OFFIE v. ASTRUE
Filing
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ORDER denying 8 Motion for Summary Judgment; granting 10 Motion for Summary Judgment. Signed by Judge Donetta W. Ambrose on 1/8/14. (slh)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
TYRONE OFFIE,
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Plaintiff,
-vsCAROLYN W. COLVIN,
COMMISSIONER OF SOCIAL SECURITY,
Defendant.
Civil Action No. 12-1445
AMBROSE, Senior District Judge.
OPINION
and
ORDER OF COURT
SYNOPSIS
Pending before the Court are Cross-Motions for Summary Judgment. (Docket Nos. 8 and
10). Both parties have filed Briefs in Support of their Motions. (Docket Nos. 9 and 11). After
careful consideration of the submissions of the parties, and based on my Opinion set forth below,
I am granting Defendant=s Motion for Summary Judgment (Docket No. 10) and denying Plaintiff=s
Motion for Summary Judgment. (Docket No. 8).
I. BACKGROUND
Plaintiff has brought this action for review of the final decision of the Commissioner of
Social Security (ACommissioner@) denying his application for disability insurance benefits and
supplemental security income pursuant to the Social Security Act (AAct@).
Plaintiff filed an
application for benefits on April 14, 2009, alleging he had been disabled due to both physical and
mental limitations since October 31, 2008. (ECF No. 6-5, pp. 2-5).
Administrative Law Judge
(“ALJ”) David Hatfield, held a hearing on January 5, 2011, during which a vocational expert
testified. (ECF No. 6-2, pp. 26-68). On March 21, 2011, the ALJ found that Plaintiff was not
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disabled under the Social Security Act. (Docket No. 6-2, pp 12-21). After exhausting all of his
administrative remedies thereafter, Plaintiff filed this action.
The parties have filed Cross-Motions for Summary Judgment. (Docket Nos. 8 and 10).
The issues are now ripe for review.
II. LEGAL ANALYSIS
A. STANDARD OF REVIEW
The standard of review in social security cases is whether substantial evidence exists in
the record to support the Commissioner=s decision. Allen v. Bowen, 881 F.2d 37, 39 (3d Cir.
1989). Substantial evidence has been defined as Amore than a mere scintilla. It means such
relevant evidence as a reasonable mind might accept as adequate.@ Ventura v. Shalala, 55 F.3d
900, 901 (3d Cir. 1995), quoting Richardson v. Perales, 402 U.S. 389, 401 (1971). Additionally,
the Commissioner=s findings of fact, if supported by substantial evidence, are conclusive. 42
U.S.C. '405(g); Dobrowolsky v. Califano, 606 F.2d 403, 406 (3d Cir. 1979). A district court
cannot conduct a de novo review of the Commissioner=s decision or re-weigh the evidence of
record. Palmer v. Apfel, 995 F.Supp. 549, 552 (E.D. Pa. 1998). Where the ALJ's findings of fact
are supported by substantial evidence, a court is bound by those findings, even if the court would
have decided the factual inquiry differently. Hartranft v. Apfel, 181 F.3d 358, 360 (3d Cir. 1999).
To determine whether a finding is supported by substantial evidence, however, the district court
must review the record as a whole. See, 5 U.S.C. '706.
To be eligible for social security benefits, the plaintiff must demonstrate that he cannot
engage in substantial gainful activity because of a medically determinable physical or mental
impairment which can be expected to result in death or which has lasted or can be expected to
last for a continuous period of at least 12 months. 42 U.S.C. '423(d)(1)(A); Brewster v. Heckler,
786 F.2d 581, 583 (3d Cir. 1986).
The Commissioner has provided the ALJ with a five-step sequential analysis to use when
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evaluating the disabled status of each claimant.
20 C.F.R. '404.1520(a).
The ALJ must
determine: (1) whether the claimant is currently engaged in substantial gainful activity; (2) if not,
whether the claimant has a severe impairment; (3) if the claimant has a severe impairment,
whether it meets or equals the criteria listed in 20 C.F.R., pt. 404, subpt. P., appx. 1; (4) if the
impairment does not satisfy one of the impairment listings, whether the claimant=s impairments
prevent him from performing his past relevant work; and (5) if the claimant is incapable of
performing his past relevant work, whether he can perform any other work which exists in the
national economy, in light of his age, education, work experience and residual functional capacity.
20 C.F.R. '404.1520.
The claimant carries the initial burden of demonstrating by medical
evidence that he is unable to return to his previous employment (steps 1-4). Dobrowolsky, 606
F.2d at 406.
Once the claimant meets this burden, the burden of proof shifts to the
Commissioner to show that the claimant can engage in alternative substantial gainful activity
(step 5). Id.
A district court, after reviewing the entire record may affirm, modify, or reverse the decision
with or without remand to the Commissioner for rehearing. Podedworny v. Harris, 745 F.2d 210,
221 (3d Cir. 1984).
B.
WHETHER THE ALJ ERRED IN DETERMINING THE PLAINTIFF’S
ALLEGATIONS REGARDING HIS LIMITATIONS WERE NOT ENTIRELY
CREDIBLE.
