TATE v. SUPERVISOR HUD
Filing
8
MEMORANDUM AND ORDER. Plaintiff's Complaint (Doc. 4) is DISMISSED pursuant to the screening provisions in 28 U.S.C. § 1915(e)(2). To the extent that Plaintiff's claims are barred by the doctrine of sovereign immunity, those claims ar e dismissed without prejudice for lack of subject matter jurisdiction. Plaintiff's remaining claims are dismissed with prejudice inasmuch as they fail to state a viable cause of action, and the deficiencies discussed above cannot be cured through further amendment. Signed by Judge Cathy Bissoon on 6/21/18. (dcd) Staff note: a copy of this filing will be sent, via First-Class U.S. Mail, to Plaintiff's address of record on 6/22/18.
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
AMOS LEE TATE,
Plaintiff,
v.
SUPERVISOR HUD
Anonyminty [sic] Name
Defendant.
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Civil Action No. 18-148 Erie
Judge Cathy Bissoon
MEMORANDUM AND ORDER
I. MEMORANDUM
BACKGROUND
Plaintiff Amos Lee Tate (“Plaintiff”) commenced this pro se civil action by filing a
Motion for leave to proceed in forma pauperis (Doc. 1) on May 22, 2018. Attached to the
Motion was a complaint (Doc. 1-1) directed against “Supervisor HUD anonyminty [sic] name.”
Compl. ¶2. The asserted jurisdictional basis for this lawsuit is “14th Amendment Due Process
[and] Housing Discrimination Statute/Disability.” Id. ¶3. Plaintiff’s in forma pauperis motion
was granted on May 23, 2018 (Doc. 2), and the Complaint was docketed that same day (Doc. 4).
In his Complaint, Plaintiff states that he was granted social security disability benefits in
June 2016, after which time he applied for “Disability Housing” through HUD. Compl. ¶4.
Plaintiff claimed he inquired, in person, on several occasions whether “any Disability single
homes or single apartments [were] available,” but “[t]hey on each occasion stated NO.” Id.
He then went on the HUD “Disability Website” to gather more information and found
information relating to HUD’s “Disability Voucher Program,” which, as he understands it,
is “utilize[d] to accommodate, and necessitate, an individual life style[ ]” by allowing disabled
individuals or their caretakers to “privately[ ] chose [sic] their own single home or single
apartment.” Id. The remainder of Plaintiffs’ averments are essentially indecipherable.
The Complaint makes a passing reference to “Racial Profiling,” and states that someone
“refus[ed] [Plaintiff] to be amended to the Disability Voucher Program . . . .” Id. It also alludes
to Plaintiff issuing a “Subpoena Duces Tecum” relative to the city and county “availability
records.” Id. In terms of “relief sought,” the Complaint suggests that Plaintiff desires a
“Federal Conference” and “Trial.” Id. ¶5. With respect to “damages,” the Complaint simply
states, “Intentional Humiliation[,] Intentional Distress[,] [and] Intentional Housing Discomfort
(No where to go)[.]” Id.
On May 31, 2018, Plaintiff filed an additional document, styled “Administrative
Discriminatory Review Appealant [sic] Discriminatory Review” (Doc. 6). In this document,
Plaintiff lists himself as “Plaintiff” and “Housing Urban Development” as “Defendant.” Id.
He states that he went to the HUD office in Erie and was placed on the “SSID Housing list.” Id.
Thereafter, he checked with the office about “suitable Disability Housing” and was informed that
they had no available apartments or single houses. Id. On one particular occasion, he was
informed that a single room apartment would be available in Meadville, Pennsylvania in October
2016, and that he was “first on the list.” When Plaintiff later returned to inquire about housing,
however, he was told “they all [had] been taken.” Id. Plaintiff’s May 31st filing purports to
assert two “causes of action.” The first is entitled “discriminatory prejudice acts” and states that
certain unidentified persons have “been telling [Plaintiff] an array of deceitful lies, and
derogatory comments, for approximately two years, to hinder and misdirect [him].” Id.
