Bliss v. Astrue
Filing
14
MEMORANDUM AND ORDER: IT IS HEREBY ORDERED THAT: 1. The Clerk of Court shall enter judgment in favor of the Commissioner and against Jeffrey J. Bliss as set forth in the following paragraph. 2. The decision of the Commissioner of Social Security denying Jeffrey J. Bliss disability insurance benefits and supplemental security income benefits is affirmed. The Clerk of Court shall close this case. Signed by Honorable A. Richard Caputo on 11/21/11. (jam, )
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF PENNSYLVANIA
JEFFREY J. BLISS,
Plaintiff
vs.
MICHAEL ASTRUE,
COMMISSIONER OF SOCIAL
SOCIAL SECURITY,
Defendant
:
:
:
:
:
:
:
:
:
:
:
CIVIL ACTION NO. 4:10-CV-02231
(Complaint Filed 10/28/10)
(Judge Caputo)
MEMORANDUM AND ORDER
BACKGROUND
The above-captioned action is one seeking review of a decision of the
Commissioner of Social Security ("Commissioner") denying Plaintiff Jeffrey J. Bliss’s claim
for social security disability insurance benefits and supplemental security income benefits.
For the reasons set forth below we will affirm the decision of the Commissioner.
Disability insurance benefits are paid to an individual if that individual is
disabled and “insured,” that is, the individual has worked long enough and paid social
security taxes. The last date that a claimant meets the requirements of being insured is
commonly referred to as the “date last insured.” It is undisputed that Bliss meets the insured
status requirements of the Social Security Act through December 31, 2014 Tr. 9 and 11.1
Supplemental security income is a federal income supplement program funded
by general tax revenues (not social security taxes). It is designed to help aged, blind or
References to “Tr. ” are to pages of the administrative record filed by the
Defendant as part of his Answer on December 30, 2010.
1
other disabled individuals who have little or no income.
Bliss was born in the United States on January 26, 1971. Tr. 129. Bliss
graduated from high school in 1989 and can read, write, speak and understand the English
language and perform basic mathematical functions. Tr. 29, 259, 268 and 310-311. After
graduating from high school he completed some college courses. Tr. 311 and 337.
Bliss has prior work experience as a customer service person (November,
2008 to “the present”),2 a restaurant supervisor (May 2008-September 2008), retail store
manager (March 2007 -July 2007), night auditor3 (May 2006-December 2006), front desk
clerk at an Econo Lodge (August 2005-January 2006), office assistant (August 2003-April
2004), and a flight attendant (January 1992 to August 2003). Tr. 52 , 271-272 and 310-311.
A vocational expert described Bliss’s past relevant employment4 as semi-skilled to skilled,
sedentary to medium work.5 Tr. 52.
At the administrative hearing Bliss’s resume was admitted into evidence. Tr. 310311. That resume was dated January 5, 2010, and indicated that Bliss worked as a
“Check Out Coach and [in the] Customer Service Center, Giant Food Store,
McConnellsburg, PA” from “11/08-Present.” Id. In the resume Bliss stated that he had 6
years of management experience and 13 plus years of hospitality and customer service
experience. Id.
2
Bliss described the night auditor position in part as follows:”Responsible for closing
out guest accounts, processing cash, checks, and verifying credit card accounts for a 66
room limited service property. Additional duties included data entry tasks and inputting
daily revenue reports and accounting for revenue received each business day. Registered
guests and coordinated future reservations.” Tr. 311.
3
Past relevant employment in the present case means work performed by Bliss
during the 15 years prior to the date his claim for disability was adjudicated by the
Commissioner. 20 C.F.R. §§ 404.1560 and 404.1565.
4
The terms sedentary, light, medium and heavy work are defined in the regulations
of the Social Security Administration as follows:
(continued...)
5
2
Bliss also worked as an animal control officer from November 2007 to May
2008. Tr. 271-272. The vocational expert when testifying did not address the work
5
(...continued)
(a) Sedentary work. Sedentary work involves lifting
no more than 10 pounds at a time and occasionally
lifting or carrying articles like docket files, ledgers, and
small tools. Although a sedentary job is defined as one
which involves sitting, a certain amount of walking and
standing is often necessary in carrying out job duties.
Jobs are sedentary if walking and standing are required
occasionally and other sedentary criteria are met.
