Marquez-Marin v. Lynch
Filing
69
DECISION AND ORDER granting in part and denying in part 31 Plaintiff's Motion to Compel Production and for In Camera Review. Signed by Magistrate Judge John C. Nivison on 3/15/18. (Plummer, Carol)
UNITED STATES DISTRICT COURT
DISTRICT OF PUERTO RICO
CARMEN MÁRQUEZ-MARIN,
Plaintiff
v.
LORETTA LYNCH ,
Defendant
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3:16-cv-01706-JAW
DECISION AND ORDER ON PLAINTIFF’S MOTION TO COMPEL
PRODUCTION OR FOR IN CAMERA REVIEW
In this action, Plaintiff Carmen Márquez-Marin alleges that Defendant retaliated
against her for initiating equal opportunity proceedings, and that Defendant discriminated
against her based on her disability and need for accommodation in her employment.
The matter is before the Court on Plaintiff’s Motion for In Camera Review of
Documents and Request to Compel Production of Documents as to Which Privilege is
Asserted. (ECF No. 31.) Through the motion, Plaintiff seeks the production of documents
redacted or withheld in discovery by Defendant based on the attorney–client and work
product privileges.
Background
In 2005, Plaintiff, an Assistant United States Attorney, filed a civil action against
Attorney General Alberto Gonzales. Márquez-Marin v. Gonzalez et al., No. 3:05-cv01619-SJM (the prior action). In the prior action, Plaintiff alleged she was the victim of
gender and national origin discrimination, and that in 2004, she was dismissed from her
position as an Assistant United States Attorney, in retaliation for complaining about the
discrimination. She also asserted a due process claim.
In support of her claims, Plaintiff alleged that upon appointment to the position of
United States Attorney for the District of Puerto Rico, Humberto Garcia discriminated
against her on the basis of her gender, which discrimination included paying higher salaries
to male attorneys with less seniority than Plaintiff. According to Plaintiff, after she
objected to the salary differential, she experienced a hostile work environment created by
Mr. Garcia and by David Rivera, her immediate supervisor. Subsequently, Plaintiff
disclosed her concerns to persons outside her local agency in the context of an agency
review conducted by the Evaluation and Review Staff (EARS) of the Executive Office of
the United States Attorneys. Plaintiff alleged that the conditions of her employment
worsened following her participation in the EARS review. Plaintiff then filed a charge of
discrimination with the EEOC. Shortly thereafter, her employment was terminated.
At the conclusion of a jury trial in the prior action in March 2007, the jury found the
defendants had retaliated against Plaintiff, but had not engaged in gender or national origin
discrimination. The jury awarded Plaintiff $136,325.00 in compensatory damages, but
denied a back pay award. Based on the verdict, Plaintiff sought additional equitable
remedies, including front pay and reinstatement. In October 2007, the Court (McAuliffe,
J.) granted Plaintiff’s request for reinstatement to her probationary Assistant United States
Attorney position, and ordered that documents in her employment record related to the
2
termination of her employment be expunged from the record.1 (No. 3:05-cv-01619-SJM:
ECF No. 81.)
The Department of Justice reinstated Plaintiff in March 2008. (Id. ¶ 5.4.) Plaintiff
maintained that after her reinstatement, the discrimination continued. (Id. ¶¶ 5.8, 5.15,
5.17.) The parties entered into a Stipulation of Compromise Settlement and Release in July
2010, which stipulation resolved matters then outstanding. (ECF No. 44-1.)
Plaintiff filed the instant action on April 13, 2016. According to Plaintiff, she “has
been subjected to ongoing retaliation and disparate treatment, on the part of the current
interim United States Attorney, Rosa Emilia Rodriguez, and her closest associates and
advisors.”2 (Complaint ¶ 1.5.) Plaintiff asserts retaliation based on her prior EEO activity
and based on a more recent appearance as a witness in an EEO proceeding brought by a
coworker. (Id. ¶¶ 1.8 – 1.10.) Plaintiff also alleges a violation of the Rehabilitation Act,
citing adverse employment actions based on medical leave and her need to telework. (Id.
¶¶ 1.6 – 1.7.)
Plaintiff contends that in the four-year period preceding the filing of this action, she
has experienced a number of serious physical ailments and illnesses. (Id. ¶ 6.1.) Plaintiff
alleges that management used her condition to retaliate against her by withholding
1
The Court did not specify the effective date of reinstatement in its order.
According to the complaint, United States Attorney Rodriguez served as Mr. Garcia’s First Assistant
United States Attorney during the time period relevant to the prior action, and succeeded Mr. Garcia
sometime in or around 2006. (Id. ¶¶ 4.7 – 4.8.) Ms. Rodriguez had succeeded to her current position when
the Court issued its order of reinstatement. (Id. ¶ 4.20.)
2
3
authorization to telework and by increasing her work load. (Id. ¶¶ 6.11, 6.13, 6.15.)
Eventually, Plaintiff received permission to telework and was assigned to work on appeals
while teleworking. (Id. ¶¶ 6.20, 6.22.) In this capacity, Plaintiff came under the direct
supervision of Nelson Pérez, Supervisor of the Appellate Division. (Id. ¶ 6.22.)
While she was teleworking for the Appeals Division, Plaintiff received an
evaluation from Mr. Pérez. Mr. Pérez graded Plaintiff as outstanding. (Id. ¶¶ 10.4 – 10.7.)
Plaintiff contends that Jacqueline Novas, an executive assistant within the Office of the
United States Attorney, insisted that Mr. Pérez lower the evaluation. (Id. ¶ 10.8.)
In 2013, another employee filed an EEO complaint. After the employee named
Plaintiff a witness in the EEO proceeding, José Ruiz, Chief of the Criminal Division, issued
to Plaintiff a letter of admonishment for certain conduct. (Id. ¶¶ 7.1 – 7.4.)
In 2014, Jose Capó Iriarte, a supervisor, evaluated Plaintiff’s performance for 2013.
Plaintiff objected to the assessment of her productivity; Plaintiff asserts management’s
review was unreasonable because it considered her sick leave as a negative factor. (Id. ¶¶
8.6 – 8.9.) In 2016, Ms. Rodriguez appointed Mr. Capó to serve as Chief of the Criminal
Division. (Id. ¶ 8.15.)
Plaintiff filed an administrative EEO complaint with the Department of Justice in
2014, in which complaint she alleged disparate treatment and hostile work environment
based on disability, parental status, and EEO retaliation. (Id. ¶ 9.2.) The Department
denied Plaintiff’s complaint in February 2016. (Id. ¶ 9.5.)
