KERCHER v. THE READING MUHLENBERG CAREER & TECHNOLOGY CENTER
Filing
43
MEMORANDUM. SIGNED BY MAGISTRATE JUDGE HENRY S. PERKIN ON 9/6/17. 9/7/17 ENTERED AND COPIES E-MAILED.(mas, )
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA
__________________________________________
:
JEAN KERCHER,
:
CIVIL ACTION
Plaintiff,
:
:
v.
:
NO. 15-6674
:
READING MUHLENBERG CAREER &
:
TECHNOLOGY CENTER,
:
Defendant.
:
__________________________________________:
Henry S. Perkin, M.J.
September 6, 2017
MEMORANDUM
Plaintiff, Jean Kercher (“Mrs. Kercher”), alleges that Defendant, Reading
Muhlenberg Career & Technology Center (“RMCTC”), violated her due process rights as well as
interfering with her rights pursuant to the Family and Medical Leave Act (“FMLA”), 29 U.S.C.
Section 2615, and retaliating against her for exercising her right to FMLA leave.
This matter is before the Court on the Motion for Summary Judgment filed by
Defendant Reading Muhlenberg Career & Technology Center which was filed on June 23, 2017.
Having reviewed and considered the contentions of the parties, the Court is prepared to rule on
this matter.
I.
JURISDICTION.
The Court has jurisdiction over Mrs. Kercher’s federal claims pursuant to 28
U.S.C. § 1331.
II.
STANDARD OF REVIEW.
Pursuant to Rule 56(a), summary judgment is proper where there is no genuine issue
of material fact. FED. R. CIV. P. 56(a). In viewing the evidence in the light favorable to the
non-moving party, summary judgment will be granted against a party who does not make a
sufficient showing to establish “an element essential to that party’s case.” Celotex Corp. v.
Catrett, 477 U.S. 317, 322-23, 106 S. Ct. 2548, 2552-53, 91 L. Ed. 2d 265 (1986).
The moving party carries the initial burden to inform the court of the basis for its
summary judgment motion; to produce evidence to establish a prima facie case as to each
element; and to identify the absence of no genuine issue of material fact. Id. When the
non-moving party cannot establish an essential element and there is “no genuine issue as to any
material fact,” the moving party is entitled to summary judgment as a matter of law. Id. at 322.
Material facts are those that “might affect the outcome of the suit under the
governing law.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S. Ct. 2505, 2510, 91
L. Ed. 2d 202 (1986). Mere factual disputes will not preclude summary judgment when they are
irrelevant to the outcome of the suit. Id. An issue is “genuine” if a reasonable trier of fact could
return a favorable verdict for the non-moving party. Mengel v. Reading Eagle Co., CIV.A.
11-6151, 2013 WL 1285477 (E.D. Pa. Mar. 29, 2013), appeal dismissed (Oct. 30, 2013)(citing
Anderson, 477 U.S. at 248).
To defeat summary judgment, the non-moving party must go beyond the pleadings
and present “specific facts showing that there is a genuine issue for trial.” FED. R. CIV. P. 56(c).
Moreover, the non-moving party cannot rely on unsupported assertions, conclusory allegations,
or mere suspicions to survive a summary judgment motion. Williams v. Borough of W. Chester,
891 F.2d 458, 460 (3d Cir. 1989)(citing Celotex, 477 U.S. at 325). Where the non-moving party
will have the burden of proof at trial, the moving party can make a showing that there is an
“absence of evidence to support the non-moving party’s case.” Jones v. Indiana Area Sch. Dist.,
2
397 F. Supp.2d 628, 642 (W.D. Pa. 2005)(quoting Celotex, 477 U.S. at 325).
III.
BACKGROUND.
By Rule 16 Scheduling Order dated February 27, 2017, notice was provided to the
parties as follows:
Upon any motion for summary judgment pursuant to Federal Rule of Civil
Procedure 56, there shall be filed with the motion a separate, short and concise
statement of the material facts, in numbered paragraphs, as to which the moving
party contends there is no genuine issue to be tried.
The papers opposing a motion for summary judgment shall include a separate,
short and concise statement of the material facts, responding to the numbered
paragraphs set forth in the statement required in the foregoing paragraph, as to
which it is contended that there exists a genuine issue to be tried.
Statements of material facts in support of or in opposition to a motion shall
include references to the parts of the record that support the statements.
All material facts set forth in the statement required to be served by the moving
party may be taken by the Court as admitted unless controverted by the opposing
party.
If at all possible, any deposition transcripts used as exhibits to these filings shall
be submitted in an electronic format, able to be copied into WordPerfect.
Dkt. No. 24, n.1. In the second footnote of the Scheduling Order, any party opposing a motion
for summary judgment was directed to also comply with the directives noted in footnote 1 of the
Scheduling Order. Id., n.2.
RMCTC filed a motion to dismiss the entirety of Mrs. Kercher’s Complaint. By
Memorandum and Order dated December 5, 2016, the motion was granted in part as to Counts I
and II of the Complaint. In Count I, Mrs. Kercher alleged that RMCTC, her employer at the
time, discriminated against her and treated her unfavorably because of her disability. In Count II,
she alleged that she was wrongfully terminated. In Count III, Mrs. Kercher alleged that she was
3
discharged from her position for retaliatory reasons. In Count IV, Mrs. Kercher alleged that her
discharge is a violation of the Family Medical Leave Act (hereafter “FMLA”). Lastly, in Count
V, Mrs. Kercher alleged a violation of her Due Process Rights. Mrs. Kercher was granted time to
amend her Complaint as to Counts I and II, but no amendment was filed.