(b) Light work. Light work involves lifting no more
than 20 pounds at a time with frequent lifting or
carrying of objects weighing up to 10 pounds. Even
though the weight lifted may be very little, a job is
in this category when it requires a good deal of
walking or standing, or when it involves sitting most
of the time with some pushing and pulling of arm or leg
controls. To be considered capable of performing a
full or wide range of light work, you must have the
ability to do substantially all of these activities.
If someone can do light work, we determine that
he or she can also do sedentary work, unless there
are additional limiting factors such as loss of fine
dexterity or inability to sit for long periods of time.
(c) Medium work. Medium work involves lifting no
more than 50 pounds at a time with frequent lifting or
carrying of objects weighing up to 25 pounds. If
someone can do medium work, we determine that
he or she can do sedentary and light work.
(d) Heavy work. Heavy work involves lifting no more
than 100 pounds at a time with frequent lifting or
carrying of objects weighing up to 50 pounds. If
someone can do heavy work, we determine that he
or she can also do medium, light, and sedentary work.
20 C.F.R. §§ 404.1567 and 416.967.
3
performed by Bliss as an animal control officer. Id.
Bliss stated that in that position he
frequently lifted 50 pounds or more and was on his feet “most of if not all of” an 8-hour
workday. Tr. 273. This description is consistent with the definition of heavy work.
Records of the Social Security Administration reveal that Bliss had earnings
from 1987 through 2008, as follows:
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
$ 2027.95
4326.72
5827.97
8191.96
9099.84
13086.34
19014.29
17756.02
19572.02
10159.62
15152.23
17945.75
22176.93
28620.97
29000.39
15365.06
12448.41
15197.18
8414.99
12229.66
11142.17
16123.83
Tr. 157. Bliss’s total earnings from 1987 through 2008 were $312,880.30. Id.
Bliss alleges that he became disabled on September 30, 2008, because of an
HIV infection, gastroesophageal reflux disease, cyclothymia6 and a panic disorder. Tr. 27,
Cyclothymic disorder (cyclothymia) “is a mild form of bipolar disorder (manic
depressive illness) in which a person has mood swings over a period of years that go from
mild depression to euphoria and excitement.” Cyclothymic Disorder, A.D.A.M. Medical
(continued...)
6
4
60-61, 125, 129 and 260. Bliss contends that because of fatigue and the side-effects of HIV
medications he cannot work full-time. Tr. 27. The record reveals that Bliss “was first
diagnosed as being HIV positive in 1996.” Tr. 345.
In 2008, Bliss’s earnings from working as an animal control officer for a
humane society were $5831.28, as a restaurant supervisor $9414.74, and as a customer
service person at Giant Food Stores, Inc., $835.81. Tr. 164, 271-272 and 310. Bliss’s
personnel file from Giant Food Stores, Inc., reveals that he was hired on November 9, 2008.
Tr. 212 and 244. On his application for employment, Bliss stated that he was seeking fulltime employment and that he could work any hours, seven days per week. Tr. 213. At the
administrative hearing held in this case on April 7, 2010, Bliss testified that he had been
working at Giant Food Stores, Inc., for one year and five months and that he was currently
working at the customer service desk. Tr. 28-29. Bliss stated that he was a check-out coach
in front of the store who supervises the cashiers and that he was currently working 3 to 4
days per week, 6 ½ to 8 hours per day. Id. He also stated that he was on his feet constantly
and was able to lift items such as a 40 pound bag of dog food. Id. Bliss claimed that he
could not work more than part-time because he gets mentally drained. Tr. 31. When asked
whether he had the stamina to work 8 hours per day, five days per week, in a position where
he would be mostly sitting and not dealing with the public he stated that he did not believe
he could engage in that type of work because of his “mental issues.” Tr. 36. Bliss did not
claim that his physical ailments would prevent him from engaging in that type of sedentary
6
(...continued)
Encyclopedia, U.S. National Library of Medicine, PubMed Health, http://www.ncbi.
nlm.nih.gov/pubmedhealth/PMH0002517/ (Last accessed November 17, 2011).
5
work activity. Id.
