FORTA CORPORATION v. SURFACE-TECH, LLC et al
Filing
111
MEMORANDUM OPINION & ORDER indicating that, for reaons stated more fully within, that the Defendants' objections are overruled; that Plaintiff's Motion to Adopt in part and modify in part the Special Master's 4/1/15 Report and Recomme ndation 106 , is granted, in part, and denied, in part; that Special Master McIlvaine's R&R on Claim Construction is adopted, in part, as outlined in said Order. An appropriate Claim Construction Order follows. Signed by Judge Nora Barry Fischer on 6/11/15. (jg)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
FORTA CORPORATION,
)
)
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)
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Plaintiff,
v.
SURFACE-TECH, LLC, JAS COMPANY,
LLC, AND JOE STURTEVANT.
Defendants.
Civil Action No. 13-1608
Hon. Nora Barry Fischer
MEMORANDUM OPINION AND ORDER
I.
INTRODUCTION
A Markman Hearing to construe the disputed terms of U.S. Patent Nos. 8,114,514 (the
“’514 Patent”) and 8,142,889 (the “’889 Patent”) (collectively, the “Patents-in-Suit”) was held
on November 12, 2014, with Special Master John W. McIlvaine, III, Esq. presiding. (Docket
No. 85). During same, the Defendants objected to certain of Plaintiff’s expert’s testimony. (Id.).
As such, the Court permitted Defendants to file written objections following a review of the
transcript of the day’s proceedings. (Docket No. 86). Defendants filed written objections, in the
form of a Motion to Strike. (Docket No. 89). Special Master McIlvaine issued a Report and
Recommendation as to said Motion, (Docket No. 94), which the Court adopted, (Docket No. 97).
After Defendants filed a supplemental expert report, (Docket No. 100), the Special Master filed
his Report and Recommendation on Claim Construction (the “R&R”), (Docket No. 101). Both
parties objected to the R&R, (Docket Nos. 105, 106), and both responded to the other’s
objections, (Docket Nos. 108, 109). Leave for reply briefing was neither requested nor granted.
As such, this matter is now ripe for the Court’s disposition.
II. STANDARD OF REVIEW
1
A District Court reviews a Special Master’s Report and Recommendation de novo. FED.
R. CIV. P. 53(f).
III. ANALYSIS
In the R&R, Special Master McIlvaine recommends constructions of the seventeen claim
terms in dispute. (Docket No. 101 at 1–3). The Court addresses the parties’ arguments seriatim.
a. Indefiniteness
Initially, Defendants assert that Special Master McIlvaine erred in failing to address their
indefiniteness arguments in his R&R. (Docket No. 105 at 2 (Quoting R&R at 14)). Specifically,
Special Master McIlvaine reasoned that, because the Supreme Court’s decision in Nautilus, Inc.
v. Biosig Instr., Inc., 572 U.S. ---, 134 S.Ct. 2120 (2104), held that indefiniteness can be found
with less than a showing of insoluble ambiguity or unamenability to construction, construing a
claim term at this point does not preclude a later finding of indefiniteness. (R&R at 13–14).
Defendants cite a plethora of cases, both before and after Nautilus, where various district courts
found invalidity at the claim construction stage. (Docket No. 105 at 3–4).
In response, Plaintiff argues that none of the cases Defendants cite requires a district
court assess indefiniteness contentions at this stage. (Docket No. 108 at 4). Plaintiff also cites
several post-Nautilus cases wherein the district court deferred deciding indefiniteness arguments
until the summary judgment stage. (Id.). Of note is Indus. Tech. Research Inst. v. LG Elec., Inc.,
Civ. No. 13-2016, 2014 WL 6907449 (S.D. Cal. Dec. 8, 2014), reaffirming a prior district court’s
reasoning that “the Federal Circuit’s statements that indefiniteness is intertwined with claim
construction mean only that the Court must attempt to determine what a claim means before it
can determine whether the claim is invalid for indefiniteness, and not that the Court must
2
determine indefiniteness during the claim construction proceedings.” Id. at *2 (quoting ASM
Am., Inc. v. Genus, Inc., Civ. No. 01-2190, 2002 WL 1892200, at *2 (N.D. Cal. Aug. 15, 2002).
