Moyer v. Astrue
Filing
18
MEMORANDUM re. decision of the Commissioner of Social Security denying disability insurance benefits.Signed by Honorable Sylvia H. Rambo on 08/29/12. (ma, )
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
JEANETTE D. MOYER,
Plaintiff
vs.
MICHAEL J. ASTRUE,
COMMISSIONER OF SOCIAL
SECURITY,
Defendant
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CIVIL NO. 4:11-CV-1186
(Judge Rambo)
M E M O R A N D U M
Background
Plaintiff, Jeanette D. Moyer, is seeking review
of a decision of the Commissioner of Social Security
("Commissioner") denying her claim for social security
disability insurance benefits.
For the reasons set
forth below, the court will affirm the decision of the
Commissioner.
Moyer protectively filed1 her application for
disability insurance benefits on February 12, 2008.
Tr.
1. Protective filing is a term for the first time an
individual contacts the Social Security Administration
to file a claim for benefits. A protective filing date
allows an individual to have an earlier application
date than the date the application is actually signed.
13, 99, 158, 164-167, 170 and 265.2
The application was
initially denied by the Bureau of Disability
Determination on April 30, 2008.3
Tr. 119-123.
On May
20, 2008, Moyer requested a hearing before an
administrative law judge. Tr. 124-125.
A hearing was
held before an administrative law judge on January 20,
2010. Tr. 27-69.
On February 24, 2010, the
administrative law judge issued a decision denying
Moyer’s application. Tr. 13-25.
On March 30, 2010,
Moyer filed a request for review with the Appeals
Council, and after about 14 months had passed, the
Appeals Council on May 12, 2011, concluded that there
was no basis upon which to grant Moyer’s request for
review. Tr. 1-3 and 7.
Thus, the administrative law
judge’s decision stood as the final decision of the
Commissioner.
References to “Tr. ” are to pages of the
administrative record filed by the Defendant as part of
her Answer on August 26, 2011.
2.
3. The Bureau of Disability Determination is an agency
of the state that initially evaluates applications for
disability insurance benefits on behalf of the Social
Security Administration. Tr. 119.
2
Moyer then filed a complaint in this court on
June 22, 2011.
Supporting and opposing briefs were
submitted and the appeal4 became ripe for disposition on
December 27, 2011, when Moyer elected not to file a
reply brief.
Disability insurance benefits are paid to an
individual if that individual is disabled and “insured,”
that is, the individual has worked long enough and paid
social security taxes.
The last date that a claimant
meets the requirements of being insured is commonly
referred to as the “date last insured.”
It is
undisputed that Moyer met the insured status
requirements of the Social Security Act through March
31, 2011. Tr. 13, 15 and 168.
Moyer, who was born in the United States on
September 21, 1971,5 graduated from high school in 1990
Under the Local Rules of Court “[a] civil action
brought to review a decision of the Social Security
Administration denying a claim for social security
disability benefits” is “adjudicated as an appeal.”
M.D.Pa. Local Rule 83.40.1.
4.
5. At the time of the administrative hearing and the
administrative law judge’s decision, Moyer was 38 years
of age. Tr. 33. The Social Security regulations state
(continued...)
3
and can read, write, speak and understand the English
language and perform basic mathematical functions. Tr.
33, 171, 269, 276 and 300.
During her elementary and
secondary schooling, Moyer attended regular education
classes. Tr. 276.
After high school, Moyer took
paralegal courses at The Pennsylvania State University
and became a certified paralegal and also completed
training in cosmetology at the Altoona Beauty School in
2004. Tr. 221 and 276.
Moyer never worked as a
paralegal or cosmetologist. Tr. 221 and 225.
Moyer has past relevant work experience6 as a
bartender, fast food worker, convenience store clerk,
housekeeper, commercial cleaner, packer, sewing machine
5.
(...continued)
that “[t]he term younger individual is used to denote
an individual 18 through 49.” 20 C.F.R., Part 404,
Subpart P, Appendix 2, § 201(h)(1). Moyer is
considered a “younger individual” whose age would not
seriously impact her ability to adjust to other work.
20 C.F.R. § 404.1563(c).
Past relevant employment in the present case means
work performed by Moyer during the 15 years prior to
the date her claim for disability was adjudicated by
the Commissioner. 20 C.F.R. §§ 404.1560 and 404.1565.
6.
4
operator and short order cook. Tr. 24.
This work was
described by a vocational expert as ranging from
unskilled to skilled, light to heavy work.7 Tr. 60-64.
The terms sedentary, light, medium and heavy work
are defined in the regulations of the Social Security
Administration as follows:
7.
(a) Sedentary work. Sedentary work involves
lifting no more than 10 pounds at a time and
occasionally lifting or carrying articles like
docket files, ledgers, and small tools.
Although a sedentary job is defined as one
which involves sitting, a certain amount of
walking and standing is often necessary in
carrying out job duties. Jobs are sedentary if
walking and standing are required occasionally
and other sedentary criteria are met.
(b) Light work. Light work involves lifting no
more than 20 pounds at a time with frequent
lifting or carrying of objects weighing up to
10 pounds. Even though the weight lifted may
be very little, a job is in this category when
it requires a good deal of walking or standing,
or when it involves sitting most of the time
with some pushing and pulling of arm or leg
controls. To be considered capable of
performing a full or wide range of light work,
you must have the ability to do substantially
all of these activities. If someone can do
light work, we determine that he or she can
also do sedentary work, unless there are
additional limiting factors such as loss of
fine dexterity or inability to sit for long
periods of time.
