Freeman v. Miller et al
Filing
110
MEMORANDUM and ORDER granting in part Correction Dfts' 86 Motion for Summary Judgment; and granting in part Correction dfts' 104 Motion for Sanctions ; Clerk of Court is directed to enter judgment in favor of CO Lynn, CO Hoot and CO Henz; W/i 30 days pltf shall provide this Court w/names of John and Jane Doe Dfts; Discovery concluded by 5/1/13 and any further dispositive motions are due by 5/31/13.Signed by Honorable James M. Munley on 3/4/13 (sm)
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
JAMES FREEMAN,
:
:
Plaintiff
:
:
v.
: CIVIL NO. 3:10-CV-1545
:
J. A. MILLER, et al.,
: (Judge Munley)
:
Defendants
:
::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::
MEMORANDUM
Background
This pro se civil rights action pursuant to 42 U.S.C. § 1983 was initiated by James
Freeman (“Plaintiff”), an inmate presently confined at the Mahanoy State Correctional
Institution, Frackville, Pennsylvania (“SCI-Mahanoy”). By Memorandum and Order
dated October 4, 2010, this Court sua sponte dismissed the claims against Defendants
Pennsylvania Board of Probation and Parole (Parole Board), Judge Robert Sacavage,
District Attorney Rosini, Assistant District Attorney Michael Toomey, Trooper Kevin
Kearney, and Magistrate Judge John Cyembic. See Doc. 26.
Defendants Doctor Michael Weisner, Physician’s Assistants (PA) Ms.
Shylensburg and Davis’ motion to dismiss was granted on August 26, 2011. See Doc. 50.
By Memorandum and Order dated September 30, 2011, the Corrections Defendants
1
motion for partial dismissal (Doc. 32) was partially granted.1 Specifically, dismissal was
entered with exception of the claims that: (1) the conditions of Plaintiff’s six day hard cell
confinement were unconstitutional; (2) SCI-Coal Twp. Correctional Officer Miller
retaliated against Freeman; (3) Corrections Defendants failed to protect Plaintiff’s safety
with respect to a September 6, 2009 stabbing incident; and (4) SCI-Coal Twp.
Correctional Officer Lynn conducted an unconstitutional pat down search.
According to the Complaint, between February 12-18, 2009, Plaintiff was placed
in a hard cell within the SCI-Coal Twp. RHU where he had no desk, seat, clothes,
mattress, soap, recreation privileges, legal mail, or toilet paper. See Doc. 1, ¶ 14. Due to
the cold temperature in the cell, the Complaint states that Freeman caught a cold, suffered
from a massive headache, and his feet went “numb” and started burning.2 Id. In addition,
Lieutenant Eveland told Plaintiff that he would have to endure those conditions for a one
(1) week period and Defendants Eveland, Fetterolf Burnhart, Seedor, Marx, Trautman,
1
Corrections Defendants included the following twenty-five (25) employees at
Plaintiff’s former place of incarceration, the State Correctional Institution, Coal Township,
Pennsylvania (SCI-Coal Twp): Correctional Officers J.A. Miller, Kauffman, Hoot, R. Henz,
J. Seedor, Lynn, McDonald, and Fetterolf; Nurses Trautman and Shepperson; Sergeants
Erdly and Burnhart; Lieutenants Gooler, Shipe, Faust, Burns, Mowrey, and Eveland;
Captains McCoy and W. Miller; Grievance Coordinator K. K. Dascandi; Hearing Examiners
Kerns-Barr; Ms. Hamm; Food Manager Shaletsky; Teacher Ms. Lascavage; and Mail Room
Supervisor Jellen (“Corrections Defendants’). The other Corrections Defendants were
multiple John and Jane Doe employees at SCI-Cresson including an unidentified Hearing
Examiner.
2
The Complaint noted that because two toes on Freeman’s right foot were previously
amputated he has irregular blood circulation.
2
Shepperson, Faust, Captain Miller, Officer Miller, McCoy and Erdly denied his requests
for relief including a blanket. Despite those physical problems, Plaintiff was purportedly
not permitted to see a doctor until February 14, 2009.
Plaintiff’s third remaining claim states that around August 25, 2009, he was placed
in the SCI-Coal Twp. Restricted Housing Unit (RHU) on administrative custody status.
Freeman explains that after he and his RHU cellmate, Inmate Williams, got into two
fights with one another they asked Defendants Knorr, Miller, Kaufman, Erdly, Burnhart,
Burns, McDonald, Gooler, and Mowry to be separated from one another. In addition,
Inmate Williams also purportedly indicated to various correctional staff members that he
was going to stab Plaintiff. However, their requests for separation were denied. On
September 6, 2009, Sergeant Gooler purportedly warned Williams that he would be
issued a misconduct if he assaulted Plaintiff but again failed to have the cellmates
separated. Correctional Officer Fetterolf also purportedly failed to take preventive
measures when informed by Plaintiff that his cellmate was threatening to stab him. After
Freeman went to sleep that same evening, he was allegedly attacked and stabbed by
Inmate Williams. See id. at p. 3 ¶ 5. During this incident, it is asserted that Defendants
Hoot, Henz, and McCoy acted improperly in that the officers refused to open the cell door
and restrain Williams but rather just stood outside the cell and yelled at the inmate to
cease his assault.