In April 2015, Plaintiff, with support from her physician, requested a modified work
assignment to accommodate Plaintiff’s return to work in the office. Among other things,
4
Plaintiff requested a transfer to the Civil Division, which was granted on July 13, 2015.
(Id. ¶¶ 10.10 – 10.15.) After she returned to the office, Plaintiff perceived the work
environment as hostile and that management was unjustifiably critical of her performance.
(Id. ¶ 10.16.) Plaintiff subsequently filed an administrative complaint with the EEO Office
of the Department of Justice, in which complaint she alleged a hostile work environment.
(Id. ¶ 10.21.) In 2016, management excluded Plaintiff from participation in an EARS
review. (Id. ¶¶ 11.2 – 11.3.)
Plaintiff’s Motion to Compel Discovery
In response to Plaintiff’s request for documents, citing the attorney-client and work
product privileges, Defendant objected to the production of some of the documents.
Defendant, however, produced a privilege log in which Defendant identified the withheld
documents. Plaintiff challenges Defendant’s assertion of privilege.
The record before the Court consists of a glossary of names included in Plaintiff’s
motion (ECF No. 31 at 12 – 15),3 158 pages of redacted documents filed as Exhibit I to
3
The individuals identified are as follows:
José Capó – current Chief of the Criminal Division. Previously Plaintiff’s direct supervisor. Mr. Capó
provided a declaration in support of Defendant’s opposition. (ECF No. 44-3.)
Migdalia Carballo – Legal Assistant to the First Assistant. Ms. Carballo is not an attorney.
Maria Dominguez – former First Assistant United States Attorney; left the Office in February 2015.
Ms. Dominguez provided a declaration in support of Defendant’s opposition. (ECF No. 44-2.)
Carole Fernández – the attorney who handled the defense in the prior civil action, then an Assistant
United States Attorney in the Southern District of Florida. Ms. Fernández was also involved with matters
related to Plaintiff’s reinstatement.
Miguel Fernández – Assistant United States Attorney and former chief of the Civil Division.
David Gaouette – Executive Assistant U.S. Attorney, District of Colorado, and leader of the 2016
EARS team. Mr. Gaouette provided a declaration in support of Defendant’s opposition. (ECF No. 44-4.)
Timothy Henwood – current First Assistant U.S. Attorney, District of Puerto Rico. Mr. Henwood
provided a declaration in support of Defendant’s opposition. (ECF No. 44-4.)
Kimya Jones – Senior Legal Counsel in the Office of General Counsel in the Executive Office of U.S.
Attorneys. Ms. Jones provided a declaration in support of Defendant’s opposition. (ECF No. 44-3.)
5
Plaintiff’s motion (ECF No. 31-2), 49 pages of redacted documents filed as Exhibit J to
Plaintiff’s motion (ECF No. 31-3), the exhibits to Defendant’s response in opposition to
the motion (ECF No. 44-1 through 44-4), the parties’ status reports concerning their efforts
to resolve the dispute (ECF Nos. 65 and 66), and Defendant’s post-conference, final
privilege log itemizing 49 documents that remain in dispute (ECF No. 66-1).
Standard of Review
“Parties may obtain discovery regarding any nonprivileged matter that is relevant to
any party’s claim or defense and proportional to the needs of the case.” Fed. R. Civ. P.
26(b)(1).
Additionally, “[i]nformation within the scope of discovery need not be
admissible in evidence to be discoverable.” Id.
The party asserting a privilege to withhold documents responsive to a legitimate
discovery request bears the burden of demonstrating the applicability of the privilege. In
re Grand Jury Subpoena (Mr. S.), 662 F.3d 65, 69 (1st Cir. 2011). The standard requires
Carmen (Pura) López-Gay – Human Resources Specialist; not an attorney. Ms. López provided a
declaration in support of Defendant’s opposition to the motion. (ECF No. 44-2.)
Jacqueline Novas – Executive Assistant United States Attorney in Puerto Rico. Ms. Novas provided a
declaration in support of Defendant’s opposition. (ECF No. 44-3.)
Nelson Pérez – former Chief of Appeals.
Héctor Ramirez – current Civil Chief and plaintiff’s current supervisor. Mr. Ramirez provided a
declaration in support of Defendant’s opposition. (ECF No. 44-4.)
Rosa Emilia Rodríguez – current U.S. Attorney and former First Assistant.
José Ruiz – Senior Litigation Counsel, USAO, District of Puerto Rico, and former Criminal Chief. Mr.
Ruiz provided a declaration in support of Defendant’s opposition. (ECF No. 44-3.)
Kenneth Shaitelman – AUSA and counsel for Defendants.
Jacqueline Schesnol – attorney at the General Counsel’s Office of the Executive Office for the U.S.
Attorneys. Ms. Schesnol provided a declaration in support of Defendant’s opposition. (ECF No. 44-3.)
Jill Weissman – attorney in the Executive Office for the U.S. Attorneys.
Lisa Western – Administrative Officer at the Office of the U.S. Attorney, not an attorney, and
supervisor of the Human Resources specialist, Pura López. Ms. Western provided a declaration in support
of Defendant’s opposition. (ECF No. 44-3.)
6
“sufficient information to allow the court to rule intelligently on the privilege claim.” Marx
v. Kelly, Hart & Hallman, P.C., 929 F.2d 8, 12 (1st Cir. 1991).
Assuming the withholding party makes an adequate showing that the documents in
question are subject to a privilege, the party seeking production may assert that an
exception to the privilege applies under the circumstances. Vicor Corp. v. Vigilant Ins.
Co., 674 F.3d 1, 17 (1st Cir. 2012). Recognizing that a party seeking production often will
not be able to prove an exception to a privilege without having access to the document(s)
in question, a party can request that the court conduct an in camera review in order to insure
the proper balance is struck between one party’s assertion of privilege and another’s need
for relevant documents. Ass’n for Reduction of Violence v. Hall, 734 F.2d 63, 66 (1st Cir.
1984).
“[T]he decision whether to engage in in camera review rests in the sound discretion
of the district court.” United States v. Zolin, 491 U.S. 554, 572 (1989). The standard is
not stringent. Id. If it appears that the asserted privilege “is subject to legitimate dispute,
the desirability of in camera review is heightened.” In re Grand Jury Subpoena (Mr. S.),
662 F.3d at 70. “The interest of the party seeking disclosure tends to be strongest when
the information in question is highly relevant, helpful, and unavailable from other sources.”