(c) Medium work.
Medium work involves lifting
(continued...)
5
Moyer’s testimony at the administrative hearing
and the records of the Social Security Administration
reveal that Moyer had earnings in the years 1988 through
1991, 1993 through 2004, and 2007 through the date of
the administrative hearing, January 20, 2010.
34, 169 and 195.
Tr. 33-
Moyer’s total reported earnings
through the fourth quarter of 2008 were $68,016. 29. Tr.
169.
Moyer commenced working as a bartender for the
American Legion in March, 2007, and continued working in
that capacity at least 6 hours per day, 2 days per week
up until the third quarter of 2008 when she commenced
working as a bouncer at Memories, a sports bar and
7.
(...continued)
no more than 50 pounds at a time with frequent
lifting or carrying of objects weighing up to
25 pounds. If someone can do medium work, we
determine that he or she can do sedentary and
light work.
(d) Heavy work. Heavy work involves lifting no
more than 100 pounds at a time with frequent
lifting or carrying of objects weighing up to
50 pounds. If someone can do heavy work, we
determine that he or she can also do medium,
light, and sedentary work.
20 C.F.R. § 404.1567.
6
grill, in Huntingdon, Pennsylvania. Tr. 33-34, 196-197
and 278.
At the time of the administrative hearing,
Moyer was working as a bouncer part-time, 3 to 4 nights
per week from 9:00 p.m. to 3:00 a.m. Tr. 33-34 and 52.
Moyer claims that she became disabled on July 1,
2006, because of obesity, asthma, allergic rhinitis,
irritable bowel syndrome, sleep apnea, posttraumatic
stress disorder, headaches, bilateral knee pain, low
back pain, a spur on the left heel, and diabetes. Tr.
15, 119 and 270; Doc. 16, Plaintiff’s Brief, p. 2 and 8.
For the reasons set forth below the court will
affirm the decision of the Commissioner denying Moyer’s
application for disability insurance benefits.8
STANDARD OF REVIEW
Moyer filed a prior application for disability
insurance benefits on April 5, 2005, claiming that she
became disabled on September 5, 2004, because of
obesity, asthma, allergic rhinitis, irritable bowel
syndrome, diabetes and an adjustment disorder with
mixed anxiety and depressed mood. Tr. 105-106. An
administrative law judge denied that application on
June 18, 2007. Tr. 23. The Commissioner denied review
and this court on September 23, 2008, affirmed the
decision of the Commissioner. Tr. 101.
8.
7
When considering a social security appeal, this
court has plenary review of all legal issues decided by
the Commissioner.
See Poulos v. Comm’r of Soc. Sec.,
474 F.3d 88, 91 (3d Cir. 2007); Schaudeck v. Comm’r of
Soc. Sec. Admin., 181 F.3d 429, 431 (3d Cir. 1999);
Krysztoforski v. Chater, 55 F.3d 857, 858 (3d Cir.
1995).
However, our review of the Commissioner’s
findings of fact pursuant to 42 U.S.C. § 405(g) is to
determine whether those findings are supported by
"substantial evidence."
Id.; Brown v. Bowen, 845 F.2d
1211, 1213 (3d Cir. 1988); Mason v. Shalala, 994 F.2d
1058, 1064 (3d Cir. 1993).
Factual findings which are
supported by substantial evidence must be upheld. 42
U.S.C. §405(g); Fargnoli v. Massanari, 247 F.3d 34, 38
(3d Cir. 2001)(“Where the ALJ’s findings of fact are
supported by substantial evidence, we are bound by those
findings, even if we would have decided the factual
inquiry differently.”); Cotter v. Harris, 642 F.2d 700,
704 (3d Cir. 1981)(“Findings of fact by the Secretary
must be accepted as conclusive by a reviewing court if
supported by substantial evidence.”); Keefe v. Shalala,
8
71 F.3d 1060, 1062 (2d Cir. 1995); Mastro v. Apfel, 270
F.3d 171, 176 (4th Cir. 2001); Martin v. Sullivan, 894
F.2d 1520, 1529 & 1529 n.11 (11th Cir. 1990).
Substantial evidence “does not mean a large or
considerable amount of evidence, but ‘rather such
relevant evidence as a reasonable mind might accept as
adequate to support a conclusion.’” Pierce v. Underwood,
487 U.S. 552, 565 (1988)(quoting Consol. Edison Co. v.
N.L.R.B., 305 U.S. 197, 229 (1938)); Johnson v. Comm’r
of Soc. Sec., 529 F.3d 198, 200 (3d Cir. 2008);
Hartranft v. Apfel, 181 F.3d 358, 360 (3d Cir. 1999).
Substantial evidence has been described as more than a
mere scintilla of evidence but less than a
preponderance.
Brown, 845 F.2d at 1213.
In an
adequately developed factual record, substantial
evidence may be "something less than the weight of the
evidence, and the possibility of drawing two
inconsistent conclusions from the evidence does not
prevent an administrative agency's finding from being
supported by substantial evidence." Consolo v. Fed.
Maritime Comm’n, 383 U.S. 607, 620 (1966).
9
Substantial evidence exists only "in
relationship to all the other evidence in the record,"
Cotter, 642 F.2d at 706, and "must take into account
whatever in the record fairly detracts from its weight."
Universal Camera Corp. v. N.L.R.B., 340 U.S. 474, 488
(1971).
A single piece of evidence is not substantial
evidence if the Commissioner ignores countervailing
evidence or fails to resolve a conflict created by the
evidence.
