Rodriguez-Arce v. The Puerto Rico Ombudsman Management Office et al
Filing
72
OPINION AND ORDER denying 40 motion for summary judgment. Signed by Judge Juan M. Perez-Gimenez on 5/9/2014. (PMA)
UNITED STATES DISTRICT COURT FOR THE
DISTRICT OF PUERTO RICO
NOEMI RODRIGUEZ ARCE,
Plaintiff,
v.
CIV. NO. 12-1200(PG)
THE PUERTO RICO OMBUDSMAN MANAGEMENT
OFFICE; THE PUERTO RICO OMBUDSMAN
OFFICE FOR RETIRED PERSONS AND THE
ELDERLY; THE COMMONWEALTH OF PUERTO
RICO,
Defendants.
OPINION AND ORDER
Before the court is the defendants’ Motion for Summary Judgment (Docket
No. 40), plaintiff’s Opposition (Docket No. 49) and defendants’ Reply (Docket
No. 62). After a close examination of all the evidence on record and a careful
review of the applicable statutory and case law, the court DENIES the
defendants’ motion for the reasons explained below.
I. BACKGROUND
On March 21, 2012, Noemi Rodriguez Arce (hereinafter “Plaintiff” or
“Rodriguez”) filed a complaint (Docket No. 1) against the Puerto Rico
Ombudsman Management Office, Puerto Rico Ombudsman for the Retired Persons and
the Elderly, and the Commonwealth of Puerto Rico (hereinafter collectively
referred to as “Defendants”). Subsequently, Plaintiff filed the First (Docket
No. 5) and Second (Docket No. 8) Amended Complaints on April 4, 2012 and May
2, 2012, respectively. Finally, on May 25, 2012, Plaintiff filed a Third
Amended Complaint. See Docket No. 12.
In short, Plaintiff alleges that while working for the Puerto Rico
Ombudsman Office for Retired Persons (hereinafter “Ombudsman Office” or “the
Office”) under the direct supervision of Wilma Cruz-Calo (hereinafter “CruzCalo”), she was the victim of retaliation, sex discrimination and sexual
harassment conduct on the part of Cruz-Calo and the latter’s direct
supervisor, Carmen Ortiz Calderon (hereinafter “Ortiz”), see Docket No. 12 at
CIV. NO. 12-1200(PG)
Page 2
¶ 2, in violation of Title VII of the Civil Rights Act of 1964, 42 U.S.C.
§ 2000(e), et seq..1
According to Plaintiff, she began to work at the Ombudsman Office on
August 2007 under the direct supervision of Cruz-Calo. See Docket No. 12 at
¶ 11. Rodriguez claims that from February of 2008 until March of 2009 she
sustained an intimate relationship with Cruz-Calo, who in turn had a
consensual relationship with Ortiz. Id. at ¶¶ 13, 15. According to the
complaint, on March of 2009, Plaintiff moved to end her relationship with
Cruz-Calo. Id. at ¶ 16. As a result, from April of 2009 until May of 2011,
Cruz-Calo allegedly “began a systematic sexual harassment and retaliation
pattern against [Plaintiff] in the workplace,” id. at ¶ 17, which included
constant and continuous “sexually charged and denigrating comments to
Plaintiff” as well as “veiled sexual invitations in order to renew their
intimate relationship, in spite of Plaintiff’s rejections,” id. at ¶ 18. CruzCalo’s behavior created a hostile work environment for Rodriguez. Id. at ¶ 19.
In addition, after Ortiz became aware of Plaintiff’s relationship with CruzCalo on or approximately at the end of the year 2010, she also began a pattern
of discrimination and retaliation against Plaintiff. Id. at ¶ 22.
On January 2011, Plaintiff received a disciplinary memo signed by Hon.
Rossana Lopez-Leon (hereinafter “Lopez-Leon”), the former Puerto Rico
Ombudsman for the Elderly, notifying her of the intention of suspending
Plaintiff from her job for a period of thirty (30) days. Id. at ¶ 24.
Plaintiff also alleges that Lopez-Leon “failed to protect Plaintiff from the
retaliatory and gender discriminatory conduct and participated in the
concealment of Ortiz and Cruz-Calo’s conduct via the implementation of
discriminatory and retaliatory employment decisions against Plaintiff.” Id.
at ¶ 25. Plaintiff claims this adverse employment action was recommended by
Ortiz with Cruz-Calo’s knowledge and consent absent any real basis or
justification. Id. at ¶ 26. Plaintiff avers that, immediately after an
incident during which Ortiz allegedly caught Cruz-Calo making a sexual advance
to Plaintiff inside of a file room, Lopez-Leon gave her an amended notice of
disciplinary action indicating the agency’s intention to terminate her. Id.
at ¶¶ 29-30.
Thereafter, on May of 2011, Plaintiff filed a sexual harassment complaint
before the Ombudsman Office, as well as a gender discrimination charge before
1
Plaintiff’s supplemental state law claims pursuant to Puerto Rico Law No. 17 of April
22, 1988, P.R. LAWS ANN. tit. 29 § 155, et seq., Puerto Rico Law No. 69 of July 6, 1985, P.R.
