WILLIAM-WHITFIELD v. COMMONWEALTH LEHIGH COUNTY PRISON et al

Filing 6

MEMORANDUM OPINION. SIGNED BY HONORABLE EDWARD G. SMITH ON 1/6/22. 1/7/22 ENTERED AND COPIES NOT MAILED TO PRO SE.(mas)

Case 5:21-cv-04544-EGS Document 6 Filed 01/06/22 Page 1 of 12

IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA
AMER WILLIAM-WHITFIELD,
Plaintiff,
v.
COMMONWEALTH LEHIGH COUNTY
PRISON CASE WORKER OR INTAKE
PROCESS and LEHIGH COUNTY
COURTHOUSE 72 HOUR REPORT
OFFICE,
Defendants.

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CIVIL ACTION NO. 21-4544

MEMORANDUM OPINION
Smith, J.

January 6, 2022

The plaintiff is currently incarcerated in a Philadelphia jail awaiting trial on murder and
related charges. He has filed this civil action pursuant to 42 U.S.C. § 1983 by using the court’s
preprinted form for use by prisoners seeking to assert civil rights violations. He has identified two
defendants, which are sued in their official capacities only. The plaintiff also seeks leave to proceed
in forma pauperis.
As discussed below, the court will grant the plaintiff leave to proceed in forma pauperis.
Nevertheless, the court must dismiss the complaint because (1) his claims against what appears to
be a county court employee are barred by the Eleventh Amendment, (2) he has failed to state a
plausible claim against the county prison case worker and, even if he did, the statute of limitations
would bar any claim. The court notes that it appears that the plaintiff does attempt to assert a civil
rights claim relating to an incident which occurred in 2021, but it appears that such a claim does
not involve either of the named defendants. The court will grant the plaintiff leave to file an

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amended complaint should he be able to identify a defendant who was personally responsible for
the alleged incident in 2021.
I.

ALLEGATIONS AND PROCEDURAL HISTORY

On October 13, 2021, the clerk of court docketed an application for leave to proceed in
forma pauperis (the “IFP Application”) and a complaint filed by the pro se plaintiff, Amer
William-Whitfield (“William-Whitfield”). 1 See Doc. Nos. 1, 2. Unfortunately, the allegations in
the complaint are very difficult to comprehend. William-Whitfield attempted to use the court’s
form complaint for actions under 42 U.S.C. § 1983, and it lists numerous constitutional
amendments and mentions a marshal’s sale, “modification or redaction of personal identifiers
calendar control,” “operating procedures,” and “antitrust” among a list of random sentence
fragments. See Compl. at ECF p. 4, Doc. No. 2. He also mentions events allegedly occurring in
2015-2016 involving the Delaware County Sheriff picking him up from Lehigh County Prison
after a “72 hour [f]ugitive of justice s[e]arch which arose [sic] claim.” Id. He describes being
treated at St. Luke’s University Hospital (“St. Luke’s”) in 2013 and then waking up in jail. Id.
Attached to the form complaint are additional handwritten pages containing sentence fragments
apparently about a restitution judgment, see Doc. No. 2-1 at ECF pp. 2–3, the text of constitutional
amendments, see id. at ECF pp. 4–8, and citations to statutes and court rules, see id. at ECF p. 10.
He appears to also make allegations about cyber-attacks, reports of UFOs, and that food is causing
him to suffer from mental health issues. See id. at ECF p. 12.
The handwritten pages also describe the 2013 events at St. Luke’s in greater detail.
William-Whitfield assert that in a 2013 criminal case, he was admitted to St. Luke’s behavioral

Although William-Whitfield did not submit a prisoner account statement in this case, he did do so in his other
pending case, Civ. A. No. 21-4513. He appears to have intended to submit the statement in both that case and this one.
In the order that the court will separately file, the court will direct the clerk of court to file the statement on the docket
for this case.
1