Mason, 994 F.2d at 1064.
The Commissioner
must indicate which evidence was accepted, which
evidence was rejected, and the reasons for rejecting
certain evidence. Johnson, 529 F.3d at 203; Cotter, 642
F.2d at 706-707.
Therefore, a court reviewing the
decision of the Commissioner must scrutinize the record
as a whole.
Smith v. Califano, 637 F.2d 968, 970 (3d
Cir. 1981); Dobrowolsky v. Califano, 606 F.2d 403, 407
(3d Cir. 1979).
SEQUENTIAL EVALUATION PROCESS
To receive disability benefits, the plaintiff
must demonstrate an “inability to engage in any
10
substantial gainful activity by reason of any medically
determinable physical or mental impairment which can be
expected to result in death or which has lasted or can
be expected to last for a continuous period of not less
than 12 months.”
42 U.S.C. § 432(d)(1)(A).
Furthermore,
An individual shall be determined to be under a
disability only if his physical or mental
impairment or impairments are of such severity
that he is not only unable to do his previous
work but cannot, considering his age, education,
and work experience, engage in any other kind of
substantial gainful work which exists in the
national economy, regardless of whether such
work exists in the immediate area in which he
lives, or whether a specific job vacancy exists
for him, or whether he would be hired if he
applied for work. For purposes of the preceding
sentence (with respect to any individual), “work
which exists in the national economy” means work
which exists in significant numbers either in
the region where such individual lives or in
several regions of the country.
42 U.S.C. § 423(d)(2)(A).
The Commissioner utilizes a five-step process in
evaluating disability insurance benefits claims.
C.F.R. § 404.1520; Poulos, 474 F.3d at 91-92.
This
process requires the Commissioner to consider, in
sequence, whether a claimant (1) is engaging in
11
See 20
substantial gainful activity,9 (2) has an impairment
that is severe or a combination of impairments that is
severe,10 (3) has an impairment or combination of
impairments that meets or equals the requirements of a
9. If the claimant is engaging in substantial gainful
activity, the claimant is not disabled and the
sequential evaluation proceeds no further. Substantial
gainful activity is work that “involves doing
significant and productive physical or mental duties”
and “is done (or intended) for pay or profit.” 20
C.F.R. § 404.1510.
The determination of whether a claimant has any
severe impairments, at step two of the sequential
evaluation process, is a threshold test. 20 C.F.R. §
404.1520(c). If a claimant has no impairment or
combination of impairments which significantly limits
the claimant’s physical or mental abilities to perform
basic work activities, the claimant is “not disabled”
and the evaluation process ends at step two. Id. If a
claimant has any severe impairments, the evaluation
process continues. 20 C.F.R. § 404.1520(d)-(g).
Furthermore, all medically determinable impairments,
severe and non-severe, are considered in the subsequent
steps of the sequential evaluation process. 20 C.F.R.
§§ 404.1523 and 404.1545(a)(2). An impairment
significantly limits a claimant’s physical or mental
abilities when its effect on the claimant to perform
basic work activities is more than slight or minimal.
Basic work activities include the ability to walk,
stand, sit, lift, carry, push, pull, reach, climb,
crawl, and handle. 20 C.F.R. § 404.1545(b). An
individual’s basic mental or non-exertional abilities
include the ability to understand, carry out and
remember simple instructions, and respond appropriately
to supervision, coworkers and work pressures. 20 C.F.R.
§ 1545(c).
10.
12
listed impairment,11 (4) has the residual functional
capacity to return to his or her past work and (5) if
not, whether he or she can perform other work in the
national economy. Id.
As part of step four, the
administrative law judge must determine the claimant’s
residual functional capacity. Id.12
Residual functional capacity is the individual’s
maximum remaining ability to do sustained work
activities in an ordinary work setting on a regular and
continuing basis.
See Social Security Ruling 96-8p, 61
Fed. Reg. 34475 (July 2, 1996).
A regular and
continuing basis contemplates full-time employment and
is defined as eight hours a day, five days per week or
other similar schedule.
The residual functional
capacity assessment must include a discussion of the
individual’s abilities. Id.; 20 C.F.R. § 404.1545;
If the claimant has an impairment or combination of
impairments that meets or equals a listed impairment,
the claimant is disabled. If the claimant does not have
an impairment or combination of impairments that meets
or equals a listed impairment, the sequential
evaluation process proceeds to the next step.
11.
If the claimant has the residual functional
capacity to do his or her past relevant work, the
claimant is not disabled.
12.
13
Hartranft, 181 F.3d at 359 n.1 (“‘Residual functional
capacity’ is defined as that which an individual is
still able to do despite the limitations caused by his
or her impairment(s).”).
MEDICAL RECORDS AND OTHER EVIDENCE
The medical records reveal that Moyer was
treated for both physical and psychological problems.
The court will commence with some of Moyer’s medical
records that predate June 18, 2007, the date Moyer’s
prior application for disability insurance benefits was
denied by an administrative law judge.
On June 21, 2006, Moyer had an appointment with
Jeffrey M. Rosch, M.D., in Altoona, Pennsylvania, for an
evaluation of nasal symptoms. Tr. 672. The record of
that appointment states that Moyer was smoking 1/4 pack
of cigarettes per day. Id.
When Dr. Rosch reviewed
Moyer’s systems,13 Moyer denied any gastrointestinal,
“The review of systems (or symptoms) is a list of
questions, arranged by organ system, designed to
uncover dysfunction and disease.” A Practical Guide to
Clinical Medicine, University of California, School of
Medicine, San Diego, http://meded.ucsd.edu/
13.
