Quirindongo v. Federal Bureau of Prisons et al
Filing
66
MEMORANDUM AND ORDER: 1) The motion for summary judgment 49 is GRANTED with respect to Defendants Martinez, Holtzapple, Pigos, Rey, Russell, Conlin, Potope, and Donlin.2) Entry of judgment on their behalf is DEFERRED pending further orderof court. Signed by Honorable Sylvia H. Rambo on 07/18/12 (ma, )
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
DULCIDIO QUIRINDONGO,
Plaintiff
v.
WARDEN RICARDO MARTINEZ,
et al.,
Defendants
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CIVIL NO. 1:CV-10-01742
(Judge Rambo)
MEMORANDUM
Plaintiff Dulcidio Quirindongo, an inmate currently incarcerated at the
United States Penitentiary at Allenwood (“USP-Allenwood”) in White Deer,
Pennsylvania, filed this Bivens1-type action on August 19, 2010, as amended July
7, 2011, against several USP-Allenwood officials and two external medical
providers.2 (Doc. 32.) In the amended complaint, Plaintiff asserts that Defendants
Bivens actions are the federal counterpart to § 1983 claims brought against state
officials. Egervary v. Young, 366 F.3d 238, 246 (3d Cir. 2004) (citing Brown v. Philip
Morris, Inc., 250 F.3d 789, 800 (3d Cir. 2001)). “[C]ourts have generally relief upon the
principles developed in the case law applying section 1983 to establish the outer perimeters
of a Bivens claim against federal officials.” Schrob v. Catterson, 948 F.2d 1402, 1409 (3d Cir.
1991).
1
Plaintiff names the following Defendants from USP-Allenwood: Warden Ricardo
Martinez, Jennifer Holtzapple, Kevin Pigos, Lisa Rey, Joanne Russell, Sean Conlin, James
Potope, and Edward Donlin. In addition, Plaintiff names Bloomsburg Hospital and a urologist
there, Anuj Chopra. Finally, Plaintiff names the Bureau of Prisons (“BOP”). However, by
memorandum and order dated June 16, 2011, the court granted a previously-filed motion to
dismiss in favor of the BOP as it is not a proper party Defendant in a Bivens action, and
terminated it as a party in this action. (See Doc. 31.) Thus, the BOP are again terminated as a
party in this action.
2
were deliberately indifferent to his serious medical needs following surgery related
to his prostate cancer.
Before the court is a motion to dismiss and for summary judgment filed on
behalf of Defendants. (Doc. 49.) For the reasons set forth below, the motion for
summary judgment will be granted in favor of Defendants.
I.
Background
In his amended complaint, Plaintiff alleges that on October 7, 2008, he
underwent a “radical prostatectomy that required major surgery.” (Doc. 32 at 1.)
Following his surgery, he returned to USP-Allenwood. (See id.) In connection
with his post-surgery care at USP-Allenwood, Plaintiff claims that “(1)
[Defendants] failed to provide the proper standard of care; (2) [Defendants]
willfully neglected to maintain a proper delivery of aftercare; (3) the onsite medical
staff at USP-Allenwood was untrained to deal with the seriousness of the medical
issues of the plaintiff; (4) plaintiff was not provided with the minimal standard of
care for a human being; (5) and [Defendants] kept the plaintiff in a contaminated,
unsanitary environment, post-operatorily, that caused the plaintiff a major
infection.” (Id. at 2.) Plaintiff further alleges that the lack of Spanish-speaking
personnel at USP-Allenwood delayed his care because personnel could not
2
understand his complaints. (Id. at 3.) As relief, Plaintiff seeks an order directing
that medical staff be trained to speak Spanish at USP-Allenwood, monetary
damages for pain and suffering, and an evidentiary hearing. (Id. at 5.)
A.
Facts
In support of their motion for summary judgment, Defendants submitted a
statement of material facts.3 (Doc. 52.) Because Plaintiff has failed to file an
opposing statement of material facts, the following facts submitted by Defendants
are deemed admitted.4
Defendant Physician’s Assistant (“PA”) Jennifer Holtzapple reviewed the
medical records of Plaintiff relative to this action. (Doc. 52 ¶ 27.) Those records
reveal that on August 7, 2008, Plaintiff was seen by the in-house urologist and it
was determined that he had prostate cancer. (Id.) PA Holtzapple then submitted a
In support of the instant motion and their statement of material facts, Defendants have
submitted the declarations of K. Michael Sullivan and Jennifer Holtzapple, with supporting
attachments. (Doc. 53-1-11.) With irritation the court notes that the medical documents
attached to Defendant Holtzapple’s declaration are in no apparent order whatsoever, and thus are
disorganized and confusing, at best. However, where necessary, the court will supplement
Defendants’ asserted facts with citations to the medical record attached to Defendant
Holtzapple’s declaration.
3
In his sur reply to the instant motion for summary judgment, Plaintiff asserts that he did,
in fact, file a response to Defendants’ statement of material facts on December 22, 2011. (See
Doc. 60 ¶ 3(c).) From a review of the docket in this case, it appears that Plaintiff is referring to
his brief in opposition to the instant motion, filed on December 27, 2011. (Doc. 57.) As this
brief is not a counter statement of material facts, the court rejects Plaintiff’s argument here with
respect to submission of a counter statement of material facts.
4
3
consult to proceed with a radical prostatectomy as soon as possible. (Id. ¶ 28.)
This medical encounter note was cosigned by Defendant Dr. Kevin Pigos. (Id. ¶
29; Doc. 53-4 at 47.)
On September 16, 2008, PA Holtzapple reviewed a medical note written by
Defendant Lisa Rey, USP-Allenwood’s Medical Records Technician (“MRT”),
requesting a physical examination, x-ray, and blood work for Plaintiff in
preparation for his prostate surgery. (Doc. 52 ¶ 30.) On September 17, 2008, PA
Holtzapple ordered the blood work and chest x-ray in preparation for Plaintiff’s
prostate surgery. (Id. ¶ 31.) Further, on October 2, 2008, PA Holtzapple
conducted a physical examination of Plaintiff in preparation for the surgery, and
the examination was noted as unremarkable. (Id. ¶ 32.) In addition, Plaintiff was
counseled on a plan of care and he verbalized his understanding of the treatment
plan. (Id. ¶ 33; Doc. 53-4 at 40.) This medical encounter was cosigned by Dr.
Pigos on October 7, 2008. (Doc. 52 ¶ 34; Doc. 53-4 at 41.)
After the October 7, 2008 prostatectomy, on October 8, 2008, Dr. Pigos
spoke with the outside physician who performed the surgery, and noted that
Plaintiff was doing well post-surgery with no complications. (Doc. 53-4 at 38.)
Further, it was noted that Plaintiff would return to USP-Allenwood in two days.
(Id.)
4
Plaintiff returned to USP-Allenwood on October 10, 2008. (Doc. 53-4 at
37.) He voiced a complaint of pain of 6 on a 1-10 scale. (Id.) A catheter was in
place, draining blood-tinged urine. (Id.) Plaintiff was prescribed several
medications for pain management, given instructions on use of the catheter, and
told of the need to change his dressing daily. (Id.) Also, he was told to follow up
at the next urology clinic. (Id.) This clinical encounter/administrative note was
cosigned by Dr. Pigos on October 14, 2008. (Id.)
On October 11, 2008, a staff nurse examined Plaintiff, gave him sterile
gauze and tape for incision care, and gave him Tylenol #3 (with codeine) as
prescribed. (Id. at 36.) The medical encounter, cosigned by Dr. Pigos on October
14, 2008, also noted that Plaintiff was ambulating about his cell with no problems,
had a catheter in place and urine was clearing up, but was voicing complaints about
some pain. (Id.) As a result, the note indicated that Plaintiff would continue to be
monitored and given medication as provided. (Id.)
On October 13, 2008, PA Holtzapple saw Plaintiff while doing rounds and
gave him Tylenol #3 for pain, despite him telling her that he does not have much
pain, only constipation. (Doc. 52 ¶ 35; Doc. 53-4 at 35.) PA Holtzapple explained
to Plaintiff that the Tylenol #3 could cause constipation, and Plaintiff responded
that he would only take the medication if he was having pain. (Doc. 52 ¶ 36; Doc.