The fourth remaining claim asserts that on February 16, 2010, Freeman was strip
searched by Officer Lynn and that during the procedure Lynn grabbed his penis and
3
testicles while making improper remarks.
Corrections Defendants have now filed a motion seeking entry of summary
judgment. See Doc. 86. Therein they argue that Plaintiff failed to exhaust his available
administrative remedies and that his Eighth Amendment claims relating to his hard cell
confinement and being assaulted are insufficient because the inmate was not threatened
with any objective serious danger. See Doc. 95, p. 7. The summary judgment motion has
been fully briefed and is ripe for consideration.
Discussion
Standard of Review
Summary judgment is proper if “the pleadings, the discovery and disclosure
materials on file, and any affidavits show that there is no genuine issue as to any material
fact and that the movant is entitled to a judgment as a matter of law.” Fed. R. Civ. P.
56(c); See also Saldana v. Kmart Corp., 260 F.3d 228, 231-32 (3d Cir. 2001). A factual
dispute is “material” if it might affect the outcome of the suit under the applicable law.
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A factual dispute is
“genuine” only if there is a sufficient evidentiary basis that would allow a reasonable factfinder to return a verdict for the non-moving party. Id. at 248. The court must resolve all
doubts as to the existence of a genuine issue of material fact in favor of the non-moving
party. Saldana, 260 F.3d at 232; see also Reeder v. Sybron Transition Corp., 142 F.R.D.
607, 609 (M.D. Pa. 1992). Unsubstantiated arguments made in briefs are not considered
evidence of asserted facts. Versarge v. Township of Clinton, 984 F.2d 1359, 1370 (3d
4
Cir. 1993).
Once the moving party has shown that there is an absence of evidence to support
the claims of the non-moving party, the non-moving party may not simply sit back and
rest on the allegations in its complaint. See Celotex Corp. v. Catrett, 477 U.S. 317, 324
(1986). Instead, it must “go beyond the pleadings and by [its] own affidavits, or by the
depositions, answers to interrogatories, and admissions on file, designate specific facts
showing that there is a genuine issue for trial.” Id. (internal quotations omitted); see also
Saldana, 260 F.3d at 232 (citations omitted). Summary judgment should be granted
where a party “fails to make a showing sufficient to establish the existence of an element
essential to that party’s case, and on which that party will bear the burden at trial.”
Celotex, 477 U.S. at 322-23. “‘Such affirmative evidence – regardless of whether it is
direct or circumstantial – must amount to more than a scintilla, but may amount to less (in
the evaluation of the court) than a preponderance.’” Saldana, 260 F.3d at 232 (quoting
Williams v. Borough of West Chester, 891 F.2d 458, 460-61 (3d Cir. 1989)).
Administrative Exhaustion
Corrections Defendants argue that Freeman failed to exhaust his available
administrative remedies as to his remaining claims with exception of his allegation
relating to the cold temperature during his confinement in the hard cell. See Doc. 95, pp.
11-12. Section 1997e(a) of title 42 U.S.C. provides:
No action shall be brought with respect to prison conditions
5
under Section 1979 of the Revised Statutes of the United
States (42 U.S.C. 1983), or any other federal law, by a
prisoner confined in any jail, prison, or other correctional
facility until such administrative remedies as are available are
exhausted.
Section 1997e(a) requires administrative exhaustion “irrespective of the forms of
relief sought and offered through administrative avenues.” Porter v. Nussle, 122 S.Ct.
983, 992 (2002); Booth v. Churner, 532 U.S. 731, 741 n. 6 (2001). Claims for monetary
relief are not excused from the exhaustion requirement. Nyhuis v. Reno, 204 F.3d 65, 74
(3d Cir. 2000). Dismissal of an inmate’s claim is appropriate when a prisoner has failed
to exhaust his available administrative remedies before bringing a civil rights action.
Ahmed v. Sromovski, 103 F. Supp. 2d 838, 843 (E.D. Pa. 2000). “[E]xhaustion must
occur prior to filing suit, not while the suit is pending.” Tribe v. Harvey, 248 F.3d 1152,
2000 WL 167468, *2 (6th Cir. 2000)(citing Freeman v. Francis, 196 F.3d 641, 645 (6th
Cir. 1999)); Oriakhi v. United States, 165 Fed. Appx. 991, 993 (3d Cir. 2006).
