Kirtman v. Helbig et al
Filing
143
ORDER RULING ON REPORT AND RECOMMENDATION for 130 Report and Recommendation, 85 Motion for Summary Judgment filed by Warden Cruz, Warden Landford, Hospital Administrator Whitehurst, SIA Stivers, Chaplain Helbig. Defendants Motion for Summary Judgment is granted and this case is dismissed in its entirety. Signed by Honorable A Marvin Quattlebaum, Jr on 7/27/18. (swel, )
UNITED STATES DISTRICT COURT
DISTRICT OF SOUTH CAROLINA
FLORENCE DIVISION
Derrick E. Kirtman,
Civil Action No.: 4:16-cv-2839-AMQ
)
)
Plaintiff, )
vs.
)
)
)
Chaplain Helbig, S.I.A. Stivers, Warden )
Cruz, Assistant Hospital Administrator
)
Whitehurst, and Assistant Warden
)
Landford,
)
Defendants. )
_______________________________
)
ORDER AND OPINION
Plaintiff, Derrick E. Kirtman (“Plaintiff”), a federal prisoner who is proceeding pro se,
brings this civil rights action under Bivens v. Six Unknown Named Agents of Federal Bureau of
Narcotics, 403 U.S. 388 (1971). Plaintiff’s complaint initially alleged Defendants Chaplain
Helbig, S.I.A. Stivers, Warden Cruz, Assistant Hospital Administrator Whitehurst, and Assistant
Warden Landford (“Defendants”), as well as other defendants from California who are no longer
parties, violated his First Amendment right to exercise his religious beliefs, his right to file
grievances without being retaliated against by prison officials, and his right to not be placed in
segregation and transferred as a means of retaliation for filing grievances. He further alleged that
Defendants violated Plaintiff’s Eighth Amendment rights, through deliberate indifference to his
medical needs, by denying or delaying his medications and surgeries. (ECF No. 1.)
In accordance with 28 U.S.C. § 636(b)(1) and Local Civil Rule 73.02 D.S.C., this matter
was referred to United States Magistrate Judge Thomas E. Rogers for pretrial handling. The
Magistrate Judge prepared a thorough Report and Recommendation (“Report”) which
1
recommends that Defendants’ Motion for Summary Judgment (ECF No. 85) be granted and this
case dismissed in its entirety. (ECF No. 130.) For the reasons set forth herein, the Court adopts
the Report and Defendants’ Motion for Summary Judgment (ECF No. 85) is GRANTED.
BACKGROUND AND PROCEDURAL HISTORY
The Report sets forth in detail the relevant facts and standards of law. The Court
incorporates those facts and standards and summarizes below only in relevant part.
Plaintiff
filed his complaint on August 11, 2016. (ECF No. 1.) The Court previously entered an order
adopting a Report and Recommendation of the Magistrate Judge which dismissed Plaintiff’s
First Amendment religious freedom claims and several defendants from California. (ECF No.
47.) Therefore, the claims remaining in this matter are for an alleged denial of Plaintiff’s First
Amendment right to file grievances without retaliation and for violation of his Eighth
Amendment right to medical treatment based on alleged deliberate indifference. Likewise, the
remaining Defendants are Helbig, Stivers, Cruz, Whitehurst and Landford.
These Defendants
brought a Motion for Summary Judgment on these claims on June 9, 2017. (ECF No. 85.)
Plaintiff filed a Response in Opposition to the Motion for Summary Judgment on December 4,
2017. (ECF No. 116.)
The moving Defendants filed a Reply in Opposition to Plaintiff’s
response to Defendants’ Motion for Summary Judgment on December 22, 2017 (ECF No. 125),
and Plaintiff filed a Sur-reply on January 16, 2018. (ECF No. 126.)
On January 26, 2018, the Magistrate Judge issued his Report recommending that the
Motion for Summary Judgment be granted and this case dismissed in its entirety. (ECF No. 130.)