5
53-4 at 35.) She then gave Plaintiff sterile gauze for a dressing change and
medication for his constipation. (Doc. 52 ¶ 37; Doc. 53-4 at 35.) She also told
Plaintiff to inform medical staff if any problems with his care arose and to drink a
lot of water, both instructions of which he stated he understood. (Doc. 52 ¶ 39;
Doc. 53-4 at 35.) Finally, she scheduled a consult with the in-house urologist for
the next urology clinic. (Doc. 52 ¶ 38; Doc. 53-4 at 35.) This medical encounter
was cosigned by Dr. Pigos on October 14, 2008. (Doc. 52 ¶ 40; Doc. 53-4 at 35.)
PA Holtzapple examined Plaintiff again on October 13, 2008, after he
complained of being cold and having trouble breathing due to his pre-existing
asthma. (Doc. 52 ¶ 41; Doc. 53-4 at 33.) Plaintiff’s vital signs were within normal
limits, but a rectal examination revealed hemorrhoids. (Doc. 52 ¶ 42; Doc. 53-4 at
34.) He was prescribed a nebulizer, an additional jumpsuit to wear in his cell, and
an extra blanket. (Doc. 52 ¶ 43; Doc. 53-4 at 34.) He was also encouraged to
drink a lot of water and avoiding straining during bowel movements. (Doc. 52 ¶
43; Doc. 53-4 at 34.) Plaintiff stated that he felt better after receiving the
nebulizer, and understood the plan of care explained to him. (Doc. 52 ¶ 44; Doc.
53-4 at 34.) This clinical encounter was cosigned by Dr. Pigos on October 14,
2008. (Doc. 52 ¶ 45; Doc. 53-4 at 34.)
6
On October 14, 2008, through Dr. Pigos, PA Holtzapple prescribed Plaintiff
a stool softener (docusate sodium capsule) and an oxybutynin tablet to assist with a
urinary problem. (Doc. 52 ¶ 46; Doc. 53-4 at 32.) Later that day, Defendant EMT
Conlin examined Plaintiff, who stated that he was out of Motrin and continued to
have moderate abdominal pain at the surgery site. (Doc. 53-4 at 31.) EMT Conlin
gave Plaintiff twelve tablets of Motrin from the night stock immediately and
instructed him to get additional refills at sick-call. (Id.)
On October 15, 2008, after speaking with Defendant Dr. Chopra from
Bloomsburg Hospital, PA Holtzapple directed Plaintiff to report to Health Services
to have his staples removed. (Doc. 52 ¶ 47; Doc. 53-4 at 30.) Once the staples
were removed, it was noted that the incision site had healed well with no signs of
infection. (Doc. 52 ¶ 48; Doc. 53-4 at 30.) He was given a “leg bag” (a small bag
that straps to your leg and is used in conjunction with a catheter) to use during the
day and a wheelchair. (Doc. 52 ¶ 49; Doc. 53-4 at 30.) Plaintiff requested pain
medication, and was prescribed Naproxen. (Doc. 52 ¶ 50; Doc. 53-4 at 30.)
On October 24, 2008, Defendant Nurse Russell removed Plaintiff’s catheter
and noted no trauma. (Doc. 53-4 at 29.) Nurse Russell also examined a sore at the
surgery incision site, now draining, and noted, “old tan [sic] discharge w/o odor
and wound edges w/o erythema.” (Id.) She cleaned the wound and covered it with
7
dry dressing. (Id.) She advised Plaintiff through an interpreter to wash the area
daily with soap and water and cover with dry dressing. (Id.) Nurse Russell sent
Plaintiff off with dressing supplies and instructed him to follow up with medical
staff the following week. (Id.) In the clinical encounter/administrative note, Nurse
Russell also noted that Plaintiff stopped her in the hallway later to ask her about a
swollen leg “since surgery,” which was not painful. (Id.) She advised him to
follow up through sick-call. (Id.)
On November 5, 2008, Nurse Russell examined Plaintiff for an open wound
at the incision site in his lower abdomen, swelling in his legs, and blurred vision.
(Doc. 53-4 at 25.) She noted that the abdominal wound was open, “but with good
granulation tissue size.” (Id. at 26.) She washed the wound and applied a dry
dressing. (Id.) She also noted that Plaintiff’s swollen leg was resolved after
receiving the “leg bag.” (Id. at 27.) She wrote a consult for the next optometry
clinic, and documented Plaintiff’s current medications. (Id.) Further, she noted
that she would consult with PA Holtzapple for continued wound reassessment.
(Id.) Finally, she noted that Plaintiff verbalized his understanding of the plan of
care. (Id.)
On November 12, 2008, Defendant EMT Donlin dispensed to Plaintiff one
pack of sixteen incontinence briefs. (Doc. 53-4 at 24.) On November 14, 2008,
8
Defendant EMT Potope examined Plaintiff and noted that 3-4 weeks post-prostate
surgery, Plaintiff was using sixteen incontinence briefs in two days. (Id. at 23.)
EMT Potope stated that Plaintiff needs to be reevaluated by primary medical staff
to determine if Plaintiff was making appropriate progress. (Id.) He also stated that
he would continue to provide Plaintiff with briefs at the 3:30 p.m. pill line. (Id.)
Later on that same day, EMT Conlin dispensed to Plaintiff one pack of sixteen
incontinence briefs, and noted that Plaintiff would need refills every few days. (Id.
at 22.) Plaintiff was provided with refills on November 19, 2008 and December
11, 2008. (Id. at 19, 17.)
On November 14, 2008, MRT Rey completed an administrative note
documenting that Plaintiff was having a liver biopsy, and would need various
preliminary tests taken during the week of December 15, 2008. (Id. at 21.) On
November 18, 2008, PA Holtzapple ordered the appropriate blood work for the
liver biopsy. (Doc. 52 ¶ 51; Doc. 53-4 at 20.)
On December 5, 2008, PA Holtzapple entered an administrative note in
Plaintiff’s medical record noting that Plaintiff had been seen by the in-house
urologist on December 4, 2008. (Doc. 52 ¶ 52; Doc. 53-4 at 18.) A quarterly
blood test related to his prostate condition was ordered, and a consult was written
for a follow-up with the urologist in three months. (Doc. 52 ¶ 52; Doc. 53-4 at 18.)
9
This administrative note was cosigned by Dr. Pigos on December 18, 2008. (Doc.
52 ¶ 53; Doc. 53-4 at 18.)
On December 15, 2008, Plaintiff reported to Health Services claiming that
he had an infection and pain at the site of his incision on his lower abdomen, and
he had a fever over the weekend. (Doc. 52 ¶ 54; Doc. 53-4 at 15.) PA Holtzapple
examined him, noting that he had no fever, but he did have redness, tenderness and
warmth around the incision site. (Doc. 52 ¶ 55; Doc. 53-4 at 15.) She prescribed
him with an antibiotic (Cephalexin) and pain medication (Acetaminophen), and
instructed him to follow-up at sick call as needed, or return to Health Services
immediately if his condition worsened, or come back within two to three days if
there was no improvement. (Doc. 52 ¶ 56; Doc. 53-4 at 16.) PA Holtzapple
counseled Plaintiff on the plan of care, and he verbalized his understanding. (Doc.
52 ¶ 57; Doc. 53-4 at 16.)
Several hours later on that same day, December 15, 2008, Plaintiff returned
to Health Services and noted that his incision had opened and puss was coming out
of it. (Doc. 52 ¶ 58; Doc. 53-4 at 14.) PA Holtzapple noted a hole on the left side
of his abdomen where the puss was draining. (Doc. 52 ¶ 59; Doc. 53-4 at 14.) She
consulted with Dr. Pigos, who directed her to send Plaintiff to the local urologist,
Dr. Chopra, at Bloomsburg Hospital that same day for evaluation. (Doc. 52 ¶ 60;
10
Doc. 53-4 at 14.) She wrote the consult to send Plaintiff to Dr. Chopra and cleaned
and bandaged the wound. (Doc. 52 ¶ 61; Doc. 53-4 at 14.)