(continued...)
14
musculoskeletal, neurological and psychiatric problems.14
Id.
The results of a physical examination were
essentially normal, including Moyer’s blood pressure was
118/70. Tr. 674-675.
Moyer was diagnosed as suffering
from perennial allergic rhinitis, mild chronic
sinusitis, headache, and mild supraesophageal reflux
disease. Tr. 675.
Dr. Rosch along with an associate
Michael J. Davies, M.D., treated and monitored Moyer’s
condition approximately every six months. Tr. 338-73,
481-521, 551-58 and 651-743.
Dr. Rosch encouraged Moyer
to quit smoking. Tr. 675.
Skin allergy testing revealed a positive
reaction by Moyer to house dust, mixed-ragweed and
grasses, the English Plantain plant, dock sorrel, mixed
trees, dogs, and cats.
Tr. 653.
Moyer was prescribed
medication therapy, including allergy shots and nasal
spray. Tr. 672.
13.
Regular pulmonary function testing
(...continued)
clinicalmed/ros.htm (Last accessed August 8, 2012).
Moyer also denied gastrointestinal, musculoskeletal
and psychiatric symptoms on November 6, 2006; January
8, May 7, July 9, and November 5, 2007; May 12 and
November 10, 2008; and December 3, 2009. Tr. 339, 346,
353, 360, 489, 497, 552 and 684.
14.
15
demonstrated that Moyer’s allergies were well-controlled
with medications.15
Tr. 342, 345, 349, 352, 356, 359.
363, 366, 488, 492, 496, 500, 502, 555-556, 675 and 737743.
On December 21, 2006, Moyer had a hemoglobin A1C
blood test. Tr. 801.
The A1C blood test is a test that
measures the amount of glycated hemoglobin or
glycohemoglobin in the blood.
It is used to monitor the
control of diabetes mellitus.
Glycohemoglobin is
hemoglobin to which glucose is bound.
Glucose stays
Moyer’s lungs were routinely tested by spirometry
which involves deeply inhaling and forcefully exhaling
into a spirometer. On June 21, 2006, Moyer had a forced
expiratory volume-one second (FEV1) predicted value of
3.34 and a best effort of 3.32. Normal FEV1 is greater
than 80 percent of the predicted value. The percentage
of predicted value on June 21 was 99 percent
(3.32/3.34). Tr. 738; Asthma & Spirometry - How
Spirometry is Used to Diagnose and Manage Asthma,
About.com, http://
asthma.about.com/od/adultasthma/a/art_AA_spiro.htm
(Last accessed August 8, 2012). Also, the FEV1 to FVC
ratio is typically 80-85 percent or greater in healthy
patients younger than 40 years old. Spirometry 360,
http://depts.washington.edu/imtr/spirotrain/what/
interpret/index.html (Last accessed August 8, 2012). On
June 21st this ratio was 3.32/3.62 or 92 percent. Tr.
738. Normal results were obtained on May 3 and
November 6, 2006; January 8, May 7, July 9 and
November 5, 2007; May 12 and November 10, 2008; and
June 4 and December 3, 2009. Tr. 345, 352, 359, 366,
488, 496, 503, 556, 687, 705 and 737-738.
15.
16
attached to hemoglobin for the life of the red blood
cells, 120 days.
A1C reflects the average blood glucose
and gives a good estimate of how well an individual
manages his or her diabetes over the prior 2 to 3
months.
The normal A1C level is 7 percent according to
the American Diabetes Association and 6.5 percent
according to the American Association of Clinical
Endocrinologists.
Moyer’s blood test result was 5.7
percent revealing that her diabetes was well-controlled.
Tr. 801.
An A1C level of 5.5 percent translates to an
estimated average glucose of 111. American Diabetes
Association, Estimated Average Glucose,
http://www.diabetes.org/living-withdiabetes/treatment-and-care/blood-glucose-control/estima
ted-average-glucose.html (Last accessed August 9, 2012).
Normal fasting blood glucose is 70-99 and normal blood
glucose 2 hours after eating is 70-145. Diabetes Health
Center, Blood Glucose, WebMed, http://diabetes.
webmd.com/blood-glucose?page=3 (Last accessed August 9,
2012).
In May, 2007, the result of an A1C blood test
was 6.5 and in November, 2007, it was 6.4. Tr. 381 and
17
793.
The record does reveal that in October, 2009, the
result of an A1C blood test was 11.5 indicating that
Moyer’s diabetes was not under control.
Tr. 842.
Up to
that point Moyer had been taking Metformin, an oral
medication to control her diabetes. Tr. 36 and 558.
In
January, 2010, Moyer commenced taking insulin and there
is no indication that the change in medication failed to
bring Moyer’s diabetes under control. Id.
In January, 2007, Moyer was treated for rosacea
of the head and chest at the Hershey Medical Center. Tr.
331-333.
Her condition improved with treatment,
including the use of ointments, and she did not have a
history of ongoing dermatologic problems, including skin
rashes.16
Tr. 232, 331-332, 339, 342, 349-50, 356, 360,
363, 484-485, 492-493, 500-501, 528, 549, 555, 557, 675,
686-687 and 759.
At an appointment with Dr. Rosch on
May 7, 2007, and July 9, 2007, Moyer denied any
dermatological problems. Tr. 348 and 353.