If a claim term is insolubly ambiguous or not amenable to construction, then a court
would be able, if not obligated, to so decide at the claim construction phase. Cf. Purdue Pharm.
Prods., L.P. v. Actavis Elizabeth, LLC, 2014 WL 2624787 at *6 (D.N.J. June 11, 2014) (citing
Cacace v. Meyer Mktg. (Macau Commercial Offshore) Co., 812 F.Supp.2d 547, 561 (S.D.N.Y.
2011)) Since Nautilus held that a lesser standard must be met to show indefiniteness, it stands to
reason that a court may construe a claim term and then later determine that the patent’s “claims,
read in light of the specification delineating the patent, and the prosecution history, fail to
inform, with reasonable certainty, those skilled in the art about the scope of the invention.”
Nautilus, 134 S.Ct. at 2124.
The Special Master recommended constructions for all disputed claim terms. (R&R,
passim). The Court similarly does not find any of the disputed claim terms unamenable to
construction. Accordingly, Defendants’ objections1 to the Special Master’s recommendations
regarding indefiniteness are overruled, as the Court agrees that said issue is more appropriately
addressed at the summary judgment stage in this case. See Purdue Pharm. Prods., L.P., 2014
WL 2624787 at *6 (citing Cacace, 812 F.Supp.2d at 561).
b. Term #1 “outer container”
Special Master McIlvaine recommends construing “outer container” as: “an ‘outer
container’ is a receptacle used to hold the ‘core.’ An ‘outer container’ is separate from and
cannot be integral with the contained objects.” (Docket No. 101 at 1).
Plaintiff “has no objection to the first sentence of [the Special Master’s] recommended
construction but believes that the general principles of claim construction do not support the
1
Defendants make this objection as to each claim term they argued is indefinite.
3
inclusion of the second sentence in the final construction of this term.” (Docket No. 107).
Specifically, Plaintiff asserts that the prosecution history the Special Master cites to support his
second sentence does not provide an adequate basis to support same. (Id. at 4). To that end,
Plaintiff notes the following.
In response to a rejection over U.S. Patent No. 7,168,232
(“Lovett”), Plaintiff added “outer” to modify “container.” (Id.). In the “Remarks” of this
amendment, Plaintiff argued that “[t]here is nothing in Lovett to teach or suggest a core
including the plurality of fiber strands twisted together and an outer container having the twisted
fiber contained therein.” (Id.). It now asserts that “the term ‘outer’ was recited in amended
claim 12 to convey the presence of a receptacle to contain the fibers, i.e., a core of fibers, as
opposed to the fibers being manipulated in a twisted configuration to hold themselves (i.e., in the
absence of an outer container).” (Id. at 4–5). This, according to Plaintiff does not “suggest[] that
the core of fibers is separate from and cannot be integral with the outer container.” (Id. at 5).
Rather, Plaintiff contends, “at most, [it] disclaimed embodiments wherein the fibers themselves
were merely configured into a shape to hold together, in the absence of a container element.”
(Id. at 6).
Plaintiff further points to the specification, which states that “[t]he outer container of the
asphalt reinforcement composition of the present invention encompasses and contains or holds
the core.” (Id. (citing Docket No. 75-2 at 7)). Based on this language, and the fact that there is
no support in the specification to require that the “outer container” be “separate from and not
integral with” the contents, Plaintiff argues that the second sentence of the Special Master’s
recommendation should be excised. (Id.).
Finally, Plaintiff argues that the second sentence of the recommended construction is
“indefinite, such that the term remains subject to multiple interpretations.” (Id. at 6). Plaintiff
4
specifically faults inclusion of the word “integral,” to which the Special Master did not ascribe a
specific meaning, and which is a word with multiple common meanings. (Id.).
Defendants once again object to Special Master McIlvaine’s refusal to address
indefiniteness at this juncture. (Docket No. 105 at 2). However, “[i]f the term ‘outer container’
is held to satisfy the ‘definiteness’ requirement, Defendants[] do not object to the construction of
this claim phrase in the [R&R].” (Id.).