Several administrative notes were made regarding Plaintiff’s outside care at
Bloomsburg Hospital and his return to USP-Allenwood in the days following
Plaintiff’s December 15, 2008 encounter at Health Services. On December 16,
2008, EMT Potope noted that Plaintiff was transported to Bloomsburg Hospital on
December 15, 2008, for treatment of a possible infection at the incision site. (Doc.
53-4 at 13.) This administrative note was cosigned by Dr. Pigos on December 23,
2008. (Id.) Further, on December 16, 2008, EMT Potope noted that Dr. Chopra
called with an update on Plaintiff’s status. (Id. at 12.) Dr. Chopra found on
Plaintiff a supra-pubic abscess near the rectal muscle, and was treating Plaintiff
with IV antibiotics. (Id.) If Plaintiff continued to improve, he would switch to oral
antibiotics and have the drain site re-packed daily to allow the area to heal over
time. (Id.) It was also noted that the Plaintiff was stable. (Id.) This administrative
note was cosigned by Dr. Pigos on December 23, 2008. (Id.) On December 17,
2008, EMT Potope noted that Plaintiff would remain at Bloomsburg Hospital to
treat his abdominal infection until late in the week, and that Plaintiff was stable.
(Id. at 11.) This administrative note was cosigned by Dr. Pigos on December 23,
2008. (Id.) On December 18, 2008, EMT Potope noted that Plaintiff was being
11
released soon back to USP-Allenwood and would need his medication ready at that
time. (Id. at 9.) EMT Potope was awaiting a verbal order for medication from Dr.
Chopra. (Id.) This administrative note was cosigned by Dr. Pigos on December
29, 2008. (Id.) On December 19, 2008, EMT Potope noted that Plaintiff would
return that day and that all of his ordered oral medication was ready except for the
Tylenol #3. (Id. at 8.) He also noted that Plaintiff had pain at the drain site of 3
out of a 1-10 scale and that the drain site would be re-packed with dressing daily.
(Id.) This administrative note was cosigned by a Dr. Jay Miller on December 19,
2008. (Id.)
After Plaintiff’s return to USP-Allenwood, he was seen at Health Services
for a dressing change. (See id. at 6, 7.) EMT Donlin noted that there was minimal
drainage on the old dressings when he removed them. (Id. at 6.) The wounds
looked moist and pink, and he redressed them with saline gauze and an abdominal
pad. (Id.) Plaintiff was informed to follow-up at sick-call in the morning. (Id.)
This administrative note was cosigned by Dr. Pigos on December 29, 2008. (Id.)
On December 22, 2008, PA Holtzapple changed Plaintiff’s dressing without
incident with gauze and sterile saline. (Doc. 52 ¶ 62; Doc. 53-4 at 5.) She
instructed him to return the next day at the same time for a dressing change and
renewed his urology medication (Doxazosin). (Doc. 52 ¶ 62, 63; Doc. 53-4 at 5.)
12
Thereafter, the record contains administrative notes from December 23, 2008
through January 29, 2009, noting daily dressing changes. (Doc. 53-4 at 1-4; Doc.
53-3 at 57-59; Doc. 53-7 at 1-4; Doc. 53-6 at 38-60.) On December 26, 2008,
Plaintiff noted no complaints and denied having pain. (Doc. 53-4 at 1.) On
December 27, 2008, no drainage and no signs of infection were noted, and Plaintiff
noted no pain. (Doc. 53-3 at 59.) On December 29, 2008, a moderate amount of
greenish discharge was noted on Plaintiff’s old dressing. (Id. at 58.) On December
31, 2008, no drainage was noted and the wound appeared to be healing well. (Id.
at 57.) On January 4, 2009, it was noted that the wound looked much improved
and there were no signs of infection. (Doc. 53-7 at 1.) On January 12, 2009,
Plaintiff reported to Health Services to have his dressing changed, and it was noted
that the wound was continuing to heal well and that there were no signs of
infection. (Doc. 52 ¶ 64; Doc. 53-6 at 55.) On January 15, 2009, Plaintiff reported
to Health Services to have his dressing changed, and it was noted that the wound
was continuing to heal well and that there was no redness or drainage. (Doc. 52 ¶
66; Doc. 53-6 at 52.) He was instructed to return the next day. (Doc. 52 ¶ 67; Doc.
53-6 at 52.)
On January 26, 2009, Plaintiff was examined during his quarterly chronic
care clinic and it was noted that he was still waiting for a liver biopsy, which had
13
been postponed due to his prostatectomy. (Doc. 52 ¶ 68; Doc. 53-6 at 41.)
Plaintiff did not have any complaints and noted that his abdominal wound was
healing well. (Doc. 52 ¶ 69; Doc. 53-6 at 41.) His vital signs showed a slight
elevation in blood pressure, but otherwise the examination was unremarkable.
(Doc. 52 ¶ 70; Doc. 53-6 at 41.) His medications for asthma, high cholesterol, high
blood pressure, and urology symptoms were renewed; routine blood work was
ordered; a new medication was added for the elevated blood pressure; and a
follow-up chronic care clinic visit was scheduled. (Doc. 52 ¶¶ 71, 72; Doc. 53-6 at
41-43.) In addition, Plaintiff was counseled on the plan of care, and he verbalized
his understanding. (Doc. 53-6 at 43.) This clinical encounter note was cosigned
by Dr. Pigos on January 27, 2009. (Id.)
On January 29, 2009, EMT Conlin changed the dressings at Plaintiff’s
abdominal incision wound. (Doc. 53-6 at 38.) In his administrative note from this
encounter, EMT Conlin noted that Dr. Pigos advised him that the daily dressing
changes can now be every other day and packing the wound would no longer be
needed. (Id.)
On February 2, 2009, Plaintiff reported to Health Services to have his
dressing changed, and it was noted that the wound was almost completely healed,
but had a foul smell to it since Plaintiff took the dressing off himself two days
14
earlier. (Doc. 52 ¶ 74; Doc. 53-6 at 36.) PA Holtzapple cleaned the wound and
applied a new dressing. (Doc. 52 ¶ 75; Doc. 53-6 at 36.) She then gave Plaintiff
his own gauze and tape and instructed him that he could shower and wash the area
with soap and water before his next dressing change. (Doc. 52 ¶ 76; Doc. 53-6 at
36.) His next dressing change occurred on February 5, 2009, and again on
February 7, 2009. (Doc. 53-6 at 35, 33.)
On February 9, 2009, Plaintiff reported to Health Services to have his
dressing changed, and it was noted that the wound was healed and there was no
discharge on the gauze. (Doc. 52 ¶ 77; Doc. 53-6 at 32.) As a result, the dressing
changes were discontinued and he was instructed to report to Health Services
immediately if any problems arose. (Doc. 52 ¶ 78; Doc. 53-6 at 32.)
On March 3, 2009, Plaintiff went to Health Services with complaints that his
abdominal wound that previously was closed was now leaking a clear fluid and the
site was tender. (Doc. 53-6 at 29.) Upon examination, Nurse Russell noted that
Plaintiff’s abdominal incision wound appeared to be well healed except for a small
two millimeter opening. (Id.) She also noted that she could not see any drainage
from the opening, but the area was tender. (Id.) As a result, she issued Plaintiff
dressings to contain any drainage, and referred him for a follow-up appointment.
(Id.)
15
On March 5, 2009, PA Holtzapple noted that Plaintiff had been seen by an
in-house urologist who had prescribed him with medication (Oxybutynin) to assist
him with his urinary problem, and recommended quarterly prostate specific antigen
(PSA) tests. (Doc. 52 ¶ 79; Doc. 53-6 at 28.)
On March 9, 2009, blood work was ordered for a liver biopsy, unrelated to
his prostate cancer, and the liver biopsy was scheduled. (Doc. 52 ¶ 80; Doc. 53-6
at 26-27.) Also on March 9, 2009, Plaintiff came to Health Services complaining
that when he was changing the dressing of his incision wound, some yellowish
puss was stuck to the gauze and the wound opened up with some bleeding when he
pushed on it. (Doc. 53-6 at 24.) Upon examination, EMT Donlin noted that the
wound had reopened slightly, but with no discharge or active bleeding, and no
signs of active infection. (Id.) As a result, he redressed the wound with gauze,
noting that the scabbing of the wound may have adhered to the bandage causing
the wound to reopen when the bandage was removed. (Id.) EMT Donlin then
instructed Plaintiff to continue with the dressing changes, and Plaintiff verbalized
his understanding. (Id.)
