Miller v. Commissioner of Social Security Administration
Filing
39
ORDER RULING ON REPORT AND RECOMMENDATION adopting 30 Report and Recommendation and affirming the final decision of the Commissioner denying Plaintiff's claim for Disability Insurance Benefits. Signed by Honorable J Michelle Childs on 9/30/2014. (asni, )
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF SOUTH CAROLINA
GREENVILLE DIVISION
Scott Alan Miller,
)
)
Plaintiff,
)
)
v.
)
)
Carolyn W. Colvin, Acting Commissioner )
of Social Security Administration1,
)
)
Defendant.
)
___________________________________ )
Civil Action No. 6:13-cv-00165-JMC
ORDER AND OPINION
Plaintiff Scott Alan Miller (“Plaintiff”) filed this action seeking judicial review of the
final decision of the Commissioner of the Social Security Administration (the “Commissioner”)
pursuant to 42 U.S.C. §§ 405(g) and 1383(c)(3). This matter is before the court for review of the
Report and Recommendation of United States Magistrate Judge Kevin F. McDonald, issued in
accordance with 28 U.S.C. § 636(b)(1)(B) and Local Rule 73.02(B)(2)(a) D.S.C. (ECF No. 30.)
The Magistrate Judge recommended affirming the Commissioner’s final decision
denying Plaintiff’s claim for Disability Insurance Benefits (“DIB”). (Id. at 31.) Plaintiff timely
filed objections to the Magistrate Judge’s recommendation. (ECF No. 32.) For the reasons set
forth below, the court ACCEPTS the recommendation of the Magistrate Judge and AFFIRMS
the Commissioner’s final decision.
I.
RELEVANT FACTUAL AND PROCEDURAL BACKGROUND
A thorough recitation of the relevant factual and procedural background of this matter is
discussed in the Report and Recommendation. (See ECF No. 30 at 6–22.) The court concludes,
1
Carolyn W. Colvin became the Acting Commissioner of Social Security on February 14, 2013.
Pursuant to Fed. R. Civ. P. 25(d), Carolyn W. Colvin is substituted for Commissioner Michael J.
Astrue as Defendant in this lawsuit.
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upon its own careful review of the record, that the Magistrate Judge’s factual and procedural
summation is accurate and incorporates it by reference. The court will only reference herein
facts pertinent to the analysis of Plaintiff’s claims.
Plaintiff was born on November 6, 1964 and is presently forty-nine (49) years old. (ECF
No. 12-5 at 21.) Plaintiff has a twelfth grade education and past relevant work experience as a
handyman and receiving clerk. (ECF No. 13-3 at 15.) He filed an application for DIB on
October 16, 2007, alleging disability since August 17, 2006, due to heel fractures, cervical and
lumbar spine problems, arthritis, headaches, depression, anxiety, and insomnia. (ECF No. 12-5
at 21; see also ECF No. 12-4 at 24.) Plaintiff’s application was denied initially and upon
reconsideration on June 6, 2008.
(ECF No. 12-4 at 22–24.)
Plaintiff then requested an
administrative hearing on August 5, 2008. (Id. at 28.) On August 18, 2009, Plaintiff had a
hearing before an Administrative Law Judge (“ALJ”), who found on March 11, 2010, that
Plaintiff was not under a disability as defined by the Social Security Act (“SSA”) because he was
capable of “making a successful adjustment to other work that exists in significant numbers in
the national economy.” (ECF No. 12-2 at 26, 32.) Thereafter, the Appeals Council denied
Plaintiff’s request for review on November 18, 2010, making the ALJ’s decision the final
decision of the Commissioner for purposes of judicial review. (Id. at 2.)
Subsequently, on January 18, 2011, Plaintiff commenced an action in the United
States District Court for the District of South Carolina pursuant to 42 U.S.C. §§ 405(g) and
1383(c)(3) to obtain judicial review of the Commissioner’s final decision denying Plaintiff’s
claim for DIB. (ECF No. 1 (Docket No. 6:11-cv-00141-JMC).) On March 28, 2012, the court
reversed the Commissioner’s final decision denying Plaintiff’s claim for DIB and remanded the
case for further proceedings. (ECF No. 25 (Docket No. 6:11-cv-00141-JMC).)
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On remand, the ALJ’s decision was vacated and a new hearing was held on June 26,
2012. (ECF No. 13-3 at 18.) Thereafter, on September 18, 2012, the ALJ found that Plaintiff
was not under a disability as defined by the SSA because he was capable of “making a successful
adjustment to other work that existed in significant numbers in the national economy.” (Id. at
16–17.)
On January 16, 2013, Plaintiff commenced a second action in this court pursuant to 42
U.S.C. §§ 405(g) and 1383(c)(3) to obtain judicial review of the Commissioner’s final decision
denying Plaintiff’s claim for DIB. (ECF No. 1.) On March 11, 2014, the Magistrate Judge
issued his recommendation that the Commissioner’s final decision denying Plaintiff’s claim for
DIB be affirmed. (ECF No. 30.) Plaintiff filed timely objections to the Magistrate Judge’s
recommendation on March 27, 2014. (ECF No. 32.) The Commissioner filed a response to
Plaintiff’s objections on April 14, 2014. (ECF No. 33.)
II.
A.
