B. v. The Paradise Protectory and Agricultural School, Inc. et al
Filing
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MEMORANDUM AND ORDER: 1. Dft LIUs motion for leave to file a supplemental brief (Doc. 28 ) is DENIED;2. Dft LIUs proposed supplemental brief (Doc. 29 ) is STRICKEN from the docket;3. Dfts mtns to dismiss (Docs. 18 & 20 ) are GRANTED;4. The Clerk of Court is directed to close the case.Signed by Honorable Sylvia H. Rambo on 11/10/11. (ma, )
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
PATRICK B., a Minor, By and
through his Parent, KESHIA B., of
York, PA,
Plaintiff,
v.
THE PARADISE PROTECTORY
AND AGRICULTURAL SCHOOL,
INC., et al.,
Defendants
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CIVIL NO: 1:11-CV-00927
JUDGE SYLVIA H. RAMBO
MEMORANDUM
Before the court are two motions to dismiss, one filed by Defendant
Lincoln Intermediate Unit (“LIU”) (Doc. 18) and one filed jointly by The Paradise
Protectory and Agricultural School, Inc.; Paradise School for Boys; Catholic
Charities of the Diocese of Harrisburg, Pennsylvania, Inc.; and the Roman Catholic
Diocese of Harrisburg (“Paradise Defendants”) (Doc. 20). Plaintiff brought claims
pursuant to Section 504 of the Rehabilitation Act of 1973 (“Section 504”), 29 U.S.C.
§ 794; and the Americans with Disabilities Act (“ADA”), 42 U.S.C. § 12131 et seq.
Defendants seek to dismiss those claims for lack of subject matter jurisdiction
pursuant to Federal Rule of Civil Procedure 12(b)(1) for failure to exhaust
administrative remedies and also pursuant to Federal Rule of Civil Procedure
12(b)(6) for failure to state a claim. For the reasons that follow, the court will grant
Defendants’ motions pertaining to Plaintiff’s failure to exhaust administrative
remedies.
I.
Background
A.
Facts1
This action is brought by Plaintiff Patrick B. (“Patrick” or “Plaintiff”), a
minor child, by and through his parent, Keshia B., seeking monetary damages,
declaratory relief, and reasonable attorneys’ fees and costs under Section 504 and the
ADA (Count I) and Pennsylvania law (Count II). (Doc. 1, Compl. ¶¶ 1, 54-62.)
Plaintiff is a student who is eligible for special education services as a
child with an Emotional Disturbance within the meaning of that term under the
Individuals with Disabilities Education Act (“IDEA”), 20 U.S.C. § 1400 et seq., and
its regulations. (Id. at 2) (citing 34 C.F.R. § 300.7(c)(4).) On January 23, 2008, due
to escalating aggression toward peers and staff at Lincoln Charter School, Patrick, a
first grade student at the time, was admitted as an inpatient to Universal Community
Health York Partial Program, the Meadows Psychiatric Center (“Meadows”). (Id. at
3.) Upon discharge from Meadows, the School District of the City of York
(“District”) and Defendant LIU determined that the District did not have an
appropriate educational program and placement for Patrick because Patrick needed
“medication management and therapy.” (Id. at 4.)
Pursuant to his Individualized Education Program (“IEP”), LIU and the
District determined that Defendant Paradise School for Boys (“Paradise”) could meet
Patrick’s needs. (Id. at 5.) LIU was designated as Patrick’s local educational agency
(“LEA”) pursuant to 34 C.F.R. § 300.28. (Id.) On February 25, 2008, the District
issued a Notice of Recommended Educational Placement (“NOREP”) for Patrick to
1
As required when deciding a motion to dismiss, the court will accept as true all properlypleaded factual allegations contained in the complaint.
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attend Paradise. (Id. at 5.) On February 29, 2008, Keshia B. approved the NOREP,
(id. at 46), and on March 4, 2008, Patrick started school in the Emotional Support
program at Paradise (id. at 47). Patrick attended Paradise from March 4, 2008,
through May 22, 2009. (Id. at 48.) During that time, Plaintiff alleges that
Defendants failed to (1) conduct appropriate evaluations to identify all of Patrick’s
educational needs, (2) undertake an appropriate Functional Behavior Assessment
(“FBA”), and (3) provide appropriate IEPs. (Id. at 48.)
Plaintiff asserts that, as a result of Defendants’ alleged failure to
appropriately provide for Patrick’s educational, emotional, social, and behavioral
needs, Patrick’s behaviors escalated, ultimately resulting in a serious injury to
Patrick and his discharge from Paradise. (Id. at 49.) From April 2009, through May
15, 2009, Paradise noted twelve incidents of Patrick’s escalating behavior. (Id. at
50.) On May 15, 2009, a behavioral incident occurred wherein a staff member
attempted to restrain Patrick by grabbing his wrist. (Id.) As a result, Patrick
sustained a fractured wrist, resulting in multiple hospital visits and causing Patrick to
suffer from sadness and depression. (Id. at 51.) A neuropsychological report
conducted in September 2010 concluded that repeated restraints in the educational
setting had reduced Patrick’s initiative and engagement in the classroom. (Id.)