Plaintiff was advised of his right to file “specific written objections” to the Report “within
fourteen (14) days of the date of service” of the Report. (ECF No. 130-1.) The Clerk’s office
received Plaintiff’s objections on February 20, 2018. (ECF No. 133.) Defendants filed a response
to Plaintiff’s objections on March 5, 2018. (ECF No. 135.) Plaintiff filed a reply to Defendants’
2
response on March 19, 2018. (ECF No. 138.) With replies and responses filed, the Motion and
the Report are ripe for review.
STANDARD OF REVIEW
The Magistrate Judge makes only a recommendation to this Court. The recommendation
has no presumptive weight. The responsibility for making a final determination remains with
this Court. Mathews v. Weber, 423 U.S. 261, 270 (1976). The Court is charged with making a
de novo determination of any portions of the Report to which a specific objection is made. The
Court may accept, reject, or modify, in whole or in part, the recommendation made by the
Magistrate Judge or may recommit the matter to the Magistrate Judge with instructions. See 28
U.S.C. § 636(b)(1). The timely filing of objections to a magistrate judge’s recommendation is
necessary to preserve appellate review of the substance of that recommendation when the parties
have been warned that failure to object will waive appellate review. Wright v. Collins, 766 F.2d
841, 845-46 (4th Cir.1985); see also Bruce v. Attorney Gen. of State of S.C., 35 F.3d 555 (4th
Cir. 1994)(unpublished decision). Absent a timely, specific objection—or as to those portions of
the Report to which no specific objection is made—this Court “must ‘only satisfy itself that there
is no clear error on the face of the record in order to accept the recommendation.’” Diamond v.
Colonial Life & Accident Ins. Co., 416 F.3d 310, 315 (4th Cir. 2005) (quoting Fed. R. Civ. P. 72
advisory committee’s note).
ANALYSIS AND DISCUSSION
In his Report, the Magistrate Judge first acknowledged that Plaintiff’s constitutional
violation claims against agents of the federal government fall under the Supreme Court case
Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics, 403 U.S. 388 (1971) to
the extent that Bivens and its progeny allow for such claims.
3
(ECF No. 130 at 5.)
As
acknowledged by the Magistrate Judge, there are limited instances “in which the Court has
approved of an implied damages remedy under the Constitution itself.” (ECF No. 130 at 5). The
Magistrate Judge gave careful attention to the recent Supreme Court decision in Ziglar v. Abbasi,
137 S. Ct. 1843, 1855 (2017), whereby the Supreme Court emphasized that expanding the Bivens
remedy is disfavored, and further highlighted the “special factors” a court must perform to
determine whether a Bivens action should be available in a new context. (ECF No. 130 at 6.)
In light of Bivens and its progeny, the Magistrate Judge first gave specific and careful
consideration to Plaintiff’s First Amendment retaliation claim. The Magistrate Judge highlighted
several cases across the country whereby federal courts have expressly declined to recognize a
Bivens claim in the First Amendment retaliation context, particularly in light of Ziglar.1 (ECF
No. 130 at 8-9.)
The Magistrate Judge recommended that this Court decline to extend the
Bivens remedy to Plaintiff’s First Amendment retaliation claim.
The Magistrate Judge also addressed Plaintiff’s medical indifference claim, first finding
that a Bivens remedy does not extend to individuals such as Defendant Whitehurst who is a
commander in the United States Public Health Services (“PHS”). (ECF No. 130 at 10.) The
Magistrate Judge then addressed the merits of Plaintiff’s Eighth Amendment claim against nonmedical personnel Defendants Helbig, Stivers, Cruz and Langford. (ECF No. 130 at 11.)