LAWS ANN. tit. 29, § 1321, et seq., and Puerto Rico Law No. 115 of December 20, 1991, P.R.
LAWS ANN. tit. 29 § 194, et seq. were dismissed without prejudice, as per her request, on
March 27, 2013. See Docket No. 24.
CIV. NO. 12-1200(PG)
Page 3
the Equal Employment Opportunity Commission (hereinafter “EEOC”). Id. at
¶¶ 31, 33. Afterwards, and allegedly in response to Plaintiff’s charges,
Lopez-Leon forced Plaintiff to take a leave of absence. Id. at ¶ 34.
Lopez-Leon was subsequently replaced by Hon. Oscar Gonzalez Rivera
(hereinafter “Gonzalez-Rivera”), who continued with the disciplinary procedure
against Plaintiff that resulted in a thirty (30) day suspension without pay
on February of 2012. Id. at ¶ 42. According to the complaint, Defendants
received the EEOC’s Notice of Right to Sue on or about March 16th, 2012, and
subsequently, the Defendants notified Plaintiff on March 27, 2012 of their
intention to terminate her from her employment. Id. at ¶ 43. Plaintiff was
ultimately fired on April 26, 2012. Id. at ¶ 45.
After the Plaintiff filed the above-captioned complaint for sexual
harassment and retaliation, the Defendants filed a motion (Docket No. 18)
requesting that this court dismiss the above-captioned complaint pursuant to
Federal Rule of Civil Procedure 12(b)(6) on Eleventh Amendment grounds. See
Docket No. 18. On March 27, 2014, the court denied the Defendants’ motion. See
Docket No. 24.
Before the court is the Defendants’ Motion for Summary Judgment (Docket
No. 40), Plaintiff’s Opposition (Docket No. 49) and Defendants’ Reply (Docket
No. 62). After a close examination of all the evidence on record and a careful
review of the applicable statutory and case law, the court DENIES the
Defendants’ motion for the reasons explained below.
II. SUMMARY JUDGMENT STANDARD
A motion for summary judgment is governed by Rule 56(c) of the Federal
Rules of Civil Procedure, which allows disposition of a case if “the
pleadings, depositions, answers to interrogatories, and admissions on file,
together with the affidavits, if any, show that there is no genuine issue as
to any material fact and that the moving party is entitled to a judgment as
a matter of law.” Sands v. Ridefilm Corp., 212 F.3d 657, 660 (1st Cir.2000).
A factual dispute is “genuine” if it could be resolved in favor of either
party, and “material” if it potentially affects the outcome of the case. See
Calero-Cerezo v. U.S. Dep’t of Justice, 355 F.3d 6, 19 (1st Cir.2004).
To be successful in its attempt, the moving party must demonstrate the
absence of a genuine issue as to any outcome-determinative fact in the record,
see DeNovellis v. Shalala, 124 F.3d 298, 306 (1st Cir.1997), through definite
and competent evidence. See Maldonado-Denis v. Castillo Rodriguez, 23 F.3d
576, 581 (1st Cir.1994). Once the movant has averred that there is an absence
of evidence to support the non-moving party’s case, the burden shifts to the
non-movant to establish the existence of at least one fact in issue that is
both genuine and material. See Garside v. Osco Drug, Inc., 895 F.2d 46, 48
CIV. NO. 12-1200(PG)
Page 4
(1st Cir.1990) (citations omitted). If the non-movant generates uncertainty
as to the true state of any material fact, the movant’s efforts should be
deemed unavailing. See Suarez v. Pueblo Int’l, 229 F.3d 49, 53 (1st Cir.2000).
Nonetheless, the mere existence of “some alleged factual dispute between the
parties will not affect an otherwise properly supported motion for summary
judgment.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-48 (1986).
However, “summary judgment may be appropriate if the nonmoving party rests
merely upon conclusory allegations, improbable inferences, and unsupported
speculation.” Medina-Muñoz v. R.J. Reynolds Tobacco Co., 896 F.2d 5, 8 (1st
Cir.1990).
At the summary judgment juncture, the court must examine the facts in the
light most favorable to the non-movant, indulging that party with all possible
inferences to be derived from the facts. See Rochester Ford Sales, Inc. v.
Ford Motor Co., 287 F.3d 32, 38 (1st Cir.2002). The court must review the
record “taken as a whole,” and “may not make credibility determinations or
weigh the evidence.” Reeves v. Sanderson Plumbing Products, Inc., 530 U.S.
133, 135 (2000). This is so, because credibility determinations, the weighing
of the evidence, and the drawing of legitimate inferences from the facts are
jury functions, not those of a judge. Id.
III. FACTUAL FINDINGS
After careful review, the court found the following facts to be
undisputed:
1.
Plaintiff Rodriguez started working for the Puerto Rico Ombudsman Office
for Retired Persons and the Elderly on August 16, 2007.
2.
Plaintiff’s position was Coordinator of Programs for the Elderly I.
3.
Plaintiff was assigned to the Protection and Defense Program.
4.
Plaintiff’s immediate supervisor was Wilma Cruz-Calo.
5.
Cruz-Calo was Program Supervisor for the Puerto Rico Ombudsman Office
for Retired Persons and the Elderly, and direct supervisor of the
Plaintiff.