On October 30, 2008, Bliss filed protectively7 an application for disability
insurance benefits and on November 4, 2008, an application for supplemental security
income benefits. Tr. 9, 60-61 and 125-135. On March 30, 2009, the Bureau of Disability
Determination8 denied Bliss’s applications. Tr. 60-61 and 63-74. On April 7, 2009, Bliss
requested a hearing before an administrative law judge. Tr. 75-76. After 12 months had
passed, a hearing before an administrative law judge was held on April 7, 2010. Tr. 24-59.
On June 30, 2010, the administrative law judge issued a decision denying Bliss’s
applications. Tr. 9-18. On July 21, 2010, Bliss requested that the Appeals Council review
the administrative law judge’s decision and on October 1, 2010, the Appeals Council
concluded that there was no basis upon which to grant Bliss’s request for review. Tr. 1-5.
Thus, the administrative law judge’s decision stood as the final decision of the
Commissioner.
On October 28, 2010, Bliss filed a complaint in this court requesting that we
reverse the decision of the Commissioner denying him social security disability insurance
and supplemental security income benefits. The Commissioner filed an answer to the
complaint and a copy of the administrative record on December 30, 2010. Bliss filed his
brief on February 11, 2011, and the Commissioner filed his brief on April 15, 2011. The
Protective filing is a term for the first time an individual contacts the Social Security
Administration to file a claim for benefits. A protective filing date allows an individual to
have an earlier application date than the date the application is actually signed.
7
The Bureau of Disability Determination is an agency of the Commonwealth of
Pennsylvania which initially evaluates applications for disability insurance benefits and
supplemental security income benefits on behalf of the Social Security Administration. Tr.
64 and 70.
8
6
appeal9 became ripe for disposition on April 28, 2011, when Bliss filed a reply brief.
STANDARD OF REVIEW
When considering a social security appeal, we have plenary review of all legal
issues decided by the Commissioner. See Poulos v. Commissioner of Social Security, 474
F.3d 88, 91 (3d Cir. 2007); Schaudeck v. Commissioner of Social Sec. Admin., 181 F.3d
429, 431 (3d Cir. 1999); Krysztoforski v. Chater, 55 F.3d 857, 858 (3d Cir. 1995). However,
our review of the Commissioner’s findings of fact pursuant to 42 U.S.C. § 405(g) is to
determine whether those findings are supported by "substantial evidence." Id.; Brown v.
Bowen, 845 F.2d 1211, 1213 (3d Cir. 1988); Mason v. Shalala, 994 F.2d 1058, 1064 (3d Cir.
1993). Factual findings which are supported by substantial evidence must be upheld. 42
U.S.C. §405(g); Fargnoli v. Massanari, 247 F.3d 34, 38 (3d Cir. 2001)(“Where the ALJ’s
findings of fact are supported by substantial evidence, we are bound by those findings, even
if we would have decided the factual inquiry differently.”); Cotter v. Harris, 642 F.2d 700, 704
(3d Cir. 1981)(“Findings of fact by the Secretary must be accepted as conclusive by a
reviewing court if supported by substantial evidence.”); Keefe v. Shalala, 71 F.3d 1060,
1062 (2d Cir. 1995); Mastro v. Apfel, 270 F.3d 171, 176 (4th Cir. 2001); Martin v. Sullivan,
894 F.2d 1520, 1529 & 1529 n.11 (11th Cir. 1990).
Substantial evidence “does not mean a large or considerable amount of
evidence, but ‘rather such relevant evidence as a reasonable mind might accept as
adequate to support a conclusion.’” Pierce v. Underwood, 487 U.S. 552, 565 (1988)(quoting
Under the Local Rules of Court “[a] civil action brought to review a decision of the
Social Security Administration denying a claim for social security disability benefits” is
“adjudicated as an appeal.” M.D.Pa. Local Rule 83.40.1.
9
7
Consolidated Edison Co. v. N.L.R.B., 305 U.S. 197, 229 (1938)); Johnson v. Commissioner
of Social Security, 529 F.3d 198, 200 (3d Cir. 2008); Hartranft v. Apfel, 181 F.3d 358, 360
(3d Cir. 1999). Substantial evidence has been described as more than a mere scintilla of
evidence but less than a preponderance. Brown, 845 F.2d at 1213. In an adequately
developed factual record substantial evidence may be "something less than the weight of
the evidence, and the possibility of drawing two inconsistent conclusions from the evidence
does not prevent an administrative agency's finding from being supported by substantial
evidence." Consolo v. Federal Maritime Commission, 383 U.S. 607, 620 (1966).