Dr. Rosch’s
At appointments with Dr. Davies on November 5,
2007, and November 10, 2008, Moyer denied any
dermatologic symptoms. Tr. 339 and 489. The record of
the November 5, 2007, appointment further reveals that
Moyer recently had taken a trip to Las Vegas and that
she “did great while she was” there. Tr. 341.
16.
18
physical examinations of Moyer revealed normal findings,
including a normal blood pressure of 110/72 on May 7 and
124/70 on July 9. Tr. 348 and 355.
He also observed no
skin rashes. Tr. 349 and 356.17
There are laboratory reports in the record
indicating that Moyer had elevated liver function blood
tests. Tr. 794.
However, up to May 2009, it was
consistently noted on the laboratory reports that the
levels were mildly elevated and stable. Tr. 367, 368,
369, 370 371, 372, 504, 505, 506, 507, 509 and 723.
From the end of May, 2009 through November, 2009, there
was some fluctuation in the results of the liver
function tests.
Tr. 510, 511, 513, 514, 515 and 551.
However, no treating or examining physician has opined
that her liver condition has an impact on her physical
or mental functioning.18
At the appointments on May 7 and July 9, Moyer
admitted that she was smoking less than a half pack of
cigarettes per day. 346 and 353.
17.
In March, 2010, after the administrative law judge
rendered his decision, Moyer was diagnosed with
cirrhosis of the liver. Tr. 865. No treating or
examining physician opined that cirrhosis of the liver
would impact Moyer’s physical or mental functioning.
18.
19
At an appointment with Michael D. Cesare, D.O.,
on November 5, 2007, Moyer complained of left heel pain.
Tr. 389.
On that date and January 28, 2008, Moyer had
x-rays of her left foot which revealed a calcaneal
(heel) spur.
Tr. 825-826.
On November 8, 2007, Dr.
Cesare referred Moyer to physical therapy (3 times per
week for 4 weeks). Tr. 389.
The court discerns no further record of
treatment for Moyer’s heel spur in the record and at an
appointment with Dr. Davies on May 12 and November 10,
2008, and June 4 and December 3, 2009, Moyer denied any
musculoskeletal symptoms. Tr. 481, 489, 497 and 552.
Furthermore, no treating or examining physician has
opined that the heel spur would have an impact on her
physical or mental functioning.
The record reveals that Moyer is morbidly obese
with a Body Mass Index of 50.3.19
Tr. 548-550.
On
September 21, 2009, Moyer had a consultation with Anita
Courcoulas, M.D., regarding gastric bypass surgery as a
possible treatment for her obesity. Id.
At that
Moyer is 5' 7" tall and on November 16, 2009,
weighed 328 pounds. Tr. 45 and 527.
19.
20
appointment, Moyer stated that she had a history of
smoking one pack a day for ten years but that she quit
smoking approximately a year prior to the appointment.
Tr. 549. Moyer also stated that she had obstructive
sleep apnea, but further indicated that she had never
undergone a sleep study.
Id.
Dr. Courcoulas referred
Moyer for a sleep study which revealed that she had
sleep apnea. Tr. 550 and 833-37.
for C-PAP titration. Tr. 834.
Moyer was recommended
Once Moyer received the
C-PAP machine, Moyer’s sleep study revealed that it
resolved her breathing disorder. Tr. 828-832.
Dr.
Courcoulas conducted a physical examination of Moyer
which revealed, inter alia, that Moyer’s blood pressure
was normal at 114/70 and that she could move all of her
extremities equally and well.
Tr. 549.
In October, 2009, George Jabbour, M.D.,
conducted a cardiac evaluation of Moyer to clear her for
gastric bypass surgery. Tr. 527-533.
Moyer told Dr.
Jabbour that she was currently smoking half a pack of
cigarettes per day and consuming alcohol, less than one
drink per day. Tr. 527.
Moyer denied having any chest
pain, shortness of breath, excessive sputum, wheezing,
21
gastrointestinal problems, back and joint pain, joint
swelling, muscle cramps, muscle weakness, and skin
rashes and itching. Tr. 527-528.
Moyer further denied
having any psychiatric problems, including depression,
anxiety, memory loss, and hallucinations. Tr. 528.
The
results of a physical examination were essentially
normal, including normal blood pressure at 128/70. Tr.
527-528.
Moyer had a normal gait, muscle strength and
muscle tone. Tr. 529.
Her back exhibited normal
alignment and mobility with no deformity. Id.
A mental
status examination revealed that Moyer’s judgment was
intact; she was oriented to time, place and person; her
memory was intact for recent and remote events; and she
exhibited no depression, anxiety or agitation. Tr. 528.
Dr. Jabbour reviewed Moyer’s prior test results,
including a stress test which was negative for ischemia.
Tr. 525-528.
Moyer’s EKG was normal, chest x-rays were
unremarkable, and an upper gastrointestinal series was
normal. Tr. 534 and 539-541.
22
A cardiac catheterization
revealed no evidence of significant coronary artery
disease and a normal ejection fraction.20
Tr. 758.
On November 6, 2009, Moyer had a second
appointment with Dr. Jabbour. Tr. 758-760.
At that
appointment, Moyer admitted she was smoking half a pack
of cigarettes per day. Tr. 758.
When Dr. Jabbour
reviewed Moyer’s symstems, Moyer denied, inter alia,
nausea, vomiting, diarrhea, constipation, abdominal
pain, back pain, joint pain, joint swelling, muscle
cramps, muscle weakness, arthritis, skin rashes or
itching, depression, anxiety, memory loss and mental
disturbance. Tr. 759.
The results of a physical
examination were completely normal, including her blood
pressure was 116/68 and she had a normal gait. Tr. 758759.
