LINHART v. ZITELLI & BROADLAND, P.C.
Filing
35
MEMORANDUM OPINION indicating that, for reasons stated within, Defendant's motion for summary judgment 26 is denied. An appropriate Order follows. Signed by Judge Nora Barry Fischer on 10/19/11. (jg)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
STEVEN M. LINHART,
Plaintiff
v.
ZITELLI & BRODLAND, P.C.
Defendant.
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Civil Action No. 10-530
Judge Nora Barry Fischer
MEMORANDUM OPINION
I. INTRODUCTION
In this employment discrimination action, Plaintiff Steven M. Linhart (“Plaintiff”) alleges
that he was terminated by Defendant Zitelli & Brodland, P.C. (“Defendant”) in violation of the
Americans With Disabilities Act, of 1990, as amended, 42 U.S.C. § 12101, et seq. (“ADA”).
(Docket No. 1). Plaintiff claims that he was terminated from his position as a histology1
technician (“histotech”) shortly after disclosing to his employer that he was diagnosed with
avascular necrosis2 and was in need of hip replacement surgery. (Id.). Presently before the
Court is Defendant‟s motion for summary judgment. (Docket No. 26). Defendant maintains that
Plaintiff was discharged from his brief stint as a histotech for performance reasons and argues
that he has failed to present any evidence supporting his claim of discrimination, and,
alternatively, that Plaintiff is not entitled to back pay or front pay as to his discrimination claim if
it survives summary judgment. (Id.). Upon consideration of the parties‟ submissions, and for the
following reasons, Defendant‟s motion for summary judgment [26] is DENIED.
1
“Histology” is “[t]he science concerned with the minute structure of cells, tissues, and organs in relation to
their function.” STEDMAN‟S MEDICAL DICTIONARY at 183510 (27th ed 2000); see also § II.B, infra.
2
“Avascular necrosis” is defined as “pathologic death of one or more cells, or of a portion of tissue or
organ” “due to deficient blood supply.” STEDMAN‟S MEDICAL DICTIONARY at 269300 (27th ed. 2000); see also §
II.E, infra.
1
II. FACTUAL BACKGROUND
The following facts were compiled from the parties‟ submissions pursuant to Local Rule
56. Unless otherwise specified, the facts of record are uncontested. Viewed in the light most
favorable to Plaintiff, they are as follows.
A. Plaintiff’s Educational Background and Prior Work History
Plaintiff is both a high school and college graduate as he earned a Bachelor of Arts
degree in History in 2001. (Docket No. 34). He worked as an emergency medical technician for
Elizabeth Township from 2001 to June 30, 2008. (Id.; Docket No. 31-2 at ¶¶ 1, 8). He attained
the position of “Captain” with Elizabeth Township but sought other work because that position
did not present him with any opportunity for further advancement. (Id.; Docket No. 34). As a
consequence, he applied for a position as a histotech with Defendant in June of 2008. (Id.).
B. Zitelli & Brodland
Defendant is a medical practice established in 1987 by Dr. John A. Zitelli (“Zitelli”) and
Dr. David G. Brodland (“Brodland”). (Docket Nos. 29 at ¶¶ 1, 9; 32 at 1). Both Zitelli and
Brodland are dermatologic surgeons whose practices focus on skin cancer surgery, particularly
advanced treatment procedures such as Mohs surgery.3 (Id.). Their medical practice “functions
as a Mohs surgery training center and is accredited by the American Council for Graduate
Medical Education.” (Docket Nos. 29 at ¶ 1; 32 at 1). Defendant operates out of two Pittsburghbased facilities, i.e., the Shadyside Medical Building and the Jefferson Regional Medical Center.
(Docket Nos. 29 at ¶ 10; 32 at 1).
3
The parties agree that “Mohs surgery … offers the highest potential for recovery even if it has been
previously treated. The cure rate for Mohs surgery is the highest of all treatments for skin cancer -- up to 99% even
if other forms of treatment have failed.” (Docket Nos. 29 at ¶ 2; 32 at 1).
2
Defendant employs histotechs at these locations to assist the surgeons with Mohs surgery
and other procedures. (Docket Nos. 29 at ¶ 4; 32 at 1). Eric Stein (“Stein”) was hired by
Defendant as a histotech in May of 1997. (Docket Nos. 29 at ¶ 12; 32 at 1). Stein has been
Defendant‟s Chief Histotech throughout the pendency of this lawsuit. (Docket Nos. 29 at ¶ 11;
32 at 1).
In this role, Stein is responsible for recommending the hiring and retention of
laboratory staff, including histotechs and for the training and development of these employees.
(Id.). Thus, Stein was Plaintiff‟s immediate supervisor. (Docket Nos. 29 at ¶ 16; 32 at 1).
As noted, Mohs surgery is an advanced skin cancer treatment procedure. (Docket Nos.
29 at ¶ 2; 32 at 1). In this procedure, the surgeon excises the visible tumor from a patient, by
removing layers of skin tissue which are then color coded and mapped. (Docket Nos. 29 at ¶¶ 23; 32 at 1). After removal, the tissue is provided to the histotech, whose role is to take the tissue,
freeze it in a cryostat, mount it in the cryostat, accurately cut very thin sections in the tissue,
mount it on a slide and stain it so that the surgeon is able to read the slide under a microscope
and determine if cancerous cells remain. (Docket Nos. 29 at ¶¶ 3-5; 32 at 1). This procedure
“relies on the accuracy of a microscope to trace and ensure removal of skin cancer down to its
roots. This technique allows the surgeon to see beyond the visible disease, and to precisely
identify and remove the entire tumor, leaving healthy tissue unharmed.” (Docket Nos. 29 at ¶ 2;
32 at 1). The entire process takes approximately one day to be completed. (Docket Nos. 29 at ¶
8; 32 at 1).
The surgeon therefore relies on the accuracy of the histotech‟s cuts of the tissue and
preparation of the slides. (Docket Nos. 29 at ¶ 6; 32 at 1). If the tissue is incorrectly placed on
the slides, the surgeon would examine the wrong side of the tissue. (Id.). Or, if there are errors
in the cuts made by the histotech, that portion of tissue becomes unusable, requiring the surgeon
3
to restart the entire process, including performing further surgery to excise additional layers of
the patient‟s skin. (Id.).