On May 21, 2009, Paradise and LIU completed a Re-Evaluation Report
(“RR”). (Id. at 52.) The complaint alleges that the RR was inadequate because,
despite noting that Patrick “is not working on grade level,” it failed to conduct any
cognitive testing. (Id.) Plaintiff further alleges that Paradise failed to administer any
behavioral rating scales, such as the Behavior Assessment System for Children
(“BASC”) and also failed to provide that a functional behavioral assessment
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(“FBA”) be conducted. (Id.) Plaintiff also alleges that Plaintiff’s IEP dated
February 28, 2008 was substantively inadequate as a result of the failure to provide a
FBA, the failure to incorporate appropriate Evaluation Reports (“ER”), and for
failure to provide any math, reading, or writing goals. (Id. at 45.) In short, Plaintiff
is seeking relief because “Defendants have failed to properly identify and program
for Patrick’s needs, and have failed to fulfill the substantive and procedural
requirements of the IDEA, including the requirements to: 1) conduct appropriate
evaluations; 2) create appropriate Evaluation Reports and Re-evaluation Reports; 3)
create and implement proper [IEPs]; and 4) provide Patrick with an appropriate
educational placement, thereby denying Patrick a ‘free appropriate public education’
(“FAPE”) as required by the IDEA and Section 504.” (Id. at 6).
B.
Procedural History
Plaintiff, by and through his parent, brought this action on May 13,
2011. (Doc. 1.) On September 6, 2011, Defendant LIU filed a motion to dismiss
(Doc. 18) and supporting brief (Doc. 19). On September 9, 2011, Paradise
Defendants filed a motion to dismiss, joining in LIU’s motion,2 (Doc. 20) followed
by a brief in support on September 13, 2011 (Doc. 22). Plaintiff filed a brief in
opposition on September 20, 2011. (Doc. 23.) On October 3, 2011, Defendant LIU
2
Paradise Defendants also moved to dismiss the ADA claims in Count I of the complaint
on the additional ground that they are not “public entities” within the meaning of 42 U.S.C. § 12131.
Plaintiff filed a response to Paradise Defendants’ motion on September 23, 2011 (Doc. 25) wherein
Plaintiff conceded that Paradise Defendants are not “public entities” under 42 U.S.C. § 12131 and
therefore does not oppose dismissal of the ADA claim as to Paradise Defendants. The court notes this
concession for the record but will not dismiss the claim because, as explained below, the court lacks
subject matter jurisdiction because Plaintiff has not properly exhausted administrative remedies.
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filed a reply brief. (Doc. 27.) Paradise Defendants have not filed a reply brief, and
the time to do so has now expired. Accordingly, the motions are ripe for
disposition.3
II.
Standard
“‘A motion to dismiss under Rule 12(b)(1) challenges the jurisdiction of
the court to address the merits of the plaintiff’s complaint.’” Vieth v. Pennsylvania,
188 F. Supp. 2d 532, 537 (M.D. Pa. 2002) (quoting Ballenger v. Applied Digital
Solutions, Inc., 189 F. Supp. 2d 196, 199 (D. Del. 2002)). The motion should be
granted where the asserted claim is “insubstantial, implausible, foreclosed by prior
decisions of this Court, or otherwise completely devoid of merit as not to involve a
federal controversy.” Coxson v. Pennsylvania, 935 F. Supp. 624, 626 (W.D. Pa.
1996) (citing Growth Horizons v. Delaware County, 983 F.2d 1277, 1280-81 (3d
Cir. 1993)). A plaintiff’s failure to exhaust his administrative remedies is a
jurisdictional issue, such that the appropriate device to raise this issue is a motion to
dismiss under Rule 12(b)(1) for lack of subject matter jurisdiction. Matula, 67 F.3d
at 492-93; Shadie v. Forte, 2011 U.S. Dist. LEXIS 14739, at * 7 (M.D. Pa. Feb. 15,
2011). Unlike dismissal under Federal Rule of Civil Procedure Rule 12(b)(6),
dismissal under Rule 12(b)(1) for lack of subject matter jurisdiction is not a
judgment on the merits of the plaintiff’s case, but only a determination that the court
3
On November 1, 2011, LIU filed a motion for leave to submit a supplemental brief which
is opposed by Plaintiff’s counsel. (Doc. 28.) No brief in opposition has yet been filed. The purpose of
the supplemental brief (Doc. 29) is to call to the court’s attention recent case law holding that monetary
damages are not recoverable under Section 504 and the ADA absent a showing by a plaintiff of
defendant’s intentional discrimination or deliberate indifference. Because this brief will have no bearing
on the court’s determination that Plaintiff failed to exhaust administrative remedies, the motion is
denied.