Substantial evidence exists only "in relationship to all the other evidence in the
record," Cotter, 642 F.2d at 706, and "must take into account whatever in the record fairly
detracts from its weight." Universal Camera Corp. v. N.L.R.B., 340 U.S. 474, 488 (1971).
A single piece of evidence is not substantial evidence if the Commissioner ignores
countervailing evidence or fails to resolve a conflict created by the evidence. Mason, 994
F.2d at 1064. The Commissioner must indicate which evidence was accepted, which
evidence was rejected, and the reasons for rejecting certain evidence. Johnson, 529 F.3d
at 203; Cotter, 642 F.2d at 706-707. Therefore, a court reviewing the decision of the
Commissioner must scrutinize the record as a whole. Smith v. Califano, 637 F.2d 968, 970
(3d Cir. 1981); Dobrowolsky v. Califano, 606 F.2d 403, 407 (3d Cir. 1979).
SEQUENTIAL EVALUATION PROCESS
To receive disability benefits, the plaintiff must demonstrate an “inability to
engage in any substantial gainful activity by reason of any medically determinable physical
or mental impairment which can be expected to result in death or which has lasted or can
8
be expected to last for a continuous period of not less than 12 months.” 42 U.S.C. §
432(d)(1)(A). Furthermore,
[a]n individual shall be determined to be under a
disability only if his physical or mental impairment
or impairments are of such severity that he is not
only unable to do his previous work but cannot,
considering his age, education, and work experience,
engage in any other kind of substantial gainful work
which exists in the national economy, regardless of
whether such work exists in the immediate area in which
he lives, or whether a specific job vacancy exists for
him, or whether he would be hired if he applied for
work. For purposes of the preceding sentence (with
respect to any individual), “work which exists in the
national economy” means work which exists in significant
numbers either in the region where such individual
lives or in several regions of the country.
42 U.S.C. § 423(d)(2)(A).
The Commissioner utilizes a five-step process in evaluating disability insurance
and supplemental security income claims. See 20 C.F.R. §404.1520 and 20 C.F.R. §
416.920; Poulos, 474 F.3d at 91-92. This process requires the Commissioner to consider,
in sequence, whether a claimant (1) is engaging in substantial gainful activity,10 (2) has an
impairment that is severe or a combination of impairments that is severe,11 (3) has an
If the claimant is engaging in substantial gainful activity, the claimant is not
disabled and the sequential evaluation proceeds no further.
10
The determination of whether a claimant has any severe impairments, at step two
of the sequential evaluation process, is a threshold test. 20 C.F.R. §§ 404.1520(c) and
416.920(c). If a claimant has no impairment or combination of impairments which
significantly limits the claimant’s physical or mental abilities to perform basic work activities,
the claimant is “not disabled” and the evaluation process ends at step two. Id. If a
claimant has any severe impairments, the evaluation process continues. 20 C.F.R. §§
404.1520(d)-(g) and 416.920(d)-(g). Furthermore, all medically determinable impairments,
severe and non-severe, are considered in the subsequent steps of the sequential
(continued...)
11
9
impairment or combination of impairments that meets or equals the requirements of a listed
impairment,12 (4) has the residual functional capacity to return to his or her past work and
(5) if not, whether he or she can perform other work in the national economy. Id. As part of
step four the administrative law judge must determine the claimant’s residual functional
capacity. Id.13
Residual functional capacity is the individual’s maximum remaining ability to
do sustained work activities in an ordinary work setting on a regular and continuing basis.
See Social Security Ruling 96-8p, 61 Fed. Reg. 34475 (July 2, 1996). A regular and
continuing basis contemplates full-time employment and is defined as eight hours a day, five
days per week or other similar schedule. The residual functional capacity assessment must
include a discussion of the individual’s abilities. Id; 20 C.F.R. §§ 404.1545 and 416.945;
Hartranft, 181 F.3d at 359 n.1 (“‘Residual functional capacity’ is defined as that which an
individual is still able to do despite the limitations caused by his or her impairment(s).”).
11
(...continued)
evaluation process. 20 C.F.R. §§ 404.1523, 404.1545(a)(2), 416.923 and 416.945(a)(2).
