Kimberly-Clark Worldwide Inc v. First Quality Products Inc et al
Filing
438
MEMORANDUM AND ORDER - AND NOW, this 5th day of July, 2011, after review of plf.'s mtn. for reconsideration, & pur. to the accompanying memorandum, it is ordered: 1. Plf.'s mtn. for reconsideration 388 is granted. 2. Our memo & order of 3 /1/11 382 are vacated. 3. Defts.' SJ mtn. 294 is denied. 4. For the Kellenberger Patent, "at least about" means "equal to or greater than approximately." 5. For the Melius Patent, "less than about" means "less than approximately, "and at least about" means "equal to or greater than approximately." (See order for complete details.) Signed by Honorable William W. Caldwell on 7/5/11. (am, )
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
KIMBERLY-CLARK WORLDWIDE, INC.,
:
Plaintiff
:
vs.
: CIVIL NO. 1:CV-09-1685
:
FIRST QUALITY BABY PRODUCTS, LLC,
FIRST QUALITY PRODUCTS, INC.,
:
FIRST QUALITY RETAIL SERVICES, LLC,
FIRST QUALITY HYGIENIC, INC.,
:
Defendants and
Counterclaim Plaintiffs
:
vs.
:
KIMBERLY-CLARK CORPORATION,
:
KIMBERLY-CLARK WORLDWIDE, INC.,
KIMBERLY-CLARK GLOBAL SALES, LLC,:
Counterclaim Defendants
MEMORANDUM
I.
Introduction
Presently before the court is plaintiff Kimberly-Clark Worldwide Inc.’s (“KC”)
motion for reconsideration of our order of March 1, 2011, granting defendants’ First
Quality Baby Products, LLC, First Quality Products, Inc., First Quality Retail Services,
LLC, and First Quality Hygienic, Inc. (collectively “First Quality”) summary judgment
motion on the issue of invalidity of the U.S. Patent No. 5,147,343 (“Kellenberger Patent”)
and U.S. Patent No. 5,601,542 (“Melius Patent”). In our memorandum and order, we
concluded that portions of the patents were indefinite and therefore invalid as a matter of
law. See Kimberly-Clark Worldwide, Inc. v. First Quality Baby Products, LLC, No. CV-091685, 2011 WL 871479 (M.D. Pa. Mar. 1, 2011).
In support of its motion, KC argues the following: (1) the court erroneously
refused to consider extrinsic evidence establishing that the claim terms at issue have a
commonly accepted meaning to those skilled in the art; (2) the court erred by
disregarding the declaration of KC’s technical expert; and (3) the court erred by requiring
numeral ranges and statistical deviations for the claim terms at issue. After careful
consideration, we will grant plaintiff’s motion and vacate our order of March 2, 2011.1
II.
Discussion
A court possesses the authority to revise interlocutory orders “when it is
consonant with justice to do so." See United States v. Jerry, 487 F.2d 600, 605 (3d Cir.
1973); Alea N. Am. Ins. Co. v. Salem Masonry Co., 301 Fed. Appx. 119, 121 (3d Cir.
2008)(nonprecedential)(citing Jerry). A motion for reconsideration “cannot be used
simply to reargue theories on which the court has already ruled,” St. Mary’s Water Auth.
v. St. Paul Fire & Marine Ins. Co., No. 1:CV-04-1593, 2007 WL 1412240, at *1 (M. D. Pa.
May 11, 2007)(Caldwell, J.), or to relitigate a point of disagreement with the court, see
Abu-Jamal v. Horn, No. 99-5089, 2001 WL 1609761 (E.D. Pa. Dec. 18, 2001). Likewise,
it cannot be used “to introduce new evidence, tender new legal theories, or raise
arguments which could have been offered or raised prior to entry” of the order. St.
1
A patent is presumed valid, 35 U.S.C. § 282, and this presumption can only be
overcome by clear and convincing evidence. Microsoft Corp. v. i4i Ltd. P’ship, --- U.S. ----, --S.Ct. ----, 2011 WL 2224428 (2011); Helifix Ltd. v. Blok-Lok, Ltd., 208 F.3d 1339, 1346 (Fed.