Ass’n for Reduction of Violence, 734 F.2d at 66. However, an adequate request for in
camera review requires more than speculative guesswork. Id. For example, in
circumstances where “[c]ommon sense says that a sophisticated employer would invariably
consult closely with legal counsel on [the] matter, and that the line between legal advice
about what to do and business advice about whether to do it is more abstract than concrete,”
7
the proponent of discovery must do more than simply “allege[] that the lawyers were acting
not as lawyers, but as decision-makers on the business side,” U.S. ex rel. Hamrick v.
GlaxoSmithKline LLC, 814 F.3d 10, 17 (1st Cir. 2016), particularly where the employer
has provided a record demonstrating that counsel’s involvement consisted of the provision
of legal advice, rather than the outsourcing of administrative responsibilities.
1. Attorney client privilege
Federal Rule of Evidence 501 defines, in the first instance, the application and scope
of the attorney-client privilege. The Rule provides:
The common law—as interpreted by United States courts in the light of
reason and experience—governs a claim of privilege unless any of the
following provides otherwise:
• the United States Constitution;
• a federal statute; or
• rules prescribed by the Supreme Court.
But in a civil case, state law governs privilege regarding a claim or defense
for which state law supplies the rule of decision.
Fed. R. Evid. 501. As the Rule reflects, where state law applies to the claim or defense,
the privilege would likely be governed by state law. In this action, however, Plaintiff
asserts federal claims.
Because federal law governs, federal common law controls
Defendant’s assertion of the attorney-client privilege. Id.; Marshall v. Spectrum Med.
Grp., 198 F.R.D. 1, 2 (D. Me. 2000).
“The attorney–client privilege is the oldest of the privileges for confidential
communications known to the common law.” Upjohn Co. v. United States, 449 U.S. 383,
8
389 (1981). It is designed to “encourage full and frank communication between attorneys
and their clients and thereby promote broader public interests in the observance of law and
administration of justice.” Id. “By safeguarding communications between attorney and
client, the privilege encourages disclosures that facilitate the client’s compliance with law
and better enable him to present legitimate arguments when litigation arises.” Lluberes v.
Uncommon Prods., LLC, 663 F.3d 6, 23 (1st Cir. 2011). However, “the privilege is not
limitless, and courts must take care to apply it only to the extent necessary to achieve its
underlying goals.” In re Keeper of Records (Grand Jury Subpoena Addressed to XYZ
Corp.), 348 F.3d 16, 22 (1st Cir. 2003). A relatively narrow construction is appropriate
because the privilege “comes with substantial costs and stands as an obstacle of sorts to the
search for truth.” Id.
The elements of the attorney–client privilege are as follows:
(1) Where legal advice of any kind is sought (2) from a professional legal
adviser in his capacity as such, (3) the communications relating to that
purpose, (4) made in confidence (5) by the client, (6) are at his instance
permanently protected (7) from disclosure by himself or by the legal adviser,
(8) except the protection be waived.
Cavallaro, 284 F.3d at 245 (quoting 8 J.H. Wigmore, Evidence § 2292, at 554
(McNaughton rev. 1961)). As the party invoking the privilege, Defendant “must show
both that it applies and that it has not been waived.” Lluberes, 663 F.3d at 24.
2. Work product privilege
“The attorney work-product privilege, codified in Fed. R. Civ. P. 26(b)(3), shields
from disclosure materials prepared by attorneys ‘in anticipation of litigation.’” Autoridad
de Carreteras y Transportacion v. Transcore Atl., Inc., 319 F.R.D. 422, 435 (D.P.R. Dec.
9
2, 2016) (citing Maine v. United States Dep’t of Interior, 298 F.3d 60, 66 (1st Cir. 2002)).
In particular, the privilege protects “the mental impressions, conclusions, opinions, or legal
theories of a party’s attorney or other representative concerning the litigation.” Fed. R.
Civ. P. 26(b)(3)(B).
Under certain circumstances, “documents and tangible things” prepared in
anticipation of litigation may be discovered if they are discoverable generally and if the
party seeking production “shows that it has substantial need for the materials to prepare its
case and cannot, without undue hardship, obtain their substantial equivalent by other
means.” Fed. R. Civ. P. 26(b)(3)(A).
The work product doctrine does not extend to “[m]aterials assembled in the ordinary
course of business, or pursuant to public requirements unrelated to litigation, or for
nonlitigation purposes,” even if the materials were prepared by a lawyer and reflect “legal
thinking.” United States v. Textron Inc. & Subsidiaries, 577 F.3d 21, 30 (1st Cir. 2009)
(quoting Fed. R. Civ. P. 26 advisory comm.’s note (1970)).
Discussion
The Court will address the documents that remain in dispute as reflected by the final
privilege log filed by Defendant.
1.
February 23, 2010, email regarding pay and leave from P. López to C.
Fernández
Bates # 6398
Timely Review of Employee Pay and Leave Documents
Author: Pura López
Recipients: López, Carole Fernández, Miguel Fernández (cc), Jacqueline Novas
(cc), Rosa Emilia Rodriguez (cc), Lisa Western (cc), Maria Dominguez (cc)
10
Defendant contends the document is protected from discovery by the attorney-client
privilege. Plaintiff argues that because the communication relates to an “administrative”
matter, it is not privileged. (Motion at 16.) Ms. López, in her capacity as a human
resources officer, sought advice from Carole Fernández, defense counsel in the prior action,
regarding a legal dispute that resulted from the prior action and Plaintiff’s reinstatement.
(Declaration of Carmen Pura López-Gay ¶ 3.a, ECF No. 44-2.) The recipients of the
communication were Assistant United States Attorneys, except for Ms. Western, who
supervised Ms. López in human resources. Given that the prior action involved Plaintiff’s
employment, the participation of human resources personnel in the defense of the claim
and in the implementation of the remedy was essential to the representation of the
defendants in the prior action. The email thus constitutes a communication between client
representatives and counsel. The Court discerns no reason for in camera inspection, and
denies Plaintiff’s request for an order compelling the production of the document.
2.
