USA, et al v. Commonwealth of PR, et al
Filing
1001
STATEMENT OF REASONS in support of 997 Order ruling on 939 Motion under PRLA. Show Cause Response due by 11/18/2011. Signed by Judge Carmen C. Cerezo on 10/19/2011. (mld)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF PUERTO RICO
THE UNITED STATES OF AMERICA
Plaintiff
vs.
THE COMMONWEALTH OF PUERTO
RICO;
The Honorable PEDRO J. ROSSELLO,
Governor of the Commonwealth of Puerto
Rico, in his official capacity;
THE JUVENILE INSTITUTIONS
ADMINISTRATION;
ZORAIDA BUXO, Secretary of the
Department of Corrections and
Rehabilitation, in her official capacity;
MIGUEL RIVERA, Director, Juvenile
Institutions Administration, in his official
capacity;
DR. CARMEN FELICIANO VDA. DE
MELECIO, Secretary of Health,
Department of Health, in her official
capacity;
DR. NESTOR GALARZA, Director,
Anti-Addiction Services Department, in his
official capacity;
VICTOR FAJARDO, Secretary,
Department of Education, in his official
capacity;
PEDRO PIERLUISI, Secretary, Justice
Department of the Commonwealth of
Puerto Rico, in his official capacity;
CARMEN RODRIGUEZ, Secretary,
Department of Social Services, in her
official capacity;
DANIEL VAZQUEZ TORRES, Director
Humacao Detention Center, in his official
capacity;
EDGARD ORTIZ ALBINO, Director,
Mayagüez Industrial School, in his official
capacity;
NORMA CRUZ, Director, Ponce Central
Training School, in her official capacity;
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FRANCISCA APONTE, Director, Ponce
Victoria Street Training Center, in her
official capacity;
PAULITO DIAZ DE GARCIA, Director,
Ponce Detention Center for Girls and
Ponce Industrial School for Girls and
Boys, in her official capacity;
JULIO CUALIO BONET, Director,
Guaynabo Training School, in his official
capacity; and
LYDIA LASALLE, Acting Director, Central
Metropolitan Training School of Bayamón,
in her official capacity;
Defendants
STATEMENT OF REASONS IN SUPPORT OF ORDER ISSUED
ON SEPTEMBER 30, 2011 (DOCKET ENTRY 997)
After having considered the Motion Under the Prison Litigation Reform Act to
Terminate Particular Prospective Relief Provisions filed by the Commonwealth defendants
(docket entry 939), the United States’ Opposition (docket entry 942), the Monitor’s Expert
Reports for the PLRA Hearing (docket entries 951 and 954), and the United States’ Motion
in Response to Monitor’s Report for the PLRA Hearing (docket entry 958), the Court ruled
on September 30, 2011 (docket entry 997) and terminated paragraphs 31b, 31c, 31d, 32,
33, 44, 75 and 76 of the Settlement Agreement as prospective relief while deciding to
maintain in effect paragraph 31a and paragraphs 48, 81, 87 and 90 as they applied to Guali.
We now state the reasons for said ruling.
Paragraphs 32, 33 and 75 of the Settlement Agreement
Paragraphs 32, 33 and 75 were terminated in the Order issued on September 30,
2011 (docket entry 997) as the United States consented to their termination as informed in
its Motion in Response to Monitor’s July 6, 2010 Expert Reports for PLRA Hearing (docket
entry 958).
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Paragraph 31 of the Settlement Agreement
Paragraph 31 of the Settlement Agreement provides:
¶ 31
Existing facilities expected to be occupied by juveniles beyond
Fiscal Year 1996-1997 shall conform to applicable federal, state
and/or local building codes. Sleeping areas in which juveniles are
confined shall conform to 35 square feet per one occupant. Toilets
shall be provided at a minimum ratio of one for every 12 juveniles
in male facilities and one for every eight juveniles in female
facilities. Juveniles will have access to operable wash basins with
running water, to operable showers and to potable drinking water.