RMCTC filed a concise statement of facts in support of its motion for summary
judgment on June 23, 2017. Dkt. No. 26-8. Plaintiff’s Response was filed on July 27, 2017 but
in the Response to the Motion, no concise statement of facts in opposition to RMCTC’s concise
statement of facts was filed. Dkt. No. 29. Instead, in the Brief in Response to the Motion,
counsel included a recitation of facts without citations to the record. Pl.’s Br., pp. 1-4.
Accordingly, the factual assertions set forth by RMCTC in its Statement of Material Facts are
deemed admitted. See Fed. R. Civ. P. 56(e)(if a party fails to address another party’s assertion of
fact as required by Rule 56(c), the court may consider the fact undisputed for purposes of the
motion); See also Binder v. PPL Servs. Corp., No. CIV.A. 06-2977, 2009 WL 3738569 (E.D. Pa.
Nov. 5, 2009); Higgins v. Hosp. Cent. Servs., No. CIV.A. 04-74, 2004 WL (E.D. Pa. Dec. 9,
2004)(Gardner, J.); Kelvin Cryosystems, Inc. V. Lightnin, No. CIV.A. 03-881, 2004 WL 2601121
(E.D. Pa. Nov. 15, 2004)(Gardner, J.).
Our requirement for a concise statement and a responsive concise statement is
consistent with Rule 56 of the Federal Rules of Civil Procedure. In addition Rule 83(b) of the
Federal Rules of Civil Procedure provides that:
A judge may regulate practice in any manner consistent with federal law, rules
adopted under 28 U.S.C. §§ 2072 and 2075, and local rules of the district. No
sanction or other disadvantage may be imposed for noncompliance with any
requirement not in federal law, federal rules, or local district rules unless the
alleged violator has been furnished in the particular case with actual notice of the
4
requirement.
Thus, even if our requirement for a separate concise statement is not consistent with Rule 56, we
gave Mrs. Kercher actual notice of our requirement, and she did not comply. Binder, 2009 WL
3738569, at *2 (citing Kelvin Cryosystems, Inc.).
IV.
FACTS.
Based upon the record papers, exhibits, depositions, and RMCTC’s statement of
material facts, the pertinent facts are as follows:
Mrs. Kercher was employed by the RMCTC, a vocational/technical school, as the
acting Business Office Supervisor for 14 years. Kercher Dep., pp. 87, 124; Pl. Dep., Ex. 1. As
the Business Office Supervisor, Mrs. Kercher was responsible for developing, recommending,
and administering approved programs for receipt, custody, and disbursement of funds, and debt
services; developing and implementing accounting, internal auditing and budgetary control
procedures for the school. Pl. Dep., Ex. 1. Mrs. Kercher was also responsible for working with
administrative personnel with respect to fiscal matters, purchasing, personnel, maintenance, data
processing services, and negotiations. Id. Mrs. Kercher’s Position Description lists the essential
functions of the Business Office Supervisor position, which includes performing tasks as
assigned by the Administrative Director. Id.
At all relevant times, Gerald Witmer (hereafter “Mr. Witmer”) was the
Administrative Director, Plaintiff’s direct supervisor. Kercher Dep., pp. 32-33. Because Mr.
Witmer believed that Plaintiff showed the Teamsters who worked in Plaintiff’s office an email
from Mr. Witmer that he viewed as confidential, on March 21, 2011, Plaintiff received a written
reprimand. Id. at 41; Kercher Dep., Ex. 3. Via correspondence dated August 9, 2012, Mrs.
5
Kercher was informed that she was being placed on a three-day unpaid leave of absence as a
consequence of Mrs. Kercher disparaging Michael Zalegowski (“Mr. Zalegowski”)1 to the
School Board Treasurer based on a union grievance and expressing vindictiveness toward Mr.
Zalegowski. Kercher Dep., Ex. 4. Neither Zalegowski nor Keller held a grudge against Plaintiff.
Kercher Dep., p. 47.
On August 15, 2012, Mrs. Kercher, via her attorney, submitted a complaint of
harassment against Mr. Witmer. Kercher Dep., Exs. 5, 7. After a complete investigation, Mrs.
Kercher’s allegations were determined to be unfounded. Kercher Dep., Exs. 5, 7.
In April 2014, Plaintiff requested and was granted intermittent leave under Family
Medical Leave Act (“FMLA”) to address her extreme fatigue. Kercher Dep. at 27-28; Ex. 17.
Plaintiff only requested FMLA leave once. Kercher Dep. at 66. While Plaintiff was out on
FMLA leave, she would sleep twenty to twenty-two hours per day. Id. at 22. During Plaintiff’s
FMLA leave, a fiscal clerk, Holly Keller, helped to manage Plaintiff’s responsibilities. Keller
Dep., p. 75.
Even though Plaintiff was tasked with taking measures to avoid audit exceptions,
she did not do so, resulting in three audit exceptions during the 2012-2013 fiscal year and three
audit exceptions during the 2013-2014 school year. Hearing N.T. 140; Hearing Exs. 29, 30-A,
28, 30. Plaintiff failed to provide department heads with monthly account balances in a timely
fashion, notwithstanding the fact that the deadlines were established by Plaintiff herself. Hearing
N.T. 165-70; Hearing Exs. 11, 12, 13, 18. Per Plaintiff’s own deadline, Plaintiff failed to provide
1
Mr. Zalegowski was a friend of Mr. Witmer and a direct report to Mrs. Kercher in the business
office.
6
the Administrative Director with timely bank reconciliation statements nor did Plaintiff reconcile
a single journal entry or banking statement for the 2014 fiscal year. Hearing N.T. 171; Hearing
Ex. 18. Plaintiff failed to maintain a proper balance in the Public School Employees Retirement
System (“PSERS”) account. Hearing N.T. 177-178. Plaintiff did not comply with IRS and
Pennsylvania Department of Revenue requirements for maintaining a tax exempt status. Hearing
N.T. 183. Plaintiff did not maintain existing loans and grants for the RMCTC. Hearing N.T.