A mental status examination revealed that Moyer’s
judgment was intact; she was oriented to time, place and
person; her recent and remote memory was intact; and she
exhibited no depression, anxiety or agitation. Tr. 759.
Dr. Jabbour found that Moyer’s coronary arteries were
Ejection Fraction is a measurement of the
percentage of blood leaving the heart each time it
contracts.
20.
23
normal. Tr. 760.
Dr. Jabbour, based on his examination
of Moyer and his review of the test results, cleared
Moyer for gastric bypass surgery. Id.
On January 26, 2010, Melinda Kistler, a
certified physician’s assistant, completed a medical
source statement of Moyer’s ability to do work-related
physical activities. Tr. 744-750.
Ms. Kistler found
that Moyer had no physical limitations given the
diagnostic evidence and her review of Moyer’s medical
file. Id.
The record reveals that Moyer was involved in
psychotherapy since at least December, 2006. Tr. 429446.
Moyer’s primary treating psychiatrist was G.
Martin Keeney, M.D. Tr. 426-428.
In March, 2007, Dr.
Keeney concluded that Moyer suffered from posttraumatic
stress disorder and depressive disorder, not otherwise
specified, and began prescribing medication.21
Tr. 426.
Moyer continued to see Dr. Keeney about every month. Tr.
414-426, 590-640 and 751-757.
In August, 2007, Moyer
went on a trip to Las Vegas and subsequently told her
The impetus for the PTSD appears to be a motor
vehicle accident. Tr. 752.
21.
24
therapist on August 28, 2007, that she had a great time
and “felt physically great.” Tr. 435.
She further
stated that she planned to go back in September, 2008,
and she had no negative comments to make. Id.
In
November, 2007, Dr. Keeney reported that Moyer’s
posttraumatic stress disorder and depression were
stable. Tr. 419.
In December, 2007 and January, 2008,
Moyer acknowledged that her medication therapy helped
her condition. Tr. 414 and 416.
In June 2008, Dr. Keeney wrote a short statement
advising that Moyer could not work as a bartender at the
American Legion because of an exacerbation of her
condition. Tr. 468. In March 2009, Dr. Keeney reported
that Moyer was doing “ok” at work and her impulsivity
was stable. Tr. 596.
In June 2009, Moyer told Dr.
Keeney that she had recently obtained full custody of
her daughter. Tr. 593.
That same month, Dr. Keeney
wrote a letter wherein he stated that he believed that
Moyer’s condition prevented her from “performing either
appropriately or safely within a full-time setting in
many venues.”
Tr. 467.
In September and December,
2009, Dr. Keeney reported that Moyer’s posttraumatic
25
stress disorder was stable and Moyer was doing “ok.” Tr.
590-591.
On January 28, 2010, Dr. Keeney completed a
medical source statement of Moyer’s work-related mental
abilities. Tr. 751-757.
Dr. Keeney believed that Moyer
had a marked restriction in her ability to interact
appropriately with the public and supervisors. Tr. 752.
Dr. Keeney, however, indicated Moyer had no problem
understanding and remembering and carrying out simple
instructions; making judgment on simple-work related
decisions; and understanding and remembering and
carrying out complex instructions.
Tr. 751.
He did
find that she had a mild to moderate impairment in her
ability to make judgments on complex work-related
decisions. Id.
Dr. Keeney did not indicate when Moyer’s
mental impairments arose or how long they were expected
to last.
Dr. Keeney did find that Moyer could perform
activities such as shopping, traveling without a
companion for assistance, ambulating without an
assistive device, walking a block at a reasonable pace
on rough or uneven surfaces, using standard public
transportation, climbing a few steps at a reasonable
26
pace with use of a single hand rail, preparing simple
meals and feeding herself, caring for personal hygiene
and sorting, handling and using paper and files. Tr.
756.
In April, 2008, Sharon Becker Tarter, Ph.D., a
psychologist, reviewed Moyer’s medical records on behalf
of the Bureau of Disability Determination. Tr. 450-466.
Dr. Tarter concluded that Moyer suffered from an
anxiety-related disorder which did not meet or equal a
listed impairment. Id.
Dr. Tarter further opined that
Moyer was able to meet the basic mental demands of
competitive work on a sustained basis. Tr. 452.
At the administrative hearing, Moyer testified
that she was able to use a vacuum cleaner, do laundry,
shop for groceries, drive, help her nine-year-old
daughter with homework, attend her daughter’s soccer
games, go out to eat at restaurants, take care of pets
(a dog and a cat), use a computer, and watch TV. Tr. 4851.
She further testified that she had no problems
concentrating or focusing. Tr. 49.
During the initial claim process, Moyer was
requested to provide information regarding her
27
functional limitations.
On April 7, 2008, Moyer
indicated in a document entitled “Function Report Adult” that she lives in a trailer with her daughter and
that she “get[s her] child ready for school - take[s]
child to school - sometimes works - sleep[s].” Tr. 297.
Moyer indicated that she prepares meals for her daughter
and helps her daughter with her homework. Tr. 298.
further stated that she takes care of pets. Id.
She
Moyer
is able to take care of her own personal needs,
including dressing, bathing, hair care, shaving, and
feeding herself. Id.
Moyer needs no reminders to take
care of personal needs and grooming and to take her
medicines. Tr. 299.
Moyer is able to prepare her own
meals and stated that she is able do house cleaning and
laundry. Id.