If the claimant has an impairment or combination of impairments that meets or
equals a listed impairment, the claimant is disabled. If the claimant does not have an
impairment or combination of impairments that meets or equals a listed impairment, the
sequential evaluation process proceeds to the next step. 20 C.F.R. § 404.1525 explains
that the listing of impairments “describes for each of the major body systems impairments
that [are] consider[ed] to be severe enough to prevent an individual from doing any gainful
activity, regardless of his or her age, education, or work experience.” Section 404.1525
also explains that if an impairment does not meet or medically equal the criteria of a listing
an applicant for benefits may still be found disabled at a later step in the sequential
evaluation process.
12
If the claimant has the residual functional capacity to do his or her past relevant
work, the claimant is not disabled.
13
10
MEDICAL RECORDS
Before we address the administrative law judge’s decision and the arguments
of counsel, we will review the relevant medical records. At the administrative hearing in this
case, Bliss admitted that it was only mental impairments that prevented him from engaging
in sedentary work. Although Bliss made that admission, we will comment briefly on one of
his physical impairments. Although Bliss contracted the HIV virus in 1996, the medical
records do not reveal that since contracting HIV Bliss made any significant complaints
regarding side effects of medications prescribed for that condition, other than as will be
mentioned below Bliss did at one point suffer heart palpitations supposedly attributable to
HIV medications.
The record contains treatment notes from Family Services of Chemung
County, Inc. (Chemung), Elmira, New York, for the period November 2004 through
September 2006 which was well prior to Bliss’s alleged disability onset date of September
30, 2008. Tr. 125 and 332-354. During that time Bliss was treated for depressive disorder
and an anxiety disorder with occasional panic attacks and his Global Assessment of
Functioning (GAF) score14 never fell below 60. Id.
At a psychiatric evaluation on January
The GAF score allows a clinician to indicate his judgment of a person’s overall
psychological, social and occupational functioning, in order to assess the person’s mental
health illness. Diagnostic and Statistical Manual of Mental Disorders 3–32 (4th ed. 1994). A
GAF score is set within a particular range if either the symptom severity or the level of
functioning falls within that range. Id. The score is useful in planning treatment and
predicting outcomes. Id. A GAF score of 21-30 represents behavior considerably
influenced by delusions or hallucinations or serious impairment in communication or
judgment or inability to function in almost all areas. A GAF score of 31-40 represents
some impairment in reality testing or communication or major impairment in several areas,
such as work or school, family relations, judgment, thinking or mood. Id. A GAF score of
41-50 indicates serious symptoms or any serious impairment in social, occupational or
(continued...)
14
11
13, 2005, Bliss told the evaluator, Carlos Delos-Reyes, M.D., that his HIV was “doing very
well without medication.” Tr. 345. A mental status examination of Bliss on that date was
essentially normal other than Bliss was somewhat anxious, his mood was depressed and
his affect flat. Tr. 346.
Dr. Delos-Reyes gave Bliss a GAF score of 65. Id.
All of the
mental status examinations during this period were similar. Id.
In March, 2006, Bliss complained of depression and anxiety because of loss
of his employment, financial issues, and relationship issues. Tr. 336.
However, he
commenced working in March 2006 and continued to work despite his alleged mental and
physical ailments for up to 10 hours per day, four days per week, while treating at Chemung.
Tr. 261.
In October 2007, Bliss was seen at Arnot Ogden Medical Center for complaints
of headaches. Tr. 367-369. Bliss reported that he was HIV positive with an undetectable
viral load.15 Tr. 369. The results of a physical examination were essentially normal and a
CT scan of the head was normal. Tr. 370 and 373. A CT of the brain showed no evidence
of acute intracranial abnormality but revealed mucosal thickening consistent with sinusitis.
14
(...continued)
school functioning. Id. A GAF score of 51 to 60 represents moderate symptoms or any
moderate difficulty in social, occupational, or school functioning. Id. A GAF score of 61 to
70 represents some mild symptoms or some difficulty in social, occupational, or school
functioning, but generally functioning pretty well with some meaningful interpersonal
relationships. Id. A GAF score of 71 to 80 represents transient symptoms, if present, and
expectable reactions to psychosocial stressors or no more than slight impairment in social,
occupational, or school functioning. Id.