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health unit because he began to hit a wall and door. See id. at ECF p. 14. He was surrounded by
guards, who grabbed him to stop him from yelling curses and hitting the wall. See id. He was then
sedated with an injection and later woke up in jail. See id. He alleges that the St. Luke’s staff did
not want him to get in trouble or be taken to jail, and the hospital was not supposed to release him
to jail. See id.
William-Whitfield goes on to state he “maxed out” his sentence in 2016 but, apparently,
an additional detainer was illegally lodged against him in Delaware County. See id. at ECF p. 15.
He claims that the Delaware County Sheriff violated his due process rights by picking him up from
Lehigh County Prison in 2016. See id. Finally, on one handwritten page, William-Whitfield alleges
that in September 2021 he was unlawfully restrained, and legal papers were put in a toilet because
“the officers didn’t want to give me any grievances.” Id. at ECF p. 1. He claims that there is proof
of this event on “camera view.” Id.
II.
A.

DISCUSSION
The IFP Application

Regarding applications to proceed in forma pauperis,
any court of the United States may authorize the commencement, prosecution or
defense of any suit, action or proceeding, civil or criminal, or appeal therein,
without prepayment of fees or security therefor, by a person who submits an
affidavit that includes a statement of all assets such prisoner possesses that the
person is unable to pay such fees or give security therefor.
28 U.S.C. § 1915(a)(1). This statute
“is designed to ensure that indigent litigants have meaningful access to the federal
courts.” Neitzke v. Williams, 490 U.S. 319, 324, 109 S.Ct. 1827, 104 L.Ed.2d 338
(1989). Specifically, Congress enacted the statute to ensure that administrative
court costs and filing fees, both of which must be paid by everyone else who files
a lawsuit, would not prevent indigent persons from pursuing meaningful litigation.
Deutsch[ v. United States, 67 F.3d 1080, 1084 (3d Cir. 1995)]. Toward this end, §
1915(a) allows a litigant to commence a civil or criminal action in federal court in
[sic] forma pauperis by filing in good faith an affidavit stating, among other things,
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that he is unable to pay the costs of the lawsuit. Neitzke, 490 U.S. at 324, 109 S.Ct.
1827.
Douris v. Middletown Twp., 293 F. App’x 130, 131–32 (3d Cir. 2008) (per curiam) (footnote
omitted).
The litigant seeking to proceed in forma pauperis must establish that the litigant is unable
to pay the costs of suit. See Walker v. People Express Airlines, Inc., 886 F.2d 598, 601 (3d Cir.
1989) (“Section 1915 provides that, in order for a court to grant in forma pauperis status, the
litigant seeking such status must establish that he is unable to pay the costs of his suit.”). “In this
Circuit, leave to proceed in forma pauperis is based on a showing of indigence. [The court must]
review the affiant’s financial statement, and, if convinced that he or she is unable to pay the court
costs and filing fees, the court will grant leave to proceed in forma pauperis.” Deutsch, 67 F.3d at
1084 n.5 (internal citations omitted).
Here, after reviewing the IFP Application, it appears that William-Whitfield is unable to
prepay the fees to commence this civil action. Therefore, the court will grant him leave to proceed
in forma pauperis. 2
B.

Standard of Review – Screening of Complaint Under 28 U.S.C. § 1915

Because the court has granted William-Whitfield leave to proceed in forma pauperis, the
court must engage in the second part of the two-part analysis and examine whether the complaint
is frivolous, malicious, fails to state a claim upon which relief can be granted, or asserts a claim
against a defendant immune from monetary relief. See 28 U.S.C. § 1915(e)(2)(B)(i)–(iii)
(providing that “[n]otwithstanding any filing fee, or any portion thereof, that may have been paid,
the court shall dismiss the case at any time if the court determines that-- . . . (B) the action or

As William-Whitfield is a prisoner, he must fully pay the filing fee in installments due to the Prison Litigation
Reform Act. See 28 U.S.C. § 1915(b).
2