On March 11, 2009, Plaintiff was examined at Health Services for
complaints of a cold, and was referred to PA Holtzapple as his primary care
16
provider for follow-up care and to the commissary for cold medication. (Doc. 52 ¶
81; Doc. 53-6 at 23.)
On March 16, 2009, Plaintiff was examined at Health Services by PA
Holtzapple for complaints of a productive cough with yellowish green phlegm.
(Doc. 52 ¶ 82; Doc. 53-6 at 21.) Upon examination, PA Holtzapple noted that
Plaintiff was wheezing and diagnosed him with an acute upper respiratory
infection. (Doc. 52 ¶ 83; Doc. 53-6 at 22.) She prescribed an antibiotic
(Amoxicillin), instructed Plaintiff to return to sick-call if there was no
improvement, or follow-up at sick-call or the chronic care clinic as needed. (Doc.
52 ¶ 84; Doc. 53-6 at 22.) Plaintiff verbalized his understanding of this plan of
care. (Doc. 52 ¶ 84; Doc. 53-6 at 22.)
On April 21, 2009, Plaintiff failed to appear for his regularly scheduled
chronic care clinic. (Doc. 52 ¶ 85; Doc. 53-6 at 17.) He did appear for the chronic
care clinic on April 24, 2009, stating that he was taking his medication daily, had
recently had a liver biopsy, and had no current complaints. (Doc. 52 ¶¶ 86, 87;
Doc. 53-6 at 13-16.) PA Holtzapple examined him and noted that his vital signs
were unremarkable, renewed his medications for asthma, high cholesterol, high
blood pressure, and urology symptoms, and ordered routine blood work. (Doc. 52
¶ 88; Doc. 53-6 at 14-15.) Additionally, she scheduled him for a follow-up chronic
17
care clinic visit, counseled Plaintiff with the plan of care, after which he verbalized
his understanding. (Doc. 52 ¶¶ 89, 90; Doc. 53-6 at 15.) This clinical encounter
note was cosigned by Dr. Pigos on April 24, 2009. (Doc. 52 ¶ 91; Doc. 53-6 at
16.)
On June 15, 2009, Plaintiff was examined at Health Services for complaints
of a sore throat and cough, but stated that he was not taking any medication for it.
(Doc. 53-6 at 7.) Upon examination, the PA recommended increasing fluids,
obtaining cold/pain medications from the commissary, and resting. (Id. at 8.) In
addition, Plaintiff was instructed to follow-up at sick-call if symptoms did not
improve in 3-5 days. (Id.) He was counseled on his plan of care, and he verbalized
his understanding. (Id.)
On August 14, 2009, Plaintiff was seen for his quarterly chronic care clinic
by PA Holtzapple. (Doc. 52 ¶ 92; Doc. 53-5 at 60; Doc. 53-6 at 1-4.) Plaintiff
stated that he takes his medication daily and exercises. (Doc. 52 ¶ 92; Doc. 53-5 at
60.) Upon examination, PA Holtzapple noted that Plaintiff’s vital signs and
examination were unremarkable. (Doc. 52 ¶ 93; Doc. 53-5 at 60; Doc. 53-6 at 1.)
She renewed his medication for asthma, high cholesterol, high blood pressure, and
urology symptoms, and ordered routine blood work. (Doc. 52 ¶ 93; Doc. 53-6 at 12.) She ordered a follow-up chronic care clinic visit, and instructed Plaintiff to
18
return to sick-call and the chronic care clinic as needed. (Doc. 52 ¶ 94; Doc. 53-6
at 3.) She counseled Plaintiff on the plan of care, and he verbalized his
understanding. (Doc. 52 ¶ 94; Doc. 53-6 at 3.) This clinical encounter note was
cosigned by Dr. Pigos on August 14, 2009. (Doc. 52 ¶ 95; Doc. 53-6 at 4.)
On September 29, 2009, PA Holtzapple submitted a consult for Plaintiff to
be seen for a follow-up with the in-house urologist. (Doc. 52 ¶ 96; Doc. 53-5 at
59.) Further, on September 30, 2009, Plaintiff was examined at Health Services
for a complaint of pain in his foot due to a corn. (Doc. 53-5 at 57.) His complaint
was referred to his primary care provider, and he was instructed to follow-up at
sick call as needed. (Id. at 57-58.)
On October 7, 2009, Plaintiff failed to appear for a scheduled visit with PA
Holtzapple that he had requested on September 30, 2009. (Doc. 52 ¶ 97; Doc. 53-5
at 56.) However, on October 9, 2009, Nurse Russell examined Plaintiff at Health
Services for his complaints about the corn on his foot. (Doc. 53-5 at 54-55.)
Nurse Russell noted that Plaintiff had failed to appear for a scheduled appointment,
and prescribed a medicated pad for the corn, to be picked up at the pill line. (Id. at
55.)
On October 23, 2009, Plaintiff was examined at Health Services after
complaining of feeling dizzy while at the gymnasium, and upon examination, PA
19
Holtzapple noted that his vitals were normal. (Doc. 52 ¶ 99; Doc. 53-5 at 52.)
However, she gave him a one-day medical idle and instructed him to return
immediately if he had any pain, shortness of breath, or if his symptoms did not
improve. (Doc. 52 ¶ 100; Doc. 53-5 at 53.) She counseled Plaintiff on the plan of
care, and he verbalized his understanding. (Doc. 52 ¶ 101; Doc. 53-5 at 53.)
On November 19, 2009, PA Holtzapple reviewed a medical note from
Plaintiff’s follow-up visit with the in-house urologist on November 2, 2009. (Doc.
52 ¶ 102; Doc. 53-5 at 48.) She noted that the urologist wanted to continue the
prostate specific antigen (“PSA”) tests every three months and follow-up visits
every four to five months. (Doc. 52 ¶ 103; Doc. 53-5 at 48.)
On November 23, 2009, during a chronic care clinic visit, Plaintiff stated
that he was taking his medication daily and denied any problems. (Doc. 52 ¶ 104;
Doc. 53-5 at 44.) Upon examination, PA Holtzapple found Plaintiff’s vitals were
normal, ordered routine blood work, and scheduled him for his next chronic care
clinic visit. (Doc. 52 ¶¶ 105, 106; Doc. 53-5 at 44-45.) She instructed him to
follow-up at sick-call or the chronic care clinic as needed, counseled him on his
plan of care, and he verbalized his understanding. (Doc. 52 ¶¶ 106, 107; Doc. 53-5
at 45.) This clinical encounter note was cosigned by Dr. Jay Miller on November
23, 2009. (Doc. 52 ¶ 108; Doc. 53-5 at 47.)
20
On December 23, 2009, it was noted that Plaintiff’s blood work for his PSA
on December 15, 2009, was rejected by the laboratory as a bad sample. (Doc. 52 ¶
109.) The blood work was properly processed on December 21, 2009, and the
results were within normal limits. (Id. ¶ 110.) Further, on January 18, 2010, the
blood work results were reviewed and showed slightly elevated cholesterol. (Id. ¶
111.)
On January 27, 2010, Plaintiff was given a chronic care clinic evaluation for
hypertension and other problems at Health Services by Dr. Miller. (Doc. 53-9 at
18-21.) Dr. Miller reviewed Plaintiff’s medical problems and recent lab results and
renewed his medications. (Id. at 18.) He noted that Plaintiff was doing well, with
no pain or other complaints, but had asthma. (Id.) He also noted that Plaintiff did
not speak much English and no interpreter was available at that time. (Id.) He
instructed Plaintiff to follow-up at sick-call as needed, counseled Plaintiff on his
plan of care, and Plaintiff verbalized his understanding. (Id. at 20-21.)
On February 12, 2010, Plaintiff’s high cholesterol medications were changed
from gemfibrozil to niacin due to a change in USP-Allenwood’s formulary. (Doc.