The Commonwealth defendants have submitted a Certification issued by engineer
Luis Angel Ortiz-Santiago, Director, AIJ Physical Plant Division, and Rosa Fernández,
Administrative Manager, which makes a general statement that “the existing facilities in use
for housing youth (Bayamón - Detention and Treatment, Villalba, Humacao and Guayama)
do comply with applicable federal, state and/or local building codes. This Certification is
dated January 4, 2011. The April 25, 2011 Monitor’s PLRA Report states at page 7 that the
Monitor’s Office conducted a comprehensive building code analysis in 2006 to determine
compliance. Mr. Michael DiMascio, an expert code consultant for correctional facilities, was
retained to conduct field service. In January of 2011, the Monitor’s Office retained engineer
Alonghitano to do an updated compliance code study which included a limited scope field
audit to determine whether AIJ facilities conformed with federal, state and/or local building
codes in providing safety levels under the requirements of the National Fire Protection
Association.
A four-day field audit of seven AIJ facilities, including the more recent
CREANDO program at Camp Santiago, was done on March 14 through 17, 2011. The
Monitor reports at pages 8 and 9 different instances of non-compliance with Life Safety
Code requirements at seven facilities, to wit: CTS Humacao [inadequate emergency key
management, inadequate fire alarm and sprinkler system maintenance, failure to maintain
fire safety equipment and systems in continuous operating condition, each living unit had
15 cells with manual locks which exceeded the 10 locks one staff person may safely operate
in an emergency situation under the Code]; CTS-Bayamón [inadequate emergency key
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management, inadequate fire alarm and sprinkler maintenance, failure to maintain fire safety
equipment and systems in continuous operating condition]; CREANDO program [dormitories
not equipped with fire alarm systems or single station smoke alarms]; CTS-Guayama
[absence of fire alarm system maintenance]; CTS-Villalba [sprinkler systems are not
maintained in accordance with the Code, emergency keys are not coded to be easily
determined by sight and touch, required smoke barriers in dayrooms have Lexan panels that
could melt out in a fire allowing the spread of fire and smoke across the barriers];
CTS-Ponce Niñas [sprinkler and fire alarm systems not maintained in accordance with the
Code, emergency keys are not coded to be easily determined by sight and touch, failure to
maintain fire safety equipment and systems in continuous operating condition]; CD-Bayamón
[sprinkler systems currently not installed in accordance with the Code as they have been
removed from toilet/shower areas, fire alarm systems not maintained in accordance with the
Code, emergency keys not coded to be easily determined by sight and touch, required
smoke barriers in dayrooms have Lexan panels that could melt in a fire allowing the spread
of fire and smoke across the barriers, failure to maintain fire safety equipment and systems
in continuous operating condition].
The violations to the Life Safety Code raised by the Monitor, as outlined above, have
not been disputed. The non-compliance with the Life Safety Code requirements were found
by the Monitor to be present at all seven facilities in violation of the juvenile detainees’ right
to confinement in facilities which provide adequate safety conditions. The Monitor’s findings
in the April 25, 2011 Report raise serious concerns regarding risk of harm to detained
juveniles due to unsafe conditions essentially stemming from violations of the Life Safety
Code 1997 Edition of the National Fire Safety Association (NFPA) provisions that guarantee
safety from fire hazards.
In addition to the ongoing violations, the Court also finds that the PLRA requirement
that the prospective relief extend no further than necessary to correct the violation, be
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narrowly drawn and be the least intrusive means to achieve the correction, has been
complied with by paragraph 31(a) of the Settlement Agreement. The Code compliance
agreed to in paragraph 31(a) is tailored to the applicable federal, state and local building
codes and the compliance required does not go beyond the scope of the codes in force.
The Court notes that the reference made by the Monitor in his PLRA Report of
April 25, 2011 is to the 1997 edition of the NFPA Life Safety Code. Since the Court finds
that paragraph 31(a) must continue, pursuant to 18 U.S.C. 3626(b)(3), and, further notes
that the 2012 edition is the current version of the Life Safety Code, the parties shall SHOW
CAUSE by NOVEMBER 18, 2011, why paragraph 31(a) should not be modified to require
conformity with the current federal, state and/or local building codes.