C. Plaintiff’s Employment at Zitelli & Brodland
As noted, Plaintiff submitted a formal application to Defendant wherein he disclosed that
he had “back issues” but no other medical issues. (Docket Nos. 34; 29 at ¶ 13; 32 at 1). Plaintiff
was also interviewed by Stein and Zitelli and questioned about his “back issues.” (Docket Nos.
29 at ¶¶ 13-15; 32 at 1). In response, Plaintiff advised that his “back issues” would not limit his
ability to perform the duties required in the histotech position. (Id.). Plaintiff was hired on June
30, 2008 and he started work immediately. (Docket Nos. 29 at ¶ 15; 32 at 1).
The parties have presented widely divergent evidence regarding Plaintiff‟s performance
as a histotech for Defendant. (Docket Nos. 29 at ¶¶ 17-32; 32 at § C, p. 1-4). The parties agree
that it is very difficult for a histotech to become proficient in cutting tissue and preparing slides
as required in the Mohs procedure. (Docket No. 31-4, Zitelli Depo, at 9, 17). Plaintiff states that
he spent the first two weeks of his job simply observing other histotechs cut tissue and prepare
slides. (Docket No. 31-2 at ¶ 12). He then trained by cutting tissue on practice slides for some
time. (Id. at ¶ 13). Plaintiff admits that his slides were “not perfect” at the beginning of his
employ. (Id. at ¶ 14). However, he claims that everyone understood that there was a steep
learning curve in the position and that he received positive encouragement and support from
Stein and Brodland. (Id. at ¶ 15). But, he states that he progressed to the point where he was
successfully working with real tissue from patients toward the end of his short tenure with
Defendant. (Id. at ¶ 16).
On the other hand, Defendant states that Plaintiff‟s performance was poor. Specifically,
Zitelli testified that he perceived Plaintiff as having a bad attitude and also stated that he seemed
4
disinterested in learning histopathology.4 (Docket No. 29 at ¶ 19). Zitelli did not believe that
Plaintiff spent enough time practicing the procedure. (Id. at ¶ 20). He testified that the quality of
Plaintiff‟s work was poor and that he consistently produced slides which were incomplete or
torn, requiring him to redo them. (Id. at ¶ 17). Zitelli did not believe that Plaintiff was making
sufficient progress and discussed his performance with Stein, suggesting on more than one
occasion that they should let Plaintiff go rather than continuing to employ him as a histotech.
(Id. at ¶ 31). Stein, however, convinced Zitelli on at least two occasions that they should keep
Plaintiff on and continue to attempt to train him. (Id. at ¶ 31).
The parties agree that Defendant had certain workplace rules in place to which Plaintiff
was subject. (Docket Nos. 29 at ¶¶ 21, 25-26; 32 at 2-3). Defendant claims that Plaintiff broke
several of these rules during his employment and was verbally reprimanded for his rule
violations. (Docket No. 29 at ¶¶ 22-24, 27-32). Plaintiff disputes that he broke the cited rules.
(Docket No. 32 at 3-4). But it is undisputed that Defendant issued no written reprimands to
Plaintiff and has not maintained any written documentation of the alleged verbal reprimands that
were given. (Docket No. 31-2 at ¶¶ 19-21).
To this end, all of Defendant‟s employees were required to follow Universal Precautions
safety procedures,5 including that “any blood or bodily fluid of any patient is assumed or
presumed to be infected with either AIDS or hepatitis” and should be handled accordingly.
(Docket Nos. 29 at ¶ 26; 32 at 2). Zitelli testified that Plaintiff consistently refused to follow
these procedures for working with blood-borne pathogens. (Id. at ¶ 27). For example, he stated
that Plaintiff often failed to take his gloves off while getting coffee and wore dirty gloves while
4
“Histopathology” is defined as “[t]he science or study dealing with the cytologic and histologic structure of
abnormal or diseased tissue.” STEDMAN‟S MEDICAL DICTIONARY at 183620 (27th ed. 2000).
5
“Universal Precautions are safety procedures established by the Centers for Disease Control and Prevention
and the American Dental Association to prevent the transmission of infectious diseases to patients and health care
workers in medical and dental offices.” (Docket Nos. 29 at ¶ 25; 32 at 2).
5
retrieving files and handling coffee cups. (Id. at ¶¶ 28, 29). Likewise, Stein testified that
Plaintiff would take frequent coffee breaks and often take them in the middle of a procedure.
(Id. at ¶ 30). Plaintiff admits that on one occasion he was advised by a co-worker not to drink
coffee while wearing medical gloves but denies that he generally failed to follow Universal
Precautions.
(Docket No. 31-2 at ¶ 20, 24, 27). Plaintiff also claims that it would be
“impossible” to take a coffee break in the middle of a procedure. (Id. at ¶ 25).
In addition, smoking is prohibited on the grounds at both the Shadyside and Jefferson
Hospital locations. (Docket Nos. 29 at ¶ 21; 32 at 2). Defendant claims that Plaintiff was
reprimanded for smoking on the grounds. (Id. at ¶ 22). Plaintiff denies that he was ever
reprimanded for smoking but admits that on one occasion a co-worker told him that smoking was
not permitted on the grounds. (Docket No. 31-2 at ¶¶ 20, 23). Stein also testified that Plaintiff
arrived at work late on two occasions and verbally reprimanded him for doing so. (Docket No.
29 at ¶¶ 23, 24). Plaintiff denies that he was ever late or reprimanded for tardiness.
(Docket
No. 31-2 at ¶ 29).
D. Decision to Terminate Plaintiff
Zitelli and Stein testified that they decided to terminate Plaintiff during a meeting at the
Shadyside office on August 18 or 19, 2008. (Docket No. 29 at ¶ 33). They planned to inform
Plaintiff of their decision on the afternoon of August 20, 2008 when all of them would be at the
Jefferson Medical Center location at the same time. (Docket No. 29 at ¶¶ 33, 34). Zitelli
explained that the termination meeting would be held in the afternoon on August 20 because
mornings were typically very busy at the lab. (Id. at ¶ 36). Plaintiff testified that he was
unaware that Zitelli and Stein had such a meeting or that they had decided to terminate him prior
to August 20, 2008. (Docket No. 29 at ¶ 37).