Plaintiff quotes these unidentified individuals has having stated, “Go down the street, we have
2
nothing for you,” and “African Americans go down the street, to the Housing Authority,
and get in the projects.” Id. The second cause of action, designated “Preamble,” merely states
“government statute law circumvent [sic] disability housing voucher law.” Id.
STANDARD OF REVIEW
Because Plaintiff is proceeding in forma pauperis, the Court must review his pleading in
accordance with the amendments promulgated in the Prison Litigation Reform Act (“PLRA”),
Pub. L. No. 104-134, 110 Stat. 1321 (1996).1 Under Section 1915(e) of the PLRA, the Court is
required to screen Plaintiff’s Complaint and dismiss the within action if the Complaint fails to
state a claim on which relief may be granted. 28 U.S.C. § 1915(e)(2)(B)(ii).
In reviewing complaints under § 1915(e)(2)(B)(ii), a federal court applies the same
standard that is applied to motions to dismiss under Federal Rule of Civil Procedure 12(b)(6).
D’Agostino v. CECOM RDEC, 436 F. App’x 70, 72 (3d Cir. 2011) (citing Tourscher v.
McCullough, 184 F.3d 236, 240 (3d Cir. 1999)). “Thus, we are required to ‘accept all factual
allegations as true, construe the complaint in the light most favorable to the plaintiff,
and determine whether, under any reasonable reading of the complaint, the plaintiff may be
entitled to relief.’” Id. at 72-73 (quoting Phillips v. County of Allegheny, 515 F.3d 224, 233
(3d Cir. 2008)). A complaint must be dismissed pursuant to Federal Rule of Civil Procedure
12(b)(6) if it does not allege “enough facts to state a claim to relief that is plausible on its face.”
Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007). To meet this standard, the complaint
must contain factual allegations that raise a right to relief above the speculative level. Id. at 555.
1
Although Plaintiff is not incarcerated, the amendments to the PLRA, codified as 28 U.S.C. §
1915, apply to non-prisoners who have been granted in forma pauperis status. See Powell v.
Hoover, 956 F. Supp. 564, 566 (M.D. Pa. 1997) (holding that federal in forma pauperis statute is
not limited to prisoner suits).
3
Accordingly, mere “labels and conclusions, and a formulaic recitation of the elements of a cause
of actions will not do.” Id.
Quite independent of this obligation is the Court’s duty to ensure in the first instance that
it has subject matter jurisdiction over the matter in controversy. See Fed. R. Civ. P. 12(h)(3)
(“If the court determines at any time that it lacks subject-matter jurisdiction, the court must
dismiss the action.”); Fed. R. Civ. P. 12(b)(1) (recognizing the lack of subject-matter jurisdiction
as a defense under Rule 12). A court’s scope of review in this regard is shaped by whether the
complaint is subject to a facial or factual jurisdictional attack. See CNA v. United States,
535 F.3d 132, 139 (3d Cir. 2008) (where district court analyzes a motion under Rule 12(b)(1),
“its first task is to classify the [defendant’s] motion as either a factual attack or a facial attack.”).
A facial attack “concerns ‘an alleged pleading deficiency’ whereas a factual attack concerns
‘the actual failure of [a plaintiff’s] claims to comport [factually] with the jurisdictional
prerequisites.’” Id. (alterations in the original) (citing U.S. ex rel. Atkinson v. Pa. Shipbuilding
Co., 473 F.3d 506, 514 (3d Cir. 2007)).
In view of the procedural posture of this case, the Court is concerned only with a possible
facial deficiency in Plaintiff’s pleading. In undertaking its analysis, the Court “must only
consider the allegations of the complaint and documents referenced therein and attached thereto,
in the light most favorable to the plaintiff.” Nichole Med. Equip. & Supply, Inc. v. TriCenturion,
Inc., 694 F.3d 340, 347 (3d Cir. 2012) (internal quotation marks and citation omitted).