In
view of the record, the Magistrate Judge concluded that the medical records failed to indicate any
involvement of Stivers, Cruz or Langford in the decisions regarding Plaintiff’s medical treatment
1
The Magistrate Judge also noted the Fourth Circuit decision in Tobey v. Jones, 706 F.3d 379
(4th Cir. 2013) which concerned a potential Bivens First Amendment claim brought by an airline
passenger against Transportation Security Administration (“TSA”) officials. The Fourth Circuit
Court of Appeals held that the complaint raised a plausible First Amendment retaliation claim
sufficient to survive a qualified immunity-based 12(b)(6) motion to dismiss. The Magistrate
Judge determined that the Fourth Circuit, however, assumed a Bivens claim for First Amendment
retaliation was proper, but did not perform the Supreme Court’s “special factors analysis.”
4
(ECF No. 130 at 15.) The Magistrate Judge specifically noted that Plaintiff made no specific
allegations against Helbig with respect to his medical treatment. (ECF No. 130 at 12.)
Accordingly, the Magistrate Judge recommends that Defendants’ Motion for Summary Judgment
be granted as to this claim, having concluded that Plaintiff failed to present sufficient evidence to
satisfy the high and exacting deliberate indifference standard.
Plaintiff filed objections to the Magistrate Judge’s recommendation. As an initial matter,
Plaintiff objects generally to the recommendation that Defendants’ Motion for Summary
Judgment be granted, and also maintains that the Report fails to “address the gravity of the
entirety of the situation.” (ECF No. 133 at 1.) The Court find that these objections are the sort
of “general and conclusory objections that do not direct the court to a specific error in the
magistrate’s proposed findings and recommendations.” Orpiano v. Johnson, 687 F.2d 44, 47 (4th
Cir. 1982). These general objections are, therefore, overruled.
Plaintiff makes additional objections concerning the Magistrate Judge’s treatment of facts
in the record concerning retaliatory placement and conduct. (ECF No. 133 at 2, 6-7.) Plaintiff
also contends that the Report fails to address the absence of any remedy for a “clear violation of
constitutional rights.” (ECF No. 133 at 2, 4-5.)
He asserts that Defendants are not entitled to
qualified immunity, rendering summary dismissal improper. (ECF No. 133 at 2-3.) Plaintiff then
makes several “factual objections” to the Report concerning his medical records. (ECF No. 33 at
5-7.)
The Court has given careful consideration to Plaintiff’s objections, but does not find that
Plaintiff’s objections point to any facts or authority that would undermine the Magistrate Judge’s
analysis or recommendation. Further, the Court has not found any such facts or authority in its de
novo review of the record. The Court agrees with the Magistrate Judge that summary judgment is
5
appropriate on these claims for the reasons set forth herein and in the Report. Accordingly,
Plaintiff’s objections are overruled.
I.
OBJECTIONS
CLAIM
CONCERNING
FIRST
AMENDMENT
RETALIATION
As to Plaintiff’s objections concerning his First Amendment retaliation claim, the Court
finds that the Magistrate Judge correctly concluded that Congress and the courts have not
expanded the Bivens remedy to include First Amendment retaliation claims. The Magistrate
Judge correctly analyzed the Supreme Court’s decision in Ziglar v. Abbasi, which controls the
Court’s consideration of Plaintiff’s claims. In Ziglar, the Supreme Court thoroughly detailed the
history of Bivens. In Bivens, the Court held that even in the absence of statutory authorization, it
would enforce a damages remedy in a narrow context to compensate persons injured by federal
officers who violated the prohibition against unreasonable search and seizures. 2 See Ziglar v.
Abbasi, 137 S. Ct. 1843, 1854 (2017).
As Ziglar details, the Supreme Court has only recognized an implied cause of action in
two other cases involving other constitutional violations. Those cases are Davis v. Passman, 442
U.S. 228 (1979) (Fifth Amendment Due Process Clause provided remedy for gender
discrimination) and Carlson v. Green, 446 U.S. 14 (1980)(Eighth Amendment Cruel and
Unusual Punishment Clause). Thus, three cases— Bivens, Davis and Carlson— represent the
only instances where the Supreme Court has approved an implied damages remedy under the
Constitution itself. Id. at 1855.