6
E. Plaintiff’s Hip Ailment
On August 19, 2008, Plaintiff was diagnosed with avascular necrosis6 by his physician,
Dr. Habib, and was advised that this condition required hip replacement surgery. (Docket No.
31-2 at ¶ 48). Dr. Habib explained to him that this ailment was caused by a loss of blood to his
hips. (Id.). Plaintiff advised Stein of his need for hip replacement surgery the following
morning, August 20, 2008. (Docket Nos. 29 at ¶ 38; 32 at 4). From Plaintiff‟s view, Stein was
supportive and encouraging. (Docket No. 31-2 at ¶¶ 49, 50).
Plaintiff states that he also told
Zitelli that he was in need of hip surgery that morning but could not recall if he advised him of
his specific diagnosis of avascular necrosis. (Id. at ¶¶ 52, 53). Plaintiff further states that upon
hearing this news, Zitelli did not say anything to him but turned in disgust and walked away from
him. (Docket No. 31-2 at ¶¶ 52). In contrast, Zitelli testified that Plaintiff only told him on the
morning of August 20, 2008 that he had a problem with “water on his leg” or “water on his
thigh” and did not mention a need for surgery. (Docket No. 29-2, Zitelli Depo, at 14). Zitelli also
testified that Plaintiff‟s disclosure “meant absolutely nothing to him.” (Id.).
F. August 20, 2008 Meeting
On the afternoon of August 20, a meeting was held between Zitelli, Stein, Office
Manager Donna Latterio and Plaintiff at the Jefferson Medical Center office. (Docket Nos. 29 at
¶ 41; 32 at 4). At the meeting, Zitelli informed Plaintiff that he was not catching on and that they
made a decision to discontinue his training. (Docket No. 29 at ¶ 42). Plaintiff testified that
Zitelli told him during the meeting that he “was not a good long term investment.” (Docket Nos.
29 at ¶ 43; 31-2 at ¶ 57). There was no mention of any of Plaintiff‟s medical problems during
the meeting. (Docket No. 29 at ¶ 44; 32 at 5).
6
See n. 2, supra.
7
Plaintiff testified that he asked Zitelli and Stein for an explanation during the meeting but
was not provided with a reason for the termination at that time. (Docket No. 31-2 at ¶ 58). After
the meeting concluded, Plaintiff sought out Stein for an explanation and asked whether he was
fired for his performance. (Id. at ¶ 59). Plaintiff explained that Stein responded by shaking his
head “no” and walking away. (Id.). Plaintiff further stated that Stein looked “very sad” and was
crying during this exchange. (Id.).
G. Defendant’s Benefits Policies
Defendant‟s employee benefits policies provided that employees are eligible for one paid
sick day per month and paid vacation days accrue at the rate of .83 days per month. Docket Nos.
29 at ¶¶ 48, 52; 32 at 5). However, the policies further provide that employees do not become
eligible for paid sick days or vacation days until after 90 days of the start of their employment
with Defendant. (Docket Nos. 29 at ¶¶ 49, 53; 32 at 5). Pursuant to these policies, Plaintiff
would not have been eligible for vacation pay or sick pay until September 30, 2008 and also
would not have been eligible for discretionary unpaid disability leave until December 30, 2008.
(Docket Nos. 29 at ¶¶ 50, 54; 32 at 5). Thus, because Plaintiff had not accrued any vacation days
or sick days, Defendant states that Plaintiff would have been subject to discharge if his surgery
caused him to miss any work. (Docket No. 29 at ¶ 58).
H. Plaintiff’s Post-Termination Activities
Dr. Timothy Honkala, M.D. performed surgery on Plaintiff‟s right hip on September 12,
2008 due to Plaintiff‟s avasucular necrosis. (Docket No. 31-2 at ¶ 62). When Plaintiff was
discharged in August, his surgery had yet to be scheduled. (Docket No. 31-2 at ¶ 76).
He
testified that he was never advised that he was in “dire need” of immediate surgery. (Id.).
However, Plaintiff scheduled his surgery quickly after his discharge because his ex-wife‟s health
8
insurance was about to expire. (Id. at ¶ 77). From Plaintiff‟s view, the surgery would not have
interfered with his ability to work for Defendant. (Id. at ¶ 80). He explained in his affidavit that
if he had remained an employee with Defendant, he would have had options in that he could
have postponed the surgery until after he had accrued vacation and sick days on September 30,
2008 or, possibly another six months until he was eligible for discretionary disability leave. (Id.
at ¶¶ 78-80).
Plaintiff admits that after his surgery he did not actively search for a new career for a
period of approximately 5-7 months. (Id. at ¶ 66). During this time, he did not actively search
newspapers or websites for open positions but also did not decline any employment
opportunities. (Id. at ¶ 67). Plaintiff explains that he felt depressed due to his medical condition,
his alleged unfair discharge, “the unexpected end to a hopeful career path, and the loss of [his]
income and benefits at a time when [he] needed them for surgery.” (Id. at ¶ 68).
But, Plaintiff was able to “get back on his feet” and attain employment as a counselor for
the mentally challenged at Mon Yough Community Services in McKeesport, Pennsylvania. (Id.
at ¶ 70). He started with Mon Yough in this position on September 30, 2009 and remains
employed there. (Id.). However, Plaintiff earns less in salary and benefits in this new position
and, thus, continues to lose money and benefits as a result of the alleged unlawful termination by
Defendant. (Id. at ¶ 72).
Dr. Honkala performed a second hip replacement surgery on Plaintiff‟s left hip on
October 28, 2010 as a result of his avascular necrosis. (Id. at ¶ 63). Plaintiff stated that his
doctors have explained to him that his disease is permanent. (Id. at ¶ 65). Plaintiff testified that
this condition continues to affect his ability to walk, stand for long periods of time and sleep
comfortably. (Id. at ¶¶ 65, 73).
However, Plaintiff believes that despite his disease, he could
9
perform the essential functions of the histotech position today because that position involved
sitting at instruments and completing tasks that he could perform with few exceptions. (Id. at ¶
74).