Defendants argue that Plaintiff’s position that the second sentence of the recommended
construction is not supported by the record is untenable “[b]ecause a ‘container’ can be a
‘receptacle’ for holding a ‘core’ [and] without the qualifying term ‘outer,’ the term would be
superfluous.” (Docket No. 109 at 3–4). They argue that Plaintiff “was only able to distinguish
its claims from Lovett by adding the term ‘outer,’ which must be construed as surrendering at
least some scope of subject matter.” (Id. at 4 (citing R&R at 15)). According to Defendants,
“[s]ince Lovett’s ‘container’ is integral with its ‘core,’ the Special Master correctly determined
that the ‘outer container is separate from and cannot be integral with the contained objects.’” (Id.
(citing R&R at 15–16)).
Defendants also contend that Plaintiff’s indefiniteness argument fails because “the [R&R]
is specific to the context in which ‘cannot be integral with,’ should be used.” (Id.). In particular,
they maintain, “this term sought to distinguish ‘embodiments wherein, as in Lovett, the container
blends into – or in and out of – the core that it contains.” (Id.). They then assert that “[t]o the
extent that there are [] indefiniteness issues, Defendants[] respectfully submit that it is due to the
[Plaintiff’s] lack of a drawing or any description in the Patents-in-Suit of the physical
embodiment of an ‘outer container.’”2 (Id. at n.1).
2
A patent applicant is not required to provide a drawing. See 35 U.S.C. § 113; 37 C.F.R. § 1.81.
5
Initially, the Court finds that “outer container” is amenable to construction. Therefore, as
discussed, supra, Defendants’ indefiniteness objection as to this term is overruled. The Court
will address indefiniteness at summary judgment. Further, as there is no objection to the first
sentence of the recommended construction, the Court adopts it.
On the other hand, Plaintiff’s objections to the second sentence of the recommended
construction are well taken. The addition of the requirement that the core “cannot be integral
with the contained objects” could prove troubling at a later point, since, as Plaintiff points out,
“integral” is left undefined. (Docket No. 107 at 6–7). If not addressed at this time, the Court
foresees one of two eventualities: 1) need for an amended Claim Construction Order, defining
“integral;” or 2) arguments to the jury during trial regarding the meaning of “integral,” which is
clearly improper. See O2 Micro Intern. Ltd. V. Beyond Innovation Tech. Co., 521 F.3d 1351,
1362 (Fed. Cir. 2008).
Ultimately, the Court finds Plaintiff’s description of the true meaning of “outer” is the
correct one. In fact, Special Master McIlvaine seems to take Plaintiff’s side, indicating that “in
order to overcome Lovett, the patentee explicitly disclaimed embodiments wherein, as in Lovett,
the container blends into – or in and out of – the core that it contains.” (R&R at 15). He also
determines that “the language of the claims, and the arguments raised during the prosecution of
the patents-in-suit clarify that the ‘outer container’ must be different from the core that it
contains.” (Id. at 15–16). However, the Special Master stops there, and recommends the second
sentence of the construction be “[a]n ‘outer container’ is separate from and cannot be integral
with the contained objects.” (Id. at 15).
Although the Court believes it understands the Special Master’s intent with his proposed
construction, and believes it is a correct construction when read in the context of his R&R, it
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would seem that a jury would not be able to apply the construction without independently
considering the meaning of “integral.” As claim construction “is exclusively within the province
of the court,” Markman v. Westview Instruments, Inc., 217 U.S. 370, 372 (1996), the
construction shall be modified to read as follows:
An “outer container” is a receptacle used to hold the “core.” An
“outer container” is different from the contained objects.
The Court feels that this construction more appropriately addresses the prosecution history
arguments, traversing the rejection over Lovett, requiring that the “outer container” not be the
“core,” while not including the ambiguous requirement that the “outer container” not be “integral
with” the “core.”
c. Term #2 “core comprising a plurality of fibers”
Special Master McIlvaine recommends construing “core comprising a plurality of fibers”
as:
The “core” is inside the “outer container.” The “core” includes
fibers. The “core” is separate from and cannot be integral with the
“outer container.” A fiber includes a bundle of filament strands.
The core must contain at least two fibers.
(R&R at 1).
Plaintiff “has no objection to the first two sentences of this recommended construction
but believes that the general principles of claim construction do not support the inclusion of the
third, fourth, and fifth sentences in the final construction of the term.” (Docket No. 107 at 7). Its
argument as to the third sentence is consistent with that concerning “outer container,” supra.