Paragraph 31(b) is terminated since, as reflected in the Monitor’s PLRA Report, there
is full compliance with the requirement related to the size of the sleeping area and the United
States does not oppose termination.
Paragraph 31(c) (toilet ratio) is terminated.
The 31(c) provision establishes a
minimum ratio of 1 toilet for every 12 juveniles in male facilities and one for every 8 juveniles
in female facilities. At page 11 of the Monitor’s PLRA Report, the Monitor finds that “while
there were no concerns about the physical availability of toilets, I nevertheless surveyed all
the facilities to determine if the toilets were operational.” The Monitor also finds at page 12
that “AIJ has been able to maintain the ratio in all my site visits for the past year and
furthermore, as all housing units (except at Niñas) also have urinals, this adds additional
(sic) sanitary fixtures to the plumbing ratios.” This notwithstanding, the Monitor injects the
requirement that toilets be operational found in paragraph 41 of the Settlement Agreement
since he concludes that it “is related to paragraph 31 because a broken toilet cannot be
counted toward the ratio at the time of inspection.” PLRA Report, at p. 11. The Court does
not have before it a violation to paragraph 41, which requires that toilets be repaired, nor is
there a reference in paragraph 31 to “operational” toilets when establishing the minimum
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ratios of 1:12 and 1:8. Since the number of toilets have been found to exceed the ratios
required in paragraph 31(c), and the operational requirement is not part of this provision,
paragraph 31(c) of the Settlement Agreement is also terminated for there is no ongoing
violation of the same.
As to paragraph 31(d) (access to operable wash basins with running water, to
operable showers, and to potable drinking water), the Court has examined the Monitor’s
findings set forth at pages 13 and 14. The Monitor repeatedly makes reference that AIJ has
been in non-compliance with this particular provision because of the unavailability of
continuous hot water or limited availability of hot water. Hot water is not a requirement
of 31(d). Likewise, the Monitor attempts to impose a ratio of operational wash basins and
showers which is nowhere contemplated in paragraph 31(d) either. What paragraph 31(d)
does require, operable wash basins, operable showers, and potable drinking water, has
been achieved by defendants , as the Monitor reports that there was access to working wash
basins and showers at all locations as well as access to potable drinking water. For this
reason, paragraph 31(d) is terminated.
Paragraph 38 of the Settlement Agreement
As we noted in the September 30, 2011 Order (docket entry 997), although
paragraph 38 was included by the Commonwealth defendants in its PLRA motion it was not
discussed at all in said filing. Since it was not until August 31, 2011 that the Commonwealth
defendants stated their reasons in support of the request for termination (docket entry 985),
we will entertain said filing as a separate PLRA motion and rule on it once the Monitor
submits his customary PLRA Report.1
1
The Court notes that the United States already filed its opposition on September 19, 2011 (docket
entry 994).
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Paragraph 44 of the Settlement Agreement
Paragraph 44 of the Settlement Agreement provides:
¶ 44
Defendants agree to provide mattresses constructed of fire
retardant materials.
The Commonwealth defendants have submitted a certification signed on January 4,
2011 by the Fire Prevention and Security Officer of AIJ, Pedro Santiago-Rivera, and its
Administrative Manager Rosa Fernández, where the distribution of fire retardant mattresses
per facility for a total of 600 such mattresses is included. The PLRA termination motion
(docket entry 939), at page 9, states that this quantity allows for one fire retardant mattress
per juvenile and enough to store in the event the juvenile population increases. It also
indicates that “[t]hese mattresses will substitute for the current mattresses used in AIJ
facilities which only have a fire retardant covering as opposed to being totally made of fire
retardant material as the new ones are.” The Monitor’s PLRA Report dated April 25, 2011,
at page 19, takes the position that, since the NFPA is the national organization that
promulgates the Life Safety Code and also develops testing procedures for labs to ascertain
if materials qualify as fire retardant, it follows that the benchmark in determining compliance
with paragraph 44 is compliance with the NFPA requirements. The Monitor affirms that in
order for AIJ to comply with paragraph 44 the components of the mattresses must “conform
to NFPA Code requirements as determined by certified laboratories“ and all existing
mattresses at AIJ facilities must have been replaced “with NFPA Code compliance
mattresses.” Id., at p. 20. The Monitor also raises that AIJ does not have a system in place
to assure that mattresses were maintained in good condition by holding the facilities and the
staff responsible for deterioration of the mattresses.