6.
Cruz-Calo began working with the Office in 2004 as Director for the
Program for the Elderly Victims of Crime, and as part of her
responsibilities and duties was to manage and supervise personnel who
were part of that proposal of Assistance to Victims of Crime.
7.
Plaintiff was placed originally at what was called the Satellite Office
of Carolina - Region 1 - that belonged to the Protection and Defense
Program. The Carolina Region 1 office was closed by March 2009.
8.
All Program Coordinators of the Region 1 were supervised by Cruz-Calo.
As to all the Program Coordinators, Cruz-Calo: assigned them work,
approved their work schedules, did their job performance evaluations,
CIV. NO. 12-1200(PG)
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recommend their job promotions, recommended their disciplinary measures,
and all responded to her.
Cruz-Calo supervised and authorized Plaintiff’s work schedules, did all
her job performance evaluations and was responsible for recommending any
disciplinary actions, promotions or demotions.
On August 16, 2007, Plaintiff received several documents from the
Ombudsman Office, among those the rules and regulations and the public
policy of the Office on sexual harassment on the workplace.
The Ombudsman Office has a policy against sexual harassment that was
approved on November 7, 1994, at a time when the Office was known as the
Governor’s Office for Elderly Affairs. All employees, at the moment they
are recruited at the Ombudsman Office, receive copy of this policy.
The Ombudsman Office’s policy against sexual harassment sets forth the
proceedings that an employee who considers has been subjected to sexual
harassment must follow to file an internal complaint in the Ombudsman
Office.
The policy against sexual harassment of the Ombudsman Office states in
its Article VII, subpart A, item 1, that any employee or officer that
deem that was being subjected to sexual harassment, has a right to file
a verbal or written complaint with the Director of the Division. The
Director of the Division in turn had the duty of notifying no later than
the next working day after learning of the situation, the Human
Resources Director or in his/her absence, the Deputy Director of the
agency, to start the complaint’s internal procedure. The position of
Deputy Director was eliminated once the name of the Office was changed
to the Ombudsman Office.
The policy of the Ombudsman Office also states in its Article VII,
subpart A, item 2, that in case the harasser is the Director of the
Division, the complaint can be filed directly with the Human Resources
Director.
Lissette Hernandez (hereinafter “Hernandez”) was the Director of Human
Resources of the Ombudsman Office for the Retired Persons and the
Elderly from 2005 until 2012, who is in charge of implementing the
sexual harassment policy at the agency.
At the Office, if any employee comes to the office of the Director Of
Human Resources and she becomes aware of the fact that the employee is
or might be in a sexual harassment situation, the Director of Human
Resources will activate or begin the process or the protocol included in
the sexual harassment policy of the agency.
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The policy of sexual harassment provides that if there is a claim of
sexual harassment the Ombudsman has to sign or designate an examiner or
an investigator.
During Hernandez’s tenure as Human Resources Director of the Office from 2005 to 2012 - she claims to never have received a sexual
harassment complaint of any nature and has never conducted an
investigation regarding sexual harassment claim.
On October 25, 2010, Cruz-Calo, Principal Coordinator Protection and
Defense, addressed through Carmen Ortiz, then Deputy Ombudsperson of
Protection and Defense, to the Ombudsperson of the Office, Rossana
Lopez-Leon, a recommendation of disciplinary action against Plaintiff
detailing several violations to her duties as employee of the Office.
Cruz-Calo and Ortiz live together since September 1st, 1997.
The 2010 disciplinary recommendation against Plaintiff was a
recommendation for disciplinary action made and drafted by Cruz-Calo and
no other employee participated in the recommendations that are included
or contained in that document.
On January 26, 2011, Lopez-Leon, in her capacity as Appointing
(Nominating) Authority, issued a letter of intention addressed to
Plaintiff, notifying the latter of Lopez-Leon’s intention of suspending
Plaintiff of employment and salary for thirty (30) days, detailing
several violations committed by Plaintiff to the norms and regulations
and internal procedure of the Ombudsman.
The letter of intention of January 26, 2011 addressed to Plaintiff
advised her of her right to ask for an administrative hearing within
fifteen (15) days after receiving that communication.
An amended letter of intention dated March 17, 2011 addressed to
Plaintiff advised her of her right to ask for an administrative hearing
within fifteen (15) days after receiving that communication.
Cruz-Calo was the only person from the Ombudsman Office who participated
in the recommendation of that disciplinary action of March 2011 against
Plaintiff.
Plaintiff sent by certified mail to then Ombudsperson Lopez-Leon, a
confidential complaint she wrote dated April 15, 2011, but received at
the Office on May 17, 2011.
In her confidential complaint addressed to former Ombudsperson LopezLeon, Plaintiff stated that as of the beginning of the year 2008, she
had started a sentimental relationship with her immediate supervisor,
Cruz-Calo, which they both decided to finish a few months after it began
CIV. NO. 12-1200(PG)
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and that from that moment on, Cruz-Calo launched a pattern of
harassment, intimidation and persecution taking advantage of her
position as supervisor against Plaintiff.
At the time that Plaintiff sent her confidential complaint, she was
undergoing an administrative internal procedure.