186. Plaintiff did not perform many of her job responsibilities in a responsible, timely, or
effective manner. See generally Hearing N.T., Kercher Dep., Ex. 1.
Even after establishing her own deadlines, Plaintiff did not provide staff with
timely financial reports in accordance with her job description. Hearing N.T. 30-36; Hearing Exs.
9-15; Kercher Dep., Ex. 1.2 In contradiction with the directives that she was issued via
memorandums dated April 1, 2014 and August 28, 2014, Plaintiff did not initiate a cross training
protocol in the RMCTC business office. Hearing N.T. 71-72; Hearing Exs. 8, 22; Keller Dep.
NT 75-76. Plaintiff left work early. Hearing N.T. 31.
For the second consecutive year, on June 17, 2014, Plaintiff received an
unsatisfactory Administrative Performance Appraisal from the Administration. Kercher Dep. at
63-66; Kercher Dep. Exs. 8, 9; Hearing N.T. 100-105; Hearing Exs. 8, 22. At the time of the
June 2014 evaluation, Mrs. Kercher averaged an absentee rate at or around twenty-five percent,
due to her husband’s health issues, not her own health or FMLA leave. Kercher Dep. at 67, 68.
Although Mrs. Kercher was directed to provide the Assistant Director with a
2
All references to a hearing refer to the public hearing held on March 31, 2015 and continued on
June 9, 2015.
7
reconciliation of car show profits by July 22, 2014 and September 11, 2014, she did not do so.3
Hearing N.T. 151-57; Hearing Ex. 25. Mrs. Kercher did not provide the School Board with
financial reports for the months of September, October, and November 2014. Hearing N.T.
30-35. Mrs. Kercher did not file a small claims action against an adult student who failed to pay
his tuition bill, even though she was directed to do so. Hearing N.T. 162-65; Hearing Exs 26-A,
27.
On November 10, 2014, Mr. Witmer provided Mrs. Kercher with a letter notifying
her that she was suspended with pay while the RMCTC Administration investigated her
performance as the RMCTC Business Office Supervisor. Kercher Dep., Ex. 10. In a letter dated
November 10, 2014, the Administration notified Mrs. Kercher of the charges against her, based
on a list of fourteen separate acts, and that a Loudermill hearing was scheduled to take place on
November 19, 2014.4 At the November 19, 2014 Loudermill hearing, the Administration was
represented by Attorney John M. Stott and Mrs. Kercher was represented by Attorney Stanley
Brassington, who is Mrs. Kercher’s counsel in the instant action. Kercher Dep., Ex. 4 ¶7. Mrs.
Kercher was given the opportunity to respond to the fourteen allegations against her. Id., Ex. 4
¶8. After the conclusion of the Loudermill Hearing, Mrs. Kercher was notified by letter that the
Administration would recommend her termination to the School Board and that she was
suspended without pay, effective November 24, 2015. Hearing Ex. 3. On December 2, 2014, the
School Board issued Mrs. Kercher a Notice of Right to Hearing and Statement of Charges, which
3
The car show was an event held by the Career and Technical Student Organization, which is a
student group that participates in events in and outside of the RMCTC. Hearing N.T. 151.
4
See Cleveland Bd. of Educ. v. Loudermill, 470 U.S. 532 (1985).
8
was signed by the President, Secretary, and Treasurer of the Board of Directors. Kercher Dep.,
Ex. 12.
On March 31, 2015 and June 9, 2015, Mrs. Kercher, represented by Attorney
Brassington, was afforded public hearings. Hearing N.T.; Kercher Dep., Ex. 13. At the
beginning of the June 9, 2015 hearing, Mr. Brassington and Mrs. Kercher walked out of the
hearing before it began. Hearing N.T. 132. On September 14, 2015, after considering the
testimony and evidence presented at the two public hearings, the Board of Directors unanimously
approved and authorized the termination of Mrs. Kercher’s employment, effective November 10,
2014, and sustained her suspension without pay, effective November 24, 2014. Kercher Dep.,
Exs. 13, 14. The School Board issued a twelve-page written opinion regarding Mrs. Kercher’s
termination, including findings of fact and conclusions of law. Kercher Dep., Ex. 13. After
hearing all of the evidence supporting Mrs. Kercher’s termination, the School Board concluded
that Mrs. Kercher’s “conduct and actions are, individually and in the aggregate, sufficient to
warrant dismissal under Section 10894 of the School Code.”5 Kercher Dep., Ex. 13 at 12.
V.
DISCUSSION.
A.
Due Process Claim
In Count V of the Complaint, Mrs. Kercher alleges that her due process rights
were violated when, at the hearing on June 9, 2015, two new school board members were present
who were not in attendance at her March 31, 2015 hearing. Mrs. Kercher and her counsel left the
hearing after objecting and requesting a continuance of the hearing to a date and time that the
5
24 P.S. § 10-1089(c) provides the following reasons that the school board has a right to remove a
school business administrator: “incompetency, intemperance, neglect of duty, violation of any of the school laws of
this Commonwealth or other improper conduct.”
9
same board members who were present on March 31, 2015 would be present. The request was
denied and Mrs. Kercher’s later request for an additional hearing with the same board members
present as those that attended the March 31, 2015 hearing was also denied. Thus, Mrs. Kercher
contends that she was not afforded her right to a fair, full evidentiary hearing in violation of her
due process rights.
RMCTC moves for summary judgment on the basis that the requirements of due
process were satisfied. RMCTC correctly notes that Pennsylvania courts have consistently held
that a plaintiff is not denied due process by the absence of school board members. Def.’s Br., p.
6 (citing Lewis v. Philadelphia Bd. Of Ed.. 690 A.2d 814 (Pa. Commw. Ct. 1997), Pittsburgh v.