April 3 – 4, 2014, emails regarding “unnerving pattern”
Bates # 6417 – 6418
Consultation
Author: Dominguez
Recipients: Jacqueline Schesnol, López (cc), Jose Capó (cc), Jose Ruiz (cc), Novas
(cc)
Bates # 6421 – 6424, 6469 – 6473, 6478 – 6481
Proposed Response to Carmen Márquez Email
Author: Dominguez
Recipients: Schesnol, López (cc), Novas (cc), Capó (cc), Ruiz (cc),
Migdalia Carballo (cc)
Defendant contends the documents are protected from discovery by the attorney-
client privilege. Defendant also cites the work product privilege as to the April 4 email
11
communication. Plaintiff argues the emails are not privileged because Ms. Dominguez,
the First Assistant United States Attorney, consulted Jacqueline Schesnol, an attorney with
the General Counsel’s Office of the Executive Office for the U.S. Attorneys, about an
administrative matter and no litigation was pending at the time. (Motion at 17.) Plaintiff
also argues Defendant has waived any privilege because Defendant has asserted the
reasonableness of the conduct as an affirmative defense. (Id. at 5, 11 – 12, 17.)
Through the emails, Ms. Dominguez seeks legal advice about an email received
from Plaintiff, in which email Plaintiff claimed she was experiencing “an unnerving pattern
of disparate treatment and retaliation” and referenced her prior court case. (Declaration of
Maria Dominguez ¶ 3.a, ECF No. 44-2.) Ms. Schesnol, in her capacity as “duty attorney”
within the General Counsel Office, along with her colleague Kimya Jones, also with the
General Counsel Office, then corresponded with Ms. Dominguez and/or Jacqueline Novas,
the Executive Assistant United States Attorney in Puerto Rico, for the purpose of providing
legal counsel. (Declaration of Jacqueline Schesnol ¶ 7.a.) All the recipients of the email,
including Ms. López (HR) and Migdalia Carballo (non-attorney legal assistant to Ms.
Dominguez) appear to be within the appropriate client group4 and, particularly given the
history of litigation, the communication can fairly be characterized as confidential
communication with counsel.
The communication is thus within the attorney-client
privilege. Lluberes, 663 F.3d at 24 – 25 (“If the communication contains only client
4
Review of a privileged communication by an executive assistant or legal assistant in whom confidence is
bestowed by the client does not result in waiver, and the advice of counsel often is “more significant to
noncontrol group members than to those who officially sanction the advice.” Upjohn Co. v. United States,
449 U.S. 383, 392 (1981). Thus, the fact that a legal assistant or member of human resources had access
to the advice of counsel does not alter the analysis.
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confidences made in pursuit of legal advice—or legal advice based on such client
confidences—that communication, if intended to remain confidential, should be covered
by the privilege, regardless of whether it came from the client, his attorney, or an agent of
either one.”). Given the likelihood of litigation at the time, the April 4 communication is
also potentially within the work product privilege.
Plaintiff contends, however, that Defendant asserted an affirmative defense that
waives any privilege applicable to correspondence between the United States Attorney’s
Office and the General Counsel’s Office that was designed to obtain or provide legal
counsel on human resource matters.
Specifically, Plaintiff cites Defendant’s First
Amended Answer (ECF No. 14), affirmative defense 8:
8. The United States Attorney’s Office (District of Puerto Rico) and the
United States Department of Justice have in place clear and welldisseminated policies against discrimination and retaliation and reasonable
and available procedures for handling complaints thereof, which provide for
prompt and effective responsive action. The United States Attorney’s Office
(District of Puerto Rico) and/or the United States Department of Justice
exercised reasonable care to prevent and to correct promptly any alleged
discriminatory and retaliatory conduct, and Plaintiff unreasonably failed to
take advantage of any preventive or corrective opportunities provided by the
United States Attorney’s Office (District of Puerto Rico) and/or the United
States Department of Justice or to avoid harm otherwise.
In an employment discrimination case, a defendant may waive in whole or in part a
privilege to withhold documents in discovery by raising what is known as the
Faragher/Ellerth defense. The defense applies if the person alleged to have engaged in
unlawful conduct was a supervisor but no “tangible employment action” occurred, and the
employer succeeds in establishing that “(1) the employer exercised reasonable care to
prevent and correct any-harassing behavior and (2) that the plaintiff unreasonably failed to
13
take advantage of the preventive or corrective opportunities that the employer provided.”
Vance v. Ball State Univ., 570 U.S. 421, 424 (2013) (citing Faragher v. City of Boca Raton,
524 U.S. 775, 807 (1998), and Burlington Indus., Inc. v. Ellerth, 524 U.S. 742, 765 (1998)).
In particular, where an employer defends itself based on the reasonableness of its
investigation and response to allegations of unlawful conduct, “the adequacy of the
employer’s investigation becomes critical to the issue of liability,” McGrath v. Nassau Cty.
Health Care Corp., 204 F.R.D. 240, 248 (E.D.N.Y. 2001), and the employer waives “any
privilege that might otherwise apply to documents concerning that investigation.”
Koumoulis v. Indep. Fin. Mktg. Grp., Inc., 295 F.R.D. 28, 41 (E.D.N.Y. 2013), aff'd, 29 F.
Supp. 3d 142 (E.D.N.Y. 2014). See also Walker v. N.H. Admin. Office of the Courts, No.
1:11-cv-00421, 2013 WL 672584, at *6 (D.N.H. Feb. 22, 2013).5
In support of her waiver argument, Plaintiff cites Walker v. County of Contra Costa,
227 F. R. D. 529 (N.D. Cal. 2005). In Walker, the court considered a motion to compel
production of a report prepared by counsel who was hired to investigate and report on the
facts and the merits of the plaintiff’s administrative charge. Id. at 532, 534. The court
rejected the claim of privilege and compelled production of the majority of the report
because the defendants relied on the investigation and report as evidence of the
reasonableness of their response to allegations of employment discrimination. Id. at 535.
For example, counsel’s exchange of emails with managers and human resources personnel in order to
coordinate an investigation or summarize and share investigative findings would not constitute legal advice
and would likely serve only an ordinary business function. However, emails exchanged to gain counsel’s
guidance, where counsel is not placed at the helm of a fact-finding investigation, would be protected absent
express reliance on counsel’s advice to support the Faragher/Ellerth defense. Koumoulis, 295 F.R.D. at
41 – 42; Walker v. N.H. Admin. Office of the Courts, 2013 WL 672584, at *8.
5
14
According to the court: “If Defendants assert as an affirmative defense the adequacy of
their pre-litigation investigation …, then they waive the attorney-client privilege and the
work product doctrine with respect to documents reflecting that investigation.”
Id.
However, because the defendants did not rely on counsel’s “legal analysis of the adequacy
of Defendants’ investigation,” the court did not order production of counsel’s findings and
conclusions at the conclusion of the report. Id. Similarly, the court ordered production of
a report prepared by a human resources officer at the direction of counsel, because the
defendants cited the report as evidence of the reasonableness of their response to a charge
of discrimination, and because the report did not contain the mental impressions, opinions
or legal theories of an attorney. Id. at 536.