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lacks the authority to hear the case. Mortensen v. First Fed. Sav. and Loan Ass’n,
549 F.2d 884, 891 (3d Cir. 1977).
III.
Discussion
This case requires the court to revisit the issue of exhaustion of
administrative remedies in the context of the IDEA. Exhaustion of the IDEA’s
administrative remedies is required not only for actions brought under the IDEA, but
also for other actions brought “seeking relief that is also available under [the
IDEA].” 20 U.S.C. § 1415 (l). More specifically:
Nothing in this title . . . shall be construed to restrict or
limit the rights, procedures, and remedies available under
the Constitution, the Americans with Disabilities Act of
1990, title V of the Rehabilitation Act of 1973, . . . or other
Federal laws protecting the rights of children with
disabilities, except that before the filing of a civil action
under such laws seeking relief that is also available under
this part, the procedures under subsections (f) and (g) shall
be exhausted to the same extent as would be required had
the action been brought under this part.
20 U.S.C. § 1415 (l) (emphasis added). Based on this language, courts have
repeatedly held that, to the extent that any claim seeks relief that is available under
the IDEA, the IDEA’s administrative remedies must be exhausted before such an
action is brought. R.R. v. Manhiem Twp. Sch. Dist., 2011 U.S. App. LEXIS 2702,
*10 (3d Cir. Feb. 10, 2011) (quoting L.R. v. Manheim Twp. Sch. Dist., 540 F. Supp.
2d 603, 611 (E.D. Pa. 2008)); Hesling v. Avon Grove Sch. Dist. (“Hesling II”), 2010
U.S. Dist. LEXIS 65450, at *5 (E.D. Pa. June 30, 2010) (finding exhaustion of
administrative remedies required for ADA and Section 504 claims where those
claims are premised on “the same allegedly retaliatory acts as their IDEA claim” and
the relief is “available under the IDEA”); R.T. v. Southeastern York County Sch.
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Dist., 2007 U.S. Dist. LEXIS 11841, at *6 (M.D. Pa. Feb. 20, 2007) (Rambo, J.)
(stating that in the Third Circuit, “the exhaustion requirement is a prerequisite for a
District Court to have subject matter jurisdiction over a claim under the IDEA, or
any claim that seeks relief similar to that available under the IDEA”); see also
Brandon V. v. Chichester Sch. Dist., 2007 U.S. Dist. LEXIS 53852, at *10-11 (E.D.
Pa. July 25, 2007) (finding exhaustion of administrative remedies required for
Section 504 claim to the extent the claim seeks relief that is also available under
IDEA); M.M. v. Tredyffrin/Easttown Sch. Dist., 2006 U.S. Dist. LEXIS 62918, at
*23 (E.D. Pa. Sept. 1, 2006) (same).
Here, Plaintiff’s requested relief is somewhat ambiguous. Plaintiff
argues emphatically that the “clear gist of Plaintiff’s action” is a claim for
compensatory damages, and because compensatory damages are not available under
the IDEA, the exhaustion requirement is excused. (Pl.’s Br. in Opp., Doc. 23, at 2324) (citing James S. v. School Dist. of Phila., 559 F. Supp. 2d 600, 618 (E.D. Pa.
2008) (“exhaustion is excused where plaintiff seeks compensatory damages not
available under IDEA”); Colon v. Colonial Intermediate Unit, 443 F. Supp. 2d 659
(M.D. Pa. 2006) (same)). A review of the entire complaint, however, does not
support this argument. The complaint, under the heading “Relief Requested,” states
plainly that “Plaintiff seeks monetary damages, declaratory relief, and reasonable
attorney’s fees and costs under Section 504, the ADA, and Pennsylvania law.” (Doc.
1, ¶ 62.) In their brief in opposition, Plaintiff concedes that declarative relief is also
sought, but designates that request as a “clear secondary purpose of the action.”
(Doc. 23 at 24.)
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A few courts have held that whenever a plaintiff sues under the IDEA
and only requests monetary damages, exhaustion is excused. See, e.g., Weidow v.
