Goodwin et al v. Castille et al
Filing
25
MEMORANDUM AND ORDER - AND NOW, this 19th day of July, 2011, upon con. of plfs.' mtn. for a prel. injunc. 3 , & for the reasons set forth in the accompanying memo, it is hereby ORDERED that: 1. Plf.s' mtn. for a prel. injunc & an expedited hrg. are denied; 2. Defts.' mtn. to dismiss the orig. complt. 24 is dism'd as moot. 3. Plf.'s complt. 1 is dism'd. 4. The Clerk of Crt. shall close this file. (See memo for complete details.) Signed by Honorable William W. Caldwell on 7/19/11. (am, )
UNITED STATES DISTRICT COURT FOR THE
MIDDLE DISTRICT OF PENNSYLVANIA
JACQUELINE C. GOODWIN,
RONALD G. CHAPEL, ROY E.
CHRIST, Jr., LEONARD J. LEMELLE,
Jr., and LYNETTE PASZEK,
Plaintiffs
vs.
RONALD D. CASTILLE, in his official
capacity as Chief Justice of
Pennsylvania, THOMAS G. SAYLOR,
J. MICHAEL EAKIN, MAX BAER,
DEBRA McCLOSKEY TODD,
SEAMUS P. McCAFFREY, and JOAN
ORIE MELVIN, in their official
capacities as Justices of the Supreme
Court of Pennsylvania, COUNTY OF
DAUPHIN, and DAUPHIN COUNTY
BOARD OF ELECTIONS
Defendants
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MEMORANDUM
I.
Introduction
Presently before the court is a motion for a preliminary injunction filed by
the plaintiffs, Jacqueline G. Goodwin, Ronald G. Chapel, Roy E. Christ, Jr., Leonard J.
Lemelle, Jr., and Lynette Paszek, asking us to prevent the Supreme Court of
Pennsylvania from eliminating a magisterial district judge position for Magisterial District
12-1-03 for a period of at least six years, order the Dauphin County Board of Elections to
schedule a primary election for the magisterial judgeship, and allow the winners of said
primary to be placed on the general election ballot in November. (doc.
580.)1 Plaintiffs are also seeking an expedited hearing on this matter. For the reasons
that follow, we will deny both motions.
II.
Background
On June 29, 2010, the Supreme Court of Pennsylvania, emailed all the
president judges in Pennsylvania’s Unified Judicial System asking them to evaluate the
number of magisterial districts in their judicial districts. (doc. 17, ex. A.) Citing the
difficult economic climate, the state supreme court sought to eliminate magisterial
districts if the office was vacant or will become vacant due to retirement of the magisterial
district judge. (doc. 17, ex. A.) When conducting their evaluations, president judges
were asked to consider population trends but more importantly caseloads when
assessing magisterial districts.
On or about February 18, 2011, Magisterial District Judge Joseph Solomon,
of Magisterial District 12-1-03, informed Dauphin County President Judge Todd Hoover of
his plans to retire. (doc. 17, Ex. B.) Subsequently on March 1, 2011, Judge Hoover
recommended that Magisterial District Judge Solomon’s district be eliminated and
consolidated with one or more of the other five magisterial districts in Harrisburg,
Pennsylvania. (doc. 17, Ex. C.) On the same day, Judge Hoover informed the Dauphin
County Board of Elections of the likely elimination of Magisterial District 12-1-03. (doc.
17, Ex. D.) The preliminary ballots notified the plaintiffs of the possible elimination. (doc.
1
Plaintiffs Goodwin, Chapel, Lemelle, and Paszek are registered members of the
Democratic Party and qualified under Pennsylvania law to appear as candidates on the
Democratic Party primary ballot for the magisterial district judge position. Plaintiff Christ
qualified for placement on the Republican Party primary ballot.
2
2, Ex. A.)
Prior to Judge Hoover’s recommendation, the Dauphin County Board of
Elections declared an election to fill the seat to be vacated by Magisterial District Judge
Solomon. Decl. of Jacqueline G. Goodwin ¶ 6. Following this announcement and after
circulating the necessary nomination petitions, plaintiffs were placed on the ballot for the
primary election to be held on May 17, 2011. Decl. of Jacqueline G. Goodwin ¶ 7.
On April 15, 2011, the state supreme court issued an order eliminating
Magisterial District 12-1-03 effective January 2, 2012, and decreed that the district would
not be reflected on a primary or general election ballot. (doc. 2, Ex. B.) As a result of this
order, no primary election occurred for the magisterial district judge position.2
On May 20, 2011, plaintiffs filed a complaint alleging: (1) First Amendment
violations for denial of right to associate, ballot access, and right to vote; (2) denial of
their equal protections rights; (3) denial of substantive due process rights, claiming a
liberty interest in ballot access and a state created liberty interest in voting; and (4) voter
dilution under the Voting Rights Act of 1965. Chief Justice Castille subsequently filed a
motion to dismiss. However on July 5, 2011, plaintiffs filed an amended complaint
adding each justice of the Supreme Court of Pennsylvania, and Dauphin County, as
defendants. In addition, the amended complaint pleads that the judicial defendants are
sued only in their official capacities.