The United States Supreme Court in Jones v. Bock, 549 U.S. 199, 219 (2007),
stated that the primary purpose of the exhaustion requirement is to allow “a prison to
address complaints about the program it administers before being subjected to suit,
reducing litigation to the extent complaints are satisfactorily resolved, and improving
litigation that does occur by leading to the preparation of a useful record.” Id. The
administrative exhaustion mandate also implies a procedural default component. Spruill
v. Gillis 372 F.3d 218, 222 (3d Cir. 2004).
As explained by the Third Circuit Court of Appeals, a procedural default rule
6
“prevents an end-run around the exhaustion requirement.” Id. at 230. It also ensures
“prisoner compliance with the specific requirements of the grievance system” and
encourages inmates to pursue their administrative grievances “to the fullest.” Id.
Similarly, the Supreme Court has observed that proper exhaustion of available
administrative remedies is mandatory, meaning that prisoners must comply with the
grievance system’s procedural rules, including time limitations. Woodford v. Ngo, 548
U.S. 81 (2006).
“There is no futility exception” to the exhaustion requirement.” Brown v. Croak,
312 F.3d 109, 112 (3d cir. 2002) (citing Nyhuis, 204 F.3d at 75. The Third Circuit Court
of Appeals reiterated its no futility exception by rejecting an inmate’s argument that
exhaustion should be excused because prisoner grievances were regularly rejected. Hill
v. Smith, 186 Fed. Appx. 271, 274 (3d Cir. 2006). The Court of Appeals has also
rejected “sensitive’ subject matter or ‘fear of retaliation’ as a basis for excusing a
prisoner’s failure to exhaust.” Pena-Ruiz v. Solorzano, 281 Fed. Appx. 110, 113 (3d Cir.
2008).
An inmate is not required to specifically plead or demonstrate exhaustion in his or
her complaint. See, Jones, 549 U.S. at 216; see also Ray v. Kertes, 285 F.3d 287 (3d Cir.
2002)(a prisoner does not have to allege in his complaint that he has exhausted
administrative remedies). Rather, pursuant to the standards announced in Williams v.
Runyon, 130 F.3d 568, 573 (3d Cir. 1997), it is the burden of a defendant asserting the
7
defense of non-exhaustion to plead and prove it.3
The Pennsylvania Department of Corrections (“DOC”) has established a
Consolidated Inmate Grievance Review System which has been periodically amended.
Section V of DC-ADM 804 (effective December 8, 2010) states that “every individual
committed to its custody shall have access to a formal procedure through which to seek
the resolution of problems or other issues of concern arising during the course of
confinement.” See Doc. 29, p. 8. It adds that the formal procedure shall be known as the
Inmate Grievance System and provides a forum of review and two (2) avenues of appeal.
Section VI ("Procedures") of DC-ADM 804 provides that, after attempted informal
resolution of the problem, a written grievance may be submitted to the Facility Grievance
Coordinator within fifteen (15) working days after the events upon which the claims are
based, but allowances of extensions of time will be granted under certain circumstances.
An appeal from the Grievance Coordinator's Initial Review decision may be made
in writing within ten (10) working days to the Facility Manager or Superintendent. A final
written appeal may be presented within fifteen (15) working days to the Secretary’s Office
of Inmate Grievances and Appeals (SOIGA). A prisoner, in seeking review through the
DOC grievance system, may include reasonable requests for compensation or other legal
relief normally available from a court. However, an improperly submitted grievance will
not be reviewed.
The Third Circuit Court of Appeals has recognized that under the DOC’s
3
In Mitchell v. Horn, 318 F.3d 523, 529 (3d Cir. 2003), the United States Court of
Appeals for the Third Circuit similarly stated that “[f]ailure to exhaust administrative
remedies is an affirmative defense for the defendant to plead.”
8
administrative review system a prisoner’s grievance should identify specific persons, if
practicable. Spruill, 372 F.3d at 234. The Court of Appeals explained that an unexplained
failure to identify a responsible prison official in a grievance constitutes a procedural
default of the claim. It also noted that the prison’s grievance process could excuse such a
procedural default by identifying the unidentified person and acknowledging that they
were fairly within the compass of the prisoner’s grievance. However, in Jones, 549 U.S.
at 219, the United States Supreme Court established that “exhaustion is not per se
inadequate simply because an individual later sued was not named in the grievances.”
CO Lynn
With respect to the inappropriate pat down search claim asserted against CO Lynn,
Defendants assert that during the relevant time period Plaintiff was on grievance
restriction due to his having filed five or more frivolous grievance within a thirty (30) day
period. Due to his restriction status, Plaintiff was only permitted to file one grievance
every fifteen (15) days.
Corrections Defendants concede that Freeman did attempt to initiate a grievance
against Officer Lynn regarding the pat down search, however, because Plaintiff had
already filed his once every fifteen day grievance, his Lynn related grievance was rejected.
This initial rejection was upheld at all levels of the DOC’s review process and the merits
of Plaintiff’s claim that CO Lynn conducted an improper pat down search on February 16,
2010 was never addressed. Corrections Defendants additionally note that because the
grievance restriction was lifted as of March 6, 2010, Freeman still had opportunity to
timely file a grievance against Lynn. Based upon those circumstances, Corrections
9
Defendants conclude that the claim against Lynn was procedurally defaulted and therefore
subject to dismissal as being administratively unexhausted.