Neither conformity with NFPA requirements as determined by certified laboratories
nor having a system in place to hold the staff responsible for the “maintenance” or
“deterioration” of the mattresses is a part of paragraph 44. We have expressed before that
the Settlement Agreement cannot be rewritten by adding criteria or requirements that are
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not part of its provisions. The United States concedes in its Response (docket entry 958)
“that defendants have replaced the old mattresses at all facilities, except CREANDO, with
new, supposedly fire retardant mattresses.” The term “supposedly” is coupled to the
argument that to demonstrate compliance with paragraph 44 all components of the mattress
must meet the laboratory tests required by the NFPA. The United States then incorrectly
concludes that “as the Monitor discovered, the test used to determine whether the newly
purchased mattresses were fire retardant did not demonstrate that the mattresses were fire
retardant,” referring generally to pages 20-22 of the Monitor’s April 25, 2011 PLRA Report.
What the Monitor states at page 20 is that he met on February 16, 2011 with representatives
of the company that sold the mattresses to AIJ and requested certain additional testing
reports or a test by a certified laboratory on the ticking, the thread and the plastic material
used in the piping. The Monitor states that juveniles “have been ripping the piping and
thread of several of the new mattresses and in turn could try to set fire to that material . To
date the Monitor’s Office has not received these tests results.” Id. He then concludes that
because the Commonwealth and the Monitor’s Office has not been provided with these
tests, the Monitor cannot inform compliance at the time of his Report with paragraph 44.
That is quite different from what the United States reports in the sense that the Monitor
discovered that the test did not demonstrate that the mattresses were fire retardant.
In sum, none of the arguments advanced support the request for continuing
paragraph 44 as prospective relief. The evidence before the Court is that fire retardant
mattress have been provided to each juvenile, except at the CREANDO program.
Accordingly, paragraph 44 is terminated, subject to defendants submitting proof by
NOVEMBER 18, 2011 that each juvenile who participates in the CREANDO program at
Camp Santiago in Salinas has been provided a fire retardant mattress.
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Paragraph 76 of the Settlement Agreement
Paragraph 76 of the Settlement Agreement provides:
¶ 76
The terms of this agreement relating to safety, crowding, health,
hygiene, food, education, recreation and access to courts shall
not be revoked or limited for any juvenile for disciplinary reasons.
Contrary to the United States’ Response of May 4, 2011 (docket entry 958) to the
Monitor’s April 25, 2011 PLRA Report in which insistence is made that paragraph 76
remains necessary and appropriate, the Monitor’s PLRA Report filed on April 25, 2011
recommends that it be terminated. The reasons for this recommendation are outlined in
detail by the Monitor at pages 28 through 31, which he ends with the following: “My opinion,
based on my personal observations during numerous site visits, as well as the information
reported by me, by my colleague Mr. Gatling and by the Deputy Associate Court Monitors,
is that youths are not denied any of the protections of the 1997 Agreements or 1994 Order
with respect to safety, crowding, health, hygiene, food, education, recreation and/or access
to court for disciplinary reasons.” The Monitor not only refers to compliance for all four
quarters of 2012; he also reports that “based on my personal monitoring of this provision
since 2003, it has been my consistent position that AIJ policies, training and formal practice
were in conformance with the requirements of this provision” and that “there was no
available evidence to otherwise suggest that youths were being disciplined by limitations or
revocations of their paragraph 76 rights.” At pages 28 and 29 of the April 25, 2011 Monitor’s
PLRA Report he provides information related to site visits at six AIJ facilities during
February 2 to 4, 2011 during which he reviewed every entry in the disciplinary logbook dating
back to February 1, 2010 to determine whether sanctions were imposed in conflict with
paragraph 76; randomly selected ten disciplinary files and also reviewed the Disciplinary
System Checklist used by the disciplinary boards, interviewed ten juveniles at each facility
to inquire whether any of their paragraph 76 rights had been revoked for disciplinary
purposes or knew of anyone who had, reviewed grievance logs to ascertain whether
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juveniles have filed grievances as a result of paragraph 76 violations, reviewed logs of 284A
filings to ascertain whether youths or staff had initiated abuse violations related to
paragraph 76, reviewed the juveniles handbook on advice of paragraph 76 rights and
interviewed disciplinary officers on receiving training related to paragraph 76 requirements.