Although the Court must construe the facts alleged in the Plaintiff’s favor, it need not accept bald
assertions or legal conclusions as true. Batchelor v. Rose Tree Media School Dist., Civil Action
No. 11–6733, 2013 WL 1776076 at *3 (E.D. Pa. Mar. 28, 2013) (citing authority).
4
Because Plaintiff is proceeding pro se, his Complaint must be “liberally construed.”
Erickson v. Pardus, 551 U.S. 89, 94 (2007) (internal quotation marks and citation omitted).
The Court must “apply the applicable law, irrespective of whether [Plaintiff] has mentioned it by
name.” Higgins v. Beyer, 293 F.3d 683, 688 (3d Cir. 2002) (internal quotation marks and
citation omitted). Notwithstanding this relaxed pleading-standard, however, “pro se litigants still
must allege sufficient facts in their complaints to support a claim.” Mala v. Crown Bay Marina,
Inc., 704 F.3d 239, 245 (3d Cir. 2013) (citation omitted).
ANALYSIS
“Absent a waiver, sovereign immunity shields the Federal Government and its agencies
from suit.” F.D.I.C. v. Meyer, 510 U.S. 471, 475 (1994). Furthermore, “sovereign immunity
advances a jurisdictional bar . . . which the court may raise sua sponte.” United States v. Bein,
214 F.3d 408, 412 (3d Cir. 2000) (citations omitted). In this case, many of the claims that
Plaintiff might potentially try to assert are barred by sovereign immunity. Assuming that
sovereign immunity is not a bar, Plaintiff’s Complaint still fails to plausibly state any claim upon
which relief could be granted.2
The crux of Plaintiff’s grievance appears to be his inability to secure housing through the
Housing Choice Voucher (“HCV”) program established under Section 8 of the United States
Housing Act of 1937 (“USHA”), as amended, 42 U.S.C. §1437, et seq. Congress authorized the
HCV program “[f]or the purpose of aiding low-income families in obtaining a decent place to
live and of promoting economically mixed housing.” Id. §1437f(a). The program is overseen by
It is not clear to this Court whether Plaintiff’s May 31, 2018 filing was intended to be an
amended pleading or evidence of some type of administrative proceeding. Out of an abundance
of caution, and in order to better understand the nature of Plaintiff’s putative claims, the Court
will construe his original Complaint in light of the May 31st filing.
2
5
the United States Department of Housing and Urban Development (“HUD”) and administered by
local agencies in accordance with federal guidelines. See Henry v. City of Erie, 728 F.3d 275,
277 (3d Cir. 2013). “In Erie, the local administering agency is the Housing Authority of the City
of Erie (“HACE”).” Id. As one federal court recently explained:
The Section 8 program is a tenant-based, housing-choice voucher program
(HCV program) authorized under the USHA. With respect to the HCV program,
the USHA authorizes the Secretary of HUD “to enter into annual contributions
contracts with public housing agencies,” who, in turn, “may enter into contracts to
make assistance payments to owners of existing dwelling units in accordance
with” the HCV Program. 42 U.S.C. § 1437f(b)(1). “The HCV program is
generally administered by . . . PHAs [public housing authorities]. HUD provides
housing assistance funds to the PHA. HUD also provides funds for PHA
administration of the program.” 24 C.F.R. § 982.1(a)(1). Thus, the HCV
program is funded by HUD but administered by local PHAs. 42 U.S.C. §
1437f(b)(1). To participate in the program, families apply directly to the PHA.
If the PHA approves the tenancy, PHA then enters into a contract “with the owner
[of the rental unit] to make rent subsidy payments on behalf of the family.”
24 C.F.R. §982.1(a)(2). The family pays a portion of its income as rent, and HUD
reimburses the PHA for the rental subsidies provided to housing-unit owners
through annual contributions contracts. See 42 U.S.C. §§ 1437f(b)(1),
1437f(o)(2)(A), and 24 C.F.R. §§ 982.1(a)(3), 982.151.