III. PROCEDURAL HISTORY
Plaintiff filed his one count Complaint against Defendant on April 26, 2010, alleging that
he was terminated by Defendant in violation of the ADA. (Docket No. 1). Defendant filed its
Answer on September 23, 2010, denying liability. (Docket No. 4). The parties then proceeded
to discovery, which was fully completed by February 25, 2011. (Docket No. 22). At that point,
the parties advised this Court that further mediation7 would not be fruitful and Defendant
requested that a summary judgment scheduled be set. (Id.). The Court issued an Order setting
forth summary judgment deadlines on February 25, 2011. (Docket No. 23). Both parties sought
extensions of time from the deadlines that were initially set, which were independently granted
by the Court. (See Docket Nos. 24, 25, 30, 31).
Defendant filed its motion for summary judgment, brief in support and concise statement
of material facts on June 10, 2011. (Docket Nos. 26, 27, 29). Plaintiff filed his response in
opposition, attachments and brief in opposition on July 14, 2011. (Docket Nos. 31, 32). Then,
Defendant filed its reply brief and attachments on July 29, 2011. (Docket No. 33). Plaintiff did
not file a sur-reply brief prior to the Court‟s deadline of August 5, 2011 and no other briefing has
been received.8 (See Docket No. 25). Therefore, the present motion is fully briefed and ripe for
disposition.
7
The parties participated in mediation before Arthur J. Stroyd, Esquire on December 21, 2010 pursuant to
the Court‟s mandatory Alternative Dispute Resolution policies and procedures, but the case did not resolve at that
time. (Docket No. 21).
8
The Court notes that Defendant filed an “errata” version of its Exhibit D on July 29, 2011 (Docket No. 34)
after the Court‟s staff advised counsel that the exhibit which was initially filed contained personal identifiers, i.e.,
Plaintiff‟s social security number, in violation of Local Civil Rule 5.2.D. W.D.Pa.LCvR. 5.2.D. The version
10
IV. LEGAL STANDARD
“The court shall grant summary judgment if the movant shows that there is no genuine
dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
FED.R.CIV.P. 56(a) (2010).9 Pursuant to Rule 56, the Court must enter summary judgment
against the party “who fails to make a showing sufficient to establish the existence of an element
essential to that party's case, and on which that party will bear the burden of proof at trial.”
Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). A motion
for summary judgment will only be denied when there is a genuine issue of material fact, i.e., if
the evidence is such that a reasonable jury could return a verdict for the non-moving party.
McGreevy v. Stroup, 413 F.3d 359, 363 (3d Cir. 2005). The mere existence of some disputed
facts is insufficient to defeat a motion for summary judgment. Anderson v. Liberty Lobby, 477
U.S. 242, 247-248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). As to materiality, “only disputes over
facts that might affect the outcome of the suit under the governing law will properly preclude the
entry of summary judgment.” Anderson, 477 U.S. at 248.
In determining whether the dispute is genuine, the court‟s function is not to weigh the
evidence, to determine the truth of the matter, or to evaluate credibility. The court is only to
determine whether the evidence of record is such that a reasonable jury could return a verdict for
the non-moving party. McGreevy, 413 F.3d at 363; Simpson v. Kay Jewelers, 142 F.3d 639, 643
n. 3 (3d Cir. 1998) (quoting Fuentes v. Perskie, 32 F.3d 759, 762 n. 1 (3d Cir. 1994)). In
containing Plaintiff‟s social security number was removed from public view on the Court‟s CM/ECF System by the
Court‟s staff.
9
Rule 56 was amended effective December 1, 2010. The explanatory notes to the 2010 amendments explain
that while the language in Rule 56 was changed from “issue” to “dispute”, the “standard for granting summary
judgment has not changed.” Thus, the Court considers binding prior jurisprudence of the United States Supreme
Court and the United States Court of Appeals for the Third Circuit in arriving at the standard to be employed in
addressing the instant motions. FED.R.CIV.P. 56; Toney v. Bledsoe, 427 Fed.App‟x 74, n.5 (3d Cir. 2011) (not
precedential) (same).
11
evaluating the evidence, the court must interpret the facts in the light most favorable to the nonmoving party, and draw all reasonable inferences in its favor. Watson v. Abington Twp., 478 F.3d
144, 147 (3d Cir. 2007).
V. DISCUSSION
Defendant has set forth alternative arguments in its motion for summary judgment.
(Docket No. 27).
First, Defendant contends that summary judgment is appropriate as to
Plaintiff‟s ADA claim.
(Id.).
Second, Defendant maintains that if Plaintiff‟s ADA claim
survives summary judgment, his potential equitable damages of back pay and front pay should
be limited. (Id.). Plaintiff argues that summary judgment is not appropriate as to both liability
and damages. (Docket No. 31). The Court will evaluate the parties‟ arguments as to each, in
turn.
A. Plaintiff’s Discrimination Claim
The relevant portion of the ADA provides that an employer is prohibited from
discriminating against “a qualified individual with a disability because of the disability of such
individual in regard to … discharge of employees.” 42 U.S.C. § 12112(a) (2008).10 A “qualified
individual with a disability” includes “an individual who, with or without reasonable
accommodation, can perform the essential functions of the employment position that such
individual holds or desires.” 42 U.S.C. § 12111(8) (2008). The term “disability” encompasses
any of the following:
(A) a physical or mental impairment that substantially limits one or
more major life activities of such individual;
(B) a record of such an impairment; or
10
All of the events at issue in this case occurred in 2008 before the ADA Amendments Act of 2008
(“ADAAA”) became effective on January 1, 2009. Pub.L.No. 110-35, 122 Stat. 3553 (2008). Courts have
uniformly held that the ADAAA does not apply retroactively. See Britting v. Secretary, Dept. Of Veteran Affairs,
409 Fed.App‟x 566, 569, n.3 (3d Cir. 2011) (not precedential) (citing precedent from the 1st, 2nd, 5th, 6th, 7th, 8th,
9th, and D.C. Circuits). Therefore, the Court will apply the law in effect at the time of the events in question.
12
(C) being regarded as having such an impairment (as described in
paragraph (3)).
42 U.S.C. § 12102(1) (2008) (emphasis added).
Discrimination claims brought under the ADA are evaluated under the familiar
McDonnell Douglas burden-shifting analysis. See McDonnell Douglas Corp. v. Green, 411 U.S.
