JOHNSON v. COMMISSIONER OF SOCIAL SECURITY et al
Filing
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MEMORANDUM OPINION. Signed by Judge J. Frederick Motz on 11/10/2014. (nk)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
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JILL L. JOHNSON
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v.
Civil Case No. 14-78-JFM
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CAROLYN W. COLVIN
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MEMORANDUM OPINION
Pending before the Court are the parties' cross-motions for summary judgment. (Docket
Nos. 8 and 10). Both parties have filed briefs in support of their motions. (Docket Nos. 9 and
11). After careful consideration of each of those submissions, I am granting Defendant's Motion
for Summary Judgment (Docket No.1 0) and denying Plaintiff's Motion for Summary Judgment
(Docket No.8).
I. BACKGROUND
On May 2, 2012, Plaintiff filed applications for Disability Insurance Benefits ("018")
and Supplemental Security Income ("SSI") under Titles II and XVI of the Social Security Act
(the "Act"). (R. 177-87). In her applications, she alleged a disability onset date of October 15,
20 I O. ld. An Administrative Law Judge ("ALJ") held hearings on April 15, 2013, and August
19, 2013. 1 (R. 26-67). Plaintiff appeared at the hearings with counsel and testified on her own
behalf. ld. In a decision dated August 23, 2013, the ALJ found that jobs existed in significant
numbers in the national economy that Plaintiff could perfonn, and that Plaintiff was therefore not
disabled under the Act. (R. 15-25). The Appeals Council denied Plaintiff's request for review,
(R. 1-5), making the ALJ's opinion the final, reviewable decision of the Commissioner. Plaintiff
then filed this action. (Docket No.1).
I The initial hearing was continued because Plaintiff's counsel had not been notified that the All intended
to hear testimony from a medical expert. (R.33).
II. LEGAL ANALYSIS
A. STANDARD OF REVIEW
In Social Security appeals, this Court detennines whether substantial evidence exists in
the record to support the Commissioner's decision. See Allen v. Bowen, 881 F.2d 37, 39 (3d Cir.
1989). Substantial evidence is "more than a mere scintilla. It means such relevant evidence as a
reasonable mind might accept as adequate." Ventura v. Shalala, 55 F.3d 900, 901 (3d Cir. 1995)
(quoting Richardson v. Perales, 402 U.S. 389,401,91 S.Ct. 1420,28 L.Ed.2d 842 (1971)). This
Court cannot conduct a de novo review of the Commissioner's decision or re-weigh the evidence
of record. See Palmer v. Apfel, 995 F. Supp. 549, 552 (E.D. Pa. 1998). If the ALl's findings of
fact are supported by substantial evidence, this Court must uphold the ALl's decision even if this
Court would have decided the factual inquiry differently. See Hartranft v. Apfel, 181 F.3d 358,
360 (3d Cir. 1999). This Court must review the record as a whole in detennining whether the
ALl's findings are supported by substantial evidence. See 5 U.S.C. § 706.
To be eligible for Social Security benefits, a claimant must demonstrate that he cannot
engage in substantial gainful activity because of a medically determinable physical or mental
impairment which can be expected to result in death or which has lasted or can be expected to
last for a continuous period of at least 12 months. See 42 U.S.c. § 423(d)(l)(A); Brewster v.
Heckler, 786 F.2d 581,583 (3d Cir. 1986).
Each ALl employs a five-step sequential analysis when evaluating a claim of disability.
See 20 C.F.R. §§ 404.1520, 416.920. The AU must detennine: (1) whether the claimant is
currently engaged in substantial gainful activity; (2) if not, whether the claimant has a severe
impairment; (3) if the claimant has a severe impainnent, whether it meets or equals the criteria
listed in 20 C.F.R. Part 404, Subpart P, Appendix I; (4) if the impairment does not satisfY one of
the impainnent listings, whether the claimant's impainnents prevent him from performing his
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past relevant work; and (5) if the claimant is incapable of performing his past relevant work,
whether he can perform any other work which exists in the national economy, in light of his age,
education, work experience and residual functional capacity. 20 C.F.R. §§ 404.1520, 416.920.