Plaintiff submits that “[b]ecause the ALJ provided only a conclusory statement as an
explanation for how he evaluated the credibility of the Plaintiff’s subjective complaints, this Court
cannot assess and review whether the reasons the ALJ identified in a final decision to support the
credibility decision are legitimate. (ECF No. 9, p. 16). To be clear, an ALJ is charged with the
responsibility of determining credibility. Smith v. Califano, 637 F.2d 968, 972 (3d Cir. 1981);
Baerga v. Richardson, 500 F.2d 309, 312 (3d Cir. 1974), cert. denied, 420 U.S. 931 (1975). The
ALJ must consider “the entire case record” in determining the credibility of an individual’s
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statement. SSR 96-7p. The ALJ’s decision “must contain specific reasons for the finding on
credibility, supported by the evidence in the case record, and must be sufficiently specific to make
clear to the individual and to any subsequent reviewers the weight the adjudicator gave to the
individual's statements and the reason for that weight.” Id. I must defer to the ALJ=s credibility
determinations, unless they are not supported by substantial evidence. Smith v. Califano, 637
F.2d 968, 972 (3d Cir. 1981); Baerga v. Richardson, 500 F.2d 309, 312 (3d Cir. 1974), cert.
denied, 420 U.S. 931 (1975).
In this case, the ALJ found Plaintiff’s statements were not entirely credible and did not find
the subjective factors “entirely persuasive” based on, inter alia, Plaintiff’s activities of daily living,
his inconsistent statements about his substance use, and other relevant evidence and/or lack
thereof in the record. (ECF No. 6-2, p. 17-19).
After a thorough review of the record as a
whole, and based on the above, I find that the ALJ did as required under SSR 96-7p. He properly
evaluated Plaintiff's statements based on the entire record as a whole and his decision was
supported by substantial evidence. Id. Thus, I find the ALJ did not err in this regard.
C.
WHETHER THE ALJ ERRED IN FAILING TO ASK THE VOCATIONAL EXPERT
ABOUT THE CONFLICT IN VE EVIDENCE AND INFORMATION CONTAINED
IN THE D.O.T. AND FAILING TO PROVIDE A REASONABLE EXPLANATION
FOR THE RESOLUTION OF THE CONFLICT PURSUANT TO SSR 00-4 P
Plaintiff also argues that the ALJ erred in accepting the vocational expert’s testimony
regarding a sit/stand option for light work when the Dictionary of Occupational Titles (“D.O.T”)
does not provide for the same. (ECF No. 9, pp. 16-18). I find this argument to be misplaced. An
ALJ is only required to accept the responses which accurately reflect a plaintiff=s impairments.
See, Podedworny v. Harris, 745 F.2d 210 (3d Cir. 1984); Chrupcala v. Heckler, 829 F.2d 1269,
1276 (3d Cir. 1987). In this case, although the ALJ inquired about a sit/stand option at the light
exertional level, the record reveals that the ALJ did not include the sit/stand option in his RFC.
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After careful consideration of the entire record, I find that the claimant has the
residual functional capacity to perform light work as defined in 20 C.F.R.
404.1567(b) and 416.967(d) except that the claimant is limited to work involving
only simple tasks involving little or no judgment, no interaction with the public, and
occasional interaction with coworkers on the job.
(ECF No. 15). Thus, I agree with Defendant that the VE’s testimony regarding the same is not an
issue in this case. Based on the RFC used by the ALJ, there is substantial evidence that the
hypothetical questions adopted by the ALJ accurately reflected Plaintiff=s impairments.
Consequently, I find no error in this regard.
C.
WHETHER THE ALJ ERRED IN HIS ANALYSIS OF CERTAIN MEDICAL
EVIDENCE
Finally, Plaintiff, in two conclusory sentences, states that because all of the treating
physician’s records were consistent with each other and with the subjective testimony of Plaintiff,
such evidence should be given great weight, in particular Dr. Abla’s assessment of Plaintiff that he
has moderate to severe spondylotic changes in the spine. (ECF No. 9, p. 19, citing Dr. Abla’s
record at ECF No. 6-8, pp. 21-24). Since the statement is conclusory, I find there to be an
absence of any substantive or meaningful analysis of the same and thus, undeveloped and wholly
inadequate. See, Pennsylvania v. U.S. Dept. of Health & Human Serv., 101 F.3d 939, 945 (3d
Cir. 1996)(stating that conclusory assertions, unaccompanied by a substantial argument, will not
suffice to bring an issue before the court). Given the conclusory nature of the assertion, I find it
difficult to determine Plaintiff’s argument as it relates to Dr. Abla, a neurosurgeon Plaintiff
consulted with one time on May 19, 2009. (ECF No. 6-8, pp. 21-24). In this case, the ALJ found
that Plaintiff has severe spondylosithesis. (ECF No. 6-2, p. 14). Therefore, I am at a loss as to how
Plaintiff believes the ALJ erred regarding Dr. Abla.
conclusory statement.
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Consequently, I find no merit to this
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
TYRONE OFFIE,
)
)
)
)
)
)
)
)
)
)
Plaintiff,
-vsCAROLYN W. COLVIN,
COMMISSIONER OF SOCIAL SECURITY,
Defendant.
Civil Action No. 12-1445
AMBROSE, Senior District Judge.
ORDER OF COURT
AND NOW, this 8th day of January, 2014, it is ordered that the decision of the ALJ is
affirmed and Plaintiff=s Motion for Summary Judgment (Docket No. 8) is denied and Defendant=s
Motion for Summary Judgment (Docket No. 10) is granted.
BY THE COURT:
s/ Donetta W. Ambrose
Donetta W. Ambrose
United States Senior District Judge
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