Namely, that the record does not support the “integral with” requirement. (Id. at 7–8).
As to the remaining sentences, Plaintiff argues “that the intrinsic evidence of the patentsin-suit do not provide grounds for construing this claim term to include this language.” (Id. at 8).
It argues that “[n]othing in the specifications or prosecution histories of the patents-in-suit
7
suggest that the term, ‘fiber,’ should be defined as, and limited to, ‘a bundle of filament
strands.’” (Id.). Plaintiff asserts that, as its Counsel “explained at the [Markman] Hearing, fibers
can be either monofilament strands or multifilament strands, and the terms of the patents-in-suit
are not limited to either type.” (Id. (citing H’rg Tr. at 91)3). It continues that “counsel for
Defendants confirmed and clarified the understanding that the term ‘fiber’ encompasses
monofilament and multifilament strands.” (Id.). Yet, Plaintiff provides no explicit reasoning for
its request to exclude the fifth sentence.
As to the third sentence, Defendants rely on their argument concerning the “outer
container” construction. (Docket No. 109 at 5). As to the fourth sentence, Defendants claim that
Plaintiff’s assertion that “[n]othing in the specifications or prosecution histories of the patents-insuit suggest that the term, ‘fiber,’ should be defined as, and limited to, ‘a bundle of filament
strands,’” “is facially incorrect as the [R&R] properly noted that the disclosure of ‘suitable fibers
for use in the present invention’ at column 3 of the Patents-in-Suit consistently references ‘fibers
as ‘bundles’ or combination[s] of filaments.’” (Id. (citing R&R at 17)). They also argue that the
recommended construction is consistent with Dr. Jacobs’ affidavit and that Plaintiff has taken
inconsistent positions regarding the construction of this term throughout the Markman
proceedings. (Id. at 5–6).
Defendants finally point out that, while Plaintiff requests omission of the fifth sentence, it
does not provide any reasoning for same. (Id. at 6). Further, they argue that, because “[t]he
claim language at issue calls for ‘a plurality of fibers,’ . . . the Special Master logically construed
this phrase as requiring ‘at least two fibers.’” (Id.).
3
The Official Transcript of the Markman Hearing was filed following submission of all claim construction briefing.
Accordingly, it is cited as “H’rg Tr.,” and can be found at Docket No. 110.
8
Against this backdrop, the Court will modify the third sentence in accordance with its
holding, supra, regarding the “outer container” term. As to the fourth sentence, there appear to
be two possible interpretations of the Special Master’s recommended construction. Upon a
reading of the R&R, it seems clear that the intended construction requires that a fiber must
include a bundle of filament strands. (R&R at 16–17). But, without the benefit of the R&R’s
explanation, a jury could interpret the word “includes” as permissive, rather than mandatory (i.e.,
that a fiber may, but does not have to, include a bundle of filament strands). As there are two
potential readings to this sentence, the Court will modify it, such that it is beyond argument
whether the limitation is mandatory or permissive.
The parties, fully aware of the Special Master’s reasoning in the R&R, premise their
arguments on the theory that the recommended construction is mandatory. (Docket Nos. 107,
109). In support of his recommendation, the Special Master cites to column 3 of the ’514
patent,4 which he characterizes as containing “multiple reference[s] to fibers as ‘bundles’ or
combinations of filaments.” (R&R at 17). This is also the basis for Defendants’ argument
against Plaintiff’s objection. (Docket No. 109 at 5–6). Plaintiff responds that the examples
discussed in column 3 do not support a limitation that a “fiber” must “include[] a bundle of
filament strands.” (Docket No. 107 at 8).
Upon review of column 3 of the Patents-in-Suit, the Court finds that it supports a
permissive reading of the fourth sentence of the Special Master’s recommended construction,
rather than a mandatory meaning. Column 3 contains the word “bundle,” in some form, three
times. See ’514 Patent at 3:23, 3:37, 3:51. The first instance discloses that “[t]he tubes or cords
can be bundled together in a circumferential wrap.” Id. at 3:23 (emphasis added). The second
4
The ’889 Patent is a divisional of the ’514 Patent. See ‘889 Patent at 1:7–10. As such, their specifications are
substantively identical. Compare ’514 Patent Specification with ’889 Patent Specification.