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appeal—(i) is frivolous or malicious; (ii) fails to state a claim on which relief may be granted; or
(iii) seeks monetary relief against a defendant who is immune from such relief”). A complaint is
frivolous under section 1915(e)(2)(B)(i) if it “lacks an arguable basis either in law or fact,” Neitzke,
490 U.S. at 325, and is legally baseless if it is “based on an indisputably meritless legal theory.”
Deutsch, 67 F.3d at 1085. As for whether a complaint is malicious,
[a] court that considers whether an action is malicious must, in accordance with the
definition of the term “malicious,” engage in a subjective inquiry into the litigant’s
motivations at the time of the filing of the lawsuit to determine whether the action
is an attempt to vex, injure or harass the defendant.
Id. at 1086. “[A] district court may dismiss a complaint as malicious if it is plainly abusive of the
judicial process or merely repeats pending or previously litigated claims.” Brodzki v. CBS Sports,
Civ. No. 11-841, 2012 WL 125281, at *1 (D. Del. Jan. 13, 2012).
Concerning the analysis under section 1915(e)(2)(B)(ii), the standard for dismissing a
complaint for failure to state a claim pursuant to this subsection is identical to the legal standard
used when ruling on motions to dismiss under Federal Rule of Civil Procedure 12(b)(6). See
Tourscher v. McCullough, 184 F.3d 236, 240 (3d Cir. 1999) (applying Rule 12(b)(6) standard to
dismissal for failure to state claim under section 1915(e)(2)(B)). Thus, to survive dismissal, “a
complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to relief that is
plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atlantic Corp. v.
Twombly, 550 U.S. 544, 570 (2007)). The plaintiff’s factual allegations “must be enough to raise
a right to relief above the speculative level.” Twombly, 550 U.S. at 556 (citation omitted).
In addressing whether a pro se plaintiff’s complaint fails to state a claim, the court must
liberally construe the allegations set forth in the complaint. See Shorter v. United States, No. 202554, 2021 WL 3891552, at *5 (3d Cir. Sept. 1, 2021) (“At this early stage of the litigation, we
accept the facts alleged [in the pro se] complaint as true, draw all reasonable inferences in [the pro
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se plaintiff’s] favor, and ask only whether that complaint, liberally construed, . . . contains facts
sufficient to state a plausible . . . claim.” (citation, internal quotation marks, and all original
alterations omitted)); Vogt v. Wetzel, 8 F.4th 182, 185 (3d Cir. 2021) (“We construe Vogt’s pro se
filings liberally. This means we remain flexible, especially ‘when dealing with imprisoned pro se
litigants’ like Vogt.” (internal citations omitted) (quoting Mala v. Crown Bay Marina, Inc., 704
F.3d 239, 244–45 (3d Cir. 2013))); Higgs v. Att’y Gen., 655 F.3d 333, 339–40 (3d Cir. 2011)
(explaining that “when presented with a pro se litigant, we have a special obligation to construe
his complaint liberally” (citation and internal quotation marks omitted)). Yet, conclusory
allegations will not suffice. See Iqbal, 556 U.S. at 678 (“A pleading that offers ‘labels and
conclusions’ or ‘a formulaic recitation of the elements of a cause of action will not do.’” (quoting
Twombly, 550 U.S. at 555)).
Additionally, when construing a pro se plaintiff’s complaint, the court will “‘apply the
relevant legal principle even when the complaint has failed to name it.’” Vogt, 8 F.4th at 185
(quoting Mala, 704 F.3d at 244). However, pro se litigants “‘cannot flout procedural rules—they
must abide by the same rules that apply to all other litigants.’” Id. (quoting Mala, 704 F.3d at 245).
C.