Moyer noted that she is able to drive a
car; that she is able to go out alone; she is able to
shop in stores and by mail; and she is able to pay
bills, count change, handle a savings account and use a
checkbook and money orders. Tr. 300.
that she enjoys watching TV.
Tr. 301.
Moyer indicated
Moyer noted no
problem with lifting, squatting, bending, standing,
reaching, sitting, kneeling, talking, hearing, stair
28
climbing, seeing, memory, completing tasks,
concentration, understanding, following instructions and
using her hands. Tr. 302. Moyer stated that she gets
along well with authority figures. Tr. 303.
DISCUSSION
The administrative law judge, at step one of the
sequential evaluation process, found that Moyer had not
engaged in substantial gainful work activity since July
1, 2006, the alleged disability onset date. Tr. 15.
Specifically, the administrative law judge stated as
follows: “The evidence shows that the claimant has
worked since July 1, 2006, the alleged onset date[.]
However, this work activity is part-time in nature and
does not rise to the level of substantial gainful
activity[.]” Id.
At step two of the sequential evaluation
process, the administrative law judge found that Moyer
had the following severe impairments: “obesity, asthma,
allergic rhinitis, irritable bowel syndrome, sleep
apnea, and post-traumatic stress disorder[.]” Tr. 15-16.
The administrative law judge further found as follows:
29
The medical evidence also shows that the
claimant has impairments consisting of high
blood pressure, headaches, bilateral knee pain,
low back pain, a calcaneal spur of the left heel
and diabetes mellitus. However, there is no evidence of
any significant complications and/or work-related
limitation due to these conditions documented in the
record. . . . The Administrative Law Judge notes that
the claimant has not required frequent inpatient
hospital confinement/emergency room care due to high
blood pressure, headaches, bilateral knee pain, low back
pain, calcaneal spur, or diabetes mellitus. . . it is
noted that in January 2010 Ms. Kistler, a treating
primary care physician assistant, reported that she was
unaware of any exertional limitation due to the
claimant’s condition[.] Accordingly, the Administrative
Law Judge concludes that these additional impairments
individually and in combination do not have more than a
minimal impact on the claimant’s ability to perform
work-related activities and are therefore “nonsevere.”
Tr. 16.
At step three of the sequential evaluation
process, the administrative law judge found that Moyer’s
impairments did not individually or in combination meet
or equal a listed impairment. Tr. 16-19.
The
administrative law judge explained in detail his basis
for his step three finding.
The explanation consisted
of nine paragraphs.
At step four of the sequential evaluation
process, the administrative law judge found that Moyer
could not perform her past relevant work but had the
residual functional capacity to perform a limited range
30
of unskilled, light work as defined in the regulations.
Tr. 19.
Specifically, the administrative law judge
found that Moyer could perform light work,
except the claimant is limited to frequent
bending, balancing, stooping, kneeling,
crouching, crawling, and climbing of ramps and
stairs and no climbing of ladders, ropes, or
scaffolds. In addition, the claimant is
limited to no exposure to heat, cold, humidity,
wetness, noise above street level, pulmonary
irritants such as fumes, odors, dusts, or gases,
unprotected heights, and dangerous machinery.
Moreover, the claimant is limited to simple,
routine tasks involving no work at a productionrate pace and no more than simple, short
instructions and simple work-related decisions
with few work place changes. Finally, the
claimant is limited to only occasional
interaction with the public, supervisors, and
co-workers.
Tr. 19.
At step five, the administrative law judge,
based on a residual functional capacity of a limited
range of light work as described above and the testimony
of a vocational expert, found that Moyer had the ability
to perform unskilled, light work as a routing clerk,
floor worker, and brake adjuster and that there were a
significant number of such jobs in the local and
national economies. Tr. 25.
31
The administrative record in this case is 900
pages in length and the court has thoroughly reviewed
that record.
The administrative law judge did an
excellent job of reviewing Moyer’s vocational history
and medical records in his decision. Tr. 13-25.
Furthermore, the brief submitted by the Commissioner
sufficiently reviews the medical and vocational evidence
in this case. Doc. 17, Brief of Defendant.
Moyer argues that the administrative law judge
erred by (1) failing to find at step three of the
sequential evaluation process that her impairments met
or equaled a listed impairment, (2) finding that her
impairments of headaches, knee pain, low back pain,
calcaneal spur of the left heel and diabetes were nonsevere, (3) failing to find that she could not maintain
attendance and concentration sufficiently to engage in
light work as a result of her allergy and dermatologic
impairments, and (4) failing to find her disabled as a
result of a combination of all her impairments.
Moyer
also contends that her new impairment of cirrhosis of
the liver renders her disabled.
32
Based on our review of
the record, the court finds no merit in Moyer’s
arguments.
Moyer’s first argument is premised on the
contention that she met the requirements of certain
physical and mental health listings.
The purpose of the
Listings of Impairments is to describe impairments
“severe enough to prevent a person from doing any
gainful activity,” regardless of age, education or work
experience.
20 C.F.R. § 404.1525(a); see also Sullivan
v. Zebley, 493 U.S. 521, 532 (1990).
The Listings
operate as a presumption of disability without further
inquiry as to whether the claimant can actually perform
prior relevant work or other work available in the
local, regional or national economies. Id.
To qualify
for benefits by showing that an impairment, or
combination of impairments, is equivalent to a listed
impairment, Moyer had the burden of presenting “medical
findings equivalent in severity to all the criteria for
the one most similar impairment.”