Cir. 2000).
2
Mary’s Water Auth., 2007 WL 1412240 at *1 (in the context of a Rule 59(e) motion). In
other words, a litigant’s motion cannot be an attempt at a “second bite at the apple.”
Bhatnagar v. Surrendra Overseas Ltd., 52 F.3d 1220, 1231 (3d Cir. 1995).
As to KC’s first and third arguments, we disagree with KC’s characterization
of our March 1, 2011 memorandum opinion. First, our opinion did not require a numerical
range or statistical deviation. We merely stated that evidence of a numerical range or
statistical deviation would help “explain the scope of the claims” and reiterated that
absolute clarity was not required of a claim term. Id. at *3, *4. Second, all extrinsic
evidence that was submitted by the parties was reviewed. We determined that KC’s
citation to First Quality’s patents was irrelevant to our analysis because the mere citation
to other patents does not aid the court in properly construing a claim term. Nevertheless,
it is relevant insofar as it shows that the claim terms are commonly used by those skilled
in the art, and thus goes against First Quality’s invalidity arguments.
KC’s submission regarding its technical expert also demands further
consideration. Based on the record before the court at the time we examined First
Quality’s summary judgment motion, we concluded that KC’s technical expert’s opinion
was “unhelpful” in determining the proper scope of the disputed claim terms because the
expert “fail[ed] to support his opinion with any intrinsic or extrinsic evidence.” KimberlyClark Worldwide, Inc., 2011 WL 871479 at *4. KC cures this deficiency by providing a
more detailed analysis undertaken by its expert. This new evidence, which we can only
surmise was previously available, in conjunction with First Quality’s lack of proffering
3
affirmative evidence of indefiniteness, sufficiently rebuts First Quality’s argument that the
claim terms are “insolubly ambiguous.” See Datamize, LLC v. Plumtree Software, Inc.,
417 F.3d 1342, 1347 (Fed. Cir. 2005)(“Only claims not amendable to construction or
insolubly ambiguous are indefinite.”).2 We therefore conclude that First Quality has failed
to meet its exacting standard of showing by clear and convincing evidence that the claim
terms at issue are indefinite.
Claim terms 1, 8, 9, 20, and 41 of the Kellenberger Patent contain the
phrase “at least about 50%, by weight, of said superabsorbent material.” U.S. Patent No.
5,147,343 (claims 8 and 9 provide “the superabsorbent material” instead of “said
superabsorbent material”). In addition, claims 8 and 9 further provide, respectively, that
the superabsorbent material “has a particle size of at least about 100 microns” and “has a
particle size of at least about 150 microns.” U.S. Patent No. 5,147,343, claims 8 and 9.
KC argues that “at least about” should be construed to mean “equal to or greater than
approximately.”3 Based on our preceding discussion, we conclude that First Quality has
2
In his new declaration, Mr. Butterworth shows how individuals within the industry
understood “at least about” and “less than about” to be words of approximation that are
commonly and frequently used to describe absorbent products, components used in said
products, and related testing methods. (doc. 389, Ex. A.) In addition, Mr. Butterworth
provides publications, which reflect that the claim terms are commonly understood by people
skilled in the art as words of approximation.
3
Claim construction is a matter of law. Markman v. Westview Instruments, Inc., 52
F.3d 967, 979 (Fed. Cir. 1995)(en banc), aff’d, 517 U.S. 370, 116 S.Ct. 1384 (1996). “It is a
‘bedrock principle’ of patent law that ‘the claims of a patent define the invention to which a
patentee is entitled the right to exclude.’” Phillips v. AWH Corp., 415 F.3d 1303, 1312 (Fed.