Unlike in Walker, in this case, supervisory managers forwarded Plaintiff’s
allegations of unlawful conduct to general counsel to obtain contemporaneous advice on
the matter. The emails cannot fairly be described as a report of investigation or as evidence
Defendant would rely on in an attempt to prove the reasonableness of their management of
the issues regarding Plaintiff.
Defendant does not rely on the content of the
communications with Ms. Schesnol or the fact that she was consulted to support the
reasonableness of its actions. That is, although Defendant relies on the representatives’
alleged reasonable care to prevent and correct any alleged discriminatory or retaliatory
conduct, Defendant does not cite the advice of counsel to support its defense. See, e.g., In
re Itron, Inc., ___ F.3d ___, No. 17-60733, 2018 WL 1001545, at *4 (5th Cir. Feb. 21,
2018) (“This holding aligns with the numerous cases across jurisdictions finding waiver
when a client asserts reliance on an attorney’s advice as an element of a claim or defense,
15
and the many dozens of cases finding no waiver when no such reliance has occurred.”
(quotation marks and citation omitted, collecting cases in footnotes)); U.S. Fire Ins. Co. v.
Asbestospray, Inc., 182 F.3d 201, 212 (3d Cir. 1999) (advice of counsel not placed in issue
merely by client’s assertion that its conduct was reasonable); Williams v. Sprint/United
Mgmt. Co., 464 F. Supp. 2d 1100, 1107 – 1108 (D. Kan. 2006); Weinberg v. William Blair
& Co., LLC, No. 1:12-cv-09846, 2014 WL 2699714, at *1 (N.D. Ill. June 13, 2014) (citing
Dexia Credit Local v. Rogan, 231 F.R.D. 268, 275 (N.D. Ill. 2004) (“[T]he party to whom
the privilege belongs must affirmatively put at issue the specific communication, document
or information to which the privilege attaches.”)); Frazier v. Bd. of Cty. Comm’rs of Cty.
of Arapahoe, No. 1:08-cv-02730, 2010 WL 447785, at *2 – 3 (D. Colo. Feb. 3, 2010),
objections overruled, 2010 WL 11553297 (D. Colo. June 24, 2010).
Because Defendant does not point to the advice of counsel, or the participation of
the General Counsel’s Office to support Defendant’s assertion of reasonable care,
Defendant has not waived the attorney-client privilege or work product privilege.
Furthermore, the record lacks any information to suggest that the General Counsel’s Office
conducted a fact-finding investigation for Defendant.6
Plaintiff also argues that counsel in the General Counsel’s Office have
administrative support and oversight duties and are not necessarily providing legal advice
when they are consulted about an employee matter that could later result in litigation.
6
Defendant has disavowed reliance on the advice of counsel to support its Faragher/Ellerth defense. In
the event Defendant later relies on the fact that members of management looked to counsel for advice
regarding Plaintiff’s concerns, Plaintiff can ask the Court to revisit the issue.
16
Plaintiff maintains that communications regarding counsel’s administrative responsibilities
are not protected by the attorney-client privilege.
The attorney-client privilege protects confidential communication seeking and
providing “legal advice of any kind … from a professional legal adviser in [her] capacity
as such.” Cavallaro, 284 F.3d at 245. The mere fact that an employment matter could be
labeled “administrative” as well as “legal” is not dispositive. In re Kellogg Brown & Root,
Inc., 756 F.3d 754, 759 (D.C. Cir. 2014). In this case, the record contains no evidence that
would support a finding that the General Counsel’s Office was involved administratively,
or evidence that contradicts the assertion that the General Counsel was consulted for legal
advice. To the contrary, the nature of the parties’ relationship, the issues generated by
Plaintiff’s complaints, and the timing of the communications all support the conclusion
that the communications are within the attorney-client privilege. The Court discerns no
reason for an in camera review of the documents, and denies Plaintiff’s request for an order
compelling the production of the documents.
3.
April 7, 2014, email concerning recent evaluation
Bates # 4279, 6430
Consultation re: Carmen Márquez
Author: Novas
Recipients: Kimya Jones, Ruiz (cc), Dominguez (cc)
Ms. Novas, in her capacity as Executive Assistant United States Attorney, sought
legal advice from Kimya Jones, Senior Legal Counsel, Office of General Counsel.
(Declaration of Jacqueline Novas, ¶ 3.a, ECF No. 44-3.)
17
Defendant contends the document is protected from discovery by the attorney-client
privilege.
Plaintiff reiterates her contention that General Counsel was acting as a
consultant in an administrative capacity, and that the Faragher/Ellerth defense waives any
privilege that might otherwise apply. (Motion at 17.)
Given the history of employment-related litigation involving Plaintiff, the decision
to seek legal advice under the circumstances is understandable. In addition, as explained
above, Plaintiff’s argument regarding the Faragher/Ellerth defense is unavailing. The
Court discerns no reason for an in camera review of the documents, and denies Plaintiff’s
request for an order compelling the production of the documents.
4.
April 9 – 10, 2014, emails concerning “unnerving pattern”
Bates # 6431 – 6436, 6468 – 6469, 6477 – 6478
RE: Proposed Response to Carmen Márquez Email
Bates # 4701 – 4702, 4707 – 4708, 4713, 6438 – 6439, 6444 – 6445, 6450
Re: Response to Your Email
Bates # 6452
RE: Response to Your Email
Authors: Dominguez, Jones
Recipients: Jones, Dominguez, Novas (cc), Ruiz (cc), Schesnol (cc)
The communications relate to an email authored by Plaintiff, in which Plaintiff
asserted, among other things, that there existed “an unnerving pattern of disparate treatment
and retaliation,” and in which emails Plaintiff referenced her prior court case. The April
10, 2014, log entry also notes that Plaintiff’s response informed Defendant that “both I and
my attorney know the EEO address and how to proceed.”
18
Defendant contends the documents are protected from discovery by the attorneyclient and work product privileges. Plaintiff argues one of the authors, Ms. Jones, Senior
Legal Counsel in the Office of General Counsel in the Executive Office of U.S. Attorneys,
was acting as an administrator and that Defendant waived any privilege based on the
Faragher/Ellerth affirmative defense. (Motion at 17 – 18.) Ms. Jones provided legal
advice to Ms. Dominguez regarding the response to Plaintiff’s communication, which
communication appeared to be a precursor to litigation. (Declaration of Maria Dominguez
¶ 3.a, ECF No. 44-2; Declaration of Kimya Jones ¶ 5, ECF No. 44-3.)