In support of their argument, a declaration under penalty of perjury by DOC
SOIGA Administrative Officer Tracy Williams has been submitted. Williams verifies the
above rejection of the Lynn related grievance and notes that Plaintiff never appealed a
grievance to final review regarding the merits of his claim against Lynn. See Doc. 89-2, ¶
31.
Plaintiff counters that his claim against CO Lynn was exhausted as he filed a
grievance which was administratively appealed to final review. See Doc. 100, p. 4.
Plaintiff has provided a copy of what he contends is a July 18, 2010 final administrative
merits denial of his grievance against CO Lynn. See Doc. 98, p. 7.
In a reply brief, Corrections Defendants assert that the purported July 18, 2010
denial submitted by Freeman is a forgery “and not a particularly good one.” Doc. 103, p.
11. They support their argument with a declaration under penalty of perjury by DOC
Chief Grievance Officer Dorina Varner who avers that she did not write the July 18, 2010
response as claimed by Plaintiff and no such response was generated by SOIGA. Doc.
104-1, ¶ 11. Varner adds that the document is not in proper format as it is double spaced
where SOIGA responses are single spaced. It also contains numerous typographical errors
and incorrectly spells the Plaintiff’s name.
Corrections Defendants has also filed a motion requesting that Plaintiff be
sanctioned for submitting a forged document. See Doc. 104. In addition to the factors
raised above, Corrections Defendants add that Plaintiff or someone acting on his behalf
10
used a response to another grievance # 288554 filed by the inmate as a template, replaced
the grievance #, date, and response with new information. See Doc. 105, p. 4.
Based upon a careful review and comparison of the purported July 18, 2010
grievance response by Varner, and the response by Varner to Grievance # 288554, as well
as other grievance responses in the record, this Court agrees that the July 18, 2010
response relied upon by Plaintiff is not authentic and will not be taken into consideration.
The brief supporting Corrections Defendants’ summary judgment motion
correctly notes that the Third Circuit Court of Appeals in Cummings v. Crumb, 347 Fed.
Appx. 725, 726 (3d Cir. 2009) recognized that the DOC’s grievance restriction policy does
not render its grievance process unavailable for purposes of § 1997e. Specifically, the
Court of Appeals held that being on DOC grievance restriction does not per se prevent
compliance with the administrative exhaustion requirement.
Since the undisputed record supports the conclusion that Plaintiff could have
initiated a timely grievance against CO Lynn by simply waiting until his grievance
restriction expired and failed to do so, his claim is subject to dismissal for non-exhaustion
under the standards developed in Cummings. See Ball v. Struthers, 2012 WL 2946785 *
12 (M.D. Pa. July 19, 2012)(dismissal for non-exhaustion is appropriate where
Pennsylvania state prisoner on grievance restriction could have filed proper grievance
after restriction period expired yet elected not to do so).
Pursuant to the above discussion the motion for summary judgment and motion for
sanctions filed on behalf of CO Lynn will both be granted. Summary judgment will be
entered in favor of CO Lynn on the basis of non-exhaustion of available administrative
11
remedies. Since the claim against Lynn will not be permitted to proceed, the Court will
not impose any other sanctions at this time. However, any additional fraudulent behavior
undertaken by Plaintiff with respect to the litigation of this matter will result in dismissal
of his entire action.
CO Miller
Freeman’s second remaining claim against the Corrections Defendants alleges that
Officer Miller retaliated against him for filing an institutional grievance. See Doc. 1, ¶ 8.
This purported retaliation included Miller’s disregard of Plaintiff’s request to be separated
from his cell mate, Inmate Williams. It is also asserted that Miller: encouraged Williams
to stab the Plaintiff; verbally threatened the inmate; told other prisoners that Freeman was
an informant and a rapist; subjected him to sexual harassment during a strip search and
encouraged other prisoners to make loud noises in order to prevent Plaintiff from sleeping.
The summary judgment motion next argues that the only grievance ever filed
regarding the retaliation allegations against CO Miller was rejected pursuant to the DOC’s
single issue rule (DC-ADM 804). See Doc. 95, p. 14. Specifically, DC-ADM 804
requires that a grievance may only contain one issue or one event except where it is
necessary to combine issues to support a claim. If a grievance is rejected under the so
called single issue rule, the prisoner may file a revised grievance within five (5) working
days of the date of the rejection of the improper grievance.
Instead of filing a revised grievance, Freeman elected to appeal the rejection of his
multi-issue grievance. However, the rejection of the grievance under the single issue rule
was upheld at all levels of the DOC review process. As a result, the merits of the
12
retaliation based grievance against Miller were never addressed. Consequently,
Corrections Defendants conclude that Plaintiff procedurally defaulted his retaliation
claims against Miller.