PHAs develop a “written administrative plan that establishes the local policies for
administration of the [HCV] program.” 24 C.F.R. § 982.54(a). HUD regulations
require the PHAs to “administer the program in conformity with the Fair Housing
Act, Title VI of the Civil Rights Act of 1964, section 504 of the Rehabilitation
Act of 1973 and Title II of the Americans with Disabilities Act.” 24 C.F.R.
§982.53(b)(1). HUD is not required to approve the PHA’s plan.
PHAs also develop their own policies for admission to the HCV program and
administer their own waiting lists. 24 C.F.R. § 982.202. HUD regulations
specifically provide “[a]n applicant does not have any right or entitlement to be
listed on the PHA waiting list, to any particular position on the waiting list, or to
admission to the programs.” 24 C.F.R. § 982.202(c). In fact, PHAs are permitted
to establish preferences designed to meet the needs of their local areas. 24 C.F.R.
§ 982.207(a). PHAs also determine when to open or to close their waiting lists.
24 C.F.R. § 982.206.
Emrit v. Marion Cty. Hous. Auth. (MCHA), No. 3:16-CV-01854-BR, 2017 WL 743882, at *2-3
(D. Or. Feb. 23, 2017) (alterations in the original).
6
Here, Plaintiff is purportedly suing an Erie HUD “supervisor” and/or the agency itself
based on the allegedly discriminatory conduct of certain unidentified HUD agents. Although the
Complaint is vague about the nature of the underlying misconduct, Plaintiff’s May 31st filing
suggests that he believes he was lied to about the availability of Section 8 housing or was
otherwise hindered from fully participating in, or benefitting from, the HCV program because of
his race, disability, or both. Plaintiff’s fundamental concern seems to be his inability to find
suitable housing. For a variety of reasons, however, Plaintiff has failed to state a viable cause of
action.
A.
Potential Statutory Claims
First, to the extent Plaintiff is attempting to sue HUD or its local supervisor directly under
Section 8, he cannot do so because “Section 8, codified at 42 U.S.C. §1437f, ‘does not provide
for a private right of action except for recovery of rent and utility allowances[.]’” Emrit v.
Lycoming Hous. Auth., No. 4:16-CV-02022, 2017 WL 2532966, at *6 (M.D. Pa. May 17, 2017),
report and recommendation adopted, No. 4:16-CV-02022, 2017 WL 2506427 (M.D. Pa. June 9,
2017) (quoting Chavis v. Bush, 305 F. App’x 11, 12 (3d Cir. 2008) (per curiam)). Those types
of issues are not relevant here, based on Plaintiff’s averments.
Alternatively, Plaintiff may be attempting to state a claim under Title VIII of the Fair
Housing Act of 1968 (“FHA”), 42 U.S.C. §§3601 et seq., which does afford aggrieved persons a
private right of action for various forms of housing discrimination, including certain forms of
discrimination predicated upon race or disability. See id. §§ 3604, 3613. In the context of this
case, however, Plaintiff cannot assert a claim for damages against HUD or its agents in their
official capacities, because such claims are barred by the doctrine of sovereign immunity.
See, e.g., Kelly v. Wilson, 426 F. App’x 629, 632 (10th Cir. 2011) (noting that “[t]he United
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States has not waived its sovereign immunity from suits for money damages under the Fair
Housing Act”); Emrit, 2017 WL 743882, at *7 (holding that the FHA’s limited waiver of
sovereign immunity did not apply to plaintiff’s claims relating to wait-list placement for Section
8 housing); Phifer v. Dep’t of Housing and Urban Dev., No. CIV S–08–0299 LKK DAD PS,
2009 WL 8706810, at *4 (E.D. Cal. Feb. 2, 2009) (“Section 3613 [of the FHA] does not include
an unequivocal waiver of sovereign immunity except as to liability for attorney’s fees and costs
in the event that the United States Attorney General intervenes and is not a prevailing party.”);
Zhu v. Gonzales, 2006 WL 1274767, at *5 (D. D.C. May 8, 2006) (“the Fair Housing Act does
not waive sovereign immunity to permit suits against the federal government.”).