III.
Discussion
2
Prior the Pennsylvania Supreme Court’s order, absentee ballots containing the
names of plaintiffs were sent to absentee voters. Decl. of Roy E. Christ, Jr. ¶ 4.
3
A. Standard of Review - Preliminary Injunction
When deciding whether to grant a preliminary injunction request, we must
consider: (1) whether plaintiffs have shown a reasonable probability of success on the
merits; (2) whether plaintiffs will be irreparably harmed by denial of relief; (3) whether
granting preliminary injunctive relief will result in greater harm to the defendants; and (4)
whether granting the injunction will be in the public interest. Illes v. de Jongh, 638 F.3d
169, 172 (3d Cir. 2011)(quoting McTernan v. City of York, 577 F.3d 521, 526 (3d Cir.
2009)). A preliminary injunction is an “extraordinary and drastic remedy” that should not
be granted unless the plaintiffs make a clear showing for relief. Mazurek v. Armstrong,
520 U.S. 968, 972, 117 S.Ct. 1865 (1997).
In opposing plaintiffs’ preliminary injunction request, the defendants
primarily argue that plaintiffs’ have failed to meet their burden showing a reasonable
probability of success on the merits. More specifically, they raise the following
arguments: (1) Eleventh Amendment immunity; (2) legislative immunity; (3) the justices of
the Supreme Court of Pennsylvania, acting in their official capacities, are not persons for
purposes of 42 U.S.C. § 1983; and finally (4) plaintiffs fail to carry their burden
establishing a reasonable likelihood of success on the merits of each of their claims.3
A. Legislative Immunity4
3
A hearing is not a prerequisite for ruling on a preliminary injunction. Bradley v.
Pittsburgh Bd. of Educ., 910 F.2d 1172, 1175 (3d Cir. 1990). We may decide the issue based
on affidavits and other documentary evidence if the material facts are not in dispute. See Id.
at 1176. Here, the facts are not in dispute, and thus a hearing is unnecessary.
4
The judicial defendants also argue that they are not “persons” for purposes of 42
U.S.C. § 1983. We agree. As plaintiffs’ amended complaint makes clear, they are suing the
4
The doctrine of legislative immunity grants to legislators absolute immunity
for their legislative acts. Gallas v. Supreme Court of Pennsylvania, 211 F.3d 760, 773
(3d Cir. 2000). The Supreme Court has recognized that in certain situations judges
perform legislative acts. Id. (citing Forrest v. White, 484 U.S. 219, 227, 108 S.Ct. 538
(1988)). In Supreme Court of Virginia v. Consumers Union of the United States, Inc., 446
U.S. 719, 100 S.Ct. 1967 (1908), the Supreme Court granted immunity to the Virginia
Supreme Court and its chief justice in connection with that body’s drafting and publication
of the state bar code. Consumers Union, 446 U.S. at 734 (“[The Virginia Supreme Court]
is exercising the State’s entire legislative power with respect to regulating the Bar, and its
members are the State’s legislators for the purpose of issuing the Bar Code.”). The Third
Circuit has held that the Supreme Court of Pennsylvania is entitled to absolute legislative
immunity from claims arising from its reorganization of a judicial district. Gallas, 211 F.3d
at 775-77. This immunity provides a complete defense to claims for damages as well as
injunctive and declaratory relief. Consumers Union, 446 U.S. at 730-34; See Gallas, 211
F.3d at 776-77.
The question before us is whether the justices of the Pennsylvania
Supreme Court performed a legislative function when they eliminated Magisterial District
justices of the Pennsylvania Supreme Court in their official capacities only. Pennsylvania’s
Unified Judicial System is a state entity, and therefore a suit against a judge in their official
capacity is a suit against the Commonwealth. See Callahan v. City of Philadelphia, 207 F. 3d
668 (3d Cir. 2000)(Recognizing judges sued in the First Judicial District are not “persons”
under § 1983). Therefore, the judicial defendants are not “persons” under § 1983, and thus
plaintiffs’ fail to state a claim against them. Likewise, since the judicial defendants are sued in
their official capacity, they are entitled to sovereign immunity from suit under § 1983. See
Benn v. First Judicial District of Pennsylvania, 426 F.3d 233, 241 (3d Cir. 2005).
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12-1-03. To this end, the Third Circuit employs a two-part test in determining whether an
act is legislative. Gallas, 211 F.3d at 774. First, the judicial action must be
“substantively” legislative. Essentially, a legislative act is one that involves policy-making
decisions, “or, to put it another way, legislation involves linedrawing.” Id. Second, the
action must be “procedurally” legislative—passed by means of an established procedure.
Id.