It is the Office’s position that this document does not contain a
complaint of sexual harassment, and that there is no information
contained in this document that presents a situation of unwanted or not
consented to sexual advances.
It is the Ombudsman Office’s position that only unwelcome sexual
advances or relationships in the office described in the document will
be considered a sexual harassment claim, since the policy on sexual
harassment establishes that the advance must be sexual and unwanted.
According to the Ombudsman Office, the Plaintiff’s letter of April 15,
2011 did not meet those requirements.
On May 11, 2011, Plaintiff filed a charge of discrimination with the
Equal Employment Opportunity Commission (EEOC) against the Ombudsman
Office claiming sexual harassment.
On this charge of discrimination, Plaintiff claimed that she had a
sentimental relationship with her then supervisor, Cruz-Calo, that had
started on February 4, 2008, but that when Plaintiff finished the
relationship with her, her supervisor’s behavior was one of persecution,
harassment, intimidation, humiliation towards her, among others.
The charge of discrimination gave June 2009 as the approximate earliest
date when the discrimination took place, and March 28, 2011 as the
latest date.
On June 29, 2011, the EEOC issued a notice of charge of discrimination
to the Ombudsman Office, notifying the Office that a charge of
employment discrimination had been filed against it under Title VII of
the Civil Rights Act, which indicated that the circumstances of alleged
discrimination was “sex.”
The notice of charge of discrimination was sent by the EEOC through the
mail on June 29, 2011.
The Office received two complaints from the EEOC from 2007 to 2012,
including Plaintiff’s.
No one at the Ombudsman Office was in charge of handling Plaintiff’s
EEOC charge.
From 2007 until 2012, Hernandez recalls only receiving a complaint from
Rodriguez regarding situations that she was experimenting or
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experiencing in her work area, regarding interpersonal relationships
with a co-worker, Noemi Amador.
On May 19, 2011, former Ombudsperson Lopez-Leon issued a communication
to Plaintiff sending her on vacation leave immediately.
On May 19, 2011, Plaintiff filed a case with the State Insurance Fund
claiming that she suffered a severe emotional crisis when she was sent
on vacation leave. Plaintiff claimed that she had been confronting a
pattern of harassment by her superiors.
On May 19, 2011, plaintiff filed a second case with the State Insurance
Fund claiming that due to non-favorable working conditions and excess of
these, she had felt drained and exhausted physically and emotionally,
had developed strong pain in the neck, back and lower back, pain and
numbness in the extremities, muscle spasms for carrying boxes and bad
posture due to non-appropriate equipment.
On this second complaint filed on May 19, 2011 with the State Insurance
Fund, Plaintiff also asserted that on March 2, 2011 she had to carry a
box that did not belong to her following orders of her supervisor and
that she hurt herself.
Lopez-Leon’s letter dated June 9, 2011 was the official response from
the agency regarding the Plaintiff’s letter of April 15, 2011.
On June 9, 2011, Lopez-Leon issued a letter to Plaintiff sent by
certified mail regarding her confidential complaint summoning Plaintiff
to render a statement on June 15, 2011, at 1:30 p.m. in the Office as
part of the investigation process.
On June 13, 2011, Plaintiff responded to Lopez-Leon’s letter, asking her
to postpone the rendering of her statement due to her health condition.
On August 10, 2011, Plaintiff rejoined her job at the Office after the
State Insurance Fund granted her leave to receive treatment while
working (“CT” by its Spanish acronym).
The Ombudsman Oscar Gonzalez-Rivera authorized and approved an
administrative assignment for Plaintiff until October 10, 2011, to the
PAMA program that was signed by the Director of Human Resources,
Lissette Hernandez. The assignment did not affect Plaintiff’s salary.
This administrative assignment was not a disciplinary action.
Plaintiff responded that she preferred to remain in PAMA, and accepted
the assignment to the PAMA program.
On October 25, 2011, an extension of the assignment to the PAMA program
was issued to Plaintiff by Director of Human Resources Hernandez until
November 15, 2011. This extension was authorized by Ombudsman Gonzalez-
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Rivera. Plaintiff received this notification on October 26, 2011. The
extension of the assignment did not affect Plaintiff’s salary.
On November 14, 2011, Director of Human Resources Hernandez issued
another extension to the PAMA program to Plaintiff, which she received
on November 16, 2011, and as authorized by Ombudsman Gonzalez-Rivera
until December 15, 2011. The extension of the assignment did not affect
Plaintiff’s salary.
On December 14, 2011, received by Plaintiff on December 23, 2011,
another extension to the PAMA program was issued to Plaintiff by
Hernandez, and as authorized by Ombudsman Gonzalez-Rivera until January
30, 2012. The extension of the assignment did not affect Plaintiff’s
salary.
On January 30, 2012, received by Plaintiff on February 6, 2012, another
extension to the PAMA program was issued to Plaintiff by Hernandez and
as authorized by Ombudsman Gonzalez-Rivera, until April 30, 2012. The
extension of the assignment did not affect Plaintiff’s salary.
While assigned to PAMA, Plaintiff had no relationship with Cruz-Calo.
At the administrative hearing held on December 9, 2011, Plaintiff
testified under oath.