792, 802-03, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973); E.E.O.C. v. Hussey Copper, Ltd., 696
F.Supp.2d 505 (W.D.Pa. 2010) (citing Walton v. Mental Health Ass’n of Se. Pa., 168 F.3d 661,
667-68 (3d Cir. 1999)) (applying the McDonnell Douglas framework to analyze ADA claims).
Under McDonnell Douglas, Plaintiff has the initial burden to establish a prima facie case of
discrimination. Wishkin v. Potter, 476 F.3d 180, 185 (3d Cir. 2007). If Plaintiff establishes a
prima facie case, the burden shifts to Defendant “to advance a legitimate, non-discriminatory
reason” for its employment decision and, if Defendant is successful, the burden shifts back to
Plaintiff to present sufficient evidence from which a reasonable jury could conclude that the
employment decision was a pretext for discrimination. Id.
Here, Defendant challenges Plaintiff‟s prima facie case and further contends that Plaintiff
has failed to adduce any evidence of pretext which would undermine its alleged legitimate nondiscriminatory reason for its decision to terminate Plaintiff for performance reasons. (Docket
No. 27). In response, Plaintiff maintains that he has presented sufficient evidence to raise
genuine disputes of material fact which preclude summary judgment in this case. (Docket No.
31). The Court agrees with Plaintiff that this case is not amenable to summary judgment as
genuine disputes of material facts exist which must be resolved by a jury.
a. Plaintiff‟s Prima Facie Case
“To establish a prima facie case of discrimination, a plaintiff must show (1) that he is
disabled within the meaning of the ADA, (2) that he is otherwise qualified for the job, with or
13
without reasonable accommodations, and (3) that he was subjected to an adverse employment
decision as a result of discrimination.” Sulima v. Tobyhanna Army Depot, 602 F.3d 177, 185 (3d
Cir. 2010) (citing Taylor v. Phoenixville Sch. Dist., 184 F.3d 296, 306 (3d Cir.1999)). Defendant
only challenges the first prong of Plaintiff‟s prima facie case; thus, the Court need not consider
whether Plaintiff was qualified for the position he formerly held with Defendant or if his
termination from that position constitutes an adverse employment action. (See Docket No. 27).
Defendant‟s argument as to the first prong is easily disposed of. Defendant concedes for
purposes of its present motion for summary judgment that Plaintiff has avascular necrosis,
making him disabled under the ADA.11 (Id.). Despite these concessions, Defendant argues that
Plaintiff was not “regarded as” disabled by his employer. (Id.). But, an individual is disabled
under the ADA if he: (1) has an impairment “which substantially limits one or more major life
activities of such individual”; (2) has a record of a disability; or (3) is “regarded as” disabled by
his employer.
42 U.S.C. § 12102(1) (2008) (emphasis added).
Hence, an individual is
considered disabled if the requirements of any of the three alternative subcategories set forth in
section 12102(1) are met. To this end, the United States Court of Appeals for the Third Circuit
has recognized that “[b]ecause the ADA lists the three subcategories in the disjunctive[;] a
plaintiff must only show that he is disabled under one of the three subparts to establish the first
element of a prima facie disability discrimination case.” Walsh v. Bank of America, 320
Fed.App‟x. 131, 132-133 (3d Cir. 2009) (not precedential) (citing Sutton v. United Air Lines,
Inc., 527 U.S. 471, 489, 119 S.Ct. 2139, 144 L.Ed.2d 450 (1999)).
11
The Court notes that Defendant‟s concession that Plaintiff is disabled appears in numerous instances
throughout its submissions. First, Defendant argues that “[e]ven assuming for purposes of this Motion only that
[Plaintiff] can establish that he was disabled, he cannot establish that he was regarded as disabled.” (Docket No. 27
at 3-4). Later, Defendant contends that “[e]ven assuming for the sake of summary judgment only that Linhart could
establish that he was both disabled and regarded as disabled …” (Docket No. 27 at 5). “Finally, he does have
avascular necrosis; thus the third prong does not apply.” (Docket No. 27 at 5).
14
Given this precedent, based on Defendant‟s agreement for the purposes of summary
judgment that Plaintiff is disabled under the ADA, Plaintiff has established this element of his
prima facie case and no further discussion of his alternative theory that Defendant regarded him
as disabled is necessary. See Jacoby v. Bethlehem Suburban Motor Sales, 2011 WL 1884015, at
*7, n.8 (E.D. Pa. May 17, 2011) (“Here, Plaintiff is proceeding under both an “actual disability”
theory and a “regarded as” theory. Since Defendant has conceded that Plaintiff has an actual
disability, the Court need not differentiate between the two theories for purposes of this
motion.”). Therefore, Defendant‟s motion for summary judgment is denied to the extent it
argues that Plaintiff has failed to meet his burden of production to set forth sufficient evidence of
his prima facie case.
b. Defendant‟s Legitimate Non-Discriminatory Reasons for Terminating
Plaintiff
Since Plaintiff has met his burden of production, the burden shifts to Defendant to
articulate a legitimate, non-discriminatory reason for its decision to terminate Plaintiff. The
burden placed on an employer to articulate a legitimate non-discriminatory reason for its
employment action is “relatively light.” Fuentes v. Perskie, 32 F.3d 759, 763 (3d Cir.1994).
Indeed, “[t]he employer satisfies its burden of production by introducing evidence which, taken
as true, would permit the conclusion that there was a non-discriminatory reason for the
unfavorable employment decision.” Fuentes, 32 F.3d at 763. Here, Defendant has met its burden
of production as it has produced evidence that Plaintiff was terminated because he: was a poor
employee who was unable to master and/or show sufficient progress that he would be able to
master the difficult Mohs procedure; was disinterested in his work and had a poor attitude; failed
to follow Universal Precautions safety procedures; smoked cigarettes on the premises of the nonsmoking medical facility; and, showed up late for work on two occasions. (Docket No. 29 at ¶¶
15
17-32).
An employee‟s alleged poor work performance and failure to follow work rules
certainly are legitimate non-discriminatory reasons for an employer to terminate an employee.