Scranton Sch. Dist., 2009 U.S. Dist. LEXIS 73622 (M.D. Pa. Aug. 19, 2009); James
S., supra; Colon, supra. These courts have relied on the Third Circuit’s holding in
W.B. v. Matula, 67 F.3d 484 (3d Cir. 1995), stating that exhaustion was not required
in that instance because the only relief sought – compensatory damages – was
unavailable from the administrative proceedings. However, these cases are easily
distinguishable from the current case, because Plaintiff here is seeking not only
compensatory damages, but also declarative relief and attorney’s fees. Case law is
clear that various forms of equitable relief, including the issuance of a declaratory
judgment, can be obtained through the IDEA’s administrative proceedings. Hesling
II, 2010 U.S. Dist. LEXIS 65450, at * 3-4; Hesling v. Avon Grove Sch. Dist.
(“Hesling I”), 428 F. Supp. 2d 262, 273 (E.D. Pa. 2006). Likewise, the IDEA
provides that “in any action or proceeding brought under this section, the court, in its
discretion, may award reasonable attorneys’ fees as part of the costs – (I) to the
prevailing party who is the parent of a child with a disability.” 20 U.S.C. § 1415
(i)(3)(B)(i)(I). Thus, because some of the relief sought by Plaintiff is available from
an administrative proceeding, exhaustion is required.
Furthermore, many of the courts excusing exhaustion did so on the
additional basis that administrative proceedings had already occurred and the only
unresolved issue was whether damages should be awarded. See Hesling I, 428 F.
Supp. 2d at 275 (noting that the “fact that the parties [in Matula] had already
participated in various administrative proceedings . . . and the only unresolved issue
was whether damages could be awarded,” was “central to the [Third Circuit’s]
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decision.”); M.M., 2006 U.S. Dist. LEXIS 62918, at *7 (distinguishing Matula
because in that case, plaintiffs had undergone extensive administrative proceedings,
the factual record was fully developed, and all substantive issues had been resolved).
The court reiterates the importance of IDEA’s comprehensive administrative process
under which “educational professionals are supposed to have the first crack at
formulating a plan to overcome the consequences of educational shortfalls” and
provide “a valuable record” on appeal. Brandon V., 2007 U.S. Dist. LEXIS 53852,
at *17-18 (citing Lindsley v. Girard Sch. Dist., 213 F. Supp. 2d 523, 537 (W.D. Pa.
2002) and Falzett v. Pocono Mountain Sch. Dist., 150 F. Supp. 2d 699, 702 (M.D.
Pa. 2001)). Here, no administrative hearings have taken place, and thus no factual
record has been established. By requiring exhaustion under these circumstances, the
court is enabling “the agency to develop a factual record, to apply its expertise to the
problem, to exercise its discretion, and to correct its own mistakes . . . .” Id., at *18.
(quoting Falzett, 150 F. Supp. 2d at 702).4 Further, Plaintiff has alleged that Patrick
failed to progress academically due to Defendants’ inappropriate programs and
actions, thus denying him a FAPE. These problems have “both an educational
source and educational consequences” that are most appropriately addressed in the
first instance by IDEA’s comprehensive administrative process. Id., at *16-17. As
such, this court determines that Plaintiff has failed to exhaust administrative
remedies and therefore this court lacks subject matter jurisdiction.5
4
Likewise, Count II, alleging that Defendants’ actions are negligent on the ground that
Defendants breached their duty under the IDEA, Section 504, and the ADA, shall be dismissed because,
here again, a finding of violations of these statutes is best made by educational professionals and thus
must be addressed in the first instance in an administrative proceeding.
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Defendants also argue for dismissal pursuant to Federal Rule of Civil Procedure 12(b)(6)
(continued...)
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An appropriate order will issue.
s/Sylvia H. Rambo
United States District Judge
Dated: November 10, 2011.
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(...continued)
for failure to state a claim because the applicable two year statute of limitations has expired and further
argue for the dismissal of Plaintiff’s request for compensatory damages, arguing that a private cause of
action for money damages premised on Section 504 or ADA claims is “untenable.” (Doc. 19 at 4.)
Because the court finds that it lacks jurisdiction pursuant to Federal Rule of Civil Procedure 12(b)(1),
the court need not address these arguments.
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IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
PATRICK B., a Minor, By and
through his Parent, KESHIA B., of
York, PA,
Plaintiff,
v.
THE PARADISE PROTECTORY
AND AGRICULTURAL SCHOOL,
INC., et al.,
Defendants
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:
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CIVIL NO: 1:11-CV-00927
JUDGE SYLVIA H. RAMBO
ORDER
In accordance with the above memorandum, it is HEREBY
ORDERED as follows:
1. Defendant LIU’s motion for leave to file a supplemental brief (Doc.
28) is DENIED;
2. Defendant LIU’s proposed supplemental brief (Doc. 29) is
STRICKEN from the docket;
3. Defendants’ motions to dismiss (Docs. 18 & 20) are GRANTED;
4. The Clerk of Court is directed to close the case.
s/Sylvia H. Rambo
United States District Judge
Dated: November 10, 2011.
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