Pyle, 390 A.2d 904 (Pa. Commw. Ct. 1978)).
Further, Mrs. Kercher’s decision to abandon her termination hearing does not
indicate that her due process rights were denied. Again, RMCTC correctly argues that members
of boards in Pennsylvania with quasi-judicial functions can decide a case without directly having
heard testimony. Def.’s Br. at 7 (citing Foley Brothers v. Commonwealth, 163 A.2d 80 (Pa.
1960); Actelli v. Westmont Hilltop Sch. Dist., 325 A.2d 490 (Pa. Commw. Ct. 1974); Lancaster
v. Pa. State Horse Racing Commission, 325 A.2d 648 (Pa. Commw. Ct. 1974); Fleming v.
Commonwealth Civil Service Commission, 319 A.2d 185 (Pa. Commw. Ct. 1974)).
Mrs. Kercher also asserts that summary judgment should be avoided for lack of
evidence that the RMCTC School Board reviewed the record. Pl’s Br. at 9. To survive summary
judgment, Mrs. Kercher must produce evidence that the RMCTC School Board did not access
the record. Board of Public Education of the School District of Pittsburgh v. Pyle, 390 A.2d 904
(Pa. Commw. Ct. 1978)(“It was not proved nor can we assume in these circumstances that the
10
four Board members who did not participate in the dismissal hearing did not give a ‘full,
impartial and unbiased consideration’ to the record produced before the Board.”) Mrs. Kercher
has produced no evidence that the RMCTC School Board members who did not participate in the
hearing did not review the record. In its Statement of Material Facts, RMCTC provided the
following citations to the record:
39. On September 14, 2015, after considering the testimony and evidence
presented at the public hearing, the Board of Directors unanimously approved and
authorized that Plaintiff was terminated from employment, effective November
10, 2014, and sustained her suspension without pay, effective November 24, 2014.
40. The School Board issued a twelve-page written opinion, including findings of
fact and conclusions of law, regarding Plaintiff’s termination.
Statement of Material Facts, ¶¶ 39, 40. Neither of these citations to the record were contradicted
or denied by Mrs. Kercher.
In addition, Mrs. Kercher argues that she was denied due process when the
RMCTC continued her termination hearing as scheduled after she and Attorney Brassington
walked out of the hearing. Pl’s Br. at 8-9. There is no support in the law or the record for this
assertion. To satisfy the legal requirement of due process, a municipal board must simply offer an
evidentiary hearing, notwithstanding known bias. See Rife v. Borough of Dauphin, 647 F. Supp.
2d 431 (M.D. Pa. 2009)(holding even where municipal board is biased, a plaintiff’s rejection
of due process forecloses a claim based on the denial of due process); Stroudsburg
Area Sch. Dist. v. Kelly, 701 A.2d 1000, 1003 (Pa. Commw. Ct. 1997)(holding due process
is not violated even when a majority of school board members attest that they are too biased to
hear the case). Mrs. Kercher, represented by counsel, walked out of the hearing before the
hearing began. Statement of Material Facts, ¶¶ 37, 38. Without citation to the record, Mrs.
11
Kercher argues that she was denied the opportunity to present evidence and cross-examine
witnesses. Pl’s Br. at 9. RMCTC correctly argues that Mrs. Kercher’s refusal to accept the
RMCTC’s offer of due process flies in the face of her conclusory claim that she was denied the
opportunity to be heard. She presents no argument or citation to contradict the RMCTC’s
unequivocal offer of due process.
Finally, in Mrs. Kercher’s response brief to the motion to dismiss, she alleged that
she did not receive proper notice of the Loudermill hearing signed by the appropriate officials in
violation of Section 11-1127 of the School Code, making the letter regarding the hearing
effectively unsigned. Pl. Supp. Br. Contra Mot. Dismiss, p. 2. Under 24 P.S. § 11-1127, a
“written notice signed by the president and attested by the secretary of the board of school
directors” must be provided to professional employees prior to dismissal, along with a detailed
notice of the charges. On December 2, 2014, the School Board issued Plaintiff’s Notice of Right
to hearing and Statement of Charges, which was signed by the President, Secretary and Treasurer
of the Board. Statement of Material Facts, ¶ 36 (citing Kercher Dep., Ex. 12.) On March 31,
2015 and June 9, 2015, Mrs. Kercher and her counsel were afforded public hearings, and at the
beginning of the June 9, 2015, Mrs. Kercher and her counsel abandoned the hearing before it
began. Id., ¶¶ 37, 38 (citing Kercher Dep., Ex. 13; Hearing N.T. 132). RMCTC notes that 24
P.S. § 11-1127 does not apply to Mrs. Kercher because that provision applies to tenured
employees which refers to employees holding a certificate from the Pennsylvania Department of
Education. As a Business Manager, this does not apply to Mrs. Kercher, but even if it did, the
December 2, 2014 letter which was signed by the President, Secretary and Treasurer of the Board
complies with proper notice of the Loudermill hearing. RMCTC’s motion with respect to Mrs.
12
Kercher’s due process claim will be granted.
B.
FMLA Interference Claim
The FMLA creates two distinct causes of action: interference and retaliation. 29
U.S.C. § 2615(a)(1)-(2). Interference claims arise from violations under 29 U.S.C. § 2615(a)(1),
which provides that it is “unlawful for any employer to interfere with, restrain, or deny the
exercise of or the attempt to exercise” any right secured by the FMLA. To assert an interference
claim, the plaintiff need only show “[s]he was entitled to benefits under the FMLA and that [s]he
was denied them.” Callison v. City of Philadelphia, 430 F.3d 117, 119 (3d Cir. 2005). Thus, an
interference claim focuses not on discrimination but on whether the employee was denied his or
her FMLA rights.
