Scipio v. Commissioner of the Social Security Administration
Filing
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ORDER ADOPTING 26 REPORT AND RECOMMENDATIONS, the Commissioner's decision is reversed and remanded for further administrative action. Signed by Honorable Joseph F Anderson, Jr on 3/22/2012. (ydav, )
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF SOUTH CAROLINA
Patricia B. Scipio,
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Plaintiff,
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v.
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)
Michael J. Astrue, Commissioner of
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Social Security,
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Defendant.
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___________________________________ )
C/A No. 1:10-2550-JFA-SVH
ORDER
The plaintiff, Patricia B. Scipio, brings this action pursuant to 42 U.S.C. §
405(g) to obtain judicial review of a final decision of the Commissioner of Social
Security (Commissioner) denying her claim for disability insurance benefits (DIB)
and supplemental security income (SSI) under Titles II and XVI of the Social Security
Act, 42 U.S.C. §§ 401–433, 1381–1383c.
The Magistrate Judge assigned to this action1 has prepared a Report and
Recommendation wherein she suggests that the Commissioner’s decision should be
reversed and remanded for further evaluation. The Report sets forth in detail the
relevant facts and standards of law on this matter, and the court incorporates such
without a recitation.
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The Magistrate Judge’s review is made in accordance with 28 U.S.C. § 636(b)(1)(B) and Local Civil Rule 73.02. The
Magistrate Judge makes only a recommendation to this court. The recommendation has no presumptive weight, and the
responsibility to make a final determination remains with the court. Mathews v. Weber, 423 U.S. 261 (1976). The court
is charged with making a de novo determination of those portions of the Report to which specific objection is made and
the court may accept, reject, or modify, in whole or in part, the recommendation of the Magistrate Judge, or recommit
the matter to the Magistrate Judge with instructions. 28 U.S.C. § 636(b)(1).
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The parties were advised of their right to submit objections to the Report and
Recommendation which was filed on December 22, 2011. The Commissioner has
filed objections to the Report and the plaintiff has replied thereto.
PROCEDURAL HISTORY
The plaintiff alleges disability as of January 21, 2005 based on her limited
ability to use the right side of her body, walking difficulties, inability to lift or carry,
headaches, and body pains. She was 48 years old at the time of her alleged onset of
disability. The plaintiff has a high school education, with past relevant work as an
accounting tech.
The plaintiff’s application was denied initially and on reconsideration, and the
Administrative Law Judge (ALJ) issued an unfavorable decision on July 28, 2009,
finding that plaintiff was not disabled.
STANDARD OF REVIEW
The role of the federal judiciary in the administrative scheme established by the
Social Security Act is narrowly tailored “to determining whether the findings are
supported by substantial evidence and whether the correct law was applied.” Walls v.
Barnhart, 296 F.3d 287, 290 (4th Cir. 2002). Section 205(g) of the Act provides,
“[t]he findings of the Commissioner of Social Security, as to any fact, if supported by
substantial evidence, shall be conclusive. . .” 42 U.S.C. § 405(g). The phrase
“substantial evidence” is defined as:
evidence which a reasoning mind would accept as sufficient to support
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a particular conclusion. It consists of more than a mere scintilla of
evidence but may be somewhat less than a preponderance. If there is
evidence to justify a refusal to direct a verdict were the case before a
jury, then there is ‘substantial evidence.’
Shively v. Heckler, 739 F.2d 987, 989 (4th Cir.1984) (quoting Laws v. Celebrezze, 368
F.2d 640, 642 (4th Cir.1966)). In assessing whether there is substantial evidence, the
reviewing court should not “undertake to re-weigh conflicting evidence, make
credibility determinations, or substitute [its] judgment for that of” the agency. Mastro
v. Apfel, 270 F.3d 171, 176 (4th Cir. 2001) (alteration in original).
The Commissioner is charged with determining the existence of a disability.
The Social Security Act, 42 U.S.C. §§ 301–1399, defines “disability” as the “inability
to engage in any substantial gainful activity by reason of any medically determinable
physical or mental impairment which can be expected to result in death or which has
lasted or can be expected to last for a continuous period of not less than 12 months.”
42 U.S.C. § 423(d)(1)(A) (2004).
This determination of a claimant’s disability status involves the following
five-step inquiry: whether (1) the claimant is engaged in substantial activity; (2) the
claimant has a medical impairment, or combination of impairments, that are severe;
(3) the claimant’s medical impairment meets or exceeds the severity of one of the
impairments listed in Appendix I of 20 C.F.R. Part 404, subpart P; (4) the claimant
can perform his or her past relevant work; and (5) the claimant can perform other
specified types of work. Johnson v. Barnhart, 434 F.3d 650, 654 n.1 (4th Cir. 2005)
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(citing 20 C.F.R. § 404.1520(a)(4)(i)–(v) (2005)).
If the claimant fails to establish any of the first four steps, review does not
proceed to the next step. See Hunter v. Sullivan, 993 F.2d 31, 35 (4th Cir. 1993). The
burden of production and proof remains with the claimant through the fourth step.
However, if the claimant successfully reaches step five, then the burden shifts to the
Commissioner to provide evidence of a significant number of jobs in the national
economy that a claimant could perform.