HIV viral load is an important measurement of the amount of active HIV in the
blood of someone who is HIV positive and also indicates if the individual’s medication
regimen is working. HIV Viral Load - What Is It and Why Is It Important? About.com,
http://aids.about.com/od/technicalquestions/f/viralload.htm (Last accessed November 16,
2011).
15
12
Tr. 371. Bliss was diagnosed with sinusitis and prescribed an antibiotic, Zithromax. Tr. 370
and 372.
On July 2, 2008, Cynthia J. Whitener, M.D., an infectious disease specialist
at Milton S. Hershey Medical Center, examined Bliss. Tr. 408-410. At that appointment
Bliss stated that he was diagnosed with HIV in 1996 and had not been placed on
antiretroviral medications until late in 2007. Id. Bliss stopped taking the medication within
a few months because of heart palpitations and was started on a new medication in late
February, 2008, which he tolerated well. Id. Bliss also informed Dr. Whitener that he had
been 100% compliant with his medications. Id. Bliss’s CD4 count was approximately 97516
and his viral load was undetectable. Id.
Bliss denied ever having an opportunistic
infection.17 Id. Bliss has never been hospitalized or ill directly related to HIV infection, other
than palpitations on his initial medication. Id. The results of a physical examination of Bliss
performed by Dr. Whitener were normal. Id. Dr. Whitener’s impression was as follows: “This
is a 37-year old man who has been HIV infected for 12 years, and sounds to have very well
controlled infection on current antiretroviral regimen. His dose of Invirase is lower than
“CD4 cells are a type of white blood cell that fights infection. Another name for
them is T-helper cells. . . The CD4 count measures the number of CD4 cells in a sample of
blood . . . Along with other tests, the CD4 count helps tell how strong your immune system
is, indicates the stage of your HIV disease, guides treatment, and predicts how your
disease may progress. . . A normal CD4 count is from 500 to 1,500 cells. . . Public health
guidelines recommend starting on preventive antiretroviral therapy if CD4 counts are under
200, whether or not you have symptoms.” HIV,AIDS and the CD4 Count, WebMD,
http://www.webmd.com/hiv-aids/cd4-count-what-does-it-mean (Last accessed
November 16, 2011).
16
There are many germs (bacteria, viruses, etc.) that are normally found in the
body. Our immune system if healthy generally keeps them in check. When the immune
system is weakened by the HIV virus these germ can take advantage of that weakened
condition. These type of infections are called opportunistic infections.
17
13
what’s generally recommended . . . He has a history of possible tertiary syphillis, likely
adequately treated, has no symptoms suggestive of relapse. Other potential active medical
issues include history of recurrent sinus problems, history of anxiety and depression, though
currently this seems to be under control, hypertriglyceridemia, and gastroesophageal reflux
disease. He will continue on his current medications for these problems now.” Tr. 410. Dr.
Whitener recommended that Bliss follow-up with her in 3-4 months. Id.
On November 26, 2008, Bliss had an appointment with Dr. Whitener regarding
the HIV infection. Tr. 547-548. Bliss reported that he was tolerating his HIV medications well
and denied any side effects. Tr. 547. Bliss’s CD4 count was 611 with an undetectable viral
load. Tr. 548.
On March 5, 2009, Padma B. Hari, M.D., evaluated Bliss for complaints of
chest pain. Tr. 471-472. Bliss was working in customer services at Giant Food Stores. Tr.
471. Dr. Hari ordered an EKG and echocardiogram. Tr. 471. Bliss also underwent an
exercise protocol stress test which revealed that he achieved 13 METS18 without EKG
ischemic changes. Tr. 472. The diagnostic impression was atypical chest pain, probably
noncardiac. Tr. 472.
On March 30, 2009, Mark Hite, Ed.D., a state agency psychologist, completed
an evaluation of Bliss based on a review of the medical records. Tr. 478-490. Dr. Hite
concluded that Bliss had affective and anxiety-related disorders that were not severe. Tr.
METS is an abbreviation for metabolic equivalents, that is the multiples of resting
oxygen uptake. The ability to exercise to 10 METS is consistent with “a good exercise
tolerance.” Mark D. Darrow, M.D., Ordering and Understanding the Exercise Stress Test,
American Academy of Family Physicians, http://www.aafp.org/afp/1999/0115/p401.html
(Last accessed November 16, 2011).