To succeed on a FMLA interference claim, Plaintiff must establish that she was
eligible for FMLA leave, she was entitled to FMLA leave, and she was denied benefits to which she
was entitled under the FMLA. McIntosh v. White Horse Village, 176 F. Supp.3d 480, CIV.A. No.
15-5157, 2017 WL 1303472, at *3 (E.D. Pa. Apr. 4, 2017)(Rufe, J.)(citing Capps v. Mondelez
Glob. LLC, 147 F. Supp. 3d 327, 334 (E.D. Pa. 2015) (citing Ross v. Gilhuly, 755 F.3d 185, 19192 (3d Cir. 2014))). Other case law cites the following requirements to establish an FMLA
interference claim: (1) he or she was an eligible employee under the FMLA; (2) the defendant
was an employer subject to the FMLA’s requirements; (3) the plaintiff was entitled to FMLA
leave; (4) the plaintiff gave notice to the defendant of his or her intention to take FMLA leave;
and (5) the plaintiff was denied benefits to which he or she was entitled under the FMLA.
Mascioli v. Arby’s Rest. Grp., Inc., 610 F. Supp. 2d 419, 430 (W.D. Pa. 2009)(citing Lombardo
v. Air Products and Chemicals, Inc., No.06-1120, 2006 U.S. Dist. LEXIS 46077, 2006 WL
13
2547916, at *11 (E.D. Pa. July 7, 2006) (citing Weisman v. Buckingham Twp., No. 04-4719,
2005 U.S. Dist. LEXIS 11696, 2005 WL 1406026, at *11 (E.D. Pa. June 14, 2005))). Mrs.
Kercher contends that RMCTC interfered with her FMLA leave by delaying her FMLA
application because she was not provided with paperwork to properly file for FMLA leave when
she requested it. Mrs. Kercher contends that she made her request for FMLA leave in March
2014 after she exhausted her sick day allotment, and Mr. Witmer delayed responding to her until
after she followed up with him on or around April 10, 2014, when he told her that she was the
first employee to request FMLA leave and he had to consult RMCTC’s attorney regarding her
FMLA request. At the March 31, 2015 Loudermill hearing, Mr. Witmer testified as follows:
Q [Mr. Stott, RMCTC’s counsel] : Do you recall that I suggested that FMLA was
granted from April 1st? Do you recall that?
A: Yes. That’s what that – that was the first day of her FMLA leave. Correct.
Q: Now – and that’s on the same day that you gave her this other obligations to
do. Is that correct, by your April 1st letter?
A: Again, I have to explain a little bit about that date. I can’t answer that yes or
no. I received a phone message from Mrs. Kercher - received a phone message
from her on April the 10th. That message requested an FMLA leave at that time.
I immediately emailed Mr. Stott the same day because we had never
processed an FMLA leave for an employee since I’ve been Director to question
what our policy said. What I was obligated to proceed with as it related to that
policy.
And after that conversation with him on April the 10th, I downloaded
forms from the Federal government. I certified mailed those forms to her on the
same day. So within one day I sent her the forms she needed to apply for an
FMLA leave.
So the answer to my question is I first became aware of it on April the 10th,
and I have a document if you would want me to –
Mr. Stott: You testify to it.
Mr. Witmer: So the first time I had any proof of conversation about her request
14
was on April 10th.
Mr. Monsour [School Board counsel]: If I could interject, I would advise the
Board later that this is not uncommon for FMLA to be given retroactive. People
oftentimes apply for it after they learn the extent or length of the illness of a
family member, themselves, a loved one, et cetera, when they realize the need
arises for a lengthy time away from work, they’ll ask for leave to be applied back
to when they actually incurred that leave.
Mr. Witmer: And I’m not finished with my answer yet. Because that form that
was sent to her when I received that form back from the doctor, the doctor signed
that form on April 17th and included her notes of absence back to April 1st. So the
only reason the two dates coincide is because the doctor excused her back to that
date.
Mr. Brassington [Mrs. Kercher’s counsel]: But you were aware from November,
prior like five months before that that she was using her sick time and even
vacation time because she was out a lot. Do you recall any conversation with her
about her number of absences from the job beginning approximately November,
six months, five months before April?
A: Our employees are entitled to a variety of different mechanisms for leave. So
it was at her discretion to use those days as she desired. We did not have
conversations.
Yeah, I was aware of some health issues. I was aware, but she specifically
can request whatever leave she wants that she’s entitled to.
Q: You wouldn’t expect an employee, especially one that’s been with you some
years, to just will-nilly use their sick time because they want to use it otherwise
than sick, would you?
A: I think your key here is I wouldn’t expect that. No.
Q: So let’s assume that Jean Kercher is going to get on the stand, same
opportunity as you’re having, to say that she spoke to you about her sickness,
illness, specifically about her – she didn’t know, maybe. At that time, but came to
be about her car. She was allergic to her new car. And you knew she was ill
during that periods of time even before April 1st. Would you agree?
A: No. Not the car. The car issue came later, that discussion.
Q: But you’re aware that she had illness and sickness issues mostly between
November, approximately five months before April, all the way through to April.
15
Would you agree with that?
A: If you ask me specifically what days, I have those days recorded that were sick.
Q: You do?
A: I’m not going to get into specifically what days, I was aware she had some
medical issues. She was taking sick time, I certainly would be aware of that.
Q: The mere fact that her vacation ran out, her personal time ran out, that’s when
she was forced to ask for FMLA. Did she tell you that?
A: No.
Hearing N.T., pp. 85-89. Mrs. Kercher requested and was granted FMLA leave.