See e.g., Wooler v. Citizens Bank, 274 Fed.App‟x 177, 180 (3d Cir. 2008) (“Here, the District
Court properly found that though Wooler established a prima facie case, there was a legitimate,
nondiscriminatory reason for Wooler‟s firing-her poor performance.”); Scully v. Allegheny
Ludlum Corp., 257 Fed.App‟x 535, 537 (3d Cir. 2007) (discharge for performance reasons and
discipline legitimate non-discriminatory reasons for termination); Simpson v. Kay Jewelers, 142
F.3d 639, 645 (3d Cir. 1998) (poor performance of an employee a legitimate non-discriminatory
reason for termination). Thus, considering the evidence of record, Defendant has met its burden
under McDonnell Douglas to proffer legitimate non-discriminatory reasons for its termination
decision.
c. Plaintiff‟s Evidence of Pretext
In order to overcome Defendant‟s proffered legitimate non-discriminatory reasons for its
termination decision, the burden shifts to Plaintiff to prove by a preponderance of the evidence
that such action was a pretext for discrimination. To meet his burden, Plaintiff “must point to
some evidence, direct or circumstantial, from which a factfinder could reasonably either (1)
disbelieve the employer‟s articulated legitimate reasons; or (2) believe that an invidious
discriminatory reason was more likely than not a motivating or determinative cause of the
employer‟s action.” Fuentes, 32 F.3d at 764.
The plaintiff can discredit the proffered reasons by
“demonstrat[ing]
such
weaknesses,
implausibilities,
inconsistencies, incoherencies, or contradictions in the
[defendant‟s] proffered legitimate reasons for its action that a
reasonable factfinder could rationally find them unworthy of
credence, and hence infer that the [defendant] did not act for the
asserted non-discriminatory reasons.” Alternatively, to show that
discrimination was the likely cause of the adverse action, a
16
plaintiff can show, for example, that the defendant had previously
subjected the same plaintiff to “unlawful discriminatory
treatment,” that it had “treated other, similarly situated persons not
of his protected class more favorably,” or that it had “discriminated
against other members of his protected class or other protected
categories of persons.”
Anderson v. Wachovia Mortg. Corp., 621 F.3d 261, 277 (3d Cir. 2010) (quoting Fuentes, 32 F.3d
at 764-65).
Further, “the plaintiff‟s evidence rebutting the employer‟s proffered legitimate reasons
must allow a factfinder reasonably to infer that each of the employer‟s proffered nondiscriminatory reasons, [...] was either a post hoc fabrication or otherwise did not actually
motivate the employment action (that is, the proffered reason is a pretext).” Id. (internal citations
omitted). Plaintiff is not required to cast doubt on each of the proffered reasons in a vacuum, but
“[i]f the defendant proffers a bagful of legitimate reasons, and the plaintiff manages to cast
substantial doubt on a fair number of them, the plaintiff may not need to discredit the
remainder.” Id. at 764, n. 7. To this end, “the rejection of some explanations may so undermine
the employer‟s credibility as to enable a rational factfinder to disbelieve the remaining rationales,
even where the employee fails to produce evidence particular to those rationales.” Tomasso v.
Boeing Co., 445 F.3d 702, 707 (3d Cir.2006) (citing Fuentes, 32 F.3d at 764, n. 7).
In this Court‟s estimation, viewing the evidence in the light most favorable to Plaintiff, as
this Court must, Plaintiff has met his burden to present evidence of pretext as he has adduced
evidence from which a reasonable jury could find in his favor on his discrimination claim and
disputed factual issues also remain which otherwise preclude summary judgment in favor of
Defendant.
Defendant‟s primary contention with respect to this case is that the decision to terminate
Plaintiff was made by Stein and Zitelli at a meeting held on August 18 or 19, 2008 – prior to
17
Plaintiff‟s disclosure to them that he had avascular necrosis and was in need of hip surgery on
August 20, 2008 and the day that he was fired. (Docket No. 27). Defendant reasons that if Stein
and Zitelli did not know of Plaintiff‟s ailment on the day they made the decision to fire Plaintiff,
then they could not have fired him for discriminatory reasons. Cf. McKennon v. Nashville
Banner Pub. Co., 513 U.S. 352, 360 (1995) (“The employer could not have been motivated by
knowledge it did not have and it cannot now claim that the employee was fired for the
nondiscriminatory reason.”). As a consequence, Defendant maintains that the Court should
accept its proffered reasons for terminating Plaintiff, i.e., his poor performance and violations of
workplace rules, and grant summary judgment in its favor. (Docket No. 27). However, the
Court finds that Plaintiff has presented sufficient evidence from which a reasonable jury could
discredit Defendant‟s stated reasons for its termination decision and doubt Stein and Zitelli‟s
assertions that the termination decision was made prior to Plaintiff‟s disclosure of his ailment to
them.
To this end, the timing between Plaintiff‟s disclosure of his avascular necrosis to Stein
and his need for hip surgery to both Stein and Zitelli on the morning of August 20, 2008 and
Zitelli and Stein‟s termination of Plaintiff later the same afternoon is sufficient to raise an
inference of discrimination. “Timing is […] a factor to be considered in a pretext analysis, and
can be suggestive of discrimination.” Anderson v. Radio One, Inc., 2010 WL 3719088, at *10
(E.D.Pa. Sept. 20, 2010) (citing Walton v. Mental Health Ass’n of Southeast Philadelphia, 168
F.3d 661, 669 (3d Cir. 1999)); Josey v. John R. Hollingsworth Corp., 996 F.2d 632, 638-39 (3d
Cir. 1993) (“On different occasions, this court has found that factors such as the defendant‟s
credibility, the timing of an employee‟s dismissal, and the employer‟s treatment of the employee
could raise an inference of pretext which would make summary judgment for the employer
18
inappropriate.”); Fuentes, 32 F.3d at 766 (noting that “the timing of events which can give rise to
an inference of improper motivation” will establish pretext). However, “[t]o consider timing ...
in relation to dismissal as evidence of discrimination, there must be some logical connection
between the timing or treatment and the possibility of the particular discrimination at issue.”
Walton, 168 F.3d at 669.