To the extent Plaintiff is seeking nonmonetary relief, he has not alleged any facts that
would plausibly render HUD or its agent liable under the FHA. As discussed above, HUD is not
responsible for the actual administration of the HCV program; rather, that responsibility falls to
the local PHA. Therefore, any injunctive relief that Plaintiff might seek in his quest to obtain
suitable housing would necessarily have to be directed at the local PHA rather than HUD.
See Emrit, 2017 WL 743882, at *7 (noting that injunctive relief could only be effectuated
through the local PHA “because HUD does not have any authority to control or to direct
Plaintiff’s placement on the Section 8 housing waiting list”); see also Meadowbriar Home for
Children, Inc. v. Gunn, 81 F.3d 521, 531 (5th Cir. 1996) (“It is axiomatic that for an official to
make a dwelling unavailable, that official must first have the authority and power to do so.
In other words, the official must be in a position to directly effectuate the alleged
discrimination.”).
It also is conceivable that Plaintiff might try to assert claims under a number of statutes
that more broadly prohibit discrimination in connection with federally funded programs or
8
activities. For example, Title VI of the Civil Rights Act of 1964 (“Title VI”), 42 U.S.C. § 2000d,
states that “[n]o person in the United States shall, on the ground of race . . . be excluded from
participation in . . . any program or activity receiving Federal financial assistance.” Similarly,
Section 504 of the Rehabilitation Act, 29 U.S.C. §794(a), provides that “[n]o otherwise qualified
individual with a disability in the United States . . . shall, solely by reason of her or his disability,
be excluded from the participation in, be denied the benefits of, or be subjected to discrimination
under any program or activity receiving Federal financial assistance.” Title II of the Americans
with Disabilities Act of 1990 (“ADA”), 42 U.S.C. §12132, states that “no qualified individual
with a disability shall, by reason of such disability, be excluded from participation in or be
denied the benefits of the services, programs, or activities of a public entity, or be subjected to
discrimination by any such entity.”
Like the FHA, however, these statutes do not waive the federal government’s sovereign
immunity in the context of this case. See Jersey Heights Neighborhood Ass’n v. Glendening,
174 F.3d 180, 191 (4th Cir. 1999) (discussing Title VI’s lack of waiver for federal sovereign
immunity); Dorsey v. U.S. Dep’t of Labor, 41 F.3d 1551, 1555 (D.C. Cir. 1994) (dismissing
plaintiff’s claims because he was “unable to point to any explicit language in the Rehabilitation
Act (or in Title VI) waiving the government’s sovereign immunity”); Sarvis v. U.S.,
No. 99-0318, 2000 WL 1568230, at *2 (2d Cir. 2000) (Table case) (“Congress has not waived
the Federal Government’s sovereign immunity against awards of money damages for § 504[ ]
violations, except where a federal agency is acting as a ‘Federal provider’ of financial
assistance.”) (citing Lane v. Pena, 518 U.S. 187, 193 (1996)) (emphasis in original);3
Congress’s limited waiver is not applicable here, since Plaintiff’s grievances do not relate to
HUD’s funding activities.
3
9
Manns v Sims, No. CV 17-3815 (JBS-AMD), 2018 WL 2230550, at *8 (D. N.J. May 16, 2018)
(dismissing suit against the Federal Bureau of Prisons because “[t]he ADA does not contain a
waiver of sovereign immunity and thus, does not apply to the federal government”)
(citing Whooten v. Bussanich, No. 4:CV-04-223, 2005 WL 2130016, at *7 (M.D. Pa. Sept. 2,
2005)). Accordingly, Plaintiff cannot assert monetary damages claims against HUD or its
officials under Title VI, the ADA, or the Rehabilitation Act.