Mrs. Kercher also contends, without citation, that RMCTC interfered with her
FMLA rights because she was given additional duties, tasks and responsibilities designed to
enable RMCTC to terminate her when she could not complete the additional tasks along with her
normal job duties. She contends that she had to perform these tasks while she was out on FMLA
leave, citing nothing other than her own allegations for support of this contention. Such
allegations, without further support, do not defeat summary judgment. See Trap Rock Indus.,
Inc. v. Local 825, Int’l Union of Operating Engineers, AFL-CIO, 982 F.2d 884, 890 (3d Cir.
1992)(quoting Quiroga v. Hasbro, Inc., 934 F.2d 497, 500 (3rd Cir.), cert. denied, 502 U.S. 940
(1991))(A non-moving party may not “rest upon mere allegations, general denials or . . . vague
statements. . . .”). Moreover, as noted by RMCTC, Plaintiff admitted that she slept twenty to
twenty-two hours per day while on FMLA leave. Statement of Material Facts, ¶ 13 (citing
Kercher Dep., p. 22). Summary judgment as to Mrs. Kercher’s FMLA interference claim will be
granted.
16
C.
Retaliatory Discharge.
In Count III of her Complaint, Mrs. Kercher claims that she suffered retaliation
and was fired for exercising her right to take FMLA leave. The FMLA seeks to “entitle
employees to take reasonable leave for medical reasons” while “balanc[ing] the demands of the
workplace with the needs of families.” 29 U.S.C. § 2601(b)(1)-(2). The FMLA entitles an
employee to twelve work weeks of leave during any twelve month period for “a serious health
condition that makes the employee unable to perform the functions of the position of such
employee.” 29 U.S.C. § 2612(a)(1)(D). Following return from FMLA leave, an employee is
entitled to be restored to the same or an equivalent position. 29 U.S.C. § 2614(a)(1)(A)-(B).
A discrimination or retaliation cause of action under the FMLA makes it unlawful
for an employer “to discharge or in any other manner discriminate against any individual for
opposing any practice made unlawful” by the FMLA. 29 U.S.C.A. § 2615(a)(2). In order to prove
FMLA retaliation, an employee must show that her employer intentionally discriminated against
her for exercising an FMLA right. Atchison v. Sears, 666 F. Supp.2d 477, 490 (E.D. Pa. 2009). In
the absence of direct evidence of FMLA-based discrimination, to establish a prima facie of
FMLA retaliation, the plaintiff must show: (1) she is protected under the FMLA; (2) she suffered
an adverse employment action; and (3) there was a causal connection between the employee’s
protected activity and the employer’s adverse employment action. Erdman v. Nationwide Ins.
Co., 582 F.3d 500, 508 (3d Cir. 2009)(citing Conoshenti v. Pub. Serv. Elec. & Gas Co., 364 F.3d
135, 146 (3d Cir. 2004)). Following a showing of a prima facie case, the burden shifts to the
defendant pursuant to the McDonnell Douglas framework. Atchison, 666 F. Supp. 2d at 490. If
the defendant can give a non-discriminatory reason for the adverse employment action, the
17
plaintiff is afforded the opportunity to debunk the defendant’s reason and prove an inference of
discrimination. Solomon v. Sch. Dist. of Philadelphia, 882 F. Supp.2d at 782 (E.D. Pa. 2012).
To establish a prima facie FMLA retaliation case, Plaintiff must establish that “(1)
she invoked her right to FMLA-qualifying leave, (2) she suffered an adverse employment
decision, and (3) the adverse action was causally related to her invocation of rights.”6 Moreover,
“[t]he Third Circuit has articulated two factors relevant to the analysis of establishing the causal
link between the adverse employment decision and the FMLA leave: (1) a showing that the two
events were close in time or (2) evidence of ongoing antagonism toward the employee.”7
The “sheer proximity” between FMLA leave and an adverse employment action is
often enough to establish a causal connection for a prima facie FMLA retaliation claim.
Baltuskonis v. US Airways, Inc., 60 F. Supp.2d 445, 448 (E.D. Pa. 1999)(six day temporal
proximity not a factor where employee proffered altered doctor’s note and termination for
fraudulently attempting to receive sick pay); Voorhees v. Time Warner Cable Nat. Div., CIV. A.
98-1460, 1999 WL 673062 (E.D. Pa. Aug. 30, 1999) (holding “reasonable jury could infer a
causal connection between Voorhees’ leaves of absence and her termination from the close
proximity in time [of six months] between her leave of absence and the adverse employment
actions she suffered”).
1.
Protection Under the FMLA
The FMLA entitles an employee to a total of twelve workweeks of leave during
any twelve month period due to a “serious health condition that makes the employee unable to
6
See Lichtenstein v. Univ. of Pittsburgh Med. Ctr., 691 F.3d 294, 302 (3d Cir. 2012).
7
Capps v. Mondelez Global LLC, 147 F. Supp. 3d 327, 336 (E.D. Pa. Nov. 24, 2015).
18
perform the functions of the position.” 29 U.S.C.A. § 2612(a)(1)(D). Thus, taking FMLA leave is
a protected activity under the FMLA. To be eligible for benefits under the FMLA, an employee
must have been employed for at least twelve months by the employer from whom the leave is
sought and for at least 1,250 hours of service during the previous twelve month period. See 29
U.S.C. § 2611(2)(A). It is uncontested that Mrs. Kercher worked the requisite number of hours to
be considered eligible for benefits under the FMLA.
In providing notice to the employer that she is taking FMLA leave, the employee
need not use certain magic words or mention the FMLA; “the critical question is how the
information conveyed to the employer is reasonably interpreted.” De Luca v. Trustees of Univ. of
Pennsylvania, 834 F. Supp.2d 282, 290 (E.D. Pa. 2011)(quoting Sarnowski v. Air Brooke
Limousine, Inc., 510 F.3d 398, 402 (3d Cir. 2007). The parties do not dispute that Mrs. Kercher
was protected under the FMLA nor that she gave sufficient notice that she was taking FMLA
leave.