Analysis

William-Whitfield appears to be seeking relief in this case under 42 U.S.C. § 1983. This
statute provides in pertinent part as follows:
Every person who, under color of any statute, ordinance, regulation, custom, or
usage, of any State or Territory or the District of Columbia, subjects, or causes to
be subjected, any citizen of the United States or other person within the jurisdiction
thereof to the deprivation of any rights, privileges, or immunities secured by the
Constitution and laws, shall be liable to the party injured in an action at law, suit in
equity, or other proper proceeding for redress[.]
42 U.S.C. § 1983. When attempting to establish a claim under section 1983, a plaintiff must allege
and prove that a “person” deprived the plaintiff of a constitutional right while acting under color
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of state law. See West v. Atkins, 487 U.S. 42, 49 (1988) (“To state a claim under § 1983, a plaintiff
must allege the violation of a right secured by the Constitution and laws of the United States, and
must show that the alleged deprivation was committed by a person acting under color of state
law.”).
1.
Official Capacity Claims Against Defendants, “Commonwealth Lehigh County
Prison Case Worker or Intake Process” and “Lehigh County Courthouse 72 Hour Report
Office”
William-Whitfield has named as defendants, “Commonwealth Lehigh County Prison Case
Worker or Intake Process” and “Lehigh County Courthouse 72 Hour Report Office.” Each are
named in their official capacities. Although not entirely clear, the court understands him to attempt
to bring claims against unknown employees of Lehigh County Prison and the Lehigh County Court
of Common Pleas. The exact nature of the claims he seeks to bring against these individuals,
however, is entirely unclear. Neither claim will proceed past screening.
An official capacity claim against an employee of the Lehigh County Court of Common
Pleas is, in essence, a claim against the Commonwealth of Pennsylvania. This is because the Court
of Common Pleas is part of Pennsylvania’s unified judicial system, and thus shares in the
Commonwealth’s Eleventh Amendment immunity. 3 See Benn v. First Judicial Dist. of Pa., 426
F.3d 233, 241 (3d Cir. 2005). Suits against state officials acting in their official capacities are really
suits against the employing government agency, and as such, are also barred by the Eleventh
Amendment. A.W. v. Jersey City Public Schs., 341 F.3d 234, 238 (3d Cir. 2003); see also Hafer v.
Melo, 502 U.S. 21, 25 (1991); Will v. Mich. Dep’t of State Police, 491 U.S. 58, 70–71 (1989). As
the Commonwealth has not waived its Eleventh Amendment immunity for lawsuits filed in federal