In Ziglar, the Supreme Court expressed significant caution regarding the creation of
implied causes of action to enforce the Constitution. Ziglar, 137 S. Ct. at 1857 (internal citation
2
Of note, Congress did not create an analogous statute for federal officials similar to 42 U.S.C. §
1983, which entitles an injured person to money damages if a state official violates his or her
constitutional rights.
6
omitted). Further, the Court “has made clear that expanding the Bivens remedy is now a
‘disfavored’ judicial activity.” Id. For instance, the Court expressly declined to create an implied
damages remedy in a First Amendment suit against a federal employer in Bush v. Lucas, 462
U.S. 367 (1983). There, the Court indicated that it was convinced that “Congress is in a better
position to decide whether or not the public interest would be served by creating it.” Bush v.
Lucas, 462 U.S. 367, 390 (1983).
Ziglar makes very clear that a Bivens remedy will not be available if there are “special
factors counselling hesitation in the absence of affirmative action by Congress.” Ziglar, 137 S.
Ct. at 1857 (quoting Carlson v. Green, 446 U.S. 14, 18 (1980)(internal quotations omitted). The
Supreme Court laid out the “special factors” to be considered. It concluded that the relevant
inquiry “must concentrate on whether the Judiciary is well suited, absent congressional action or
instruction, to consider and weigh the costs and benefits of allowing a damages action to
proceed.” Id. at 1857–58; see also Hernandez v. Mesa, 137 S. Ct. 2003, 2006 (2017)(remanding
matter to the Court of Appeals for further proceedings in consideration of the reasoning and
analysis of Ziglar v. Abbasi and to allow the parties to brief and argue its significance).
Ziglar also sets out the test this Court must apply to analyze whether Plaintiff’s Bivens
claim may proceed.
First, the Court must determine whether this case is “different in a
meaningful way from previous Bivens cases decided by [the] Court.” Ziglar, 137 S. Ct. at 1859.
If so, the context is new and the Court must then apply a “special factors analysis” before
allowing a damage suit to proceed. Id. at 1860.
Ziglar provides a non-exhaustive list of
differences that are meaningful enough to make a context new, i.e., “the constitutional right at
issue; the generality or specificity of the official action; . . . or the presence of potential special
factors that previous Bivens cases did not consider.” Id. at 1860.
7
The Court will first consider whether Plaintiff’s First Amendment retaliation claim is
meaningfully different from other cases where the Supreme Court has afforded Bivens remedies.
As noted above, to date, the Supreme Court has only recognized a Bivens remedy in the context
of the Fourth, Fifth and Eighth Amendments. With the case law in view, the Court finds that
Plaintiff’s First Amendment retaliation claim is unlike the Fourth Amendment unreasonable
seizure claim at issue in Bivens, the gender discrimination claim in Davis or the deliberate
indifference claim in Carlson.
The Court notes that the Supreme Court has assumed in some
instances that a Bivens remedy is available in the First Amendment claim. See Wood v. Moss,
134 S. Ct. 2056, 2066 (2014) (acknowledging that the Supreme Court has “several times
assumed without deciding that Bivens extends to First Amendment claims.”); Ashcroft v. Iqbal,
556 U.S. 662, 675 (2009) (assuming, without deciding, that a free exercise claim was available
because the issue was not raised on appeal, but noting that the reluctance to extend Bivens
“might well have disposed of respondent’s First Amendment claim of religious discrimination”).
However, it has not taken the affirmative step of recognizing one. Indeed, the Supreme Court has
indicated that “[it] has never held that Bivens extends to First Amendment claims.” Reichle v.
Howards, 566 U.S. 658, 663, 132 S. Ct. 2088, 2093 n.4 (2012).