2.
Adverse Employment Action
Mrs. Kercher alleges that the adverse employment action she suffered was her
termination from employment by RMCTC. Mrs. Kercher contends that RMCTC took no action
against her prior to her making a harassment claim against Mr. Witmer and her later request for
FMLA leave. Mrs. Kercher argues that
[i]n her 14 years of employment, [she] only received one written reprimand and a
3-day unpaid suspension, in 2011, and 2012, respectfully. It wasn’t until after
Plaintiff filed a harassment complaint against Gerald Witmer and made her
request for leave under FMLA that she then began to receive constant
unsatisfactory performance evaluations. Plaintiff alleges that the unsatisfactory
performance evaluation was done in retaliation to both the harassment claim and
her leave under FMLA.
19
Pl.’s Br., p. 9. RMCTC responds that Mrs. Kercher’s claim is not supported by the record. Her
harassment complaint against Mr. Witmer was filed in 2012 and her FMLA leave request was
made in April 2014. Statement of Material Facts, ¶¶ 9, 11. Mrs. Kercher’s performance
problems, however, date back to 2011, when she received a written reprimand for a breach of
confidentiality and August of 2012, when she was suspended without pay for three days based on
her inappropriate communications with the School Board Treasurer. Id., ¶¶ 6, 7, 11, 12 (citing
Kercher Dep., pp. 41, 27-28, 66, Kercher Dep., Exs. 3, 4, 17.) By June 17, 2014, Mrs. Kercher
had two consecutive unsatisfactory performance evaluations. Id., ¶ 18.
3. Causal Connection
There were approximately eight months between Mrs. Kercher’s request for
FMLA leave and her suspension with pay to investigate her performance. Statement of Material
Facts, ¶¶ 11, 31. There was a two year and three-month time lapse between Plaintiff’s August
2012 harassment complaint and her November 2014 dismissal following her suspension with
pay. Id., ¶¶ 9, 31. Plaintiff accumulated two negative performance evaluations over two years
after her harassment complaint in August 2012. Id. RMCTC argues in its Reply Brief that the
eight month lapse of time between the commencement of Mrs. Kercher’s FMLA leave and her
November 2014 dismissal following her suspension with pay is not unusually suggestive of
retaliation. Reply Br., p. 6 (citing Carter v. Midway Slots & Simulcast, 511 F. App’x 125, 130
(3d Cir. 2013)(holding eighth months insufficient to demonstrate a causal relationship between
protected activity filing EEOC race discrimination complaint and adverse action)(citing Clark
Cnty. Sch. Dist. v. Breeden, 532 U.S. 268 (2001) and Aguiar v. Morgan Corp., 27 F. App’x 110,
20
112 (3d Cir. 2002)(eight month time lapse between protected activity and termination unlawful
retaliation claim under Title VII, § 1981 and PHRA)). Based on the case law applicable to this
issue, Mrs. Kercher arguably does not meet the temporal proximity requirements to show a causal
connection between her FMLA leave and her change in employment status.
Mrs. Kercher can rely upon “other evidence” to establish causation, such that
RMCTC engaged in a pattern of ongoing antagonism in the time between her protected activity
and her termination. Id. at 762 (citing Blakney v. City of Phila., 559 F. App’x. 183, 186 (citing
Robinson v. Se. Pa. Transp. Auth., 982 F.2d 892, 894 (3d Cir. 1993)). RMCTC argues that Mrs.
Kercher has not presented sufficient evidence to demonstrate a pattern of antagonism by her
argument that she received negative performance appraisals and additional assignments while on
FMLA leave. Reply Br., p. 6. RMCTC cites the non-precedential Lackey v. Heart of Lancaster
Regional Medical Ctr., No. 16-3986, 2017 WL 3189154 (3d Cir. Jul. 27, 2017), for support. In
Lackey, the Plaintiff had ongoing work performance problems and brought claims pursuant to the
Age Discrimination in Employment Act (“ADEA”) and the Americans with Disabilities Act
(“ADA”). The Court noted that the plaintiff’s performance review and subsequent written
warnings both before and after her performance review in 2012 echoed the feedback she
consistently received between 2006 and 2011. Id. at *5. The Court held that continued
monitoring based on poor performance for one and one-half years after the protected activity and
after years of repeated errors did not demonstrate a pattern of antagonism under the ADEA. Id.
RMCTC argues that Mrs. Kercher received her second unsatisfactory evaluation over one year
after she filed a complaint against Mr. Witmer. Following this poor evaluation, she continued
the same pattern of performance problems which had been identified prior to her complaint and
21
FMLA leave.
Mrs. Kercher arguably makes a prima facie claim of FMLA retaliation through
her argument that she received additional assignments and negative performance appraisals
following her FMLA leave. Under the McDonnell Douglas burden-shifting framework, if an
employee establishes a prima facie case of retaliation under the FMLA, then the employer must
articulate a legitimate nonretaliatory reason for the adverse employment action. Caplan v. L
Brands/Victoria’s Secret Stores, LLC, 210 F. Supp. 3d 744, 764 (W.D. Pa. 2016), aff’d sub nom.
Caplan v. L Brands/Victoria’s Secret Stores, No. 16-4009, 2017 WL 3411813 (3d Cir. Aug. 9,
2017) (citations omitted). If the employer does so, then the burden shifts back to the employee to
prove by a preponderance of the evidence that the proffered reason is a pretext for retaliation. Id.
