suffered “adverse
action” at the hands of prison officials; and (3) that his constitutionally protected conduct was a substantial
motivating factor in the defendants’ conduct. Rauser, 241 F.3d at 333 (adopting Mount Healthy Bd. of
Educ. v. Doyle, 429 U.S. 274, 287 (1977)). Anderson’s allegations fail to satisfy all three prongs. While
in certain circumstances, testimony is protected by the First Amendment, see Reilly v. City of Atl. City,
532 F.3d 216, 231 (3d Cir. 2008), Anderson does not allege that he actually testified. Further, contrary to
his allegation that he was being mistreated because of his potential testimony, jail records show that
Anderson was placed in the D-Unit because of security concerns stemming from his conviction for murder
and sentence of life imprisonment. DSUF, Ex. 2 at 50 (Inmate Conduct and Behavior Record); id. at 34
(Administrative Segregation Record). He was treated as any other prisoner serving a life sentence. See
DSUF, ¶ 42.
21
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