Moreover, as discussed, HUD does not administer the Section 8 HCV program and,
therefore, its agents are not in a position to effectuate Plaintiff’s inclusion or exclusion from that
program. Even if that were not so, Plaintiff could not obtain relief against the local HUD
supervisor under Title VI, the Rehabilitation Act or the ADA because none of these statutes
allows claims to be asserted against individual defendants. See L. L. v. Evesham Twp. Bd. of
Educ., 710 F. App’x 545, 549 n. 4 (3d Cir. 2017) (affirming summary judgment for individual
defendants on the ground that Title VI does not provide for individual liability) (citing Shotz v.
City of Plantation, 344 F.3d 1161, 1170 n.12 (11th Cir. 2003)); Boggi v. Med. Review &
Accrediting Council, 415 F. App’x 411, 414-15 (3d Cir. 2011) (holding that plaintiff failed to
state a viable ADA claim against any of the “non-entity defendants” that were sued in their
individual capacities); Emerson v. Thiel Coll., 296 F.3d 184, 190 (3d Cir. 2002) (noting that
“Section 504 [of the Rehabilitation Act] applies to federal financial assistance recipients[,]”
and concluding that plaintiff could not state a Rehabilitation Act claim against individual
defendants because they did not receive federal aid); Garcia v. S.U.N.Y. Health Sciences Ctr.,
280 F.3d 98, 107 (2d Cir. 2001) (no individual liability exists under Title II of the ADA).
Because HUD and its agents are not proper defendants under Title VI, the Rehabilitation Act or
the ADA, Plaintiff has not stated a plausible claim for relief under those statutes.
10
B.
Potential Bivens Claim
Based on the Complaint’s reference to “14th Amendment Due Process,” the Court
assumes that Plaintiff also may be trying to assert a “Bivens” action4 predicated on perceived
violations of his substantive and/or procedural due process rights.5 A Bivens action may not be
asserted against a federal agency or against a federal agent in his official capacity. Meyer,
510 U.S. at 484-86; Bethea v. Roizman, No. CIV. 11-254 JBS/JS, 2012 WL 2500592, at *26
(D. N.J. June 27, 2012); Buchanan v. U.S., Civil Action No. 1:05-CV-0887, 2007 WL 983312,
at *3-4 (M.D. Pa. Mar. 27, 2007).
To the extent Plaintiff seeks damages against the local HUD supervisor in his personal
capacity, Plaintiff must make a plausible showing that Defendant, acting under color of federal
law, deprived him of a right secured by the Constitution or laws of the United States. Walker v.
Ramirez, No. 1:17-CV-01938, 2018 WL 2734873, at *3 (M.D. Pa. June 7, 2018).
Because Bivens liability cannot be predicated on a theory of respondeat superior, Plaintiff must
plead facts showing Defendant personally was involved in the alleged wrongdoing. Farrar v.
McNesby, 639 F. App’x 903, 906-07 (3d Cir.), cert. denied, 137 S. Ct. 503 (2016).
As noted, Plaintiff appears to be asserting that his due process rights were violated.
The Due Process Clause contains both a procedural and substantive component. American Exp.
4
See Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics,403 U.S. 388, 389
(1971) (holding that a federal agent who violates the constitutional rights of an individual while
acting under color of his authority can be sued in his personal capacity for damages).
Because Plaintiffs’ grievances concern actions allegedly taken by federal agents, his due
process claims actually implicate rights derived from the Fifth Amendment rather than the
Fourteenth Amendment. See Levys v. Shamlin, No. CV 16-1624, 2017 WL 5714027, at *3 n.5
(W.D. Pa. Nov. 28, 2017) (“The Fifth Amendment’s Due Process Clause only applies to actions
of the federal government, whereas the Fourteenth Amendment’s Due Process Clause applies to
acts under color of state law.”) (citing B & G Constr. Co., Inc. v. Director, Office of Workers’
Comp. Programs, 662 F.3d 233, 246 & n. 14 (3d Cir. 2011)).
