LOVE v. BERRYHILL
Filing
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OPINION and ORDER denying 10 Motion for Summary Judgment; granting 12 Motion for Summary Judgment. Signed by Judge Donetta W. Ambrose on 12/27/18. (slh)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
RONALD L. LOVE,
Plaintiff,
-vsNANCY A. BERRYHILL,1
COMMISSIONER OF SOCIAL SECURITY,
Defendant.
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Civil Action No. 17-1441
AMBROSE, Senior District Judge
OPINION
Pending before the court are Cross-Motions for Summary Judgment. (ECF Nos. 10 and
12). Both parties have filed Briefs in Support of their Motions. (ECF Nos. 11 and 13). After
careful consideration of the submissions of the parties, and based on my Opinion set forth
below, I am denying Plaintiff’s Motion for Summary Judgment (ECF No. 10) and granting
Defendant’s Motion for Summary Judgment. (ECF No. 12).
I.
BACKGROUND
Plaintiff brought this action for review of the final decision of the Commissioner of Social
Security denying his application for disability insurance benefits pursuant to the Social Security
Act. Plaintiff filed his application alleging he has been disabled since February 11, 2011. (ECF
No. 8-8, p. 2). Administrative Law Judge (“ALJ”), Sarah Ehasz, held a hearing on February 6,
2017. (ECF No. 8-3). On May 26, 2017, the ALJ found that Plaintiff was not disabled under the
Act. (ECF No. 8-2, pp. 16-27).
After exhausting all administrative remedies, Plaintiff filed the instant action with this
court. The parties have filed Cross-Motions for Summary Judgment. (ECF Nos. 10 and 12).
The issues are now ripe for review.
1
Nancy A. Berryhill became acting Commissioner of Social Security on January 23, 2017, replacing
Carolyn W. Colvin.
II.
LEGAL ANALYSIS
A.
Standard of Review
The standard of review in social security cases is whether substantial evidence exists in
the record to support the Commissioner’s decision. Allen v. Bowen, 881 F.2d 37, 39 (3d Cir.
1989). Substantial evidence has been defined as “more than a mere scintilla. It means such
relevant evidence as a reasonable mind might accept as adequate.” Ventura v. Shalala, 55
F.3d 900, 901 (3d Cir. 1995), quoting Richardson v. Perales, 402 U.S. 389, 401 (1971).
Additionally, the Commissioner’s findings of fact, if supported by substantial evidence, are
conclusive. 42 U.S.C. §405(g); Dobrowolsky v. Califano, 606 F.2d 403, 406 (3d Cir. 1979). A
district court cannot conduct a de novo review of the Commissioner’s decision or re-weigh the
evidence of record. Palmer v. Apfel, 995 F.Supp. 549, 552 (E.D. Pa. 1998). Where the ALJ's
findings of fact are supported by substantial evidence, a court is bound by those findings, even if
the court would have decided the factual inquiry differently. Hartranft v. Apfel, 181 F.3d 358, 360
(3d Cir. 1999). To determine whether a finding is supported by substantial evidence, however,
the district court must review the record as a whole. See, 5 U.S.C. §706.
To be eligible for social security benefits, the plaintiff must demonstrate that he cannot
engage in substantial gainful activity because of a medically determinable physical or mental
impairment which can be expected to result in death or which has lasted or can be expected to
last for a continuous period of at least 12 months. 42 U.S.C. §423(d)(1)(A); Brewster v. Heckler,
786 F.2d 581, 583 (3d Cir. 1986).
The Commissioner has provided the ALJ with a five-step sequential analysis to use
when evaluating the disabled status of each claimant. 20 C.F.R. §404.1520(a). The ALJ must
determine: (1) whether the claimant is currently engaged in substantial gainful activity; (2) if not,
whether the claimant has a severe impairment; (3) if the claimant has a severe impairment,
whether it meets or equals the criteria listed in 20 C.F.R., pt. 404, subpt. P., appx. 1; (4) if the
impairment does not satisfy one of the impairment listings, whether the claimant’s impairments
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prevent him from performing his past relevant work; and (5) if the claimant is incapable of
performing his past relevant work, whether he can perform any other work which exists in the
national economy, in light of his age, education, work experience and residual functional
capacity. 20 C.F.R. §404.1520. The claimant carries the initial burden of demonstrating by
medical evidence that he is unable to return to his previous employment (steps 1-4).