Cir. 2005)(quoting Innova/Pure Water, Inc. v. Safari Water Filtration Sys., Inc., 381 F.3d 1111,
1115 (Fed. Cir. 2004)). The words of a claim are generally given their “ordinary and
customary meaning.” Id. (quoted case omitted). “[T]he ordinary and customary meaning of a
claim term is the meaning that the term would have to a person of ordinary skill in the art...at
4
failed to show by clear and convincing evidence that the claim terms are indefinite and
therefore invalid. Based on this and in light of their failure to provide an alternative
construction, we conclude that the intrinsic and extrinsic evidence support KC’s proposed
construction. Thus, we will construe “at least about” found in claims 1, 8, 9, 20, and 41 to
mean “equal to or greater than approximately.”
Similar to the Kellenberger Patent, claims 18, 19, 65, 71, 74, 79, 84, and 88
of the Melius Patent also contain the phrase “at least about,” and claims 16, 22-24, 64,
69, 73, 78, 83, and 88 contain the additional phrase “less that about.” These terms
include the above mentioned modifying language in conjunction with a numerical value,
for example “having a Pressure Absorbency Index of at least about 110" or “a Vortex
Time of less than about 45 seconds.” U.S. Patent No. 5,601,542, Claim 71 & 69. KC
contends that “less than about” means “less than approximately,” and that “at least about”
means “equal to or greater than approximately.” Offering the same arguments as
advanced for the Kellenberger Patent, First Quality contended that this phrase is
indefinite. However as we indicated, First Quality failed to show by clear and convincing
evidence that the claim terms are indefinite and therefore invalid. Based on this and in
the time of the invention.” Id. at 1313. We determine this meaning primarily through intrinsic
evidence, i.e. the claim language, the specification and the prosecution history. See PowerOne, Inc. v. Artesyn Technologies, Inc., 599 F.3d 1343, 1348 (Fed. Cir. 2010); see also
Phillips, 381 F.3d at 1312-17 (defining intrinsic evidence); Arlington Indus., Inc. V. Bridgeport
Fittings, Inc., No. 01-0485, 2008 WL 542966, at *1 (M.D. Pa. Feb. 25, 2008). We may also
consider extrinsic evidence, such as dictionaries, treatises, and expert testimony, to shed light
on claim construction, but such evidence “is less significant than the intrinsic record” and “is
unlikely to result in a reliable interpretation of patent claim scope unless considered in the
context of the intrinsic evidence.” Phillips, 381 F.3d at 1317-19.
5
light of its failure to provide an alternative construction, we conclude that the intrinsic and
extrinsic evidence support KC’s proposed construction. Therefore, we will construe “less
than about” to mean “less than approximately,” and “at least about” to mean “equal to or
greater than approximately.”
We will issue an appropriate order.
/s/William W. Caldwell
William W. Caldwell
United States District Judge
6
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
KIMBERLY-CLARK WORLDWIDE, INC.,
:
Plaintiff
:
vs.
: CIVIL NO. 1:CV-09-1685
:
FIRST QUALITY BABY PRODUCTS, LLC,
FIRST QUALITY PRODUCTS, INC.,
:
FIRST QUALITY RETAIL SERVICES, LLC,
FIRST QUALITY HYGIENIC, INC.,
:
Defendants and
Counterclaim Plaintiffs
:
vs.
:
KIMBERLY-CLARK CORPORATION,
:
KIMBERLY-CLARK WORLDWIDE, INC.,
KIMBERLY-CLARK GLOBAL SALES, LLC,:
Counterclaim Defendants
ORDER
AND NOW, this 5th day of July, 2011, after review of plaintiff’s motion for
reconsideration, and pursuant to the accompanying memorandum, it is ordered:
1. Plaintiff’s motion for reconsideration (doc. 388) is granted.
2. Our memorandum and order of March 1, 2011 (doc. 382)
are vacated.
3. Defendants’ summary judgment motion (doc. 294) is
denied.
4. For the Kellenberger Patent, “at least about” means “equal
to or greater than approximately.”
5. For the Melius Patent, “less that about” means “less than
approximately,” and “at least about” means “equal to or
greater than approximately.”
/s/William W. Caldwell
William W. Caldwell
United States District Judge
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