It is clear that the Pennsylvania Constitution grants the state supreme court
the authority to set the number and boundaries of magisterial districts within each judicial
district. Pa. Const. Art. V, § 7.5 Here, the Pennsylvania Supreme Court ordered the
elimination of Magisterial District 12-1-03 pursuant to this explicit grant of authority. This
decision was a “policy-making decision of general scope, rather than a decision affecting
a small number or a single individual.” Gallas, 211 F.3d at 774. The original
memorandum regarding magistrate vacancies was addressed to all the president judges
of Pennsylvania’s judicial districts. (doc. 17, Ex. A.) The president judges were given
specific instructions to evaluate population trends and caseloads when determining
whether districts should be eliminated for budgetary reasons. (doc. 17, Ex. A.) In
essence, the state supreme court’s memorandum of June 29, 2011 represented a
5
Article V, § 7 provides, in relevant part that:
The General Assembly shall by law establish classes of magisterial districts
solely on the basis of population and population density and shall fix the
salaries to be paid justices of the peace in each class. The number and
boundaries of magisterial districts of each class within each judicial district shall
be established by the Supreme Court or by the courts of common pleas under
the direction of the Supreme Court as required for the efficient administration of
justice within each magisterial district.
6
reevaluation and overhaul of the magisterial districts within Pennsylvania. Furthermore, it
was only after consultation with President Judge Hoover that the justices of the state
supreme court eliminated the district in a per curiam order. (doc. 2, Ex. B.)
These facts in conjunction with the authority granted by the Pennsylvania
Constitution clearly demonstrate that the Pennsylvania Supreme Court was engaged in
the type of linedrawing that is the hallmark of a legislative act. In addition, given the state
supreme court’s issuance of a per curiam order and the evaluation process undertaken
by members of Pennsylvania’s judiciary, the order eliminating Magisterial District 12-1-03
was procedurally legislative. Therefore, we conclude that when the justices of the
Supreme Court of Pennsylvania eliminated the magisterial district at issue they were
acting in their legislative capacity, and thus are entitled to legislative immunity.6 Based
on the preceding, we conclude that plaintiffs have failed to show a reasonable probability
of success on merits for their claims.
B. Dauphin County Defendants
Plaintiffs amended complaint states that the Dauphin County defendants
were added solely because they were an indispensable party and not for any allegations
of wrongdoing. Based on our conclusion that the justices of the Pennsylvania Supreme
Court are immune from suit, we conclude that the plaintiffs also have failed to meet their
6
This conclusion applies equally to actions for injunctive relief, declaratory judgment,
claims pursuant to 42 U.S.C. § 1983, and for violations of the Voting Rights Act of 1965. See
Consumers Union, 446 U.S. at 730-34; See Gallas, 211 F.3d at 776-77; Ford v. Tennessee
Senate, No. 06-2031-BV, 2007 WL 5659414 at *6 n.12 (W.D. Tenn. Aug. 15, 2007).
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burden showing a likelihood of success on the merits for any claim against the Dauphin
County defendants.7
IV.
Conclusion
Based on the foregoing, we conclude that plaintiffs have failed to meet their
burden showing a likelihood of success on the merits. We see no reason to address the
other factors required for a preliminary injunction because the first factor overwhelmingly
favors denial of plaintiffs’ request. Inasmuch as the defendants are immune from suit, we
conclude that further proceedings would be futile, and it is appropriate that this case be
dismissed.
We will issue an appropriate order.
/s/William W. Caldwell
William W. Caldwell
United States District Judge
7
The issue of quasi-legislative immunity was not raised by the Dauphin County
defendants. In Gallas, the Third Circuit indicated that those acting in direct assistance of a
legislative activity would also be entitled to absolute legislative immunity. Gallas, 211 F.3d at
777. Since the Dauphin County defendants role in the closing of the magisterial district and
the removal of the candidates from the primary ballot “derived from” the state supreme court’s
order, we conclude that said defendants would be entitled to quasi-legislative immunity. Id.
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UNITED STATES DISTRICT COURT FOR THE
MIDDLE DISTRICT OF PENNSYLVANIA
JACQUELINE C. GOODWIN,
RONALD G. CHAPEL, ROY E.
CHRIST, Jr., LEONARD J. LEMELLE,
Jr., and LYNETTE PASZEK,
Plaintiffs
vs.
RONALD D. CASTILLE, in his official
capacity as Chief Justice of
Pennsylvania, THOMAS G. SAYLOR,
J. MICHAEL EAKIN, MAX BAER,
DEBRA McCLOSKEY TODD,
SEAMUS P. McCAFFREY, and JOAN
ORIE MELVIN, in their official
capacities as Justices of the Supreme
Court of Pennsylvania, COUNTY OF
DAUPHIN, and DAUPHIN COUNTY
BOARD OF ELECTIONS
Defendants
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ORDER
AND NOW, this 19th day of July, 2011, upon consideration of plaintiffs’
motion for a preliminary injunction (doc. 3), and for the reasons set forth in the
accompanying memorandum, it is hereby ORDERED that:
1. Plaintiffs’ motion for a preliminary injunction and an
expedited hearing are denied.
2. Defendants’ motion to dismiss the original complaint (doc.
18) is dismissed as moot.
3. Plaintiffs’ complaint is dismissed.
4. The Clerk of Court shall close this file.
/s/William W. Caldwell
William W. Caldwell
United States District Judge
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