Here, there is a logical connection between Plaintiff‟s disclosure of his hip condition and
Defendant‟s almost immediate termination of Plaintiff a few hours later,12 which raises a
reasonable inference of discrimination. See Anderson, 2010 WL 3719088, at *11 (holding that
three weeks between disclosure of ailment and termination not suggestive of discrimination). In
addition, Plaintiff testified that Zitelli was visibly upset after the hip ailment was disclosed to
him – which contradicts Zitelli‟s testimony that he was only told by Plaintiff that he had “water
on his hip” or “water on his thigh” and that this disclosure “meant absolutely nothing to him.”
(Docket Nos. 31-2 at ¶¶ 52-53; 29-2 at 14). Then, a very short time after Plaintiff‟s disclosure;
he was terminated and told by Zitelli that he “was not a good long term investment.” (Docket
Nos. 29 at ¶ 43; 31-2 at ¶ 57). Subsequent to the meeting, Plaintiff approached Stein, who
allegedly told him that he was not fired for performance reasons. (Docket No. 31-2 at ¶ 59).
Plaintiff further testified that Stein was upset and crying during this conversation – a reaction
which reasonably suggests that Stein disagreed with the decision to fire Plaintiff. (Id.). If
believed, these facts support Plaintiff‟s position that he was discharged for discriminatory
reasons unrelated to his performance.
On the other hand, both Stein and Zitelli provided completely different accounts of these
events during their testimony.
Instead, they denied that Plaintiff was discharged for
12
The record does not disclose the precise time frame but, considering the other facts of record, it could not
have been more than a few hours between the disclosure and the termination meeting.
19
discriminatory reasons and explained that Plaintiff was discharged because of performance
problems and his failure to follow simple workplace rules. (Docket No. 29 at ¶¶ 17, 19-20, 2224, 27-32). They believed that he was not progressing as a histotech and, thus, it was no longer a
good investment for the practice to continue to pay to train him. (Id. at ¶ 31).
Stein and Zitelli also testified that they made the decision to fire Plaintiff prior to him
disclosing his ailment to them. (Id. at ¶ 33). But, their testimony was inconsistent as to when
this meeting between them took place – Stein said on Monday, August 18, 2008, while Zitelli
stated that it was that Monday or Tuesday, August 19, 2008. (Id.). Defendant also offers no
corroborating evidence beyond the testimony of Zitelli and Stein to substantiate their claim that
they made the decision to fire Plaintiff before they were advised of his ailment. (Id.). Indeed,
the facts show that only Stein and Zitelli were present during the earlier meeting and there is no
written documentation confirming the existence of the meeting or the substance of what was
discussed at that time. (Id.). They also did not disclose to Plaintiff when they made the decision
to terminate him during the August 20 meeting. (Id.). Thus, because there is no corroborating
evidence and Defendant relies only on Stein and Zitelli‟s testimony, their credibility is squarely
at issue regarding when the termination decision was made. See Josey, 996 F.2d at 638-39 (“this
court has found that factors such as the defendant‟s credibility …, could raise an inference of
pretext which would make summary judgment for the employer inappropriate.”). In this Court‟s
opinion, considering all of this evidence (or lack thereof), a reasonable jury could reject Zitelli
and Stein‟s testimony and conclude that the decision to terminate Plaintiff prior to his disclosure
of his disability is merely a post hoc fabrication supporting their termination decision rather than
the true facts of Plaintiff‟s discharge. See Anderson, 621 F.3d at 277 (quoting Fuentes, 32 F.3d
at 764-65).
20
The parties have also presented conflicting evidence regarding whether Plaintiff violated
certain workplace rules which likewise precludes the Court from entering summary judgment in
favor of Defendant. Defendant provides that Plaintiff was late on a number of occasions without
any excuse and failed to follow proper procedures, including smoking on the premises and
wearing his gloves while taking coffee breaks. (Docket No. 29 at ¶¶ 23, 24, 27-30). Plaintiff
claims that these proffered reasons for his discharge are overstated and denies that many of the
proffered incidents ever occurred. (Docket No. 31). He testified that he was never formally
disciplined, verbally or otherwise, by his superiors and admits only that a co-worker advised him
against smoking on the grounds a single time and later advised him to remove his gloves prior to
getting coffee. (Docket No. 31-2 at ¶¶ 20, 23, 29). Given these disputes, which are material to
several of Defendant‟s proffered reasons for its termination of Plaintiff, summary judgment is
not appropriate.
Finally, genuine issues of material fact also remain with respect to Plaintiff‟s
performance as a histotech for Defendant. Defendant argues that it is inappropriate for the Court
to consider Plaintiff‟s statements regarding his own performance to create a genuine issue of
material fact sufficient to defeat summary judgment. (Docket No. 27). Defendant takes the
position that Plaintiff‟s subjective belief of his own performance is not relevant to the
Defendant‟s decision to terminate Plaintiff.
(Id.).
However, Defendant‟s argument is not
supported by the record evidence in this case.
Here, Plaintiff testified not only regarding his self-evaluation of his performance, but also
explained that he received positive feedback about his work performance from his supervisor,
Stein, and the owners of the medical practice, Zitelli and Brodland. (Docket No. 31-2 at ¶¶ 35,
37-38). To this end, Zitelli and Stein told Plaintiff that he was “improving” and Brodland
21
advised him that he was “ahead of the curve.” (Id.). These statements by Plaintiff‟s superiors
about his work performance constitute admissions by Defendant and would be admissible at trial
under Rule 801(d)(2)(D) of the Federal Rules of Evidence.
See Fed.R.Evid. 801(d)(2) (a
statement is not hearsay and, thus admissible, if it “is offered against a party and is “(D) a
statement by the party‟s agent or servant concerning a matter within the scope of the agency or
employment, made during the existence of the relationship.”). Therefore, the statements may be
considered at summary judgment and will not be disregarded at this stage as Defendant suggests.
See Smith v. City of Allentown, 589 F.3d 684, 693 (3d Cir. 2009) (noting that evidence
admissible under Rule 801(d)(2) may be considered at summary judgment). As this evidence
concerning Plaintiff‟s work performance contradicts much of the evidence submitted by
Defendant to the contrary, genuine issues of material fact are present sufficient to defeat
Defendant‟s motion for summary judgment.