As was the case with CO Lynn, Plaintiff counters that his claim against CO Miller
was exhausted as he filed a grievance which was addressed on the merits and
administratively appealed to final review. See Doc. 100, p. 4. Freeman has also
submitted a copy of what he contends is a May 20, 2010 final written denial on the merits
by Chief Grievance Officer Varner of his grievance against CO Miller. See Doc. 98, p. 6.
Corrections Defendants’ reply and motion for sanctions both contend that this
alleged denial by Varner is also a forgery for the same reasons set forth in their forgery
argument regarding CO Lynn. This Court has carefully reviewed the purported May 20,
2010 response by Varner which was submitted by Freeman. In addition the July 18, 2010
grievance (regarding CO Lynn) response attributed to Varner which was previously
determined to be non-authentic, and the response to Grievance # 288554 were examined
by this Court.
Based upon a comparison of those three documents and as previously discussed
herein, it is apparent that Plaintiff or someone acting on his behalf used Varner’s response
to grievance # 288554 as a template, replaced the grievance #, date, and response
contained therein with new information to created fabricated responses dated May 20,
2010 and July 18, 2010 in an attempt to provide proof that Plaintiff exhausted his
administrative remedies in regards to his claims against both CO Lynn and CO Miller. In
light of this Court’s determination that the May 20, 2010 response relied upon by Plaintiff
13
is not authentic it will likewise not be taken into consideration.
As previously mentioned, the United States Supreme Court has recognized that
prisoners must comply with the grievance system’s procedural rules. Woodford, 548 U.S.
at 93. Since Freeman neglected to either seek relief or comply with the DOC’s procedural
rules with respect to his retaliation claims against Miller, entry of summary judgment in
favor of said Defendant on the basis of non-exhaustion is appropriate. In addition, the
Corrections Defendants’ motion for sanctions with respect to the fabricated May 20, 2010
grievance response submitted by Freeman will also be granted, however since the claims
against Miller will not proceed, the Court will refrain from imposing any additional
sanctions at this time.
Failure to Protect Claims
With respect to the third surviving claim that multiple Corrections Defendants
failed to protect Plaintiff, Freeman states that after he and his RHU cellmate, Inmate
Williams, got into two fights with one another they asked Defendants Knorr, Miller,
Kaufman, Erdly, Burnhart, Burns, McDonald, Gooler, and Mowry to be separated from
one another. Williams also purportedly indicated to some correctional staff that he was
going to stab Plaintiff. However, their requests for separation were denied. On September
6, 2009, Sergeant Gooler purportedly warned Williams that he would be issued a
misconduct if he assaulted Plaintiff but the officer similarly failed to have the cellmates
separated. Correctional Officer Fetterolf also allegedly failed to implement any
appropriative protective measures after being informed by Plaintiff that his cellmate had
threatened him. Freeman claims that he was subsequently attacked and stabbed by Inmate
14
Williams. See id. at p. 3 ¶ 5. Defendants Hoot, Henz, and McCoy purportedly witnessed
this altercation but refused to open the cell door and simply yelled at Williams to cease his
assault.
Corrections Defendants’ request for summary judgment asserts that while Plaintiff
did file and exhaust a grievance relating to his failure to protect claim, his filing failed to
specifically name or set forth any facts specifically regarding Defendants Miller, Erdly,
Burnheart, Mowrey, Fetterolf, Hoot, Henz, or McCoy. See Doc. 95, p. 16
In Jones, the United States Supreme Court stated that “exhaustion is not per se
inadequate simply because an individual later sued was not named in the grievances.”
Jones, 549 U.S. at 219. Since it is conceded by the Corrections Defendants that the
grievance sought relief against all of the correctional officers who worked the first and
second shift in the RHU on September 6, 2009 and set forth the substance of Plaintiff’s
pending failure to protect claim, this Court is satisfied that a finding of non-exhaustion is
not warranted solely based upon the failure of the grievance to list specific names.4
Corrections Defendants also correctly note that the sole claim asserted against
Defendants Hoot, Henz, and McCoy relates to their alleged failure to come to Plaintiff’s
aid while he was being attacked by his cellmate. They alternatively argue that those three
defendants are entitled to summary judgment on the bais of non-exhaustion because the
4
Corrections Defendants also argue that Defendants Miller, Burnheart, and Mowrey were
neither named in the grievance nor assigned to work in the RHU on the first or second shift
of September 6, 2009 they are entitled to a finding of non-exhaustion. However, since the
substance of the grievance asserts that correctional staff failed to respond to Plaintiff’s
request to be removed from his cell prior to the September 6, 2009 incident, this argument
lacks persuasion.
15
only exhausted grievance by Freeman “does not make any allegations about any officers
failing to come to Plaintiff’s aid during the alleged attack.” Doc. 95, p. 17.