See Walls, 296 F.3d at 290. This
determination requires a consideration of “whether the claimant is able to perform
other work considering both his remaining physical and mental capacities (defined as
residual functional capacity) and his vocational capabilities (age, education, and past
work experience) to adjust to a new job.” Hall v. Harris, 658 F.2d 260, 264-65 (4th
Cir. 1981). If the claimant is found to have the ability to adjust to other work, the
Commissioner will not find him disabled. 20 C.F.R. § 404.1520(g)(2).
DISCUSSION
The ALJ’s Findings
The ALJ found that Plaintiff had severe impairments of depression and
residuals of right lower extremity fractures (after being hit by a car while riding her
bicycle) and open repair surgery for right rotator cuff tear, but that her impairments
did not meet or equal any impairment in the Listings. The ALJ also found that the
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plaintiff had the RFC for light work with certain limitations.2
The Plaintiff’s Claims
The plaintiff contends that the ALJ erred by failing to: (1) give appropriate
weight to the opinions of the two treating physicians and the two consultative
examining physicians, all of whom concluded that plaintiff was unable to work; (2)
fully develop the record regarding issues on which he placed great importance; (3)
consider whether plaintiff was disabled on her 50th birthday or experienced a closed
period of disability following her accident; (4) explain his rationale for his
inconsistent findings; and (5) address the effect of plaintiff’s decreased grip strength,
her medication, and her long work history.
The Commissioner contends that the ALJ’s decision is supported by substantial
evidence and free of legal error.
The Magistrate Judge’s Report and Recommendation
On issue (4) regarding restriction to light work, the Magistrate Judge opines that
the Commissioner’s decision should be reversed and remanded because the ALJ does
not address (nor does he offer support for) how his this limitation to light work
(including standing and/or walking no more than six hours of an eight-hour day) is
[S]he is restricted to performance of simple, routine tasks in a supervised environment with no
required interaction with the public or “team”-type interaction with co-workers. She should only
occasionally stoop, twist, crouch, kneel, crawl, balance, climb, or work overhead with her right
dominant arm. She should not be required to use foot pedals or other controls with the right lower
extremity and should avoid hazards such as unprotected heights, vibration, and dangerous
machinery.
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consistent with Dr. Dawson’s finding that long walking would cause plaintiff pain.
The Magistrate Judge notes in her Report that Dr. Dawson, one of plaintiff’s
treating physicians whose opinion the ALJ afforded significant weight, found that
plaintiff could be in pain from long walking. Moreover, none of the treating,
examining, or consulting physicians found that plaintiff could walk for long periods
without significant pain. Thus, the Magistrate Judge recommends reversal so that the
ALJ can provide support for his conclusion that light work, with a limit of 6 hours
standing/or walking in an eight-hour day is sufficient.
As to the issue of whether plaintiff was disabled as of her 50th birthday, the
Magistrate Judge recommends, and this court agrees, that the Commissioner should
determine on remand whether the plaintiff was disabled on her 50th birthday. The
Magistrate Judge also concludes that the evidence in the record does not indicate that
a closed period of disability was appropriate.
As to the other claims of ALJ error with regard to weight of treating physicians,
and the effect of plaintiff’s grip strength, medication and work history, the Magistrate
Judge finds that the ALJ did not err and that the ALJ provided substantial evidence
in support of his decision.
Finally, the Magistrate Judge opines that the ALJ was not required to more fully
develop the record.
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DISCUSSION
Although this court may make a de novo review of the Magistrate Judge’s
recommendation and specific objections thereto, this court’s judicial review of the
Commissioner’s final decision is limited to considering whether the Commissioner’s
decision is supported by substantial evidence and whether the conclusions in the
decision are legally correct under controlling law.
The Commissioner’s Objections to the Magistrate Judge's Report
The Commissioner generally objects to the Magistrate Judge’s suggestion of
remand because of the Magistrate Judge’s finding that the ALJ’s RFC assessment is
not supported by substantial evidence and free of reversible legal error.
In her reply to the Commissioner’s objection, the plaintiff reiterates her claim
that she cannot stand for six hours in a workday and that the ALJ must set forth his
reasoning for his RFC determination. As the undersigned agrees with the Magistrate
Judge’s conclusion of remand, the Commissioner’s objection is overruled.
CONCLUSION
It is the duty of the ALJ reviewing the case, and not the responsibility of the
courts, to make findings of fact and resolve conflicts in the evidence. This court’s
scope of review is limited to the determination of whether the findings of the
Commissioner are supported by substantial evidence taking the record as a whole,
Craig v. Chater, 76 F.3d 585, 589 (4th Cir. 1996), and whether the correct law was
applied,” Walls v. Barnhart, 296 F.3d 287, 290 (4th Cir. 2002).
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After a careful review of the record, including the findings of the ALJ, the
briefs from the plaintiff and the Commissioner, the Magistrate Judge’s Report, and the
Commissioner objections thereto, this court adopts the Magistrate Judge’s Report and
Recommendation.
Accordingly, the Commissioner’s decision is reversed and
remanded to the Commission for further administrative action as set out in this order
and the Report and Recommendation.
IT IS SO ORDERED.
March 22, 2012
Columbia, South Carolina
Joseph F. Anderson, Jr.
United States District Judge
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