In sum, viewing the facts in the light most favorable to Plaintiff, the Court finds that there
are triable issues of material fact regarding when the decision to terminate Plaintiff was made by
Zitelli and Stein and whether they terminated Plaintiff for discriminatory reasons rather than the
legitimate non-discriminatory reasons proffered by Defendant. On summary judgment, “[t]he
court may not […] weigh the evidence or make credibility determinations as „these tasks are left
for the fact-finder.‟” Pichler v. UNITE, 542 F.3d 380, 386, 542 F.3d 380 (3d Cir. 2008)
(Pertruzzi’s IGA Supermarkets, Inc. v. Darling-Delaware Co., Inc., 998 F.2d 1224, 1230 (3d Cir.
1993)). Therefore, because genuine factual issues remain which must be resolved by a jury,
Defendant‟s motion for summary judgment as to Plaintiff‟s claim that it terminated him in
violation of the ADA is denied.
B. Plaintiff’s Request for Back Pay/Front Pay
22
Alternatively, Defendant contends that Plaintiff is not entitled to back pay or front pay as
to his discrimination claim. (Docket No. 27). Defendant argues that Plaintiff failed to mitigate
his damages and is not entitled to front pay because his disability rendered him unable to work.
(Id.). Plaintiff argues that Defendant‟s motion is premature and further maintains that genuine
issues of material fact preclude summary judgment on his requests for back pay and front pay.
(Docket No. 31). The Court agrees with Plaintiff‟s position that the instant motion is premature.
“A chief remedial purpose of employment discrimination statutes such as the ADA is „to
make persons whole for injuries suffered on account of unlawful employment discrimination.‟”
Eshelman v. Agere Systems, Inc., 554 F.3d 426, 440 (3d Cir. 2009) (quoting Albemarle Paper
Co. v. Moody, 422 U.S. 405, 418, 95 S.Ct. 2362, 45 L.Ed.2d 280 (1975)). And, “Congress armed
the courts with broad equitable powers to effectuate this „make whole‟ remedy.” Eshelman v.
Agere Systems, Inc., 554 F.3d 426, 440 (3d Cir. 2009) (citing 42 U.S.C. § 2000e–5(g)(1)). In
this regard, back pay and front pay are “available to a successful Title VII plaintiff under the
Civil Rights Act of 1964.” Spencer v. Wal-Mart Stores, Inc., 469 F.3d 311, 315 (3d Cir. 2006)
(citing 42 U.S.C. § 2000e-5(g)(1)). Specifically, section 2000e-5(g)(1) of the Act provides that:
If the court finds that the respondent has intentionally engaged in
or is intentionally engaging in an unlawful employment practice
charged in the complaint, the court may … order such affirmative
action as may be appropriate, which may include, but is not limited
to, reinstatement or hiring of employees, with or without back pay
(payable by the employer … responsible for the unlawful
employment practice), or any other equitable relief as the court
deems appropriate.
42 U.S.C. § 2000e-5(g)(1).13 Back pay is meant to compensate an individual for lost wages
between the discriminatory discharge and verdict and is determined by computing the
“difference between the actual wages earned and the wages the individual would have earned in
13
The ADA incorporates the remedies provided under section 2000e-5(g)(1) of the Act. See 42 U.S.C. §
12117(a); see also Eshelman, 469 F.3d at 440, n.7.
23
the position that, but for the discrimination, the individual would have attained.” Gunby v.
Pennsylvania Elec. Co., 840 F.2d 1108, 1119 (3d Cir. 1988). With respect to front pay, the
Court of Appeals has succinctly stated that:
Though back pay makes a plaintiff whole from the time of
discrimination until trial, a plaintiff‟s injury may continue
thereafter. Accordingly, courts may award front pay where a
victim of employment discrimination will experience a loss of
future earnings because she cannot be placed in the position she
was unlawfully denied. Front pay is an alternative to the
traditional equitable remedy of reinstatement, which would be
inappropriate where there is a likelihood of continuing disharmony
between the parties or unavailable because no comparable position
exists.
Donlin v. Philips Lighting North America Corp., 581 F.3d 73, 86 (3d Cir. 2009) (internal
citations omitted).
In this Court‟s estimation, Defendant‟s motion for partial summary judgment which seeks
to limit Plaintiff‟s ability to potentially recover back pay and front pay is not yet ripe for
adjudication. See e.g., Joseph v. Access Data Corp., 2008 WL 2095200, at *23 (W.D. Pa. May
16, 2009) (holding that issues of back pay and front pay “are not ripe for adjudication” at
summary judgment but rather could “be presented at trial or thereafter if Plaintiff is successful on
the merits of her claims.”); Stager v. Beverly Health and Rehabilitation Services, Inc., Civ. A.
No. 06-101, 2008 WL 3165837, at *21 (W.D. Pa. Aug. 6, 2008) (denying motion for summary
judgment based on failure to mitigate damages, without prejudice); Cook v. Brooks Sports, Inc.,
Civ. A. No. 07-172, 2009 WL 331551, at *7 (W.D. Pa. Feb. 11, 2009) (“However, [plaintiff‟s]
alleged failure to mitigate would not warrant summary judgment.”). For the issue of back pay or
front pay to be ripe, Plaintiff must first successfully obtain a jury verdict in his favor on his
discrimination claim. See id. At that point, the parties will be given the opportunity to present
the Court with additional information pertaining to the equitable remedies of back pay and front
24
pay which was not presented to the jury and the Court will address these issues at that time.14
Therefore, Defendant‟s motion for summary judgment is denied, without prejudice to
Defendant‟s ability to raise the same arguments as to back pay and front pay at trial.
VI. CONCLUSION
Based on the foregoing, Defendant‟s motion for summary judgment [26] is denied. An
appropriate Order follows.
s/Nora Barry Fischer
Nora Barry Fischer
United States District Judge
Date: October 19, 2011
cc/ecf: All counsel of record
14
The Court notes that a similar procedure was used by the District Court in McKenna v. City of
Philadelphia, 636 F.Supp.2d 446 (E.D.Pa. 2009), upon which Defendant relies. The McKenna decision on back pay
and front pay was entered only after an eight-day jury trial resulted in a verdict in the plaintiff‟s favor and then a full
hearing was held before the District Court regarding the plaintiff‟s equitable claims for back pay and front pay. Id.
25
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