52 ¶ 112; Doc. 53-9 at 17.)
On February 16, 2010, Plaintiff was examined by PA Holtzapple during a
chronic care clinic visit. (Doc. 52 ¶ 113; Doc. 53-9 at 13-16.) It was noted that
21
Plaintiff had been seen by a doctor a few weeks prior to this visit. (Doc. 52 ¶ 113;
Doc. 53-9 at 13.) In addition, Plaintiff stated that he had started a blood pressure
medication and he was doing okay with no side effects from the medication. (Doc.
52 ¶ 114; Doc. 53-9 at 13.) Upon examination, PA Holtzapple noted all findings
were within normal limits, ordered routine blood work, renewed his medications,
and instructed Plaintiff to follow-up at sick-call or the chronic care clinic as
needed. (Doc. 52 ¶ 115; Doc. 53-9 at 13-15.) She counseled Plaintiff on his plan
of care, and he verbalized his understanding. (Doc. 52 ¶ 116; Doc. 53-9 at 15.)
This clinical encounter note was cosigned by Dr. Miller on February 16, 2010.
(Doc. 52 ¶ 117; Doc. 53-9 at 16.)
On February 19, 2010, upon review of Plaintiff’s blood work that was
ordered as part of his chronic care clinic evaluation, it was noted he had slightly
elevated cholesterol levels. (Doc. 52 ¶ 118.)
On March 3, 2010, Plaintiff was examined at Health Services after
complaining of trouble breathing and a non-productive cough. (Doc. 53-9 at 10.)
He was instructed to continue using his inhaler and follow-up at sick-call or the
chronic care clinic as needed. (Id. at 11.) He was counseled on his plan of care,
and he verbalized his understanding. (Id. at 11.) This clinical encounter note was
co-signed by a Dr. Santos on March 3, 2010. (Id. at 12.)
22
On March 5, 2010, Plaintiff was examined at Health Services by another PA
after complaining of a rash, a burning feeling, and sleeplessness while taking his
high cholesterol medication. (Doc. 52 ¶ 119; Doc. 53-9 at 8.) He was instructed to
stop taking the medication until evaluated by PA Holtzapple, and the PA
forwarded the matter to PA Holtzapple for follow-up. (Doc. 52 ¶ 119; Doc. 53-9 at
8.) On March 11, 2010, PA Holtzapple prescribed aspirin to alleviate the burning
feeling while taking the high cholesterol medication. (Doc. ¶ 120; Doc. 53-9 at 7.)
On March 12, 2010, Plaintiff was examined at Health Services after
complaining of a cough and difficulty breathing, and was treated with medication
for an acute respiratory infection. (Doc. 52 ¶ 121; Doc. 53-9 at 5-6.) He was
instructed to follow-up at sick-call as needed, counseled on his plan of care, and
verbalized his understanding. (Doc. 53-9 at 6.)
On March 22, 2010, PA Holtzapple reviewed Plaintiff’s PSA levels and the
results were undetectable. (Doc. 52 ¶ 122.) Further, on April 10, 2010, the results
of Plaintiff’s blood work, which was taken on April 7, 2010 as part of his chronic
care clinic, were reviewed and showed slightly elevated cholesterol levels. (Id. ¶
123.)
On April 21, 2010, Plaintiff was seen at Health Services for a 9-month
chronic care clinic evaluation. (Doc. 53-9 at 1-4.) His medical problems and
23
recent lab results were reviewed and his medications reviewed and renewed. (Id. at
1.) Dr. Miller noted that Plaintiff was doing well, but had been seen previously for
trouble breathing due to a medication. (Id.) Plaintiff was instructed to follow-up
at sick-call as needed, counseled on his plan of care, and Plaintiff verbalized his
understanding. (Id. at 4.)
On May 13, 2010, Plaintiff was seen by an in-house urologist for a possible
urinary obstruction. (Doc. 52 ¶ 124; Doc. 53-8 at 59-60.) PA Holtzapple reviewed
the urologist’s notes and ordered PSAs to be taken every six months and wrote a
consult for a cystoscopy. (Doc. 52 ¶ 125; Doc. 53-8 at 59.) This medical
encounter note was cosigned by a Dr. Brian Buschman. (Doc. 52 ¶ 126; Doc. 53-8
at 60.) Later that same day, Plaintiff was seen at Health Services for his quarterly
chronic care clinic. (Doc. 52 ¶ 127; Doc. 53-8 at 57.) PA Holtzapple noted that
Plaintiff had been seen on April 21, 2010, by Dr. Miller. (Doc. 52 ¶ 128; Doc. 538 at 57.) During this May 13, 2010 appointment, Plaintiff voiced no new
complaints or concerns. (Doc. 52 ¶ 128; Doc. 53-8 at 57.)
On June 10, 2010, Plaintiff’s PSA levels were reviewed and the results were
undetectable. (Doc. 52 ¶ 129.)
On July 21, 2010, Plaintiff was seen by Dr. Buschman at Health Services for
a chronic care clinic. (Doc. 53-8 at 53-56.) Dr. Buschman noted Plaintiff’s
24
complaint of a cough that had been getting worse since using a combivent, a
medication for his asthma. (Id. at 53.) He also noted Plaintiff’s current
medications, and instructed him to follow-up at the chronic care clinic as needed.
(Id. at 53-55.) In addition, he counseled Plaintiff on his plan of care, and Plaintiff
verbalized his understanding. (Id. at 55.)
On July 27, 2010, Plaintiff was seen at Health Services at sick-call for
complaints about his asthma. (Doc. 52 ¶ 130; Doc. 53-8 at 50-52.) Plaintiff was
informed that a change to his asthma medication was made due to the institution’s
change in medication formulary. (Doc. 53-8 at 51.) The PA also noted that
Plaintiff appeared to have no breathing problems at the time. (Doc. 52 ¶ 130; Doc.
53-8 at 51.) Plaintiff was instructed to follow-up at sick-call as needed, was
counseled on his plan of care, and Plaintiff verbalized his understanding. (Doc.
53-8 at 51.) PA Holtzapple reviewed this medical encounter note and it was
cosigned by Dr. Buschman on July 27, 2010. (Doc. 52 ¶ 131; Doc. 53-8 at 51-52.)
Later that same day, July 27, 2010, PA Holtzapple reviewed a medical
encounter note written by MRT Rey, requesting a chest x-ray and blood work for
Plaintiff in preparation for his cystoscopy and possible ureterotomy. (Doc. 52 ¶
132; Doc. 53-8 at 48.) The results of the chest x-ray were negative. (Doc. 52 ¶
133.)
25
On August 11, 2010, Plaintiff was seen at Health Services for complaints
related to his asthma. (Doc. 52 ¶ 134; Doc. 53-8 at 44-46.) Plaintiff was examined
after complaining that he would like to change his medication, treated, and
scheduled for an evaluation with PA Holtzapple. (Doc. 52 ¶ 135; Doc. 53-8 at 4445.) PA Holtzapple reviewed this medical encounter note and it was cosigned by
Dr. Buschman on August 11, 2010. (Doc. 52 ¶ 136; Doc. 53-8 at 45-46.)
On August 16, 2010, Plaintiff failed to appear for his appointment
previously scheduled. (Doc. 52 ¶ 137; Doc. 53-8 at 43.) However, the results of
his blood work ordered during the last chronic care clinic were reviewed and they
showed that Plaintiff’s cholesterol levels were elevated. (Doc. 52 ¶ 138.) In
addition, the blood work ordered for his cystoscopy showed results within normal
limits. (Id. ¶ 139.)
On August 17, 2010, Plaintiff went to an outside medical facility to have the
cystoscopy performed by a urologist. (Doc. 52 ¶ 140; Doc. 53-8 at 41.) Upon his
return, he was prescribed an antibiotic (Ciprofloxacin) and was scheduled to have
his foley catheter removed on August 20, 2010. (Doc. 52 ¶ 141; Doc. 53-8 at 41.)
This medical encounter note was cosigned by Dr. Buschman on August 17, 2010.