Since August 10, 2011, another person was Plaintiff’s supervisor because
she was assigned to PAMA.
At the administrative hearing, Plaintiff testified under oath that she
had begun a sentimental relationship with her supervisor approximately
on February 4, 2008.
At the administrative hearing, Plaintiff testified under oath that in
March 2009 she said to Cruz-Calo that she would not continue with any
kind of relationship.
At the administrative hearing, Plaintiff testified under oath that even
while her sentimental relationship with her supervisor was ongoing, her
supervisor displayed an attitude that was a little strange and hostile.
At certain moments while Plaintiff and her supervisor were having a
sentimental relationship, Plaintiff observed that her supervisor assumed
a hostile deportment towards Plaintiff, consisting in humiliations and
acts of disrespect.
At the administrative hearing, Plaintiff testified under oath that once
she broke up the sentimental relationship with her supervisor, her
supervisor almost did not talk to Plaintiff.
At the administrative hearing, Plaintiff testified under oath that after
March 2009, after she had finished her relationship with her supervisor,
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her supervisor had a meeting with her and Dania Vázquez, a supervisor
from another program who served as witness, in which Plaintiff’s
supervisor talked to her about certain topics regarding the punch clock
registry and clothing and the way the supervisor talked to Plaintiff was
hostile; Plaintiff’s supervisor did not allow Plaintiff to answer and
imputed things to Plaintiff that were not true; Plaintiff felt
threatened.
At the administrative hearing, Plaintiff testified under oath that for
the year 2010, Cruz-Calo’s attitude towards her was hostile, consisting
in that Plaintiff called her up at her supervisor’s cell phone but her
supervisor would not answer Plaintiff’s calls most of the time.
At the administrative hearing, Plaintiff testified under oath that when
she went to notify her supervisor something about a case, her supervisor
did not have time to meet with her and that sometimes her supervisor
used strong, hostile language towards Plaintiff, like threatening, in
front of Plaintiff’s coworkers.
At the administrative hearing, Plaintiff testified under oath as an
example of the hostility that her supervisor displayed towards her, that
when she went near her supervisor’s office, her supervisor said to her
“I cannot see you now.”
At the administrative hearing, Plaintiff testified under oath that she
would talk to her supervisor and her supervisor would not answer to her,
that it was like if Plaintiff was not talking, that her supervisor
ignored her, as another example of the hostility Plaintiff’s supervisor
displayed toward Plaintiff.
At the administrative hearing, Plaintiff testified under oath that at
staff meetings her supervisor did not allow her to speak.
At the administrative hearing, Plaintiff testified under oath that at
staff meetings her supervisor would ask her questions about human
resources that had nothing to do with the meeting and that Plaintiff
felt pressured or harassed and that when Plaintiff answered, her
supervisor would say “that’s not right, that’s not right.”
Plaintiff could not remember any comments, any remarks made by Carmen
Ortiz to her in which Ortiz made reference to the intimate relationship
Plaintiff had with Cruz-Calo.
On February 19, 2012, Plaintiff received a written reprimand from
Ombudsman Gonzalez-Rivera dated February 6, 2012.
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The complaint against Plaintiff’s behavior by a doctor named César
Alcántara was investigated by Lissette Hernandez in her capacity as
Human Resources Director.
On February 23, 2012, Plaintiff received a letter from Ombudsman
Gonzalez-Rivera imposing upon her a suspension of employment and salary
for thirty (30) days, attaching copy of the report by the examining
officer.
Plaintiff’s thirty (30) day suspension from employment and salary was
effective upon the moment she received the letter from Ombudsman
Gonzalez-Rivera.
Plaintiff was suspended from employment and salary from February 23,
2012 until April 4, 2012.
The report by the examining officer detailed the charges stated against
Plaintiff in the amended letter of intention of March 28, 2011 and
indicated those charges that were not dismissed.
The examining officer concluded in her report that the documentary and
testimonial evidence offered at the hearing proved unequivocally that
Plaintiff committed the violations alleged by the agency.
On
March
6,
2012,
Sandra
Torres,
Esq.,
President
of
the
Telecommunications Reglamentary Board, sent via electronic mail to
Ombudsman Gonzalez-Rivera a complaint against Plaintiff, which was
investigated by Hernandez in her capacity as Human Resources Director.
Hernandez drafted a report addressed to Ombudsman Gonzalez-Rivera with
her findings on the investigation she conducted of the complaint filed
by Sandra Torres, Esq. as President of the Telecommunications
Reglamentary Board.
Plaintiff was serving a suspension of employment and salary of thirty
(30) days as of the moment when the incident she had at the
Telecommunications Reglamentary Board took place.
In her report to Ombudsman Gonzalez-Rivera regarding the incident
Plaintiff had at the Telecommunications Reglamentary Board, Hernandez
recommended Plaintiff’s termination of employment with the Ombudsman
Office for the Elderly.
On March 16, 2012, Ombudsman Gonzalez-Rivera issued a communication to
Plaintiff notifying her of his intention to terminate her.
The notice of intent of termination afforded Plaintiff the opportunity
to be heard at a hearing on April 11, 2012.