(citing Ross v. Gilhuly, 755 F.3d 185, 193 (3d Cir. 2014)). The legitimate nondiscriminatory
reason proffered by RMCTC is Mrs. Kercher’s performance issues. Mrs. Kercher must now
present evidence to show that RMCTC’s performance reasons for her termination were a pretext
for retaliation. To demonstrate pretext under the Fuentes test,
an employee must either: (1) offer evidence that casts sufficient doubt upon the
legitimate reason proffered by the defendant so that a fact-finder could reasonably
conclude that the reason was a fabrication, or (2) present evidence sufficient to
support an inference that discrimination was more likely than not a motivating or
determinative factor in the termination decision.
Sawa v. RDG-GCS Joint Ventures III, No. CV 15-6585, 2017 WL 3033996, at *19 (E.D. Pa. July
14, 2017)(citing Fuentes v. Perskie, 32 F.3d 759, 762 (3d Cir. 1994)). Under the first prong of
the Fuentes test, Mrs. Kercher must
point to “such weaknesses, implausibilities, inconsistencies, incoherencies, or
contradictions in the employer’s proffered legitimate reasons for its action that a
reasonable factfinder could rationally find them ‘unworthy of credence,’. . . and
22
hence infer ‘that the employer did not act for [the asserted] non-[retaliatory]
reasons.’” Fuentes, 32 F.3d at 765 (internal citations omitted). An employee
“cannot simply show that the employer’s decision was wrong or mistaken.” Id.
The fact that an employer made a bad decision does not make that decision
retaliatory; an employer can have any reason or no reason for its employment
action, so long as it is not a retaliatory reason. See Brewer v. Quaker State Oil Ref.
Corp., 72 F.3d 326, 332 (3d Cir. 1995). The question at prong one of the Fuentes
test “is not whether the employer made the best, or even a sound, business
decision;” it is whether the real reason for the employment decisions is retaliation.
Keller v. ORIX Credit Alliance, Inc., 130 F.3d 1101, 1109 (3d Cir. 1997).
Evidence undermining an employer’s proffered legitimate reasons must be
sufficient to “support an inference that the employer did not act for its stated
reasons.” Sempier v. Johnson & Higgins, 45 F.3d 724, 731 (3d Cir. 1995).
Id. Under prong two of the Fuentes pretext test, Mrs. Kercher must demonstrate that:
retaliation “was more likely than not a motivating or determinative cause of the
adverse employment action.” Fuentes, 32 F.3d at 762. The kinds of evidence
relied upon by the Court of Appeals for the Third Circuit under this prong of the
Fuentes test are: 1) whether the employer previously retaliated against the
plaintiff; 2) whether the employer has retaliated against other persons; and 3)
whether the employer has previously treated more favorably similarly situated
persons who did not engage in the protected activity at issue. See Simpson, 142
F.3d at 644-45.
Caplan, 210 F. Supp.3d at 765. Mrs. Kercher argues in her Sur-Reply Brief that:
There was never a list of essential job functions listed of Kercher’s job to
compare the elements of pre-FMLA and post-FMLA outlining the differences, but
emphasis placed upon additional listing of jobs and duties over and above the
pre-FMLA period of time when Kercher was taking many of her sick and
accumulated time off for a period of six months prior to mid-March qualifies for
blindness to the law and in retaliation Witmer took extra efforts to document
failures of performance to a minute degree which pre-2014 was not implemented.
The best time to gauge Kercher’s performance was for a period of time upon
return from FMLA when she recovered and was capable of performing not only
the essentials of the job but the additional list of items given to Kercher by Mr.
Witmer.
Sur-Reply Br., p. 4. Later in the Sur-Reply Brief, Mrs. Kercher argues that:
Plaintiff’s position with the defendant was as Business Office Supervisor.
The job description for plaintiff’s position, at the time of her hiring, is attached
23
hereto as Exhibit, H.T. Loudermill 03/31/15, No 1] After plaintiff’s approval for
intermittent FMLA leave, Witmer sent numerous memorandums complaining of
plaintiff’s absenteeism. Defendant alleges that all deadlines missed by the plaintiff
were set by herself; however, in these memorandums, Witmer sets deadlines and
also demanding that plaintiff work set hours and work from home while not in the
building. Witmer also added extra job duties including cross-training co-workers,
additional reconciliations, additional reporting, various items regarding budgets,
additional end of year items, along with the duties of other employees.
At the first of two formal meeting with the Reading Muhlenberg Joint
School, Mr. Witmer vis-a-vie the Board Attorney Stott charged Kercher with
“neglect of duty, violation of school laws, and improper conduct in the
commissioner omission of 14 Acts”, such language of documented as mere
non-performance/failure to perform by Mr. Witmer during the entire period of the
FMLA protection from mid-March 2014 and the actual FMLA application,
Exhibit Kercher 17 (although not submitted until 04/15/2014, but granted to
04/01/2014 due to Mr. Witmer’s delay of getting the appropriate forms to
Kercher). The FMLA was in effect from Or/01/2014 [sic] through her suspension
by Mr. Witmer by letter of November 10, 2014 (Exhibit Kercher 10).
For the reasons stated above, Plaintiff has met her burden of proof. There
are issues of material fact for a fact finder to consider. Therefore, Defendant is not
entitled to Summary Judgment.
Id. at 7. It appears to this Court that Mrs. Kercher presents sufficient argument to submit the
question to a jury whether the actions of Mr. Witmer establish a pattern of ongoing antagonism
toward her in the time between her protected activity and her termination. Accordingly, summary
judgment will be denied on Mrs. Kercher’s retaliatory discharge claim.
24
VI.
CONCLUSION
In viewing the facts most favorable to Mrs. Kercher as the non-movant, she fails
to present any disputed issues of material fact sufficient to show that there is a genuine issue for
trial with respect to her claims for violation of her due process rights and FMLA interference.
Summary judgment will be granted as to those claims. Because there exist disputed issues of fact
regarding Mrs. Kercher’s retaliatory discharge claim, summary judgment is denied as to that
claim.
An appropriate Order follows.
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