The Court has also considered the Fourth Circuit’s decision in Tobey v. Jones, 706 F.3d
379 (4th Cir. 2013). As noted in footnote one above, that decision involved a potential Bivens
First Amendment retaliation claim brought by an airline passenger against the TSA. The Fourth
Circuit held that the complaint pled a plausible First Amendment claim sufficient to satisfy a
qualified immunity-based 12(b)(6) motion to dismiss. However, the decision appears to assume
such a claim was proper instead of deciding the ultimate fate of the claim under Bivens. Further,
because Tobey was decided before Ziglar, the Fourth Circuit did not evaluate the propriety of
8
such a claim using the Ziglar “special factors analysis.” For those reasons, the Court does not
believe that Tobey constitutes binding precedent on the issue of whether a Bivens claim for First
Amendment retaliation is proper. Thus, considering the foregoing, the Court finds the context
Plaintiff’s claim is new. Accordingly, the Court must apply the “special factors analysis” to
determine if any factors counsel hesitation in implying a Bivens remedy.
Turning to the “special factors analysis,” this Court must consider whether “the Judiciary
is well suited, absent congressional action or instruction, to consider and weigh the costs and
benefits of allowing a damages action to proceed.” Ziglar, 137 S.Ct. at 1857–58. Specially, the
“decision to recognize a damages remedy requires an assessment of its impact on governmental
operations systemwide” and the “projected costs and consequences to the Government itself”
when the legal system is used to “bring about the proper formulation and implementation of
public policies.” Id. at 1858. To that end, “if there is an alternative remedial structure present in
a certain case, that alone may limit the power of the Judiciary to infer a new Bivens cause of
action.” Id. The Court has clearly expressed its “general reluctance to extend judicially created
private rights of action.” Jesner v. Arab Bank, PLC, 138 S. Ct. 1386 (2018).
Plaintiff’s objection argues there is an absence of any remedy for a violation of his
constitutional rights. However, Defendants’ Motion for Summary Judgment details the Bureau
of Prisons administrative grievance process and the informal resolution process available to
Plaintiff.
(ECF No. 85 at 6-9.) Further, the Magistrate Judge addressed the Prison Litigation
Reform Act (“PLRA”), Pub. L. No. 104-134, 110 Stat. 1321 (codified as amended at 42 U.S.C. §
1997 e (a) (1996)), in his Report. The Magistrate Judge notes that the PLRA indicates
Congress’s efforts to address and remedy matters of prisoner abuse through the exhaustion
provisions. See Jones v. Bock, 549 U.S. 199, 211 (2007) (“There is no question that exhaustion
9
is mandatory under the PLRA and that unexhausted claims cannot be brought in court”); see also
Corr. Serves. Corp. v. Malesko, 534 U.S. 61, 74 (2001).
Significantly, the fact that Congress has addressed the general area at issue with
Plaintiff’s claim and not elected to enact a remedy is revealing. “Legislative action suggesting
that Congress does not want a damages remedy is itself a factor counseling hesitation.” See
Ziglar, 137 S. Ct. at 1865. Congress’s action in this area in light of the PLRA and otherwise not
only demonstrates the existence of alternative remedies, but also causes pause for the judicial
creation of additional damage remedies. Id.
“In sum, if there are sound reasons to think that
Congress might doubt the efficacy or necessity of a damages remedy as part of the system for
enforcing the law and correcting a wrong, the courts must refrain from creating the remedy in
order to respect the role of Congress in determining the nature and extent of federal-court
jurisdiction under Article III.” Id. at 1858.
Having conducted the “special factors analysis,” the Court concludes that Plaintiff does
have other avenues for relief, and there are significant economic and governmental concerns with
recognizing an implied cause of action in this instance. For these reasons and for the reasons set
forth in the Report, the Court overrules Plaintiff’s objections and declines to find an implied
Bivens cause of action for Plaintiff’s First Amendment retaliation claim. Accordingly, the Court
need not further entertain Plaintiff’s objections concerning the factual support for such a First
Amendment retaliation claim and the Magistrate Judge’s consideration of the same.
The
treatment, recitation and analysis of the facts was proper in light of the applicable law which
forecloses such a claim at this time.