The examining officer considered Plaintiff’s position submitted in
writing when issuing her decision of the intent to terminate Plaintiff.
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The examining officer recommended the termination of Plaintiff from her
employment.
84. On April 26, 2012, the Ombudsperson, Concepción Silva, notified
Plaintiff of her immediate termination upon receipt of her letter issued
on even date.
85. Plaintiff received the letter of termination and a copy of the report by
the examining officer on April 26, 2012.
IV. DISCUSSION
Plaintiff claims she was the victim of sexual harassment and retaliation
for opposing her supervisor’s unlawful employment practices in violation of
Title VII and various local laws.
A. Title VII Claims
1. Sexual Harassment
Title VII, which prohibits discrimination because of sex, provides “that
‘[i]t shall be an unlawful employment practice for an employer … to
discriminate against any individual with respect to his compensation, terms,
conditions, or privileges of employment, because of such individual’s race,
color, religion, sex, or national origin.” Oncale v. Sundower Offshore Servs.,
Inc., 523 U.S. 75, 78 (1998) (citing 42 U.S.C. § 2000e–2(a)(1)). “[S]exual
harassment is a form of sex discrimination, the Supreme Court tells us — by
committing or tolerating sexual harassment against an employee, an employer
has effectively altered the terms or conditions of the victim’s job.” MedinaRivera v. MVM, Inc., 713 F.3d 132, 136 (1st Cir.2013) (citing Burlington
Indus., Inc. v. Ellerth, 524 U.S. 742, 751–54, 118 S.Ct. 2257, 141 L.Ed.2d 633
(1998)). “There are various types of actionable sexual harassment claims under
Title VII: hostile work environment claims, quid pro quo harassment claims and
retaliation claims.” Perez v. Developers Diversified Realty Corp., 904
F.Supp.2d 156, 163 (D.P.R. 2012) (citing Valentin–Almeyda v. Municipality of
Aguadilla, 447 F.3d 85, 94 (1st Cir.2006)).
In the case at hand, the Plaintiff complains of a hostile work
environment in the workplace. The key elements of a hostile-work-environment
claim are as follows:
(1) the plaintiff belongs to a protected group; (2) she
was subject to unwelcome sexual harassment; (3) the
harassment was based on her sex; (4) the harassment was
sufficiently severe or pervasive to alter the
conditions
of
employment
and
create
a
discriminatorily-abusive work environment; (5) the
complained-of conduct was both objectively and
subjectively offensive; and (6) there is a basis for
employer liability.
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Page 13
Medina-Rivera, 713 F.3d at 137 n. 2. “Unwelcome sexual advances, requests for
sexual favors, and other verbal or physical conduct of a sexual nature
constitute sexual harassment … .” 29 C.F.R. § 1604.11 (2010). “One type of
sexual harassment … involves ‘bothersome attentions or sexual remarks’ so
‘severe or pervasive’ that they create a ‘hostile work environment.’” MedinaRivera, 713 F.3d at 136 (internal citations omitted). Whether or not the
harassing treatment meets the “severe or pervasive” standard, the First
Circuit Court of Appeals has held that a court must consider several relevant
factors including “the severity of the conduct, its frequency, whether it is
physically threatening or not, and whether it interfered with the victim’s
work performance.” Gerald v. Univ. of P.R., 707 F.3d 7, 18 (1st Cir.2013).
Notwithstanding, “a single act of harassment may, if egregious enough, suffice
to evince a hostile work environment.” Noviello v. City of Boston, 398 F.3d
76, 84 (1st Cir.2005).
A Title VII hostile work environment claim also exists where a “workplace
is permeated with ‘discriminatory intimidation, ridicule, and insult’ that is
‘sufficiently severe or pervasive to alter the conditions of the victim’s
employment and create an abusive working environment.’” Harris v. Forklift
Sys., 510 U.S. 17, 21, 114 S.Ct. 367, 126 L.Ed.2d 295 (1993) (quoting Meritor
Sav. Bank, FSB v. Vinson, 477 U.S. 57, 65, 106 S.Ct. 2399, 91 L.Ed.2d 49
(1986)). Plaintiff may establish a violation of Title VII by proving that
discrimination based on sex has created a hostile or abusive work environment.
See Forrest v. Brinker Intern. Payroll Co., LP, 511 F.3d 225, 228 (1st
Cir.2007) (internal citations and quotations omitted).
In their motion for summary judgment, the Defendants argue that Rodriguez
has no evidence to support her claim of sexual harassment and that the conduct
she complains was not severe or pervasive enough to create a hostile work
environment. See Docket No. 40. Their argument is based on the Plaintiff’s
testimony during an administrative hearing in December of 2011, which was held
after Cruz-Calo recommended to Lopez-Leon the suspension of Plaintiff after
allegedly incurring into some violations to the norms and regulations and
internal procedure of the Ombudsman Office. According to Defendants,
Rodriguez’s claims of sexual harassment hold no water in light of her
testimony during this administrative hearing. Notwithstanding, it is an
uncontested fact that during this hearing the Plaintiff testified that CruzCalo submitted her to humiliations and acts of disrespect, and gave her the
silent treatment and reprimanded her after they allegedly broke up. See Fact
No. 59-63. Given the parties’ admissions of facts, the court is not convinced
by the Defendants’ interpretation of events that the Plaintiff’s testimony
CIV. NO. 12-1200(PG)
Page 14
during the administrative hearing was completely devoid of any reference to
the hostile work environment she was allegedly suffering.