18
14
478.
Dr. Hite stated that Bliss had only mild limitations in concentration, persistence or
pace, and no limitations in activities of daily living and no difficulties in maintaining social
functioning. Tr. 488.
In June, 2009, Bliss was seen for the first time by Harvey H. Shapiro, M.D., a
psychiatrist. Tr. 491. Bliss complained of racing thoughts and being tired all the time which
he related back to high school. Tr. 491. Bliss also reported that he had panic attacks twice
a week for 20 minutes. Id. Dr. Shapiro also noted that Bliss had been accused of forging
a doctor’s note in 2006. Tr. 492.
Bliss reported that he had 5 dogs, played computer
games, had been living with his partner for two years, and was currently working in customer
service at Giant Food Stores, Inc. Id. Dr. Shapiro’s diagnostic impression was that Bliss
suffered from cyclothymic disorder and panic disorder. Tr. 492. Dr. Shapiro gave Bliss a
GAF score of 70, which is indicative of only mild symptoms. Dr. Shapiro also gave Bliss a
GAF score of 70 on July 21, 2009, September 14, 09, and January 29, 2010. Tr. 570, 596
and 599.
On March 16, 2010, Dr. Shapiro completed a document entitled “Mental
Impairment Questionnaire (RFC & Listings).” Tr. 571-577. There is no indication that on or
about that date Dr. Shapiro examined Bliss. Dr. Shapiro stated that Bliss suffered from
cyclothymic disorder and panic disorder. Tr. 571. Dr. Shapiro further stated that Bliss’s
current GAF score was 60 (representing moderate symptoms and only one point away from
the next range on the scale which is indicative of only mild symptoms) and that Bliss’s
highest GAF score in the last year was 60 which conflicts with Dr. Shapiro’s prior reports. Id.
Dr. Shapiro noted that Bliss had marked and extreme limitations in several areas of
functioning such as maintaining regular attendance and being punctual and performing at
15
a consistent pace. Dr. Shapiro checked the block on the form questionnaire indicating that
he expected Bliss to be absent from work more than 3 times a month because of his
impairments.
DISCUSSION
The administrative law judge at step one of the sequential evaluation process
found that Bliss had not engaged in substantial gainful work activity since September 30,
2008, the alleged disability onset date. Tr. 11. In so finding the administrative law judge
stated as follows: “The claimant worked after the alleged disability onset date and had
earnings over the substantial gainful activity level in 2008 and 2009. However, he is
currently working part-time at Giant at the customer service desk, and his earnings are just
below the substantial gainful activity level.
Since his earnings are no longer at the
substantial gainful activity level, the undersigned will consider the remaining steps of the
sequential evaluation process.” Id.
At step two of the sequential evaluation process, the administrative law judge
found that Bliss had the following severe impairments: HIV disease, cyclothymia, panic
disorder, and gastroesophageal reflux disease. Id.
At step three of the sequential evaluation process the administrative law judge
found that Bliss’s impairments did not individually or in combination meet or equal a listed
impairment. Tr. 11-13 and 16. In so finding the administrative law judge addressed Listing
14.08, the HIV listing, and relied on Dr. Hite’s opinion. Id.
At steps four and five of the sequential evaluation process the administrative
law judge found that Bliss had the residual functional capacity to perform work as a billing
16
clerk, a job classified as semi-skilled, sedentary work,19 and that there were a significant
number of such jobs in the local and national economies. Tr. 13, 17 and 55. In so finding
the administrative law judge rejected the opinion of Dr. Shapiro and relied on the opinion of
Dr. Hite and the testimony of vocational expert.
The administrative record in this case is 611 pages in length and we have
thoroughly reviewed that record. The administrative law judge did a thorough job of
reviewing Bliss’s vocational history and medical records in his decision. Tr. 9-18.
Furthermore, the brief submitted by the Commissioner adequately reviews the medical and
vocational evidence in this case. Doc. 12, Brief of Defendant. Bliss’s primary argument is
that the administrative law judge erred by rejecting the opinion of Dr. Shapiro and relying on
the opinion of Dr. Hite, the state agency psychologist.20 We have thoroughly reviewed the
record in this case and find no merit in Bliss’s arguments.