(Doc. 52 ¶ 142; Doc. 53-8 at 42.) Also on August 17, 2010, Plaintiff requested a
26
change to his asthma medication, which was done, and he was provided a
wheelchair and a medical idle for three days. (Doc. 52 ¶ 142; Doc. 53-8 at 40.)
On August 23, 2010, Plaintiff was seen at Health Services at sick-call for
complaints of burning and difficulty with urination. (Doc. 52 ¶ 144; Doc. 53-8 at
37.) He was scheduled for urine tests and instructed to follow-up at sick-call as
needed. (Doc. 53-8 at 38.) This medical encounter note was reviewed by PA
Holtzapple and cosigned by Dr. Buschman on August 23, 2010. (Doc. 52 ¶¶ 144,
145; Doc. 53-8 at 39.)
On August 26, 2010, PA Holtzapple reviewed the “Operative Report Preliminary Report” submitted by Dr. Chopra regarding Plaintiff’s cystoscopy,
which stated that Plaintiff tolerated the procedure well and without any
complications. (Doc. 52 ¶ 146.)
On August 31, 2010, Plaintiff was seen at Health Services at sick-call
complaining that ever since he had the cystoscopy he has had a burning sensation
in the area above his penis that extends to his rectum. (Doc. 52 ¶ 147; Doc. 53-8 at
35.) He stated that the burning pain was constant, and nothing was making it
worse or better. (Doc. 52 ¶ 148; Doc. 53-8 at 35.) He denied pain with urination,
but stated that he is not emptying completely. (Doc. 52 ¶ 148; Doc. 53-8 at 35.)
Plaintiff’s examination was unremarkable, but the urinalysis showed small
27
amounts of blood and protein, but no leukocytes (white blood cells). (Doc. 52 ¶
149; Doc. 53-8 at 35.) PA Holtzapple prescribed Motrin for the pain, ordered a
repeat urinalysis, and consulted with Dr. Buschman. (Doc. 52 ¶ 150; Doc. 53-8 at
36.) She noted that Dr. Buschman thought that the pain was the lingering effects
of the cystoscopy with laser. (Doc. 52 ¶ 151; Doc. 53-8 at 36.) Plaintiff was
counseled on his plan of care, and he verbalized his understanding. (Doc. 52 ¶
152; Doc. 53-8 at 36.)
On September 9, 2010, the results of the repeat urinalysis revealed trace
amounts of leukocytes and another repeat urinalysis was ordered. (Doc. 52 ¶ 153.)
On September 14, 2010, Plaintiff had a repeat urinalysis that revealed a urinary
tract infection. (Doc. 52 ¶ 154; Doc. 53-8 at 33.) He stated that he has some
burning with urination. (Doc. 52 ¶ 155; Doc. 53-8 at 33.) As a result, he was
treated with an antibiotic (Amoxicillin) and a follow-up urinalysis was ordered for
two weeks later. (Doc. 52 ¶ 156; Doc. 53-8 at 33.)
On September 17, 2010, Plaintiff was seen at Health Services at sick-call
complaining that his asthma was acting up, and that he has been coughing and
wheezing for almost a week and using the inhaler without relief. (Doc. 52 ¶ 157;
Doc. 53-8 at 31.) He was examined and treated for an acute upper respiratory
infection, and instructed to follow-up at sick-call as needed and to return
28
immediately if the condition worsened or did not improve. (Doc. 52 ¶¶ 157, 158;
Doc. 53-8 at 32.) He was counseled on his plan of care, and he verbalized his
understanding. (Doc. 52 ¶ 159; Doc. 53-8 at 32.)
On September 22, 2010, Plaintiff was seen at Health Services for complaints
of wheezing. (Doc. 53-8 at 28-30.) He stated that he has been on medication for
eight days and is getting no relief. (Id. at 28.) EMT Lesher examined Plaintiff and
instructed him to finish his medications as prescribed, to drink plenty of fluids, and
prescribed Tylenol (for fever) and bed rest. (Id. at 29.) His inhaler prescription
was renewed, and he was instructed to follow-up at sick-call as needed. (Id.)
Further, EMT Lesher consulted Dr. Buschman, who recommended a change to the
antibiotic. (Id.) Plaintiff was counseled on his plan of care, and he verbalized his
understanding. (Id.)
On September 27, 2010, Plaintiff was seen at Health Services for a followup urinalysis. (Doc. 52 ¶ 160; Doc. 53-8 at 27.) Plaintiff stated that his signs and
symptoms had gone away and he had no further problems. (Doc. 52 ¶ 161; Doc.
53-8 at 27.) The urinalysis revealed a trace of leukocytes, but after consultation
with Dr. Buschman, it was determined that because Plaintiff was asymptomatic, he
would not require additional treatment. (Doc. 52 ¶¶ 162, 163; Doc. 53-8 at 27.)
29
Later that same day, PA Holtzapple renewed Plaintiff’s prescription for asthma
inhalers. (Doc. 52 ¶ 164; Doc. 53-8 at 26.)
On October 14, 2010, PA Holtzapple reviewed the results of Plaintiff’s
blood test for Hepatitis. (Doc. 52 ¶ 165.) Further, on October 15, 2010, Plaintiff
was seen at Health Services for his quarterly chronic care clinic. (Doc. 52 ¶ 166;
Doc. 53-8 at 21-25.) At that time, he stated that he was doing okay, his cough was
better, he was taking his medications as prescribed, and was displaying no
symptoms. (Doc. 52 ¶ 166; Doc. 53-8 at 21.) It was noted that his quarterly PSAs
were completed and the last two results were so low that they were undetectable.
(Doc. 52 ¶ 167.) His vital signs and examination were unremarkable. (Doc. 52 ¶
168; Doc. 53-8 at 21-22.) His medications for asthma, high cholesterol, high blood
pressure, and urology symptoms were renewed. (Doc. 52 ¶ 168; Doc. 53-8 at 2324.) Plaintiff was instructed to follow-up at sick-call or the chronic care clinic as
needed. (Doc. 52 ¶ 169; Doc. 53-8 at 24.) Plaintiff was counseled on his plan of
care, and he verbalized his understanding. (Doc. 52 ¶ 169; Doc. 53-8 at 24.) This
medical encounter note was cosigned by Dr. Buschman on October 15, 2010.
(Doc. 52 ¶ 170; Doc. 53-8 at 25.)
On January 14, 2011, Plaintiff was seen at Health Services for a chronic care
clinic evaluation. (Doc. 53-11 at 15-17.) Dr. Buschman reviewed Plaintiff’s
30
medical problems and recent lab results with him. (Id. at 15-16.) Dr. Buschman
noted:
All communications were translated through Carlos Concepcion who
he brought with him to translate. I at times clarified things to help the
translator be able to translate all of what is documented above. He did
appear to know some English as he did respond to a few of my
questions before his translator was able to translate them. He also
responded to hearing my radio announce a move in English.
(Id. at 15.) Plaintiff was instructed to follow-up at the chronic care clinic as
needed, was counseled on his plan of care, and Plaintiff verbalized his
understanding. (Id. at 16-17.)
On February 7, 2011, Plaintiff was seen at Health Services at sick-call for
complaints related to cold or flu symptoms. (Doc. 53-11 at 12-14.) Specifically,
Plaintiff complained of a fever, productive cough, body aches, and nausea. (Id. at
12.) PA DiMicco diagnosed him with unspecified problems resulting from his
asthma and an acute upper respiratory infection. (Id. at 13.) As a result, Plaintiff
was prescribed Prednisone for his asthma and Doxycycline for the upper
respiratory infection. (Id.) He was instructed to follow-up at sick-call or chronic
care clinic as needed, and to return to sick-call if the symptoms did not improve.
(Id.) He was counseled on his plan of care, and verbalized his understanding. (Id.
at 13.)
31
On April 5, 2011, Plaintiff was seen at Health Services at sick-call for
complaints of urinating at night (nocturia) and pain while urinating. (Id. at 8-9.)
Upon examination, PA DiMicco noted abdominal tenderness and recommended a
repeat of tests for PSA levels. (Id. at 9.) Urine tests were also ordered. (Id.)
Plaintiff was instructed to follow-up at sick-call or chronic care clinic as needed.