The Eleventh Amendment states that “[t]he Judicial power of the United States shall not be construed to extend to
any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or
by Citizens or Subjects of any Foreign State.” U.S. Const. amend. XI.
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court, see 42 Pa. C.S. § 8521–22; see also Lavia v. Pa. Dep’t of Corr., 224 F.3d 190, 195 (3d Cir.
2000) (explaining that Pennsylvania has not waived Eleventh Amendment immunity), it and its
departments, as well as their officials sued in their official capacities, are immune from suits filed
in federal court. Accordingly, the official capacity claim against the “Lehigh County Courthouse
72 Hour Report Office” is dismissed. 4
With regard to William-Whitfield’s claims against the county case worker, the court notes
that a plaintiff suing under section 1983 can assert claims against individuals in their individual
and official capacities. Individual capacity claims under section 1983 “seek to recover money from
a government official, as an individual, for acts performed under color of state law.” Gregory v.
Chehi, 843 F.2d 111, 120 (3d Cir. 1988). Official capacity claims “‘generally represent only
another way of pleading an action against an entity of which an officer is an agent.’” Kentucky v.
Graham, 473 U.S. 159, 165–66 (1985) (quoting Monell v. Dep’t of Soc. Servs. of City of N.Y., 436
U.S. 658, 690 n.55 (1978)). That is because “an official capacity suit is, in all respects other than
name, to be treated as a suit against the entity.” Id. at 166. “A judgment against a public servant
‘in his official capacity’ imposes liability on the entity that [the public servant] represents[.]”
Brandon v. Holt, 469 U.S. 464, 471 (1985).
Based on the above, to plausibly assert a claim against the county case worker in this
defendant’s official capacity, William-Whitfield must include sufficient allegations that would
allow for liability against the municipality which employs the individual defendants, namely,
Lehigh County. See Thomas v. City of Chester, Civ. A. No. 15-3955, 2016 WL 1106900, at *2
The Eleventh Amendment serves as “a jurisdictional bar which deprives federal courts of subject matter jurisdiction.”
Blanciak v. Allegheny Ludlum Corp., 77 F.3d 690, 694 n.2 (3d Cir. 1996).
As this dismissal based on Eleventh Amendment immunity is for lack of subject-matter jurisdiction, the dismissal is
without prejudice even though William-Whitfield cannot reassert another official capacity claim for monetary relief
against these defendants in this court. See Figueroa v. Buccaneer Hotel Inc., 188 F.3d 172, 182 (3d Cir. 1999)
(agreeing that “a dismissal for lack of subject-matter jurisdiction is not an adjudication on the merits and thus should
be ordered ‘without prejudice’ ” (citations omitted)).
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(E.D. Pa. Mar. 21, 2016) (“A suit for damages against an individual municipal employee in his or
her ‘official capacity’ is not cognizable unless the requirements of Monell are met.” (citation
omitted)); see also McHugh v. Koons, Civ. A. No. 14-7165, 2015 WL 9489593, at *9 (E.D. Pa.
Dec. 30, 2015) (“An official capacity suit against a prosecutor is essentially a municipal liability
claim against the District Attorney’s Office[ ] pursuant to Monell.”). To assert plausible claims
against Lehigh County, William-Whitfield must allege that it has a policy or custom which caused
the violation of his constitutional rights. See Monell, 436 U.S. at 694 (“We conclude, therefore,
that a local government may not be sued under § 1983 for an injury inflicted solely by its
employees or agents. Instead, it is when execution of a government’s policy or custom, whether
made by its lawmakers or by those whose edicts or acts may fairly be said to represent official
policy, inflicts the injury that the government as an entity is responsible under § 1983.”). Thus,
William-Whitfield “must identify [the] custom or policy, and specify what exactly that custom or
policy was” to satisfy the applicable pleading standard. McTernan v. City of York, PA, 564 F.3d
636, 658 (3d Cir. 2009) (citation omitted).
A “policy” arises when a decision-maker possessing final authority issues an official
proclamation, policy, or edict. Pembaur v. City of Cincinnati, 475 U.S. 469, 481 (1986). “‘Custom,
on the other hand, can be proven by showing that a given course of conduct, although not
specifically endorsed or authorized by law, is so well-settled and permanent as virtually to
constitute law.’” Estate of Roman v. City of Newark, 914 F.3d 789, 798 (3d Cir. 2019) (quoting
Bielevicz v. Dubinon, 915 F.2d 845, 850 (3d Cir. 1990)). For a custom to be the proximate cause
of an injury, a plaintiff must establish that the defendant “had knowledge of similar unlawful
conduct in the past, failed to take precautions against future violations, and that its failure, at least
in part, led to [the plaintiff’s] injury.” Id. (internal quotation marks and alterations omitted).