The claimant carries the burden through the first four steps of the sequential evaluation,
including the burden of establishing an inability to perform past relevant work. Dobrowolsky v.
Califano, 606 F.2d 403, 406 (3d Cir. 1979).
If the claimant fulfills this burden, the
Commissioner bears the burden of proof at step five to show that the claimant is capable of other
substantial gainful activity. Id.
After reviewing the entire record, this Court may affirm, modifY, or reverse the AU's
decision. See Podedworny v. Harris, 745 F.2d 210, 221 (3d Cir. 1984).
B. WHETHER THE ALJ ERRED IN EVALUATING PLAINTIFF'S MENTAL
LIMITATIONS
Plaintiff generally contends that the AU erred in evaluating her mental impairments. PI.
Br. 13-19. First, she contends that the AU should have assigned more than "partial weight" to
the opinion rendered by the consultative examiner, Dr. Zelazowski. See (R. 23). Dr. Zelazowski
determined, in relevant part, that Plaintiff suffered from "marked limitations" in her ability to
interact appropriately with the public and coworkers. (R. 640-41). The AU rejected that view,
noting that Plaintiff's mental status examination was "generally within normal limits," that
Plaintiff was cooperative and friendly during the examination, and that Plaintiff herself reported
no difficulty getting along with others. (R. 23). Additionally, the AU noted that Plaintiff "has
never been treated for her anxiety/depression by psychiatric professionals."
(R. 23).
Accordingly, the AU concluded that Plaintiff's activities of daily living contradict the
limitations suggested by Dr. Zelazowski.
Id.
The AU thus assigned a RFC assessment
providing for "no contact with the public and occasional contact with co-employees and
supervisors." (R. 20).
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Plaintiff essentially suggests that the AU erred in relying on her relatively robust
activities of daily living, particularly suggesting that Plaintiff has extensive help from her mother
and husband in caring for her small children.
PI. Br. 14-15.
However, that suggestion is
somewhat belied by the record, in which Plaintiff indicated that she was unable to get shoulder
surgery because she had no one to help her at home with child care. (R. 420). Moreover, as
noted above, this Court is precluded from re-weighing the record evidence. See Palmer v. Apfol,
995 F. Supp. 549, 552 (E.D. Pa. 1998). The AU provided substantial evidence to support his
conclusion regarding Dr. Zelazowski's opinion, specifically Plaintiff's activities of daily living,
her normal interactions with her health care providers, and her lack of mental health treatment
through the date ofthe ALJ's opinion. (R. 19, 21-24).
Plaintiff next contends that the Social Security Administration's Program Operations
Manual System (POMS) DI 25020.010 requires that a claimant be able to "make simple work
related decisions" in order to perform unskilled work. PI. Br. 16-17. POMS, however, "lack the
force of law and create no judicially-enforceable rights." Bordes v. Commissioner ofSocial Sec.,
235 F. App'x 853, 858 (3d Cir. 2007) (citations omitted); see also Schweiker v. Hansen, 450
U.S. 785 (1981) (Social Security Administration Claims Manual "has no legal force, and it does
not bind the SSA"). Moreover, even if POMS were binding, AUs routinely find a particular
claimant to have specific limitations that might reduce the overall range of "unskilled work" that
the claimant could perform. If the AU has substantial evidence to believe that jobs would exist
for a particular claimant even with the reduced range of unskilled work, then the AU's decision
is adequately supported and must be affirmed.
Finally, Plaintiff also cites a record from her primary care provider, physician'S assistant
Sara Shellhammer, on July 22, 2013, about a month before the AU's opinion, in which she
reports increased stress and anxiety following a miscarriage.
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(R. 644-68).
Following the
appointment, Ms. Shellhammer refers Plaintiff for a psychological evaluation. (R. 647). Ms.
Shellhammer's referral, which was not accompanied by any sense of urgency or any prescription
for an increase in psychiatric medication, fully comports with the recommendation of Dr.
Zelazowski, who opined that improvement in Plaintiff's mental condition would likely occur
with appropriate medications and psychotherapy or counseling for three or four months. (R.
637).