(Id.) He was counseled on his plan of care, and he verbalized his understanding.
(Id.) Also on April 5, 2011, a consult was written for a follow-up examination
with the in-house urologist. (Id. at 7.)
On April 7, 2011, Plaintiff was seen at Health Services for a chronic care
clinic evaluation, not previously assigned. (Id. at 1-6.) PA DiMicco reviewed
Plaintiff’s medical problems with him and his medications were reviewed and
renewed. (Id. at 1-5.) Plaintiff was instructed to follow-up at sick-call or chronic
care clinic as needed. (Id. at 5.) In addition, Plaintiff was counseled on his diet
and plan of care, and he verbalized his understanding. (Id.) This medical
encounter note was cosigned by Dr. Buschman on April 7, 2011. (Id. at 6.)
On June 3, 2011, Plaintiff was seen by the in-house urologist. (Doc. 53-10
at 43.) He was then seen by Dr. Chopra, the urologist at Bloomsburg Hospital.
(Id. at 42.) Dr. Chopra recommended ditropan or oxybutynin and a cystoscopy for
32
a possible recurrent stricture. (Id.) An administrative note documenting this visit
was written by PA DiMicco on June 7, 2011. (Id.)
On June 15, 2011, Plaintiff was seen at Health Services at sick-call for
complaints of a urinary problem. (Id. at 40-41.) PA DiMicco noted that Plaintiff
had been seen by a urologist, who recommended oxybutynin (or Ditropan) and a
cystoscopy, but Plaintiff had experienced blurred vision, constipation, and dryness
in the mouth since taking the oxybutynin. (Id. at 40.) As a result, the prescription
for oxybutynin was discontinued and new medication (Tolterodine) was ordered.
(Id.) Plaintiff was instructed to follow-up at sick-call or chronic care clinic as
needed, counseled on his plan of care, and Plaintiff verbalized his understanding.
(Id. at 41.)
On June 30, 2011, Plaintiff was seen at Health Services for a chronic care
clinic evaluation by Dr. Buschman. (Id. at 34-39.) Dr. Buschman noted that
Plaintiff had seen Dr. Chopra earlier in the month and is scheduled for a
cystoscopy. (Id. at 34.) He reviewed Plaintiff’s medical problems with him and a
translator, and scheduled Plaintiff’s next chronic care clinic visit for September 30,
2011. (Id. at 34-38.) In addition, he counseled Plaintiff on his plan of care, and
Plaintiff verbalized his understanding. (Id. at 39.)
33
On July 27, 2011, PA Holtzapple reviewed Plaintiff’s paperwork from his
visit with an outside urologist. (Doc. 52 ¶ 171; Doc. 53-10 at 30.) She noted that
Plaintiff had a cystoscopy on that date, and it revealed a bladder neck contracture.
(Doc. 52 ¶ 171; Doc. 53-10 at 30.) As a result, she wrote a consult for a follow-up
appointment with the urologist. (Doc. 52 ¶ 171; Doc. 53-10 at 30.)
B.
Procedural History
Plaintiff filed his initial complaint on August 19, 2010, against the BOP and
Warden Martinez. (Doc. 1.) After waiving service of the complaint, Defendants
filed a motion to dismiss the complaint on January 20, 2011. (Doc. 20.) Once ripe
for disposition, the court issued a memorandum and order on June 16, 2011,
granting the motion to dismiss as to the BOP and terminating it as a party in the
action, and granting the motion to dismiss as to Warden Martinez without
prejudice to Plaintiff’s right to file an amended complaint asserting claims against
him and any other potential Defendants, if possible. (Doc. 31.)
Plaintiff filed an amended complaint on July 7, 2011. (Doc. 32.) Thereafter,
Defendants filed the instant motion to dismiss and for summary judgment. (Doc.
49.) Responsive and reply briefings have been filed, and thus the motion is ripe for
disposition. (See Docs. 57, 59, 60.)
34
II.
Standards of Review
A.
Motion to Dismiss
Defendants have filed a motion which, in part, seeks dismissal of the
amended complaint on the grounds that Plaintiff’s complaint fails to state a claim
upon which relief can be granted, as provided by Rule 12(b)(6) of the Federal
Rules of Civil Procedure. The motion, however, goes beyond a simple motion to
dismiss under Rule 12(b)(6) because it is accompanied by evidentiary documents
outside the pleadings contravening Plaintiff’s claims. Rule 12(d) provides as
follows:
If, on a motion under Rule 12(b)(6) or (12)(c), matters outside the
pleadings are presented to and not excluded by the court, the motion
must be treated as one for summary judgment under Rule 56. All
parties must be given a reasonable opportunity to present all the
material that is pertinent to the motion.
Fed. R. Civ. P. 12(d). The court will not exclude the evidentiary materials
accompanying Defendants’ motion to dismiss because Plaintiff has also been given
a reasonable opportunity to present material relevant to the motion. Thus,
Defendants’ motion to dismiss and for summary judgment shall be treated solely as
seeking summary judgment.
B.
Motion for Summary Judgment
Federal Rule of Civil Procedure 56 sets forth the standard and procedures for the grant of
summary judgment. Rule 56(a) provides, “[t]he court shall grant summary judgment if the
35
movant shows that there is no genuine dispute as to any material fact and the movant is entitled
to judgment as a matter of law.” Fed. R. Civ. P. 56(a)5 ; see also Celotex Corp. v. Catrett, 477
U.S. 317, 322-23 (1986). A factual dispute is “material” if it might affect the outcome of the suit
under the applicable substantive law. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986).
A factual dispute is “genuine” only if there is a sufficient evidentiary basis that would allow a
reasonable fact-finder to return a verdict for the non-moving party. Id. When evaluating a
motion for summary judgment, a court “must view the facts in the light most favorable to the
non-moving party,” and draw all reasonable inferences in favor of the same. Hugh v. Butler
Cnty. Family YMCA, 418 F.3d 265, 267 (3d Cir. 2005), cert. denied, 546 U.S. 1094 (2006).
The moving party bears the initial burden of demonstrating the absence of a disputed
issue of material fact. See Celotex, 477 U.S. at 324. “Once the moving party points to evidence
demonstrating no issue of material fact exists, the non-moving party has the duty to set forth
specific facts showing that a genuine issue of material fact exists and that a reasonable factfinder
could rule in its favor.” Azur v. Chase Bank, USA, Nat’l Ass’n, 601 F.3d 212, 216 (3d Cir.
2010). The non-moving party may not simply sit back and rest on the allegations in its
complaint; instead, it must “go beyond the pleadings and by [its] own affidavits, or by the
depositions, answers to interrogatories, and admissions on file, designate specific facts showing
that there is a genuine issue for trial.” Celotex, 477 U.S. at 324 (internal quotations omitted); see
also Saldana v. Kmart Corp., 260 F.3d 228, 232 (3d Cir. 2001) (citations omitted). Summary
See Fed. R. Civ. P. 56, Advisory Comm. Note (2010 Amendments) (The frequently
cited standard for summary judgment is now set forth in Rule 56(a) rather than Rule 56(c)(2010).
The Advisory Committee explains that despite the language change, “[t]he standard for granting
summary judgment remains unchanged” and “[t]he amendments will not affect continuing
development of the decisional law construing and applying these phrases.”).
5
36
judgment should be granted where a party “fails to make a showing sufficient to establish the
existence of an element essential to that party’s case, and on which that party will bear the
burden of proof at trial.” Celotex, 477 U.S. at 322-23. “‘Such affirmative evidence – regardless
of whether it is direct or circumstantial – must amount to more than a scintilla, but may amount
to less (in the evaluation of the court) than a preponderance.’” Saldana, 260 F.3d at 232
(quoting Williams v. Borough of West Chester, 891 F.2d 458, 460-61 (3d Cir. 1989)).
37
III.
Discussion
In the instant motion, Defendants argue summary judgment should be
granted in their favor because: (1) Defendants are entitled to sovereign immunity
because they are being sued in their official capacities, (2) Defendant Russell is
entitled to statutory immunity, (3) Plaintiff failed to exhaust his administrative
remedies prior to filing his complaint, and (4) Plaintiff has failed to state an Eighth
Amendment claim for deliberate indifference to his serious medical needs.