5
11
Travel Related Services, Inc. v. Sidamon–Eristoff, 669 F.3d 359, 366 (3d Cir. 2012). Procedural
due process ensures that an individual has an “opportunity to be heard at a meaningful time and
in a meaningful manner.” Mathews v. Eldridge, 424 U.S. 319, 333 (1976) (internal quotation
marks and citation omitted). “To state a claim for the deprivation of procedural due process,
a plaintiff must allege that (1) he was deprived of an individual interest that is encompassed
within the [Fifth] Amendment’s protection of life, liberty, or property, and (2) the procedures
available to him did not provide due process of law.” N’Jai v. U.S. E.P.A., No. Civ. A. 13-1212,
2014 WL 2508289, at *18 (W.D. Pa. June 4, 2014) (alteration in the original, internal quotation
marks and citations omitted). Moreover, “[i]n order to state a claim for failure to provide due
process, a [p]laintiff must have taken advantage of the processes that are available to him or her,
unless those processes are unavailable or patently inadequate.” Alvin v. Suzuki, 227 F.3d 107,
116 (3d Cir. 2000). Regarding the first element – deprivation of a protected interest –
the Supreme Court has instructed that:
[t]he procedural component of the Due Process Clause does not protect
everything that might be described as a “benefit”: “To have a property interest in
a benefit, a person clearly must have more than an abstract need or desire”
and “more than a unilateral expectation of it. He must, instead, have a legitimate
claim of entitlement to it.” Board of Regents of State Colleges v. Roth, 408 U.S.
564, 577, 92 S. Ct. 2701, 33 L.Ed.2d 548 (1972). Such entitlements are,
“‘of course, . . . not created by the Constitution. Rather, they are created and their
dimensions are defined by existing rules or understandings that stem from an
independent source such as state law.’” Paul v. Davis, 424 U.S. 693, 709,
96 S. Ct. 1155, 47 L.Ed.2d 405 (1976) (quoting Roth, supra, at 577, T92 S. Ct.
2701); see also Phillips v. Washington Legal Foundation, 524 U.S. 156, 164, 118
S. Ct. 1925, 141 L.Ed.2d 174 (1998).
Our cases recognize that a benefit is not a protected entitlement if government
officials may grant or deny it in their discretion. See, e.g., Kentucky Dept. of
Corrections v. Thompson, 490 U.S. 454, 462–463, 109 S. Ct. 1904, 104 of
L.Ed.2d 506 (1989). . . .
Town of Castle Rock, Colo. v. Gonzales, 545 U.S. 748, 756 (2005) (ellipsis in the original).
12
“[S]ubstantive due process prevents the government from engaging in conduct that
shocks the conscience . . . or interferes with rights implicit in the concept of ordered liberty.”
United States v. Salerno, 481 U.S. 739, 746 (1987) (internal quotation marks and citation
omitted). In order to state a claim for an alleged substantive due process violation, “‘a plaintiff
must prove the particular interest at issue is protected by the substantive due process clause and
the government’s deprivation of that protected interest shocks the conscience.’” Lear v. Zanic,
524 F. App’x 797, 801–02 (3d Cir. 2013) (quoting Chainey v. Street, 523 F.3d 200, 219 (3d Cir.
2008)). Substantive due process protects only those property interests that are “fundamental”
to the Constitution. See Nicholas v. Pennsylvania State University, 227 F. 3d 133, 140 (3d Cir.
2000).
Here, Plaintiff has not asserted facts that plausibly establish the deprivation of a
constitutionally protected property or liberty interest. Under federal regulations, Plaintiff has no
property right, much less a fundamental property right, to obtain publicly subsidized housing
under the HCV program. See 24 C.F.R. §982.202(c) (“An applicant does not have any right or
entitlement to be listed on the PHA waiting list, to any particular position on the waiting list,
or to admission to the programs.”). Assuming that Plaintiff has a non-fundamental property right
to participate in the HCV program in accordance with the program’s terms, Plaintiff has not
plausibly alleged that HUD or its agents actually deprived him of that right because the program
is administered exclusively by the local public housing authority. In addition, for procedural due
process purposes, Plaintiff has not alleged any facts establishing what procedural avenues were
available to him to redress his grievance, whether he took advantage of those procedures, and,
if so, how they were constitutionally inadequate.