Given the history of employment-related litigation involving Plaintiff, Defendant’s
consultation with counsel is understandable. In fact, given the likelihood of litigation at
the time, the communications are also potentially within the work product privilege. The
Court discerns no reason for an in camera review of the documents, and denies Plaintiff’s
request for an order compelling the production of the documents.
5.
May 19 – 23, 2014, emails concerning hostile work environment
Bates # 3114, 4718
RE: Reconsideration of evaluation rating given for Productivity in 2013
Author of redacted portion: unknown
Recipient: unknown
Bates # 6459 – 6460
Fwd: Reconsideration of evaluation rating given for Productivity in 2013
Author: Dominguez
Recipients: Jones, Novas (cc)
Bates # 6465 – 6466, ECF No. 31-2
RE: Carmen Márquez
Authors: Schesnol, Dominguez
Recipients: Dominguez, Schesnol, Novas (cc)
19
Bates # 6467, 6476
RE: Proposed Response to Carmen Márquez Email
Authors: Schesnol, Dominguez
Recipients: Dominguez, Schesnol
Defendant contends the documents are protected from discovery by the attorneyclient privilege. Plaintiff argues that Ms. Dominguez sought administrative advice, in part
based on the fact that Ms. Novas was included among the recipients, and that a privilege
cannot apply to advice on administrative matters. (Motion at 18.) The communications
involve Ms. Schesnol’s legal advice regarding an email in which Plaintiff alleged, among
other things, disparate treatment and a hostile work environment.
(Declaration of
Jacqueline Schesnol ¶ 7.b.)
Given the history of employment-related litigation involving Plaintiff and because,
as discussed above, Plaintiff’s argument that the consultation was on an administrative,
non-legal, matter fails, most of the email communications are within the attorney-client
privilege. Because documents with Bates # 3114 and 4718 lack any information, including
the authors, from which the Court could determine whether a privilege applies, Defendant
shall submit the documents to the Court for an in camera review.
6.
June 24, 2014, emails concerning productivity rating
Bates # 6484
FW: Performance Appraisal for 2013
Author: Schesnol, Dominguez
Recipients: Dominguez, Schesnol, Novas (cc)
Defendant contends the documents are protected from discovery by the attorney-
client privilege. Plaintiff argues the attorney-client privilege does not apply because
“General Counsel’s Office is offering administrative advice.” (Motion at 18.) The email
20
communication chain reflects that Ms. Dominguez forwarded a letter authored by Plaintiff
to Ms. Schesnol and Ms. Novas, and that Ms. Schesnol responded shortly thereafter.
While the email exchange could involve legal advice regarding Plaintiff’s challenge
to the ability of a manager to review her productivity rating, because none of the
declarations filed by Defendant appears to address the purpose of the email exchange,
Defendant shall submit the email communications to the Court for an in camera review.
7.
July 23, 2014, emails concerning admonishment
Bates # 4235, 6486, 6493 – 6498
RE: CM Admon Letter.docx
Authors: Dominguez, Schesnol
Recipients: Schesnol, Dominguez, Carballo (cc), Novas (cc), Ruiz (cc), López (cc),
Pura (cc)
Bates # 6503 – 6504
Authors: said to be Dominguez and/or Ruiz
Recipients: said to be Ruiz and/or Dominguez
Defendant contends the documents are protected from discovery by the attorney-
client privilege. Defendant also maintains that the email authored by Ms. Dominguez and
sent to José Ruiz, senior litigation counsel with the United States Attorney’s Office, is
within the work product privilege. Defendant describes the documents as (1) an email
chain to counsel providing legal advice regarding the proposed letter of admonishment,
and (2) an attachment to the email containing legal advice from counsel regarding the
proposed letter of admonishment. Plaintiff argues that “[t]he giving of the admonishment
letter was an administrative decision … [s]upposedly based on legitimate criteria” and
therefore should not be privileged. (Motion at 19.)
21
In July 2014, Ms. Dominguez sought legal advice from Ms. Schesnol after Ms.
Dominguez and Mr. Ruiz determined it would be appropriate to admonish Plaintiff for
certain conduct. (Declaration of Maria Dominguez ¶ 3.c, ECF No. 44-2; Declaration of
Jacqueline Schesnol ¶ 7.c, ECF No. 44-3.) Mr. Ruiz issued the letter of admonishment on
July 24, 2014. (Declaration of José Ruiz ¶ 2, ECF No. 44-3.) Ms. Schesnol also provided
advice on subsequent occasions, based on Plaintiff’s response. (Declaration of Jacqueline
Schesnol ¶ 7.c.) In effect, the record reflects that managers wanted to admonish Plaintiff
for certain conduct, but sought the advice of counsel before acting and after receiving
Plaintiff’s response.
Upon review of the record, the Court is satisfied that most of the communications
are within the attorney-client privilege and that an in camera review is not required.
Because document Bates # 6503 – 6504 does not appear to include Ms. Schesnol, however,
the Court is uncertain whether the attorney-client privilege applies to the document.
Defendant, therefore, shall submit document Bates # 6503 – 6504 to the Court for an in
camera review.
8.
July 24 – 25, 2014, emails concerning disappearance of cell phone
Bates # 3122 – 3123,
Fwd: disappearance of Cellular phone as part of pattern of retaliation
Author: Dominguez
Recipient: Novas
Bates # 6507 – 6508, 6510
Fwd:/RE: disappearance of Cellular phone as part of pattern of retaliation
Authors: Ruiz, Schesnol
Recipients: Schesnol, Ruiz, Rodriguez (cc), Dominguez (cc), Capó (cc), Novas (cc),
López (cc)
22
Bates # 6512 – 6513
Fwd:/RE: disappearance of Cellular phone as part of pattern of retaliation
Authors: Rodriguez,
Recipients: Dominguez, Ruiz (cc), Schesnol (cc)
(Forwarding Schesnol – Ruiz emails (above), as well as Rodriguez and Dominguez
authored content)
Bates # 6839 – 6840 (not included in the record)
Defendant contends the documents are protected from discovery by the attorneyclient privilege. The day after Mr. Ruiz issued the letter of admonishment discussed above,
Plaintiff sent an email to Mr. Ruiz and others suggesting that someone in the office had
taken her cell phone in an act of retaliation. Mr. Ruiz sought advice from Ms. Schesnol
and they copied other office managers in their email correspondence. (Declaration of José
Ruiz ¶¶ 2 – 3; Declaration of Jacqueline Schesnol ¶ 7.c.) Ms. Rodriguez and Ms.