Dobrowolsky, 606 F.2d at 406. Once the claimant meets this burden, the burden of proof shifts
to the Commissioner to show that the claimant can engage in alternative substantial gainful
activity (step 5). Id.
A district court, after reviewing the entire record may affirm, modify, or reverse the
decision with or without remand to the Commissioner for rehearing. Podedworny v. Harris, 745
F.2d 210, 221 (3d Cir. 1984).
B.
Weighing of Opinion Evidence
Plaintiff argues that the ALJ erred by failing to afford proper weight to the medical
opinion of his treating physician, Dr. Gottron. (ECF No. 11, pp. 10-11). Generally, the ALJ will
give more weight to the opinion of a source who has examined the claimant than to a nonexamining source. 20 C.F.R. § 416.927(c)(1). In addition, the ALJ generally will give more
weight to opinions from a treating physician, “since these sources are likely to be the medical
professionals most able to provide a detailed, longitudinal picture of [a claimant’s] medical
impairment(s) and may bring a unique perspective to the medical evidence that cannot be
obtained from the objective medical findings alone or from reports of individual examinations,
such as consultative examinations or brief hospitalizations.” Id. §416.927(c)(2). The opinion of a
treating physician need not be viewed uncritically, however.
Rather, only where an ALJ finds
that “a treating source’s opinion on the issue(s) of the nature and severity of [a claimant’s]
impairment(s) is well-supported by medically acceptable clinical and laboratory diagnostic
techniques and is not inconsistent with the other substantial evidence [of] record,” must he give
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that opinion controlling weight. Id. “[T]he more consistent an opinion is with the record as a
whole, the more weight [the ALJ generally] will give to that opinion.” Id. § 416.927(c)(4).
If the ALJ finds that “a treating source’s opinion on the issue(s) of the nature and
severity of [a claimant’s] impairment(s) is well-supported by medically acceptable clinical and
laboratory diagnostic techniques and is not inconsistent with the other substantial evidence [of]
record,” he must give that opinion controlling weight. Id. Also, “the more consistent an opinion is
with the record as a whole, the more weight [the ALJ generally] will give to that opinion.” Id. §
416.927(c)(4).
In the event of conflicting medical evidence, the Court of Appeals for the Third Circuit
has explained:
“A cardinal principle guiding disability determinations is that the ALJ accord
treating physicians’ reports great weight, especially ‘when their opinions reflect
expert judgment based on continuing observation of the patient’s condition over a
prolonged period of time.’” Morales v. Apfel, 225 F.3d 310, 317 (3d Cir. 2000)
(quoting Plummer v. Apfel, 186 F.3d 422, 429 (3d Cir. 1999)). However, “where .
. . the opinion of a treating physician conflicts with that of a non-treating, nonexamining physician, the ALJ may choose whom to credit” and may reject the
treating physician’s assessment if such rejection is based on contradictory
medical evidence. Id. Similarly, under 20 C.F.R. § 416.927(d)(2), the opinion of a
treating physician is to be given controlling weight only when it is well-supported
by medical evidence and is consistent with other evidence in the record.
Becker v. Comm’r of Social Sec. Admin., No. 10-2517, 2010 WL 5078238, at *5 (3d Cir. Dec.
14, 2010). Although the ALJ may choose whom to credit when faced with a conflict, he “cannot
reject evidence for no reason or for the wrong reason.” Diaz v. Comm’r of Soc. Security, 577
F.3d 500, 505 (3d Cir. 2009).
Plaintiff argues that the ALJ erred in assigning little weight to his treating physician, Dr.
Gottron. (ECF No. 11, pp. 10-11). In support of the same, Plaintiff suggests that it was error to
discount Dr. Gottron’s opinions “simply because they ‘contradicted’ his own assessment and
that the assessments are unsupported by the medical evidence…[and also] because his
records include occasional notations, over the course of many years of treatment, that Claimant
denied stiffness and swelling, and that pain was alleviated by medication.” Id. at p. 10. Contrary
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to Plaintiff’s suggestion, internal inconsistency and inconsistency with other medical evidence
and other evidence of record are valid and acceptable reasons for discounting opinion evidence.
See, 20 C.F.R. §§404.1527; 416.927 (Evaluating Opinion Evidence). The ALJ specifically, and
in detail, stated the following reasons for discounting Dr. Gottron’s opinion.