The conclusion is also not only consistent with, but also more restrictive than, the
testimony of the medical expert who testified at Plaintiff's hearing. See, (R. 56) ("I feel that she
has an ongoing problem with depression but I would not rate it as severe, certainly not enough to
record a hospitalization and she is able according to the testimony to function adequately in the
caring of her child."). Thus, this Court finds no error in the AU's evaluation of Plaintiff's
mental impairment.
C. WHETHER THE ALJ ERRED IN EVALUATING PLAINTIFF'S PHYSICAL
IMPAIRMENTS
Plaintiff also submits that the ALJ mistakenly evaluated her physical impairments. PI.
Br. 19-24. First, Plaintiff argues that her diabetic neuropathy should have been deemed a severe
impairment at step two. It is worth noting that the AU did determine Plaintiffs diabetes and her
"multiple arthralgias" to be severe impairments. (R. 17). The AU fully discussed the record
and explained that while the consultative examiner had reported symptoms consistent with
diabetic neuropathy, Plaintiff's primary treating provider, Ms. Shellhammer, had ruled out
diabetic neuropathy based upon a foot biopsy performed earlier. (R. 22). The AU further noted
that no EMG studies had confirmed the diagnosis. Id Regardless of whether Plaintiff is deemed
to have "neuropathy" or not, it cannot be said that the AU ignored Plaintiffs pain and the
resulting impairments Plaintiff experiences, given the RFC assessment limiting Plaintiff to a
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reduced range of sedentary work with no postural activities. 2 Thus, any error would be harmless.
Plaintiff next contends that the limitation precluding her from "lifting or reaching above
shoulder level" did not sufficiently accommodate her shoulder impairment.
(R. 22-23).
However, there is no evidence that her shoulder impairment would require any more significant
restriction. See (R. 49) (Plaintiff testimony that, "I have trouble with my right shoulder when I
reach above my head."); (R. 623-25) (notes from consultative examiner that Plaintiff feels she
has to "baby" her shoulder to reduce risk of dislocation" but also noting "no evidence for chronic
dislocation"); (R. 558) (orthopedist examination noting "no evidence of dislocation," diagnosing
"diffuse ligamentus laxity" and "a multidirectional instability pattern" but giving Plaintiff the
options of surgery, "living with this," physical therapy, or medications.").
Finally, Plaintiff submits that the ALl's hypothetical question was altered to try to find
sufficient jobs, given that the first hypothetical the AU posed to the VE resulted in only one
representative job.
(R. 58).
However, according to the VE's testimony, that single job,
surveillance system monitor, had 16,760 positions in the national economy. (Tr. 58). See,
Wilkinson v. Comm'r, Social Sec., 558 F. App'x 254, 256 (3d Cir. 2014) ("The AU satisfied her
burden of production at this step when she identifies at least one occupation with a significant
number ofjobs in the national economy that the claimant can perform."). The Third Circuit has
concluded that the existence of just 200 jobs in the regional economy suffices to establish the
existence of work existing in significant numbers in the national economy. See Craigie v.
Bowen, 835 F.2d 56, 58 (3d Cir. 1987). Accordingly, the AU had no incentive to alter his
hypothetical simply to produce a response with additional jobs.
Moreover, Plaintiff also
contends that the hypothetical should have included that she would be off task ten percent of the
2 The AU's opinion mistakenly states, in the RFC assessment, "no postural limitations except climbing
stairs occasionally." (R. 20). It is clear, trom the AU's question to the VE at the hearing, that the RFC
assessment should have read "no postural activities" instead of "no postural limitations." (R. 57-58).
However, any error is harmless because the VE's testimony was accurate.
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workday and would have frequent absenteeism. However, there is no support in the record for
those assertions, and the AU's hypothetical need only reflect impairments that are substantiated
by the record. See Chrupcala v. Heckler, 829 F.2d 1269, 1276 (3d Cir. 1987). Remand is
therefore unwarranted.
III. CONCLUSION
For all of the foregoing reasons, Defendant's Motion for Summary Judgment is granted
and Plaintiffs Motion for Summary Judgment is denied. An appropriate Order follows.
Dated: November 10, 2014
/s/J. Frederick Motz
J. Frederick Motz
United States District Judge
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