A review of the record shows that Plaintiff filed and exhausted an administrative
grievance wherein he stated that he was assaulted by his cellmate, Inmate Williams on
September 6, 2009. See Doc. 88-3, p. 26. the grievance sought relief on the basis that
correctional staff knew that freeman’s life was in danger prior to the incident but ignored
his request to be moved from the cell. There was no allegations set forth in the grievance
that any correctional officers witnessed the altercation as it was occurring but refused to
open the cell door and simply yelled at Williams to cease his assault.
Based upon an application of the well settled administrative exhaustion standards
since the substance of the claims asserted against Defendants Hoot, Henz, and McCoy was
not encompassed within Freeman’s grievance those three Defendants are entitled to entry
of summary judgment on the basis of non-exhaustion of administrative remedies.
Corrections Defendants also argue that because Plaintiff “was not in any real
objective danger, he cannot succeed on his Eighth Amendment claims” of failure to
protect. Doc. 95, p. 21. They add that because: (1) the undisputable medical evidence
show that Freeman did not suffer any serious injury, and (2) the facts unequivocally show
that the incident was staged, he cannot succeed on a failure to protect claim.
Prison officials violate an inmate's right to be free from cruel and unusual
punishment when, through intentional conduct or deliberate indifference, they subject the
inmate to violence at the hands of another prisoner. Young v. Quinlan, 960 F.2d 351, 361
(3d Cir. 1992); Riley v. Jeffes, 777 F.2d 143, 147 (3d Cir. 1985). Mere negligent conduct
16
that leads to serious injury of a prisoner by a prisoner does not expose a prison official to
liability under § 1983. Davidson v. Cannon, 474 U.S. 344, 347-48 (1986).
The victim's custodian is exposed to civil rights liability only when "he knows or
should have known of a sufficiently serious danger to [the] inmate." Young, 960 F.2d at
361; see also Martin v. White, 742 F.2d 469, 474 (8th Cir. 1984); Mosby v. Mabry, 697
F.2d 213, 215 (8th Cir. 1982).
The Third Circuit Court of Appeals has "stress[ed], however, that in constitutional
context 'should have known' is a phrase of art with a meaning distinct from its usual
meaning in the context of the law of torts." Young, 960 F.2d at 361. As our Court of
Appeals explained the phrase, “does not refer to a failure to note a risk that would be
perceived with the use of ordinary prudence." Colburn v. Upper Darby Township, 946
F.2d 1017, 1025 (3d Cir. 1991). Instead, "[i]t connotes something more than a negligent
failure to appreciate the risk . . ., though something less than subjective appreciation of
that risk." Id. Moreover, "the risk of . . . injury must be not only great, but also
sufficiently apparent that a lay custodian's failure to appreciate it evidences an absence of
any concern for the welfare of his or her charges." Id. Consequently, liability only
attaches when there is a "pervasive risk of harm to inmates from other prisoners,5 . . . and
that the prison officials have displayed 'deliberate indifference' to the danger." Riley, 777
F.2d at 147.
Corrections Defendants assert that Plaintiff did not display any detectable injuries
5. The Court of Appeals for the Third Circuit has noted that "prison officials
should, at a minimum, investigate each allegation of violence or threat of violence."
Young, 960 F.2d at 363 n.23.
17
when examined by a nurse after the alleged attack. They have submitted copies of
Plaintiff’s relevant institutional medical records to support that contention and note that
even though Plaintiff alleged that he was stabbed, he never sought any medical treatment
for any stab wound. The summary judgment motion adds that Freeman has a muscular
built while his alleged assailant Inmate Williams is slight in stature. Moreover, it is
pointed out that Inmate Williams admitted to prison officials that the incident was staged
as part of a plan to obtain a single cell.
In opposition to the this argument, Plaintiff has provided the Court with a
photograph of a weapon taken by prison officials (Doc. 99, p. 3) from Inmate Williams on
the date in question. Also submitted as well as a copy of a misconduct charge filed against
Williams by CO Hoot which states that on September 6, 2009 Hoot witnessed Williams
striking Freeman with the weapon. See id. at p. 4.
In the present case, Inmate Williams has clearly made conflicting versions as to the
events of September 6, 2009. Second, given the fact that Plaintiff was larger, more
muscular then Williams is not compelling given the fact that Williams was armed with a
sharpened weapon. Moreover, although Williams may not have actually stabbed the
Plaintiff does not necessarily compel a conclusion that he posed a known risk to
Freeman’s safety.
Based upon Plaintiff’s submissions, especially noting that it is undisputed that
Williams was armed with a weapon and there is no indication that Hoot issued a
misconduct which in part charged Williams with assault and thus, at least initially,
concluded that the incident was not staged, this Court is satisfied there are material facts in
18
dispute as to whether the September 6, 2009 incident was staged.6 Accordingly the
alternative request for entry of summary judgment on the failure to protect claims against
Defendants Miller, Erdly, Burnheart, Mowrey, Fetterolf will be denied.