Bliss admitted that at the sedentary level of exertion the only thing that would
Although the administrative law judge also found that Bliss could perform a limited
range of light work, if someone is found able to perform light work he or she is able to
perform sedentary work. The administrative law judge specifically found that Bliss could
perform the job of billing clerk which was identified by the vocational expert as a semiskilled, sedentary job. The administrative law judge found that Bliss could only have
occasional contact with the public and coworkers but that he could perform detailed work.
The vocational expert testified that the billing clerk position involved detailed work and that
a billing clerk would only need to have occasional contact with the public and coworkers.
Tr. 55.
19
Bliss also argued that Appeals Council erred by failing to consider his letter brief in
support of his request for review and that the administrative law judge erred by failing to
consider Dr. Shapiro’s opinion regarding the Listings or whether the combination of Bliss’s
HIV and mental health conditions would equal any of the Listings. Bliss in his reply brief
withdrew the argument that the Appeals Council erred. In addition, the administrative law
judge appropriately considered the Bliss’s impairments in combinatin at step three of the
sequential evaluation process. Furthermore, Bliss indicated that the only thing that would
prevent him from engaging in sedentary work would be his mental impairments. Tr. 36.
20
17
prevent him from working full-time would be his mental impairments. The administrative law
judge determined that Bliss’s mental impairments were not as limiting as claimed by Bliss
and would not prevent him from engaging in detailed work as a billing clerk. Tr. 14 and 17.
The administrative law judge concluded that Bliss had the mental ability to engage in semiskilled work as a billing clerk. The administrative law judge rejected the opinion of Dr.
Shapiro who “essentially [found that Bliss was] unable to perform even simple, routine
repetitive (unskilled) work on a regular and continuing basis” because Dr. Shapiro’s
treatment records and global assessment of functioning scores of 60 and 70 were
inconsistent with Dr. Shapiro’s finding of total disability.
The administrative law judge stated that Bliss’s statements concerning the
intensity, persistence and limiting effects of his symptoms were not credible to the extent that
they were inconsistent with the ability to perform work as a billing clerk. Tr. 14 and 17. The
administrative law judge was not required to accept Bliss’s claims regarding his limitations.
See Van Horn v. Schweiker, 717 F.2d 871, 873 (3d Cir. 1983)(providing that credibility
determinations as to a claimant’s testimony regarding the claimant’s limitations are for the
administrative law judge to make). It is well-established that “an [administrative law judge’s]
findings based on the credibility of the applicant are to be accorded great weight and
deference, particularly since [the administrative law judge] is charged with the duty of
observing a witness’s demeanor . . . .” Walters v. Commissioner of Social Sec., 127 f.3d
525, 531 (6th Cir. 1997); see also Casias v. Secretary of Health & Human Servs., 933 F.2d
799, 801 (10th Cir. 1991)(“We defer to the ALJ as trier of fact, the individual optimally
positioned to observe and assess the witness credibility.”). Because the administrative law
judge observed Bliss when he testified at the hearing on April 7, 2010, the administrative
18
law judge is the one best suited to assess the credibility of Bliss.
Our review of the administrative record reveals that the decision of the
Commissioner is supported by substantial evidence. We will, therefore, pursuant to 42
U.S.C. § 405(g) affirm the decision of the Commissioner.
An appropriate order will be entered.
/s/ A. Richard Caputo
A. RICHARD CAPUTO
United States District Judge
Dated: November 21, 2011
19
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF PENNSYLVANIA
JEFFREY J. BLISS,
Plaintiff
vs.
MICHAEL ASTRUE,
COMMISSIONER OF SOCIAL
SOCIAL SECURITY,
Defendant
:
:
:
:
:
:
:
:
:
:
:
CIVIL ACTION NO. 4:10-CV-02231
(Complaint Filed 10/28/10)
(Judge Caputo)
ORDER
In accordance with the accompanying memorandum, IT IS HEREBY
ORDERED THAT:
1. The Clerk of Court shall enter judgment in favor of the Commissioner
and against Jeffrey J. Bliss as set forth in the following paragraph.
2. The decision of the Commissioner of Social Security denying Jeffrey
J. Bliss disability insurance benefits and supplemental security income benefits is affirmed.
3. The Clerk of Court shall close this case.
/s/ A. Richard Caputo
A. RICHARD CAPUTO
United States District Judge
Dated: November 21, 2011
20
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?