9
and third instances are in the context of discussions of prior art disclosures, wherein the fiber
components of the prior art are “twisted bundle[s] of multiple strands of non-fibrillating
monofilament.” See id. at 3:51. As disclosed embodiments are generally not limiting, see, e.g.,
Phillips v. AWH Corp., 415 F.3d 1303, 1323, these disclosures clearly do not support a
requirement that the fiber disclosed in the Patents-in-Suit must include “a bundle of filament
strands.” Rather, they suggest that the fiber could include “a bundle of filament strands.”
As the specifications do not provide a specific definition of the term, “fiber,” the
construing Court relies upon the plain and ordinary meaning of the term. See GE Lighting
Solutions, LLC v. AgiLight, Inc., 750 F.3d 1304, 1309 (Fed. Cir. 2014) (citing Thorner v. Sony
Computer Entm’t Am. LLC, 669 F.3d 1362, 1365 (Fed. Cir. 2012). In this case, Defendants
conceded at the Markman Hearing “that the plain and ordinary meaning of fiber includes a
multifilament,” while arguing that a monofilament is not within the scope of the claimed
invention. H’rg Tr. at 84:21–23. However, nothing in the specifications explicitly excludes a
monofilament embodiment. As such, the Court shall amend the Special Master’s recommended
construction to the following: A fiber may include a bundle of filament strands.
As to the fifth sentence, Plaintiff provides no reasoning for its request and Defendants’
argument is compelling, as “plurality” is well known to mean “at least two.” See, e.g., Apple Inc.
v. Samsung Elecs. Co., 695 F.3d 1370 (Fed. Cir. 2012). The Court, therefore, determines that the
fifth sentence shall remain in the construction, in whole.
Based on the foregoing, the recommended construction shall be amended to read:
The “core” is inside the “outer container.” The “core” includes
fibers. The “core” is different than the “outer container.” A fiber
may include a bundle of filament strands. The core must contain at
least two fibers.
d. Terms #5–7 “polyolefin,” “polyethylene,” and “polypropylene”
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i. Recommended Construction
Special Master McIlvaine recommends construing “polyolefin” as “a polymer prepared
by polymerization of an olefin. R&R at 1. He similarly recommends construing “polyethylene”
as “a polymer prepared by polymerization of ethylene, and “polypropylene” as “a polymer
prepared by polymerization of propylene.” Id. at 2.
Defendants object to the Special Master’s recommended constructions as to these three
terms because he omitted their proposed 500 carbon backbone requirement. (Docket No. 105 at
4). Defendants raise two bases for their objection: 1) the recommended constructions are vague
and will require additional construction; and 2) the Special Master misconstrued the testimony
and documentary evidence offered by Defendants’ expert. (Id.).
In support of their vagueness argument, Defendants contend that “[t]he Special Master’s
proposed construction of these terms leaves unanswered the question of what is the point where a
‘molecule’ is considered a polyolefin.” (Id. at 5). As to their second point, Defendants argue
that Special Master McIlvaine’s conclusions as to these terms are inappropriate because, based
on his “construction of the ‘outer container’ claim term, it is inherent that the selected materials
comprising the ‘outer container’ must have the physical and mechanical characteristics to satisfy
that claimed function.” (Id. at 6). They conclude that “there is no evidence to refute Defendants’
proposed construction.” (Id. at 7 (emphasis in original)).
Plaintiff generally indicates agreement with the Special Master’s recommendation and
disagreement with Defendants’ positions. (Docket No. 108 at 7–8). It concurs with Special
Master McIlvaine’s conclusion that Defendants did not produce sufficiently persuasive evidence
as to the 500 carbon backbone limitation. (Id.). Otherwise, Plaintiff offers little in the way of
specific argument.
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The Court fully agrees with Special Master McIlvaine’s reasoning and conclusion as to
these terms, and his recommended constructions shall be adopted, in whole. The Court explains
below.