Dominguez each authored an email on the topic, and included managers and Ms. Schesnol,
as recipients.
Upon review of the record, the Court is satisfied that most of the communications
are within the attorney-client privilege and that an in camera review is not required. The
Court, however, is uncertain as to the nature of documents Bates # 3122 – 3123 and 6512
– 6513. Defendant shall submit the documents to the Court for an in camera review.
The Court has been unable to locate in the record documents with Bates # 6582 and
higher. The Court thus denies without prejudice Plaintiff’s request for an order compelling
production of Bates # 6839 – 40.
9.
July 30 – 31, 2014, emails concerning Pérez / Reyes EEO
Bates # 3125 – 3126
Re: Carmen Márquez
23
Authors: Rodriguez
Recipients: Novas, Dominguez (cc)
Bates # 4231
RE: Carmen Márquez
Authors: Schesnol, Dominguez
Recipients: Dominguez, Schesnol, Novas (cc)
Bates # 4719, 6516, 6517, 6519
Re: Carmen Márquez
Authors: Dominguez, Sofia Haque (USAEO)7, Novas, Schesnol
Recipients: Schesnol, Novas, Haque, Dominguez
Defendant contends the documents are protected from discovery by the attorneyclient privilege. The communications concern a report by Nelson Pérez (Appellate Chief)
that someone told management that Mr. Pérez helped another employee with the
employee’s EEO complaint. Ms. Dominguez sought Ms. Schesnol’s advice on the matter.
(Declaration of Maria Dominguez ¶ 3.d; Declaration of Jacqueline Schesnol ¶ 7.d.)
Upon review of the record, the Court is satisfied that most of the communications
are within the attorney-client privilege and that an in camera review is not required. The
Court, however, is uncertain as to the nature of documents Bates # 3125 – 3126. Defendant
shall submit the documents to the Court for an in camera review.
10.
October 29 – November 19, 2014, emails concerning litigation hold and EEO
Bates # 3141 – 3142
Fwd: Carmen Márquez
Bates # 3153 – 3154
Re: Carmen Márquez
Author: Dominguez
Recipients: Novas, Rodriguez
7
On July 31, 2014, Sofia Haque, a colleague of Ms. Schesnol, took responsibility for responding to the
latest inquiry regarding Plaintiff. Bates # 4719, 6516.
24
Bates # 3150A – 3151
Fwd: AMENDED LITIGATION HOLD NOTICE
Author: Héctor Ramirez, Assistant U.S. Attorney, Litigation Hold Coordinator
Recipients: Dominguez
Draft amended litigation hold notice (redacted)
Bates # 3152
Re: AMENDED LITIGATION HOLD NOTICE
Draft amended litigation hold notice (redacted)
Bates # 4720 – 4722
RE: Carmen Márquez
Draft litigation hold notice (redacted)
Bates # 6521 – 6522
Fwd: Carmen Márquez
Authors: Schesnol, Dominguez
Recipients: Dominguez, Novas
Bates # 6523 – 6526
Litigation Hold Implementation; Complainant Carmen Márquez
Author: Ramirez
Instruction concerning implementation of litigation hold (redacted)
Bates # 6527 – 6531
AMENDED LITIGATION HOLD NOTICE – AUSA CARMEN MÁRQUEZ
Author: Ramirez
Recipient: Ramirez
Bates # 6532 – 6539
RE: Litigation Hold
Authors: Schesnol, Ramirez
Recipients: Ramirez, Schesnol, Novas (cc), Dominguez (cc)
Bates # 6543 – 6544
Re: AMENDED LITIGATION HOLD NOTICE
Authors: Ramirez, Schesnol
Recipients: Schesnol, Dominguez, Haque (cc)
Defendant contends the documents are protected from discovery by the attorneyclient privilege. Defendant also maintains that the original and amended litigation hold
25
notices and Ms. Schesnol’s related advice are within the work product privilege. Plaintiff
argues Defendant was essentially required to issue a litigation hold and, therefore, the
litigation hold and communications related to it are not privileged. Plaintiff also argues
the privilege was waived because the hold notice must have been widely distributed.
(Motion at 20 – 21.)
A review of the record reveals that Ms. Schesnol contacted Mr. Ramirez on
November 4, 2014, and advised him regarding the creation and dissemination of a litigation
hold for Plaintiff’s case, following Plaintiff’s commencement of EEO proceedings. Ms.
Schesnol also provided Mr. Ramirez a draft litigation hold notice. Mr. Ramirez then issued
a notice to members of the United States Attorney’s Office. On November 12, 2014, Ms.
Schesnol advised Mr. Ramirez to issue an amended notice and provided him a draft, after
Plaintiff filed her EEO complaint. Mr. Ramirez issued an amended notice on November
13. As reflected in the unredacted portion of the subject emails, Plaintiff sent an email to
Mr. Ramirez on November 19, 2014, advising that she believed he had a conflict of interest.
Mr. Ramirez forwarded the email to Ms. Schesnol and sought her legal advice on the
matter. (Declaration of Jacqueline Schesnol ¶ 7.e.)
The litigation hold notices are within the attorney-client and work product
privileges. Muro v. Target Corp., 250 F.R.D. 350, 360 (N.D. Ill. 2007); Gibson v. Ford
Motor Co., 510 F. Supp. 2d 1116, 1123 – 24 (N.D. Ga. 2007); Mcdevitt v. Verizon Servs.
Corp., No. 2:14-cv-04125, 2016 WL 1072903, at *1 (E.D. Pa. Feb. 22, 2016), report and
recommendation adopted, 2016 WL 1056702 (E.D. Pa. Mar. 17, 2016). To determine,
26
however, whether there is any basis for Plaintiff’s waiver claim, Defendant shall submit
the documents to the Court for an in camera review.
11.
March 25, 2015, emails concerning contacts with Plaintiff during EEO
investigation
Bates # 3878, 6548 – 6550
RE: Carmen Márquez
Authors: Schesnol, Pérez, Capó
Recipients: Capó, Pérez, Schesnol
Ms. Schesnol provided advice regarding contacts with Plaintiff as Plaintiff’s EEO
case proceeded. Ms. Schesnol’s advice resulted in additional email correspondence with
Mr. Capó and Mr. Pérez. (Declaration of Jacqueline Schesnol ¶ 7.g.) Both Mr. Pérez and
Mr. Capó had supervisory involvement with Plaintiff.
Defendant contends the documents are protected by the attorney-client privilege.
