WARREN v. COLVIN
Filing
15
OPINION and ORDER granting 11 Motion for Summary Judgment; denying 13 Motion for Summary Judgment. Signed by Judge Donetta W. Ambrose on 7/12/17. (slh)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
CAROL ANN WARREN,
)
)
)
)
)
)
)
)
)
)
Plaintiff,
-vsNANCY A. BERRYHILL,1
COMMISSIONER OF SOCIAL SECURITY,
Defendant.
Civil Action No. 16-126
AMBROSE, Senior District Judge
OPINION
Pending before the court are Cross-Motions for Summary Judgment. (ECF Nos. 11 and
13). Both parties have filed Briefs in Support of their Motions. (ECF Nos. 12 and 14). After
careful consideration of the submissions of the parties, and based on my Opinion set forth below,
I am granting Plaintiff’s Motion for Summary Judgment (ECF No. 11) and denying Defendant’s
Motion for Summary Judgment. (ECF No. 13).
I.
BACKGROUND
Plaintiff brought this action for review of the final decision of the Commissioner of Social
Security (ACommissioner@) denying her applications for supplemental security income and
disability insurance benefits pursuant to the Social Security Act (AAct@).
Plaintiff filed his
applications alleging disability began on July 2, 2012. (ECF No. 7-7, pp. 2, 4). Administrative
Law Judge (“ALJ”), David F. Brash, held a hearing on July 24, 2014. (ECF No. 7-3, pp. 2-37).
On August 22, 2014, the ALJ found that Plaintiff was not disabled under the Act. (ECF No. 7-2,
pp. 17-29).
1 Nancy A. Berryhill became acting Commissioner of Social Security on January 23, 2017, replacing
Carolyn W. Colvin.
1
After exhausting all administrative remedies, Plaintiff filed the instant action with this court.
The parties have filed Cross-Motions for Summary Judgment. (ECF Nos. 11 and 13). The issues
are now ripe for review.
II.
LEGAL ANALYSIS
A.
Standard of Review
The standard of review in social security cases is whether substantial evidence exists in
the record to support the Commissioner=s decision. Allen v. Bowen, 881 F.2d 37, 39 (3d Cir.
1989). Substantial evidence has been defined as Amore than a mere scintilla. It means such
relevant evidence as a reasonable mind might accept as adequate.@ Ventura v. Shalala, 55 F.3d
900, 901 (3d Cir. 1995), quoting Richardson v. Perales, 402 U.S. 389, 401 (1971). Additionally,
the Commissioner=s findings of fact, if supported by substantial evidence, are conclusive. 42
U.S.C. '405(g); Dobrowolsky v. Califano, 606 F.2d 403, 406 (3d Cir. 1979). A district court
cannot conduct a de novo review of the Commissioner=s decision or re-weigh the evidence of
record. Palmer v. Apfel, 995 F.Supp. 549, 552 (E.D. Pa. 1998). Where the ALJ's findings of fact
are supported by substantial evidence, a court is bound by those findings, even if the court would
have decided the factual inquiry differently. Hartranft v. Apfel, 181 F.3d 358, 360 (3d Cir. 1999).
To determine whether a finding is supported by substantial evidence, however, the district court
must review the record as a whole. See, 5 U.S.C. '706.
To be eligible for social security benefits, the plaintiff must demonstrate that he cannot
engage in substantial gainful activity because of a medically determinable physical or mental
impairment which can be expected to result in death or which has lasted or can be expected to
last for a continuous period of at least 12 months. 42 U.S.C. '423(d)(1)(A); Brewster v. Heckler,
786 F.2d 581, 583 (3d Cir. 1986).
The Commissioner has provided the ALJ with a five-step sequential analysis to use when
evaluating the disabled status of each claimant.
2
20 C.F.R. '404.1520(a).
The ALJ must
determine: (1) whether the claimant is currently engaged in substantial gainful activity; (2) if not,
whether the claimant has a severe impairment; (3) if the claimant has a severe impairment,
whether it meets or equals the criteria listed in 20 C.F.R., pt. 404, subpt. P., appx. 1; (4) if the
impairment does not satisfy one of the impairment listings, whether the claimant=s impairments
prevent him from performing his past relevant work; and (5) if the claimant is incapable of
performing his past relevant work, whether he can perform any other work which exists in the
national economy, in light of his age, education, work experience and residual functional capacity.
20 C.F.R. '404.1520.
The claimant carries the initial burden of demonstrating by medical
evidence that he is unable to return to his previous employment (steps 1-4). Dobrowolsky, 606
F.2d at 406.
Once the claimant meets this burden, the burden of proof shifts to the
Commissioner to show that the claimant can engage in alternative substantial gainful activity
(step 5). Id.
A district court, after reviewing the entire record may affirm, modify, or reverse the decision
with or without remand to the Commissioner for rehearing. Podedworny v. Harris, 745 F.2d 210,
221 (3d Cir. 1984).
B.
Step 2 Analysis
Plaintiff basically argues that the ALJ erred in failing to find her vision deficits severe.
(ECF No. 12, pp. 15-18). Specifically, Plaintiff argues that the ALJ erred in concluding that all of
Plaintiff’s issues with her left eyesight “had resolved and that all testing was normal, despite the
medical evidence and her testimony indicating otherwise.” Id. at p. 15. As a result, Plaintiff
argues that remand is warranted. Id.