Additionally, the Defendants’ version also differs from the Plaintiff’s
testimony during her deposition wherein she gives multiple detailed examples
of instances where Cruz-Calo sexually harassed her subsequent to their break
up. See Docket No. 46 at ¶¶ 24-36. On the other hand, Cruz-Calo denies having
a relationship of a sexual nature with the Plaintiff, making any sexual
advances towards the Plaintiff and sexually harassing and insulting the
Plaintiff, for which the latter now complains. See Docket No. 46 at ¶¶ 56-58,
62-63.
The parties’ assertions here are clearly juxtaposed as to a fact that is
the crux of the matter at hand, to wit, whether or not the Plaintiff was in
fact the victim of unwelcome sexual harassment on the part of her supervisor,
Cruz-Calo, and if so, whether or not the instances the Plaintiff describes are
deemed severe or pervasive enough to alter the conditions of her employment
and create a discriminatorily-abusive work environment. To decide whether
summary judgment is warranted would require that the court weigh the evidence
and decide who is more credible, Plaintiff or the Defendants’ witnesses. This
the Court cannot do. Credibility determinations, the weighing of the evidence,
and the drawing of legitimate inferences from the facts are jury functions,
not those of a judge. See Reeves, 530 U.S. at 135. Simply put, Plaintiff’s
evidence “establishes factual disagreements as to which reasonable minds may
differ. No more is exigible … Right or wrong, the plaintiff is entitled to
present her case to a jury.” See Cortes-Irizarry v. Corporacion Insular De
Seguros, 111 F.3d 184, 189 (1st Cir.1997)(internal quotations omitted).
Finally, in their defense, the Defendants also argue that the Plaintiff
never filed with the Human Resources Office a verbal or written complaint of
sexual harassment as required by the Office’s policy, and thus, the Defendants
are not liable under the negligence standard set out in Vance v. Ball State
University, 133 S.Ct. 2434, 2439 (2013), insofar as the only person with
authority over the Plaintiff was the Ombudsman and “Cruz Calo [was] merely a
co-worker,” Docket No. 40 at 21. Pursuant to Vance, under Title VII, when “the
harassing employee is the victim’s co-worker, the employer is liable only if
it was negligent in controlling working conditions.” Vance v. Ball State
University, 133 S.Ct. 2434, 2439 (2013). “Typically, this involves a showing
that the employer knew or should have known about the harassment, yet failed
to take prompt action to stop it.” Noviello, 398 F.3d at 95.
The Defendants’ theory first fails because it is an uncontested fact that
Wilma Cruz-Calo was Plaintiff’s immediate supervisor. See Fact No. 4. Second,
CIV. NO. 12-1200(PG)
Page 15
the Plaintiff asserts that between January and March of 2010, she told Human
Resources Director Hernandez that she was suffering from a situation of sexual
harassment in the workplace on the part of Cruz-Calo ever since March of 2009.
She claims to have told her in detail about the relationship that Cruz-Calo
and her had sustained and how it had ended; that she had not stopped harassing
her sexually in the workplace; that Cruz-Calo was persecuting her. See Docket
No. 46 at ¶ 79. However, Hernandez does not recall. See Fact No. 38. Once
again, in light of Plaintiff’s and Hernandez’s conflicting versions, whether
the Plaintiff complied with the Defendants’ sexual harassment policy and
lodged a complaint is an issue of fact in dispute.
For the foregoing reasons, construing the facts in the light most
favorable to the Plaintiff, this court hereby DENIES the Defendants’ motion
for summary judgment as to the Plaintiff’s sexual harassment claim (Docket
No. 40).
2. Retaliation
In her complaint, the Plaintiff alleged that she was forced to take a
leave of absence, was suspended, and terminated in retaliation for protesting
about sexual harassment and a hostile work environment. See Docket No. 1.
Title VII makes it unlawful for an employer to retaliate against a person
who complains about discriminatory employment practices. See 42 U.S.C.
§ 2000e–3(a). Title VII’s anti-retaliation provision provides that:
It shall be an unlawful employment practice for an
employer to discriminate against any of his employees
… because he has opposed any practice made an unlawful
employment practice by this subchapter, or because he
has made a charge, testified, assisted, or participated
in any manner in an investigation, proceeding, or
hearing under this subchapter.
42 U.S.C. § 2000e–3(a). In Univ. of Texas Sw. Med. Ctr. v. Nassar, –––U.S.
––––, 133 S.Ct. 2517 (2013), the Supreme Court recently held as to Title VII
retaliation claims that “[t]he text, structure, and history of Title VII
demonstrate that a plaintiff making a retaliation claim under § 2000e–3(a)
must establish that his or her protected activity was a but-for cause of the
alleged adverse action by the employer.” Id. at 2534 (emphasis ours).
Therefore, “[i]t rejected the less stringent standard that the plaintiff must
show only that retaliation was a ‘motivating’ factor.” Ponte, 2014 WL 341166
at *9.