Sullivan, 493 U.S. at
531; Bowen v. Yuckert, 482 U.S. 137, 146 n.5
(1987)(stating that it is the claimant’s burden to
33
present medical findings that show that his impairment
matches or is equal in severity to a listed impairment).
Moyer has not explained how she meets the
criteria of any listing.
conclusory.
prior action.
Her argument is completely
In fact she made the same argument in her
The Report and Recommendation in that
prior action which the court adopted stated in pertinent
part as follows:
The plaintiff presents a generally stated
argument that the ALJ erred in finding at Step
Three that no listed impairment’s criteria are
met. The plaintiff’s argument is present
without reference to the particular criteria of
the listed impairment. In presenting this
argument in her brief, the plaintiff asserts
that the ALJ did not afford appropriate weight
to the treating physician’s opinion. But the
argument does not show how a treating
physician’s opinion stated that the plaintiff’s
condition meets or equals one or more of the
listed impairments.
Tr. 110-111.
In the present case, Moyer recites some
medical evidence in her brief but she does not describe
why her impairments meet or equal a particular listing.
Moyer also continues to argue that the administrative
law judge discounted medical opinion evidence, namely,
the opinions of Dr. Rosch and Dr. Keeney.
However,
there was no medical opinion evidence in the record from
34
those physicians stating that Moyer’s impairment either
met or equaled the criteria of a listed impairment.
In fact, with respect to mental impairments, Dr.
Tarter’s evaluation reveals that Moyer did not meet the
criteria of any mental health listing. Tr. 450-466.
Furthermore, Ms. Kistler indicated that Moyer had no
physical exertional impairments.
The fact that an
individual has no physical exertional impairments
strongly suggests that the individual could not meet the
criteria of any listing involving a physical condition.
The Social Security regulations require that an
applicant for disability insurance come forward with
medical evidence “showing that [the applicant] has an
impairment(s) and how severe it is during the time [the
applicant] say[s] [he or she is] disabled” and “showing
how [the] impairment(s) affects [the applicant’s]
functioning during the time [the applicant] say[s] [he
or she is] disabled.”
20 C.F.R. § 404.1512(c).
Moyer
failed to provide such evidence. No treating physician
provided a statement indicating that Moyer had
functional limitations for the requisite continuous 12
35
month period22 that would prevent her from engaging in
the limited range of light work set by the
administrative law judge.
The record contains a functional assessment from
a state agency psychologist who reviewed Moyer’s medical
records and the physical functional assessment from Ms.
Kistler. The administrative law judge’s reliance on
those assessments was appropriate. See Chandler v.
Comm’r of Soc. Sec., 667 F.3d 356, 362 (3d Cir. 2011)
(“Having found that the [state agency physician’s]
report was properly considered by the ALJ, we readily
conclude that the ALJ’s decision was supported by
substantial evidence[.]”). The administrative law judge
appropriately evaluated Moyer’s severe and non-severe
impairments and took into account Moyer’s functional
limitations in the residual functional capacity
assessment.
As stated earlier in this memorandum, to receive
disability benefits, the plaintiff must demonstrate an
“inability to engage in any substantial gainful
activity by reason of any medically determinable
physical or mental impairment which can be expected to
result in death or which has lasted or can be expected
to last for a continuous period of not less than 12
months.” 42 U.S.C. § 432(d)(1)(A).
22.
36
In setting the residual functional capacity, the
administrative law judge considered Moyer’s credibility
and determined that Moyer’s statements concerning the
intensity, persistence and limiting effects of her
symptoms were not credible to the extent that they were
inconsistent with the ability to perform a limited range
of light work. Tr. 21.
The administrative law judge was
not required to accept Moyer’s subjective claims
regarding her physical or mental limitations. See Van
Horn v. Schweiker, 717 F.2d 871, 873 (3d Cir.
1983)(providing that credibility determinations as to a
claimant’s testimony regarding the claimant’s
limitations are for the administrative law judge to
make).
It is well-established that “an [administrative
law judge’s] findings based on the credibility of the
applicant are to be accorded great weight and deference,
particularly since [the administrative law judge] is
charged with the duty of observing a witness’s demeanor
. . . .”
Walters v. Comm’r of Soc. Sec., 127 F.3d 525,
531 (6th Cir. 1997); see also Casias v. Sec’y of Health
& Human Servs., 933 F.2d 799, 801 (10th Cir. 1991)(“We
defer to the ALJ as trier of fact, the individual
37
optimally positioned to observe and assess the witness
credibility.”).
Because the administrative law judge
observed Moyer when she testified at the hearing on
January 20, 2010, the administrative law judge is the
one best suited to assess the credibility of Moyer.
Finally, Moyer’s contention that the
administrative law judge did not consider her
impairments in combination and erred by failing to find
certain conditions to be severe needs no elaborate
discussion.
It is clear from a review of the
administrative law judge’s thorough opinion that he
considered both Moyer’s severe and non-severe impairment
in combination when setting Moyer’s residual functional
capacity. Furthermore, the record amply supports the
administrative law judge’s finding that Moyer’s high
blood pressure, headaches, knee pain, low back pain,
calcaneal spur and diabetes were non-severe impairments.
No treating or examining physician indicated that those
conditions would impact her mental or physical workrelated functional abilities.
Our review of the administrative record reveals
that the decision of the Commissioner is supported by
38
substantial evidence.
The court will, therefore,
pursuant to 42 U.S.C. § 405(g), affirm the decision of
the Commissioner.
An appropriate order will be entered.
s/Sylvia H. Rambo
SYLVIA H. RAMBO
United States District Judge
Dated:
August 29, 2012.
39
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