Conditions of Confinement
Between February 12-18, 2009, Plaintiff was allegedly placed in a hard cell within
the SCI-Coal Twp. RHU which had no desk, seat, clothes, mattress, soap, recreation
privileges, legal mail, or toilet paper. See Doc. 1, ¶ 14. Due to the cold temperature in the
cell, the Complaint states that Freeman caught a cold, suffered from a massive headache,
and his feet went “numb” and started burning.7 Id. In addition, Lieutenant Eveland told
Plaintiff that he would have to endure those conditions for a one (1) week period and
Defendants Eveland, Fetterolf Burnhart, Seedor, Marx, Trautman, Shepperson, Faust,
Captain Miller, Officer Miller, McCoy and Erdly denied his requests for relief including a
blanket. Despite those physical problems, Plaintiff was purportedly not permitted to see a
doctor until February 14, 2009.
Corrections Defendants’ final non-exhaustion argument maintains that the only
claims relating to Freeman’s conditions of confinement which were administratively
exhausted were his allegations relating to the temperature in his hard cell being too cold
and subsequent health consequences. See Doc. 95, p. 18. In support they have submitted
copy of Grievance 3082000 (Doc. 89-3, p. 57.) A review of the mostly illegible grievance
6
It is noted that the outcome of the misconduct charges, especially the assault
allegation, filed by Hoot against Williams has not been provided to the Court.
7
The Complaint noted that because two toes on Freeman’s right foot were previously
amputated he has irregular blood circulation.
19
indicates that in addition to complaining about the cold temperature in his cell, Freeman
also asserted that the cell had “no desk, seat, mattress ono clothes, no toilet paper. Id. at
A., Lines 1-2. The response to said grievance states that Plaintiff was not provided with a
blanket or any other items for security reasons (because he was on constant suicide
watch). See id. at p. 59. It also provides that correctional staff denied that Plaintiff’s legal
materials were taken.
Pursuant to the above discussion, this Court disagrees with the Corrections
Defendants’ characterization that the grievance only complained about cold temperature
and medical consequences. Since Plaintiff’s grievance complained of multiple
deficiencies this Court is satisfied that Corrections Defendants were adequate given notice
by Plaintiff of the substance of his claim of being subjected to unconstitutional conditions
of confinement. The request for summary judgment on the basis of failure to exhaust
administrative remedies with respect to the conditions of confinement claim will be
denied.
In the alternative, Corrections Defendants argue that because Plaintiff “was not in
any real objective danger, he cannot succeed on his Eighth Amendment claims.” Doc. 95,
p. 21. It is noted that this argument only addresses Plaintiff’s contentions as to the cold
temperature in his hard cell and the alleged resulting medical difficulties caused by the
cold.
The Eighth Amendment’s prohibition of cruel and unusual punishment imposes
duties on prison officials to provide prisoners with the basic necessities of life, such as
food, clothing, shelter, sanitation, medical care and personal safety. See Farmer v.
20
Brennan, 511 U.S. 825, 832 (1994); Helling v. McKinney, 509 U.S. 25, 31 (1993). Prison
conditions may amount to cruel and unusual punishment if they cause “unquestioned and
serious deprivations of basic human needs ... [that] deprive inmates of the minimal
civilized measure of life’s necessities.” Tillman v. Lebanon County Correctional Facility,
221 F.3d 410 (3d Cir. 2000).
In reviewing conditions of confinement claims, courts have stressed that the
duration of the complainant’s exposure to the alleged unconstitutional conditions and the
“totality of the circumstances” are critical to a finding of cruel and inhumane treatment.
Moreover, the focus must be on the deprivation of a particular basic necessity. As
explained in Wilson v. Seiter, 501 U.S. 294, 304-05 (1991):
Some conditions of confinement may establish an Eighth
Amendment violation ‘in combination’ when each would not
do so alone, but only when they have a mutually enforcing
effect that produces the deprivation of a single, identifiable
human need such as food, warmth, or exercise – for example, a
low cell temperature at night combined with a failure to issue
blankets. To say that some prison conditions may interact in
this fashion is a far cry from saying that all prison conditions
are a seamless web for Eighth Amendment purposes. Nothing
so amorphous as ‘overall conditions’ can rise to the level of
cruel and usual punishment when no specific deprivation of a
single human need exists.
In addition to showing conditions that pose a risk of serious harm, the inmate must
show that the prison official responsible for the conditions of confinement acted with “a
sufficiently culpable state of mind.” Id. at 298. A prison official violates the Eighth
Amendment when he acts with deliberate indifference to a known objectively serious risk
to a prisoner’s health or safety. See Farmer, 511 U.S. at 837; Beers-Capitol v. Whetzel,
21
256 F. 3d 120, 125 (3d Cir. 2001). This requirement of actual knowledge means that “the
official must both be aware of facts from which the inference could be drawn that a
substantial risk of serious harm exists, and he must also draw the inference.” Farmer, 511
U.S. at 837.