Retaliation claims “based on circumstantial evidence are evaluated using
the McDonnell Douglas burden-shifting framework.” Id. (citations omitted). To
succeed on a retaliation claim, a plaintiff must first prove these elements:
(1) that she undertook protected conduct; (2) that her employer took a
material adverse action against her; and, (3) that a causal nexus exists
CIV. NO. 12-1200(PG)
Page 16
between elements one and two. See Medina-Rivera, 713 F.3d at 139 (internal
citations omitted).
The Plaintiff testified during her deposition that after the break-up,
she would tell her supervisor, Cruz-Calo, to stop the sexual harassment and
let her work in peace. See Docket No. 46 at ¶ 25. She also claims to have
complained about the sexual harassment to Hernandez from Human Resources
between January and March of 2010. See id. at ¶ 79. Then, on October 25, 2010,
Cruz-Calo recommended to then Ombudsperson Lopez-Leon that a disciplinary
action be taken against Plaintiff, which Lopez-Leon adopted on January 26,
2011. See Facts No. 19, 22. Subsequently, it is undisputed that Plaintiff sent
Lopez-Leon a confidential complaint she wrote on April 15, 2011, but that the
Office received on May 17, 2011. See Fact No. 26. Therein, Plaintiff stated
that as of the beginning of the year 2008, she had started a sentimental
relationship with her immediate supervisor, Cruz-Calo, which they both decided
to finish a few months after it began and that from that moment on, Cruz-Calo
launched a pattern of harassment, intimidation and persecution taking
advantage of her position as supervisor against Plaintiff. See Fact No. 27
(emphasis ours). Two days later, on May 19, 2011, Lopez-Leon issued a
communication to Plaintiff sending her on vacation leave immediately. See Fact
No. 39. Then, on or around June 29, 2011, the Office received the notice
regarding the Plaintiff’s charge before the EEOC, which had been originally
filed on May 11, 2011. See Fact No. 39. The disciplinary action continued
against the Plaintiff at the administrative level until she was suspended for
thirty days on February 23, 2012 as a result thereof. See Fact No. 71.
Finally, on March 21, 2012, the Plaintiff filed the above-captioned complaint,
see Docket No. 1, and she was terminated on April 26, 2012, see Fact No. 84.
In their motion for summary judgment, the Defendants contend inter alia
that some of the disciplinary processes that took place against Plaintiff
predate her EEOC complaint in May of 2011. See Docket No. 40 at pages 23-24.
However, it is a fact in dispute whether or not Plaintiff complained to CruzCalo and Hernandez before Cruz-Calo’s recommendation to Lopez-Leon that the
Plaintiff
be
suspended.
“[P]rotected
conduct
under
Title
VII’s
anti-retaliation provision is not limited to filing an administrative charge
of discrimination. It expressly prohibits retaliation for ‘oppos[ing] any
practice made an unlawful practice’ by Title VII.” Petrarca v. Southern Union
Co., No. 04–310S, 2007 WL 547690 at *12 (D.R.I. 2007) (citing 42 U.S.C. §
2000e–3(a)). See also Perez-Cordero v. Wal-Mart Puerto Rico, Inc., 656 F.3d
19, 31 (1st Cir.2011) (finding plaintiff’s reporting of complaints to his
superiors about the harassment to which he was subjected suffice to show his
CIV. NO. 12-1200(PG)
Page 17
“opposition” to that harassment, within the meaning of Title VII); Matima v.
Celli, 228 F.3d 68, 78-79 (2d Cir.2000) (“The law protects employees in the
filing of formal charges of discrimination as well as in the making of
informal protests of discrimination, ‘including making complaints to
management, writing critical letters to customers, protesting against
discrimination by industry or society in general, and expressing support of
co-workers who have filed formal charges.’”).
In accordance with the applicable caselaw, the court finds that a
question of fact exists as to whether the Plaintiff engaged in protected
conduct, whether it took place before or after the disciplinary actions taken
against her, and whether a retaliatory animus was the but-for cause of these
disciplinary measures. The entire matter is a classic he said/she said
dispute. “It is well-settled that a judge must not engage in making
credibility determinations or weighing the evidence at the summary judgment
stage … .” Pina v. Children’s Place, 740 F.3d 785, 802 (1st Cir.2014).
Moreover, “courts should exercise particular caution before granting summary
judgment for employers on such issues as pretext, motive, and intent … .”
Adamson v. Walgreens Co., No. 13-1511, 2014 WL 1674164 at *7 (1st Cir. April
29, 2014)(citations omitted). Because the evidence presented by Plaintiff
creates a triable issue of fact as to whether she was reprimanded and
disciplined in retaliation for complaining of sexual harassment, we hereby
DENY the Defendants’ request that the Plaintiff’s retaliation claims de
dismissed.
V. CONCLUSION
For the reasons stated above, this court hereby DENIES Defendants’ motion
for summary judgment (Docket No. 40).
IT IS SO ORDERED.
In San Juan, Puerto Rico, May 9, 2014.
S/ JUAN M. PEREZ-GIMENEZ
JUAN M. PEREZ-GIMENEZ
U.S. DISTRICT JUDGE
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