At step 2 of the analysis, an ALJ must determine whether the claimant has a medically
determinable impairment that is severe. 20 C.F.R. §416.920. A severe impairment is one
which significantly limits your physical or mental ability to do basic work activities. Id. Thus, an
impairment is not severe if it is a slight abnormality or a combination of slight abnormalities that
3
causes no more than minimal functional limitations. 20 C.F.R. §416.920(c). If a claimant is
found to have a severe impairment, then the ALJ proceeds to the next step. 20 C.F.R.
§416.920(a).
When an ALJ finds that a plaintiff suffers from even one severe impairment, the failure to
find other impairments severe is not harmful to the integrity of the analysis because the plaintiff is
not denied benefits at that stage and the ALJ continues with the analysis. Salles v. Commissioner
of Social Sec., 229 Fed.Appx. 140, 144-145, n. 2, 2007 WL 1827129 (3d Cir. 2007); Sheeler v.
Astrue, No. 08-64J, 2009 WL 789892, 4 -5 (W.D.Pa. March 24, 2009); Hanke v. Astrue, No.
12-2364, 2012 WL 6644201, *4 (7th Cir. Dec. 21, 2012). In this case, the ALJ did not find
Plaintiff’s visual deficits, including her left eyesight to be severe at step 2. (ECF No. 7-2, p. 20).
He did, however, find her to have several severe impairments. (ECF No. 7-2, p. 19). Thus,
Plaintiff was not denied benefits at step 2.
Rather, the ALJ proceeded beyond step 2 to
determine Plaintiff’s residual functional capacity (“RFC”). (ECF No. 7-2, pp. 21-29).
To the extent there is an error at step 2, Plaintiff argues that it is not harmless because
there was evidence that this was a mischaracterization of the evidence. Particularly, Plaintiff
argues that there is evidence that Plaintiff still suffers from residual vision issues. (ECF No. 12,
p. 16-18). For instance, Plaintiff points to an examination on June 3, 2014, that indicates a left
inferior temporal peri-macular distortion of vision on the Amsler grid testing. Id., citing ECF No.
7-23, p. 33. Additionally, Plaintiff cites to her testimony about her continued issue with vision in
her left eye. Id. at p. 17. The hearing was held one month later on July 24, 2014. At the
hearing, Plaintiff’s counsel requested that the record be held open to submit evidence related to
an examination scheduled for later that month, but that the ALJ did not allow for the same. (ECF
No. 7-3, pp. 35-36).
ATTY: Well, my client is scheduled for a visual examination at the end of the
month. I’m not sure Your Honor will want to leave the record open for that
or not. But that’s certainly something we could do if Your Honor feels that
4
there is not enough evidence to make a fully favorable on this. And, you
know, certainly my client has testified to some ongoing visual problems.
At least on some days she doesn’t feel well enough to drive. And there
were some abnormal testing most recently, with what I believe is related to
the visual field. It was called the Amsler grid. And that’s on page 13F at
4. There were still abnormal findings. And my understanding again is
that Amsler grid relates to a visual field.
My concern is that it may take a month to get the records once she does
attend.
ALJ:
Yeah, mine as well. I will again review the file to believe if I’ve got enough
– to determine whether I believe I’ve got enough evidence to render a
decision based on the file. If not, I’ll let you know, and then we’ll conduct a
post-period. How does that sound?
ATTY: I would appreciate that very much.
(ECF No. 7-3, pp. 35-36). To that end, Plaintiff argues that it was improper of the ALJ to
conclude less than one month after the hearing, on August 22, 2014, that “claimant’s symptoms
have since resolved, and all testing done while in the hospital was normal.” (ECF No. 7-2, p. 20).
After a review of the evidence, I agree. I believe it is a mischaracterization of the evidence
to suggest that all of the testing was “normal.” As noted by counsel at the hearing, there was left
inferior temporal peri-macular distortion of vision on the Amsler grid testing. (ECF No. 7-23, p.
33).
Moreover, there was testimony from Plaintiff that she was still having issues with her
vision. (ECF No. 7-2, pp. 17-24). The ALJ was aware of an eye appointment scheduled within
30 days of the date of the hearing. (ECF No. 7-3, pp. 35-36). Yet, the ALJ rendered an opinion
without waiting, despite counsel’s request for the record to remain open so he could submit
additional evidence.
(ECF No. 7-3, pp. 35-36).
Furthermore, the ALJ never addressed
Plaintiff’s vision issue again or Plaintiff’s testimony regarding the same in residual functional
capacity discussion. See, ECF No. 7-2, pp. 23-27. Based on the same, I cannot say that the
ALJ’s error at step 2 was harmless .Accordingly, I am remanding this case for full and proper
analysis of Plaintiff’s vision issue.
An appropriate order shall follow.
5
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
CAROL ANN WARREN,
)
)
)
)
)
)
)
)
)
)
Plaintiff,
-vsNANCY A. BERRYHILL,2
COMMISSIONER OF SOCIAL SECURITY,
Defendant.
Civil Action No. 16-126
AMBROSE, Senior District Judge
ORDER OF COURT
THEREFORE, this 12th day of July, 2017, it is ordered that Plaintiff=s Motion for Summary
Judgment (ECF No. 11) is granted and Defendant=s Motion for Summary Judgment (ECF No. 13)
is denied.
It is further ordered that the decision of the Commissioner of Social Security is hereby
vacated and the case is remanded for further administrative proceedings consistent with the
foregoing opinion.
BY THE COURT:
s/ Donetta W. Ambrose
Donetta W. Ambrose
United States Senior District Judge
2
Nancy A. Berryhill became acting Commissioner of Social Security on January 23, 2017, replacing
Carolyn W. Colvin.
6
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?