This Court has concluded that Plaintiff exhausted his administrative remedies as to
multiple alleged unconstitutional conditions of confinement during a six (6) day period he
spent in a hard cell. Since the pending summary judgment motion does not address the
totality of those conditions as required under Wilson the request for summary judgment
will be denied.
John Doe Defendants
Multiple John and Jane Doe employees at SCI-Cresson including an unidentified
Hearing Examiner are also named as Defendants in this matter. John Doe defendants may
only be allowed "to stand in for the alleged real parties until discovery permits the
intended defendants to be installed." Johnson v. City of Erie, 834 F. Supp. 873, 878
(W.D. Pa. 1993) (citations omitted). Absent compelling reasons, a district court may
dismiss such defendants if a plaintiff, after being granted a reasonable period of discovery,
fails to identify them. Scheetz v. Morning Call, Inc., 130 F.R.D. 34, 37 (E.D. Pa. 1990)
("Fictitious parties must eventually be dismissed, if discovery yields no identities.").
Based on this Court's review of the record, although this action was filed more then
two (2) years ago in 2010, Plaintiff has not yet provided this Court with the identities of
any of the John and Jane Doe Defendants. Plaintiff will be granted thirty (30) days from
the date of this order in which to properly provide the name of the John and Jane Doe
22
Defendants. If Freeman fails to timely identify the John and Jane Doe Defendants,
dismissal will be entered in their favor under the authority of Scheetz.
Conclusion
Pursuant to the above discussion, Corrections Defendants’ motion for summary
judgment regarding Plaintiff’s four remaining claims will be granted in part. The
Corrections Defendants’ motion for sanctions will also be partially granted.
Specifically, summary judgment will be granted in favor of CO Lynn for the failure
Plaintiff to exhaust his available administrative remedies with respect to the inappropriate
pat down search claim. The retaliation claims against CO Miller and the failure to protect
claims against Captain McCoy, CO Hoot, and CO Henz, will likewise be dismissed on the
basis of non-exhaustion. The remaining summary judgment arguments will be denied.
Accordingly, summary judgment will be entered in favor of CO Lynn, CO Hoot, and Co
Henz.8
The claim that Defendants Miller, Erdly, Burnheart, Mowrey, Fetterolf failed to
protect Plaintiff’s safety after being informed that his cellmate posed a risk to Freeman’s
safety and the conditions of confinement relating to Plaintiff ‘s six (6) day hard cell
placement will be allowed to proceed at this juncture.
Finally, in an effort to bring this matter to timely and final resolution, Plaintiff is
directed to provide this Court with the name of the John and Jane Doe Defendants within
8
Since summary judgment is being granted with respect to the claims relating to the
motion for sanctions, no further sanctions will be imposed. However, Plaintiff is forewarned
that any future attempts to mislead this Court through the use of non-authentic documents
will result in dismissal of this action.
23
thirty (30) days. Failure of Plaintiff to do so will result in dismissal of the John and Jane
Doe Defendants. Furthermore, the parties will be granted until May 1, 2013 in which to
conclude discovery and any dispositive motions shall be filed by May 31, 2013. An
appropriate Order will enter
BY THE COURT:
s/James M. Munley
JUDGE JAMES M. MUNLEY
United States District Court
DATED: MARCH 4 , 2013
24
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
JAMES FREEMAN,
:
:
Plaintiff
:
:
v.
: CIVIL NO. 3:10-CV-1545
:
J. A. MILLER, et al.,
: (Judge Munley)
:
Defendants
:
::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::
ORDER
AND NOW, to wit, this 4thday of March, 2013, for the reasons set forth in the
foregoing Memorandum, it is hereby ORDERED that:
1.
Corrections Defendants’ motion for summary judgment (Doc.
86) is PARTIALLY GRANTED.
2.
The Corrections defendants’ motion for sanctions (Doc. 104)
is PARTIALLY GRANTED.
3.
Summary judgment is GRANTED in favor of Defendants CO
Lynn; the retaliation claims against CO Miller; and the failure
to protect claims against Captain McCoy, CO Hoot, and CO
Henz, on the basis of non-exhaustion of administrative
25
remedies.
4.
The Clerk of Court is directed to enter summary judgment in
favor of CO Lynn, CO Hoot, and Co Henz.
5.
The failure to protect claims against Defendants Miller, Erdly,
Burnheart, Mowrey, Fetterolf and the conditions of
confinement relating to Plaintiff ‘s six day hard cell placement
will proceed.
6.
Within thirty (30) days from the date of this Order, Plaintiff
shall provide this Court with the names of the John and Jane
Doe Defendants.
7.
Failure of Plaintiff to provide the names of the John and Jane
Doe Defendants will result in dismissal being entered in favor
of the John and Jane Doe Defendants.
8.
The parties shall conclude discovery by May 1, 2013.
9.
Any further dispositive motions shall be filed by May 31,
2013.
BY THE COURT:
s/James M. Munley
JUDGE JAMES M. MUNLEY
United States District Court
26
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