Plaintiff argues that “the chain … was sent, evidently unsolicited, to a wide array of
employees.” (Motion at 22.) Based on the record, the Court is satisfied that Ms. Schesnol’s
advice regarding contact with Plaintiff during the EEO process is within the attorney-client
privilege. The Court also does not believe the involvement of Mr. Capó and Mr. Pérez
constitutes a waiver of the privilege. The Court thus discerns no reason for an in camera
review of the documents, and denies Plaintiff’s request for an order compelling the
production of the documents.
12.
April 14 – 15, 2015, emails concerning reasonable accommodation
Bates # 4270 – 4271, 4272, 4274 – 4275, 6551, 6552 – 6553, 6555 – 6556
RE: Request for reasonable accommodation
Authors: Western, Novas, Schesnol, Timothy Henwood
Recipients: López, Schesnol, Western, Novas (cc), Rodriguez (cc), Henwood (cc)
27
Defendant contends the documents are protected from discovery by the attorneyclient privilege, and that certain documents are also within the work product privilege.
Plaintiff argues the documents are not privileged because the involvement of the General
Counsel’s Office in the response to a request for accommodation is not case specific, but
is based on a general advisory bulletin that encourages U.S. Attorney’s Offices “to contact
the General Counsel’s Office to help navigate the steps and decisions that need to be made
during the process.” (Motion at 22, citing U.S. Attorney’s Bulletin 55:3.)
On April 14, 2015, Ms. López emailed Ms. Schesnol seeking legal advice on a
request for accommodation submitted by Plaintiff.
Ms. Schesnol provided advice.
(Declaration of Jacqueline Schesnol ¶ 7.h.)
Ms. Schesnol’s advice regarding the response to Plaintiff’s request for
accommodation is within the attorney-client privilege. Plaintiff has not identified any
evidence to suggest that the General Counsel’s Office assumed decision-making authority
for the U.S. Attorney’s Office, and any information inconsistent with Ms. Schesnol’s
declaration. The Court thus discerns no reason for an in camera review of the documents,
and denies Plaintiff’s request for an order compelling the production of the documents.
13.
May 20, 2015, note to file
Bates # 4221 – 4222, 6560 – 6561
The documents consist of two pages of hand-written notes from a conference among
office managers to discuss Plaintiff’s accommodation request. The Court cannot determine
from the current record whether a privilege protects the entirety of the documents from
28
discovery. Defendant, therefore, shall submit the documents to the Court for an in camera
review.
14.
May 22, 2015, and June 2, 2015, emails on request for accommodation
Bates # 4263, 6558, 6842
RE: Request for Reasonable Accommodation
Authors: Schesnol, López
Recipients: López, Schesnol, Western (cc), Novas (cc)
Bates # 4261, 6562
RE: Reasonable Accommodation Request Carmen Márquez
Authors: Western, Schesnol
Recipients: Schesnol, Western, Novas (cc), López (cc), Ramirez (cc)
Defendant contends the documents are protected from discovery by the attorney-
client privilege and that certain documents are also within the work product privilege. The
communications are directed to or authored by Ms. Schesnol and relate to requests for legal
advice regarding Plaintiff’s request for accommodation. (Declaration of Jacqueline
Schesnol ¶ 7.h.) Ms. Schesnol’s advice concerning Plaintiff’s request for accommodation
is within the attorney-client privilege. The Court thus discerns no reason for an in camera
review of the documents, and denies Plaintiff’s request for an order compelling the
production of the documents.
Because the Court has been unable to locate in the record a document with Bates #
6842, the Court denies without prejudice Plaintiff’s motion to compel production of Bates
# 6842.
15.
July 31, 2015, email concerning meeting with Plaintiff
Bates # 4250, 6565, 6844
RE: Meeting on July 17, 2015 – Memo
Author: Schesnol
29
Recipient: Rodriguez, Novas
Ms. Schesnol asserts that the documents relate her observations or advice regarding
Mr. Pérez’s report of his meeting with Plaintiff. (Declaration of Jacqueline Schesnol ¶ 7.i.)
Defendant contends the documents are protected from discovery by the attorney-client
privilege. The redacted communication is authored by Ms. Schesnol and relates legal
advice regarding a potential disciplinary matter involving an employee engaged in
litigation against the United States Attorney’s Office. (Declaration of Jacqueline Schesnol
¶ 7.h.) The Court is satisfied that the document is within the attorney-client privilege, and
discerns no reason for an in camera review. The Court thus denies Plaintiff’s request for
an order compelling the production of the documents.
16.
January 28, 2016, file entry concerning EARS
Bates # 6569
Author: David Gaouette
Defendant contends the document is protected from discovery by the attorney-client
privilege. The Court cannot determine based on the current record whether the privilege
applies to all or any portion of the document. Defendant, therefore, shall submit the
document to the Court for an in camera review.
17.
Additional documents
According to Defendant’s final privilege log, a number of additional documents
remain in dispute.8 The documents, however, do not appear to be part of the current record.
8
The documents in question are identified as January 11, 2016, email concerning interview of Plaintiff,
Bates # 6582; February 2008, emails concerning background investigation, Bates # 6582, 6583, 6585 –
6586, 6852; November 19, 2007, email concerning salary determination, Bates # 6587; November 15 – 16,
2007, emails concerning 2008 EARS evaluation, Bates # 6588 – 6589; October 19, 2007, email concerning
30
To the extent Plaintiff seeks the production of the documents, Plaintiff can file a separate
motion with copies of the redacted documents for the Court’s review.
Conclusion
Based on the foregoing analysis, the Court grants in part and denies in part
Plaintiff’s Motion for In Camera Review of Documents and Request to Compel Production
of Documents as to Which Privilege is Asserted. (ECF No. 31.) On or before March 28,
2018, Defendant shall submit for the Court’s in camera review the documents identified
herein as warranting an in camera review by the Court. The Court otherwise denies
Plaintiff’s motion to compel.
NOTICE
Any objections to this Decision and Order shall be filed in accordance with Federal
Rule of Civil Procedure 72.
/s/ John C. Nivison
U.S. Magistrate Judge
Dated this 15th day of March, 2018.
reinstatement, Bates # 6591; July 2 – 3, 2007, emails concerning post-judgment issues, Bates # 6593 –
6594; March 25, 2008, fax concerning eQIP, Bates# 6595 – 6596; February 27 – 28 and March 6 & 10,
2008, emails on post-judgment Issues, Bates # 6602, 6603 – 6604, 6856 – 6857; April 11, 2008, emails
concerning death penalty matter, Bates # 6830, 6831, 6833, 6858.
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