10
II.
OBJECTIONS CONCERNING DELIBERATE INDIFFERENCE CLAIM
Plaintiff has also generally raised some objections about the Magistrate Judge’s Report
concerning his Eighth Amendment deliberate indifference claim and the analysis of the facts and
medical evidence in the record regarding his conditions. (ECF No. 133 at 5-7.) The Court will
first evaluate this claim and Plaintiff’s objections under Ziglar. The Magistrate Judge correctly
found that Plaintiff’s medical indifference claim would be allowed to proceed under Carlson
with respect to Defendants Helbig, Stivers, Cruz and Langford. As noted above, Carlson
provides a remedy for claims of deliberate indifference to serious medical needs under the Eighth
Amendment. Therefore, the Court need not conduct a “special factors analysis” before
addressing the merits of the claim. The Magistrate Judge also correctly found that a Bivens
remedy does not extend to Defendant Whitehurst who is an officer of the United States Public
Health Services based on the Supreme Court’s decision in Hui v. Castaneda, 559 U.S. 799, 806
(2010). (ECF No. 130 at 10.) Thus, Plaintiff’s Eighth Amendment claim against Defendant
Whitehurst is easily dismissed as a matter of law.
Although Plaintiff can maintain a deliberate indifference claim as to Defendants other
than Whitehurst, Plaintiff’s objections do not allege any new facts which show that the moving
Defendants acted with deliberate indifference to Plaintiff’s medical needs. Non-medical prison
employees can be found to have acted with deliberate indifference by “intentionally denying or
delaying access to medical care or intentionally interfering with the treatment once prescribed.”
Estelle v. Gamble, 429 U.S. 97, 104–05 (1976). Under the “high ‘deliberate indifference’
standard, even subjective knowledge of [prisoner’s] medical needs is not enough; the officers
must have actually known that their response was inadequate to address those needs…” Iko v.
11
Shreve, 535 F.3d 225, 242 (4th Cir. 2008). Further, non-medical prison personnel are entitled to
rely on the expertise of health care providers. Id.
Besides conclusory statements and hypotheticals, Plaintiff did not allege any facts to
show that these non-medical personnel Defendants, i.e., Helbig, Stivers, Cruz and Langford had
actual or constructive knowledge of any risk of constitutional injury, that these Defendants
demonstrated deliberate indifference to that risk, or that the actions of these Defendants were
causally related to any injury suffered by him. Thus, even after drawing all inferences in a light
most favorable to Plaintiff, as this Court must do, the Court finds that the Magistrate Judge was
correct in his conclusion that Plaintiff’s response to the Motion for Summary Judgment and the
evidence in the record fails to create a genuine issue of fact as to whether Defendants Helbig,
Stivers, Cruz and Langford violated Plaintiff’s Eighth Amendment constitutional rights with
respect to the medical treatment of Plaintiff’s injuries.
III.
OBJECTION CONCERNING QUALIFIED IMMUNITY
Last, although the Magistrate Judge did not address Defendants’ qualified immunity
argument, Plaintiff asserts that Defendants are not subject to qualified immunity (ECF No. 133 at
2.) Because the Magistrate Judge did not recommend granting Defendants summary judgment
based on qualified immunity, this “objection” to the Report is misplaced and is thus overruled.
CONCLUSION
Having conducted a de novo review of the record in this case, the Court agrees with the
thorough and well-reasoned analysis of the Magistrate Judge.
The parties’ objections are
overruled, and the Report is adopted and incorporated herein by reference to the extent not
inconsistent with this Order. Accordingly, for the reasons set forth herein and in the Magistrate
12
Judge’s Report, Defendants’ Motion for Summary Judgment is granted and this case is dismissed
in its entirety.
IT IS SO ORDERED.
/s/ A. Marvin Quattlebaum, Jr.
United States District Judge
July 27, 2018
Greenville, South Carolina
13
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?