13
Plaintiff also has failed to state facts that could establish a plausible deprivation of his
equal protection rights. To state a plausible violation, Plaintiff must allege facts showing that
Defendant treated similarly situated white individuals differently. Hodge v. U.S. Dep’t of
Justice, 372 F. App’x 264, 268 (3d Cir. 2010); Castillo v. FBOP FCI Fort Dix, 221 F. App’x
172, 175 (3d Cir. 2007). Plaintiff has not done so here.
Beyond these deficiencies, however, Plaintiff has failed to establish that Defendant was
personally involved in the alleged wrongful conduct. Although the Complaint is ostensibly
directed against a HUD “supervisor” who resides in Erie, Compl. ¶2, the pleading fails to
specifically identify what specific role, if any, this individual played in the alleged wrongdoing.
Finally, Plaintiff has not alleged facts showing that Defendant’s purportedly wrongful
conduct is the proximate cause of his inability to obtain publicly subsidized housing.
See Egervary v. Young, 366 F.3d 238, 246 (3d Cir. 2004) (observing that “tort law causation
must govern [the court’s] analysis of [a] Bivens claim,” and “[t]hus, as in any tort case,
[the plaintiff] must demonstrate that defendants’ actions were the proximate cause of the harm he
suffered”). Because the HCV program is administered by the local public housing authority,
HUD officials do not have the authority either to mandate or preclude Plaintiff’s participation in
that program. Accordingly, to the extent Plaintiff seeks to obtain suitable subsidized housing,
his concerns must be addressed by the local PHA, not HUD.6
6
For this same reason, Plaintiff has not plausibly alleged any basis for obtaining injunctive
relief against HUD or its local supervisor. See Castillo v. FBOP FCI Fort Dix, 221 F. App’x
172, 176 n.4 (3d Cir. 2007) (recognizing court’s equity jurisdiction under 28 U.S.C. §1331);
see also Emrit v. Marion Cty. Housing Auth. (MCHA), No. 3:16-cv-1854-BR, 2017 WL 743882,
at *8 (D. Or. Feb. 23, 2017) (“[A]lthough Plaintiff also seeks injunctive relief, the relief he seeks
can only be granted by [the Marion County Housing Authority] because HUD does not have the
authority to control or to direct Plaintiff’s placement on the Section 8 housing waiting list.”).
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C.
Leave to Amend
Before dismissing a complaint for failure to state a claim upon which relief may be
granted, the Court must grant a plaintiff leave to amend his complaint unless amendment would
be inequitable or futile. See Fletcher-Hardee Corp. v. Pote Concrete Contractors, 482 F.3d 247,
253 (3d Cir. 2007); Grayson v. Mayview State Hosp., 293 F.3d 103, 114 (3rd Cir. 2002).
In this case, the defects in Plaintiff’s claims against HUD and/or its local supervisor are
irremediable. Therefore, further amendment would be futile.
Consistent with the foregoing, the Court hereby enters the following:
II. ORDER
For the reasons stated herein, Plaintiff’s Complaint (Doc. 4) hereby is DISMISSED.
To the extent that Plaintiff’s claims are barred by the doctrine of sovereign immunity, those
claims are dismissed without prejudice for lack of subject matter jurisdiction. Plaintiff’s
remaining claims are dismissed with prejudice inasmuch as they fail to state a viable cause of
action, and the deficiencies discussed above cannot be cured through further amendment.
IT IS SO ORDERED.
June 21, 2018
s\Cathy Bissoon
Cathy Bissoon
United States District Judge
cc (via First-Class U.S. Mail):
Amos Lee Tate
3718 Hazel Street
Erie, PA 16508
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