Defendants’ contention that the recommended constructions are unduly vague can be
more appropriately addressed during summary judgment proceedings, in the form of an
indefiniteness contention,5 but, from the evidence presently before the Court, it is clear that these
terms are amenable to construction; that Defendants’ proposed minimum backbone carbon limits
are not supported by the intrinsic record; and, that Defendants’ expert testimony was
unconvincing to import a limitation not otherwise in the intrinsic record.6 Additionally, the
Court disagrees with the Defendants as to the allegedly open question: at what point is a
molecule considered a polyolefin. (Docket No. 105 at 5). The recommended construction is that
“[a] ‘polyolefin’ is a polymer prepared by polymerization of an olefin.” Per that construction, a
polymer results from polymerization. While circular, the question is answered.7
Further, the Court finds unconvincing Defendants’ contention that Special Master
McIlvaine did “not demonstrate a proper consideration of the evidence supporting Defendants’
proposed construction,” as the R&R thoroughly discusses the relevant evidence as to these claim
terms.
(R&R at 21–26).
Not only does the Special Master address each of Defendants’
submissions and their expert’s testimony at the Markman hearing, but he indicates the reasons he
does not find them supportive of Defendants’ proposed construction. (Id.). Indeed, he concludes
5
See Court’s ruling at p. 3, supra.
Especially telling is the fact that Defendants’ expert, Dr. Jacobs, conceded that their 500 number is not even
necessarily the appropriate number, admitting on cross examination that the number of backbone carbons necessary
to create a molecule with the appropriate physical characteristics may be as low as 400, H’rg Tr. at 148–49, and then
as low as 357 in his supplemental report, (Docket No. 100-1). The fact that Defendants’ own expert cannot pinpoint
a number of backbone carbons is fatal to Defendants’ proposal to create a threshold minimum of 500 backbone
carbons.
7
The Court is cognizant that lay and/or expert witness testimony will likely be necessary at trial to prove whether
the accused infringing product infringes the claims so defined, but believes that this is a proper use of the jury in a
patent litigation suit.
6
12
that, due to the inherent contradiction and uncertainty of Defendants’ own expert evidence, they
have failed to proffer evidence sufficient to import an extrinsic limitation into the Patents-in-Suit.
(Id. at 26).
In the Court’s estimation, such analysis demonstrates proper assessment of
Defendants’ evidence and arguments. And, the Court having reviewed the matter de novo, as it
must, agrees.8
Finally, Defendants’ argument that the Special Master’s recommended constructions are
in conflict with his recommendation as to “outer container” fall flat. Neither party introduced
evidence as to what physical properties are necessary to perform the function of “hold[ing] ‘the
core.’” Defendants appear to contend that only fully solid-state (i.e., non-wax state) polyolefins
are capable of so functioning. (See Docket No. 105 at 6–7). But, they provide no supporting
evidence of record that this is true. Further, as wax containers exist (e.g., Nik-L-Nip™ wax juice
bottles), Defendants’ argument is unconvincing.
Accordingly, Defendants’ objections are
overruled.
e. Term #9 & 10 “specified temperature” & “the outer container of the
reinforcement composition [is/being] constructed such that when [a/the]
specified temperature is reached in the asphalt composition, the plurality of
fibers are released from the outer container”
Special Master McIlvaine recommends construing “specified temperature” as meaning
“the temperature which causes the ‘outer container’ to melt or dissolve.” R&R at 2. He further
recommends construing “the outer container of the reinforcement composition [is/being]
constructed such that when [a/the] specified temperature is reached in the asphalt composition,
the plurality of fibers are released from the outer container” as meaning: The “outer container”
8
The Court further notes that she and her clerks sat through the entire Markman Hearing, and, thus, benefits from
observation of and participation in the live argument and testimony.
13
disperses when the temperature which causes it to melt or dissolve is reached and as a result, the
fibers in the “core” are released. Id.
Defendants reassert that these terms are insolubly ambiguous, and that the Special
Master’s recommended constructions would make the terms more ambiguous. (Docket No. 105
at 7–8).
Plaintiff counters that these terms are not insolubly ambiguous, as they can be readily
understood based on the context in which they are used in claims, with reference to the
specifications of the Patents-in-Suit.
(Docket No. 108 at 9).
It points out that “[t]he
specifications for each of the ’514 and ’889 Patents repeatedly describe[] the dispersal of the
outer container in the asphalt material. Both specifications state that, as a transition temperature
is reached or exceeded in the asphalt or chamber containing the asphalt, the container is
dispersed within the asphalt material.” (Id.). Plaintiff further urges that “the specification
discloses that the transition temperature is the temperature at which the outer container melts or
dissolves, such as its melting point.” (Id.).