Further, Defendants contend that the amended complaint should be dismissed
because Plaintiff has failed to allege any personal involvement by Defendants and
respondeat superior cannot form the basis of a Bivens action. In the alternative,
Defendants argue that Defendant Martinez is entitled to qualified immunity.
Because the court will address below the merits of Plaintiff’s Eighth Amendment
claim, it need not address Defendants’ other arguments.
Prison officials are required under the Eighth Amendment to provide basic
medical treatment to prisoners. Rouse v. Plantier, 182 F.3d 192, 197 (3d Cir.
1999) (citing Estelle v. Gamble, 429 U.S. 97, 106 (1976). To demonstrate a prima
facie case of Eighth Amendment cruel and unusual punishment based on the denial
of medical care, a plaintiff must establish that the defendant acted with “deliberate
indifference to [his] serious medical needs.” Estelle, 429 U.S. at 104 (1976);
38
Durmer v. O’Carroll, 991 F.2d 64, 67 (3d Cir. 1993). There are two components
to this standard: Initially, a plaintiff must make an “objective” showing that the
deprivation was “sufficiently serious,” or that the result of the defendant’s denial
was sufficiently serious. Additionally, the plaintiff must make a “subjective”
showing that the defendant acted with “a sufficiently culpable state of mind.”
Wilson v. Seiter, 501 U.S. 294, 298 (1991); see also Montgomery v. Pinchak, 294
F.3d 492, 499 (3d Cir. 2002).6
This test “affords considerable latitude to prison medical authorities in the
diagnosis and treatment of the medical problems of inmate patients. Courts will
‘disavow any attempt to second guess the propriety or adequacy of a particular
course of treatment . . . which remains a question of sound professional judgment.”
Little v. Lycoming County, 912 F. Supp. 809, 815 (M.D. Pa. 1996) (citing Inmates
of Allegheny County Jail v. Pierce, 612 F.2d 754, 762 (3d Cir. 1979), quoting
Bowring v. Godwin, 551 F.2d 44, 48 (4th Cir. 1977)).
The “deliberate indifference to serious medical needs” standard is obviously met when
pain is intentionally inflicted on a prisoner, where the denial of reasonable requests for medical
treatment exposes the inmate to undue suffering or the threat of tangible residual injury, or when,
despite a clear need for medical care, there is an intentional refusal to provide that care. See
Spruill v. Gillis, 372 F.3d 218, 235 (3d Cir. 2004) (quoting White v. Napolean, 897 F.2d 103,
109 (3d Cir. 1990); Monmouth Cnty Corr. Instutional Inmates v. Lanzaro, 834 F.2d 326, 346 (3d
Cir. 1987).
6
39
When an inmate is provided with medical care and the dispute is over the
adequacy of that care, an Eighth Amendment claim does not exist. Nottingham v.
Peoria, 709 F. Supp. 542, 547 (M.D. Pa. 1988). Mere disagreement as to the
proper medical treatment does not support an Eighth Amendment claim.
Monmouth Cnty. Corr. Institutional Inmates v. Lanzaro, 834 F.2d 326, 346 (3d
Cir. 1987). Only flagrantly egregious acts or omissions can violate the standard.
Medical negligence alone cannot result in an Eighth Amendment violation, nor can
any disagreements over the professional judgment of a health care provider. White
v. Napolean, 897 F.2d 103, 108-10 (3d Cir. 1990). See also Estelle, 429 U.S. at
105-06 (medical malpractice is insufficient basis upon which to establish an Eighth
Amendment violation); Rouse v. Plantier, 182 F.3d 192, 197 (3d Cir. 1999) (“It is
well-settled that claims of negligence and medical malpractice, without some more
culpable state of mind, do not constitute ‘deliberate indifference.’”); Lanzaro, 834
F.2d at 346 (mere allegations of malpractice do not raise issues of constitutional
import).
Finally, in Durmer, the Third Circuit Court of Appeals added that a nonphysician defendant cannot be considered deliberately indifferent for failing to
respond to an inmate’s medical complaints when he is already receiving treatment
by the prison’s medical staff. Durmer, 991 F.2d at 69. However, where a failure
40
or delay in providing prescribed treatment is deliberate and motivated by nonmedical factors, a constitutional claim may be presented. See id.
In the instant case, throughout the relevant time period, Plaintiff was seen on
numerous occasions by medical staff at USP-Allenwood for treatment of
symptoms ranging from prostate cancer to urinary problems to asthma. He was
repeatedly evaluated and was prescribed medication to ease his discomfort.
Diagnostic tests were ordered, and eventually performed, to facilitate treatment.
The record reflects that medical staff was addressing Plaintiff’s medical concerns,
such as an infection to the incision site post-prostate surgery, nearly every day
during the relevant time period. Unfortunately, despite all the medical
intervention, Plaintiff continued to suffer from discomfort after his prostate
surgery. This is clearly a case where Plaintiff has been given medical attention
and is dissatisfied with the course of treatment and subsequent results. An
inmate’s disagreement with medical treatment is insufficient to establish deliberate
indifference. Durmer, 991 F.2d at 69; Spruill, 372 F.3d at 235. Courts will not
second guess whether a particular course of treatment is adequate or proper.
Parham v. Johnson, 126 F.3d 454, 458 n.7 (3d Cir. 1997). Moreover, there is
nothing in the record demonstrating that any significant delay in treating Plaintiff’s
medical conditions was deliberate or intentional on the part of any Defendant. In
41
fact, Plaintiff himself delayed his treatment in part by failing to appear for several
appointments and refusing medications. Further, while Plaintiff takes exception
with medical services delivered to Spanish-speaking inmates, the record reveals
that Plaintiff himself repeatedly verbalized his understanding of his plan of care,
and where necessary, a translator was provided.7 Under these circumstances and
based upon the well-documented course of treatment set forth in the record, the
court finds that Defendants were not deliberately indifferent to Plaintiff’s medical
needs.8 Thus, Plaintiff has failed to establish an Eighth Amendment violation.
Defendants’ motion for summary judgment will be granted.
Further, any arguments or claims Plaintiff makes on behalf of other inmates are not
permissible as pro se plaintiffs are not favored as representative parties in a class action since
they generally cannot represent and protect the interests of the class fairly and adequately.
Caputo v. Fauver, 800 F. Supp. 168, 170 (D. N.J. 1992), aff’d, 995 F.2d 216 (3d Cir. 1993)
(table decision) (stating that “[e]very court that has considered the issue has held that a prisoner
proceeding pro se is inadequate to represent the interests of his fellow inmates in a class action);
Cahn v. United States, 269 F. Supp. 2d 537, 547 (D. N.J. 1992); Whalen v. Wiley, No. 06-809,
2007 WL 433340, at *2 (D. Col. Feb. 1, 2007) (finding that it is plain error to permit a pro se
inmate litigant to represent fellow inmates).
7
Where the medical Defendants have not been found to be deliberately indifferent in
their treatment of Plaintiff, the non-physician Defendant Warden Martinez cannot be liable. See
Durmer, 991 F.2d at 69.
8
42
IV.
Conclusion
For the reasons set forth herein, the motion for summary judgment will be
granted in favor of Defendants Martinez, Holtzapple, Pigos, Rey, Russell, Conlin,
Potope, and Donlin.
An appropriate order will issue.
s/Sylvia H. Rambo
United States District Judge
Dated: July 18, 2012.
43
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
DULCIDIO QUIRINDONGO,
Plaintiff
v.
FEDERAL BUREAU OF PRISONS,
et al.,
Defendants
:
:
:
:
:
:
:
:
:
:
CIVIL NO. 1:CV-10-01742
(Judge Rambo)
ORDER
In accordance with the accompanying memorandum, IT IS HEREBY
ORDERED THAT:
1) The motion for summary judgment (Doc. 49) is GRANTED with respect
to Defendants Martinez, Holtzapple, Pigos, Rey, Russell, Conlin, Potope, and
Donlin.
2) Entry of judgment on their behalf is DEFERRED pending further order
of court.
s/Sylvia H. Rambo
United States District Judge
Dated: July 18, 2012.
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