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Regardless of whether a plaintiff is seeking to impose Monell liability for a policy or a custom, “it
is incumbent upon a plaintiff to show that a policymaker is responsible either for the policy or,
through acquiescence, for the custom.” Andrews v. City of Philadelphia, 895 F.2d 1469, 1480 (3d
Cir. 1990); see also Bielevicz, 915 F.2d at 850 (explaining that in both methods to obtain liability
under Monell, “a plaintiff must show that an official who has the power to make policy is
responsible for either the affirmative proclamation of a policy or acquiescence in a well-settled
custom”).
In addition,
[t]here are three situations where acts of a government employee may be deemed
to be the result of a policy or custom of the governmental entity for whom the
employee works, thereby rendering the entity liable under § 1983. The first is where
“the appropriate officer or entity promulgates a generally applicable statement of
policy and the subsequent act complained of is simply an implementation of that
policy.” Bryan County, 520 U.S. at 417, 117 S.Ct. 1382 (Souter, J., dissenting). The
second occurs where “no rule has been announced as policy but federal law has
been violated by an act of the policymaker itself.” Id. Finally, a policy or custom
may also exist where “the policymaker has failed to act affirmatively at all, [though]
the need to take some action to control the agents of the government ‘is so obvious,
and the inadequacy of existing practice is likely to result in the violation of
constitutional rights, that the policymaker can reasonably be said to have been
deliberately indifferent to the need.’” Id. at 417–18, 117 S.Ct. 1382 (quoting City
of Canton, Ohio v. Harris, 489 U.S. 378, 390, 109 S.Ct. 1197, 103 L.Ed.2d 412
(1989)); see also Berg, 219 F.3d at 276 (holding that plaintiff must “demonstrat[e]
that the municipal action was taken with ‘deliberate indifference’ to its known or
obvious consequences”).
Natale v. Camden Cnty. Corr. Facility, 318 F.3d 575, 584 (3d Cir. 2003) (alterations in original)
(internal footnote omitted).
Here, William-Whitfield does not include any allegations in the complaint indicating that
he was injured due to a policy or custom of Lehigh County. As such, his official capacity claim
against the county case worker is implausible and will be dismissed. 5
As all the allegations seemingly connected to this defendant occurred between 2013 and 2016, this dismissal will be
with prejudice because, even if William-Whitfield had stated the elements of a plausible Monell claim, the claim

5

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2.

Claims Based on 2021 Incident

As indicated above, William-Whitfield also alleges that, in September 2021, he was
unlawfully restrained, and his legal papers were placed in a toilet because “the officers didn’t want
to give me any grievances.” Doc. No. 2-1 at ECF p. 1. While neither of the named defendants
appears to have any connection with this incident, the court cannot state at this time that WilliamWhitfield can never state a plausible claim based on this incident. Accordingly, the court will
permit William-Whitfield the opportunity to file an amended complaint to name an appropriate
individual defendant who was personally involved in a denial of his constitutional rights by these
actions. See Rode v. Dellarciprete, 845 F.2d 1195, 1207 (3d Cir. 1988) (“A defendant in a civil
rights action must have personal involvement in the alleged wrongs” to be liable).
III.

CONCLUSION

For the foregoing reasons, the court will dismiss without prejudice William-Whitfield’s
official capacity claims against “Lehigh County Courthouse 72 Hour Report Office” because they
are barred by the Eleventh Amendment. The court will also dismiss with prejudice WilliamWhitfield’s claims against “Commonwealth Lehigh County Prison Case Worker or Intake
Process” with prejudice because the claims are implausible and otherwise time-barred. The court
will dismiss the complaint without prejudice to William-Whitfield filing an amended complaint to
name a proper defendant who allegedly violated his civil rights.

would be untimely. See Wisniewski v. Fisher, 857 F.3d 152, 157 (3d Cir. 2017) (“A complaint is subject to dismissal
for failure to state a claim on statute of limitations grounds only when the statute of limitations defense is apparent on
the face of the complaint.”); Kach v. Hose, 589 F.3d 626, 634 (3d Cir. 2009) (holding that timeliness of section 1983
claim is governed by two-year limitations period applicable to personal injury actions in Pennsylvania (citing 42 Pa.
C.S. § 5524(2)); see also Fletcher-Harlee Corp. v. Pote Concrete Contractors, Inc., 482 F.3d 247, 252 (3d Cir. 2007)
(“[I]n civil rights cases district courts must offer amendment—irrespective of whether it is requested—when
dismissing a case for failure to state a claim unless doing so would be inequitable or futile.”); Grayson v. Mayview St.
Hosp., 293 F.3d 103, 108 (3d Cir. 2002) (explaining that district court ordinarily must grant leave to amend, even
without plaintiff requesting leave to amend, “unless amendment would be inequitable or futile”).

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The court will enter a separate order.
BY THE COURT:

/s/ Edward G. Smith
EDWARD G. SMITH, J.

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