Again, when the specification does not provide a specific definition of a claim term, the
construing Court relies upon the plain and ordinary meaning. See GE Lighting Solutions, LLC,
750 F.3d at 1309 (citing Thorner, 669 F.3d at 1365). Reading the Patents-in-Suit, it is apparent
that the Special Master’s recommended constructions for these terms are appropriate. The terms
are clearly amenable to construction, as even a laic reading of the claims provides context for
their meaning. Cf. Fisher-Price, Inc. v. Graco Children’s Prods., Inc., 154 Fed.Appx. 903, 907
(Fed. Cir. 2005).
Further, Defendants’ argument that the circularity of the constructions of these terms is
evidence of their indefiniteness cannot prevail because, given the context, the claim terms must
14
have a parallel meaning. As stated above, further indefiniteness arguments may be made at
summary judgment. Accordingly, Defendants’ Objections are overruled.
f. Terms #11, 12, 16, & 17 “the asphalt material,” “associated chambers located
up-line and down-line of the asphalt mixing machine,” “the outer container
is dispersible,” & “the outer containment material”
Special Master McIlvaine recommends construing:
“the asphalt material” as meaning “asphalt which includes, but is not limited to,
aggregate and binder;
“associated chambers located up-line and down-line of the asphalt mixing
machine” as meaning “machinery that is located in the asphalt manufacturing
process prior to field placement;”
“the outer container is dispersible” as meaning “the outer container melts or
dissolves;” and
“the outer containment material” as meaning “the material which makes up the
‘outer container.’”
R&R at 2–3.
Defendants repeat their stance that it was inappropriate for the Special Master to move
beyond their indefiniteness arguments at this stage as to all of these terms. (Docket No. 105 at
9). Defendants provide no other specific grounds for their objections to these terms and,
presumably, though not explicitly, rely upon their previous briefing. (Id.)
Plaintiff points to intrinsic usage supportive of the Special Master’s constructions of
“asphalt material” and “associated chambers located up-line and down-line of the asphalt mixing
machine,” and argues that Defendants’ indefiniteness arguments are more appropriately raised by
15
dispositive motion and briefing. (Docket No. 108 at 10–11). Plaintiff does not provide any
argument as to the terms “the outer container is dispersible” and “the outer containment
material.” (Id.).
Given the sparse briefing concerning these objections, it is difficult to truly assess their
merits. However, upon review of the R&R and the Patents-in-Suit, the Court finds that the terms
are amenable to construction, and the Special Master’s recommended constructions are
supported either through the intrinsic record and/or plain meaning. As such, the Special Master’s
recommended constructions as to each term are adopted by the Court. As previously noted,
Defendants shall have the opportunity to renew their indefiniteness arguments at the summary
judgment stage.
g. Remaining Terms
Neither party objected to the Special Master’s R&R as to the recommended constructions
of the following terms:
“the outer container having the core contained therein;”
“encompassing the core within an outer container;”
“the outer container comprising a polyolefin selected from the group consisting of
polyethylene, polypropylene, and mixtures thereof;”
“the core contained within the outer container;” and
“an outer container which encompasses the core.”
R&R at 1–3. As such, and having performed an independent, de novo review of same, the Court
adopts the Special Master’s recommended constructions for these terms.
IV. CONCLUSION
For the foregoing reasons,
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IT IS HEREBY ORDERED that the Defendants’ objections are OVERRULED.
IT IS FURTHER ORDERED that Plaintiff’s Motion to Adopt in part and modify in part
the Special Master’s April 1, 2015 Report and Recommendation, (Docket No. [106]), is
GRANTED, in part, and DENIED, in part.
IT IS FINALLY ORDERED that Special Master McIlvaine’s R&R on Claim
Construction is ADOPTED, in part, as outlined, above. An appropriate Claim Construction
Order follows.
s/ Nora Barry Fischer
Nora Barry Fischer
United States District Judge
Date: June 11, 2015
cc/ecf: All counsel of record.
Special Master John W. McIlvaine, III, Esq.
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