I find Dr. Gottron’s assessments are not persuasive for several reasons. First,
Dr. Gottron’s assessments are contradicted by the claimant’s own hearing
testimony, wherein the claimant admits being able to lift up to 10 pounds and
perform many household chores, such as some vacuuming and even doing the
laundry, if his girlfriend would let him (Testimony). Further. Dr. Gottron offers his
very extreme functional limitations without referring to any objective evidence to
support them in his treatment records or any of the treatment records. In fact, Dr.
Gottron’s assessments are not well-supported by medically acceptable clinical
and laboratory diagnostic techniques; instead, they are inconsistent with his own
treatment records, which, although noting continuing back pain, indicate few
functional deficits on exam, while noting consistently that the claimant denies
stiffness, swelling or muscle weakness and myalgias (Exhibit 32F, p. 13), and
while indicating that the claimant’s pain is alleviated by his medications(Exhibit
29F, p. 33). Dr. Habib’s records indicate the claimant’s knee to be stable, with
some limited range of motion, but not swelling or crepitus, no muscle atrophy and
normal neurological exam (Exhibit 30F., p. 2). Similarly, Dr. Bejjani’s exam of the
clamant in March of 2014 showed steady gait and normal motor strength in the
claimant’s bilateral lower extremities (Exhibit 8F, p. 7).
As the substantial treatment records in this case, including Dr. Gottron’s own
records, contradict the assessment of Dr. Gottron, and the assessments of Dr.
Gottron are unsupported by medically acceptable clinical and laboratory
diagnostic techniques, the undersigned give limited weight to the assessments of
Dr. Gottron and finds they are not persuasive.
(ECF No. 8-2, p. 25). After a review of the record, I find the reasons given by the ALJ for
assigning little weight to the opinion of Dr. Gottron are based on substantial evidence. (ECF No.
8-2, p. 25). Thus, I find no error in this regard.
C.
Listings
Plaintiff next argues that the ALJ erred by failing to properly address his impairments
pursuant to the listings. In step three of the analysis set forth above, the ALJ must determine if
the claimant’s impairment meets or is equal to one of the impairments listed in 20 C.F.R., Pt.
404, Subpt. P, Appx. 1.; Jesurum v. v. Secretary of Health and Human Services, 48 F.3d 114,
117 (3d Cir. 1995). An applicant is per se disabled if the impairment is equivalent to a listed
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impairment and, thus, no further analysis is necessary. Burnett v. Commissioner, 220 F.3d 112,
119 (3d Cir. 2000). It is a plaintiff’s burden to show that his impairment matches a listing or is
equal in severity to a listed impairment.
Williams v. Sullivan, 970 F.2d 1178, 1186 (3d
Cir.1992).
Here, the ALJ specifically considered whether Plaintiff’s severe impairments meet or
equaled Listing 1.04 and Listing 11.14. (ECF No. 8-2, p. 20). Plaintiff simply argues that the
ALJ should have provided a more thorough explanation of how the ALJ reached her conclusion
that Plaintiff did not meet or equal these listings. (ECF No. 11, p. 12). Again, it is Plaintiff’s
burden to show that her impairment matches a listing or is equal in severity to a listed
impairment. Williams v. Sullivan, 970 F.2d 1178, 1186 (3d Cir.1992). At no point, however,
does Plaintiff suggest how she meets Listing 1.04 or Listing 11.14 or the alleged particular
errors made by the ALJ.
See, id.
Consequently, I find Plaintiff’s argument to be
underdeveloped and wholly inadequate to place the issue before me. Nonetheless, I have
reviewed the record and the ALJ’s opinion as a whole and, based on the same, I find the ALJ
adequately considered and addressed whether Plaintiff met Listing 1.04 or Listing 11.14. See,
ECF No. 8-2, pp. 16-27. Thus, I find no merit to this argument.
An appropriate order shall follow.
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IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
RONALD L. LOVE,
)
)
)
)
)
)
)
)
)
)
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Plaintiff,
-vsNANCY A. BERRYHILL,2
COMMISSIONER OF SOCIAL SECURITY,
Defendant.
Civil Action No. 17-1441
AMBROSE, Senior District Judge
ORDER OF COURT
THEREFORE, this 27th day of December, 2018, it is ordered that Plaintiff’s Motion for
Summary Judgment (ECF No. 10) is denied and Defendant’s Motion for Summary Judgment
(ECF No. 12) is granted.
BY THE COURT:
s/ Donetta W. Ambrose
Donetta W. Ambrose
United States Senior District Judge
2
Nancy A. Berryhill became acting Commissioner of Social Security on January 23, 2017, replacing
Carolyn W. Colvin.
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