The results of the reviews and visits of the Monitor were all negative as to violations of
paragraph 76 and positive as to staff training and youths’ awareness of rights under
paragraph 76.
The so-called “security measures” and “informal security measures” raised by the
United States in support of continuing paragraph 76 have been satisfactorily explained by
the Monitor at pages 30 and 31 of the April 25, 2011 Monitor’s PLRA Report. There being
no circumstances that would justify continuing paragraph 76 as prospective relief, the same
is terminated.
Paragraphs 48, 81, 87 and 90 of the Settlement Agreement
These four paragraphs provide as follows:
¶ 48
Defendants shall ensure that the facilities have sufficient direct
care staff to implement all terms of this agreement. Direct care
staff supervise and participate in recreational, leisure and
treatment activities with the juveniles. Compliance can be
demonstrated in either of two ways.
“Paragraph 1: All necessary steps shall be taken immediately to
ensure the reasonable safety of youth by providing adequate
supervision of youth in all facilities operated by, or on behalf of,
the Defendants.
¶ 81
Defendants, specifically the Department of Education, shall
provide academic and/or vocational education services to all
juveniles confined in any facility for two weeks or more,
equivalent to the number of hours the juveniles would have
received within the public education system. Specifically, this
education shall be provided 5 (five) days per week, 6 (six) hours
per day. AIJ shall provide adequate instructional materials and
space for educational services. Defendants shall employ an
adequate number of qualified and experienced teachers to provide
these services.
¶ 87
If a juvenile has been previously identified as having an
educational disability, Defendants shall immediately request that
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the appropriate school district provide a copy of the juvenile’s
individualized education plan (IEP). Defendants shall assess the
adequacy of the juveniles’ IEP and either implement it as written
if it is an adequate plan or, if the IEP is inadequate, rewrite the
plan to make it adequate, and then implement the revised IEP.
¶ 90
Defendants shall provide appropriate services for juveniles
eligible for special education and related services. Defendants
shall provide each such juvenile with educational instruction
specially designed to meet the unique needs of the juvenile,
supported by such services as are necessary to permit the
juvenile to benefit from the instruction. Defendants shall
coordinate such individualized educational services with regular
education programs and activities.
Finally, we reach paragraphs 48, 81, 87 and 90, as applied to the Guali population,
referring generally to juveniles aged 13 or under. The Court shares the Monitor’s position
that compliance must be determined system-wide and cannot be fragmented by single or
individual facilities. Since the request as to these specific provisions is that termination be
granted as such provisions are applied to the youth population of Guali, as to which
defendants have met their requirements, said request for termination is DENIED. There is
no evidence as to system-wide compliance of the direct care staff requirement of
paragraph 48, the academic and/or vocational education service requirements of
paragraph 81, the paragraph 87 requirements as to IEPs related to juveniles who have been
previously identified as having an educational disability, and the special education services
required pursuant to paragraph 90 of the Settlement Agreement.
SO ORDERED.
At San Juan, Puerto Rico, on October 19, 2011.
S/CARMEN CONSUELO CEREZO
United States District Judge
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