LEGAL STANDARD AND ANALYSIS
The Magistrate Judge’s Report and Recommendation
The magistrate judge makes only a recommendation to this court. The recommendation
has no presumptive weight. The responsibility to make a final determination remains with this
court. See Mathews v. Weber, 423 U.S. 261, 270-71 (1976). The court reviews de novo only
those portions of a magistrate judge’s report and recommendation to which specific objections
are filed, and reviews those portions which are not objected to - including those portions to
which only “general and conclusory” objections have been made - for clear error. Diamond v.
Colonial Life & Acc. Ins. Co., 416 F.3d 310, 315 (4th Cir. 2005); Camby v. Davis, 718 F.2d 198,
200 (4th Cir. 1983); Orpiano v. Johnson, 687 F.2d 44, 47 (4th Cir. 1982). The court may accept,
reject, or modify, in whole or in part, the recommendation of the magistrate judge or recommit
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the matter with instructions. See 28 U.S.C. § 636(b)(1).
B.
The Court’s Standard of Review
The role of the federal judiciary in the administrative scheme established by the Social
Security Act is a limited one.
Section 405(g) of the Act provides, “the findings of the
Commissioner of Social Security as to any fact, if supported by substantial evidence, shall be
conclusive . . . .” 42 U.S.C. § 405(g). “Substantial evidence has been defined innumerable times
as more than a scintilla, but less than a preponderance.” Thomas v. Celebrezze, 331 F.2d 541,
543 (4th Cir. 1964). This standard precludes a de novo review of the factual circumstances that
substitutes the court’s findings for those of the Commissioner. See Vitek v. Finch, 438 F.2d
1157 (4th Cir. 1971). The court must uphold the Commissioner’s decision as long as it is
supported by substantial evidence. See Blalock v. Richardson, 483 F.2d 773, 775 (4th Cir.
1972). “From this it does not follow, however, that the findings of the administrative agency are
to be mechanically accepted. The statutorily granted right of review contemplates more than an
uncritical rubber stamping of the administrative agency.” Flack v. Cohen, 413 F.2d 278, 279
(4th Cir. 1969). “[T]he courts must not abdicate their responsibility to give careful scrutiny to
the whole record to assure that there is a sound foundation for the [Commissioner’s] findings,
and that this conclusion is rational.” Vitek, 438 F.2d at 1157–58.
C.
The Magistrate Judge’s Report and Recommendation
In the thoroughly prepared Report and Recommendation, the Magistrate Judge, after
providing an exhaustive review of Plaintiff’s medical history, found that the ALJ appropriately
considered the combined effect of Plaintiff’s multiple impairments at step three (3) of the
sequential evaluation process. (ECF No. 30 at 23.) Specifically, the Magistrate Judge observed
that the ALJ “considered Listings 1.02, 1.04, 1.06, 12.04, 12.06, and 12.10 [at step three (3)] and
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found that the plaintiff did not have an impairment or combination of impairments that met or
medically equaled these Listings.” (Id. at 24 (citing ECF No. 13-3 at 8–11).) The Magistrate
Judge further observed that “[c]ontrary to the plaintiff’s argument, the ALJ expressly ‘considered
the combined effects of the claimant’s impairments, both severe and non-severe,’ in assessing
whether the plaintiff was presumptively disabled under the Listings.” (Id. (citing ECF No. 13-3
at 11).)
The Magistrate Judge also found that substantial evidence supported the ALJ’s
assessment of Plaintiff’s creditability in “that while the plaintiff’s medically determinable
impairments could reasonably be expected to cause some of his alleged symptoms, his
statements concerning the intensity, persistence, and limiting effects of the symptoms were not
credible to the extent they were inconsistent with the RFC assessment.” (Id. at 28 (citing ECF
No. 13-3 at 12).) In support of this finding, the Magistrate Judge noted that while the ALJ did
find that Plaintiff was extremely limited such that he could not perform a full range of light
work, “there still existed a significant number of jobs in the national economy that the plaintiff
remained capable of performing.” (Id. at 28–29.)
Finally, the Magistrate Judge determined that substantial evidence supported the ALJ’s
assessment of (1) the weight given to the opinions of Plaintiff’s treating physicians and (2)
Plaintiff’s residual functional capacity (“RFC”). In this regard, the Magistrate Judge agreed with
the ALJ giving “very limited weight” to the opinion of Dr. Mark Beale2 and little weight to the
2 Mark
Beale, M.D., began seeing Plaintiff in November 2003 for medication management.
(ECF No. 13-2 at 46.) On February 18, 2009, Dr. Beale opined that Plaintiff “is unable to work
due to pain and depression and side effects of medications which he will need chronically.” (Id.)
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opinion of Dr. Greg Niemer3. (Id. at 30–31.) Specifically, the Magistrate Judge agreed with the
ALJ that (1) Dr. Beale failed to “identify any specific side effect from the plaintiff’s medications,
and he did not explain how the plaintiff’s chronic need for medications resulted in any persistent,
work-related functional limitations”; and (2) Dr. Niemer’s opinion was “without definition
regarding functional capacity” and “was contrary to the plaintiff's reports to Dr. Robinson4 that
he could perform basic activities of daily living without significant difficulties.” (Id. (citing ECF
No. 13-3 at 14).) The Magistrate Judge further agreed with the ALJ’s assessment of Plaintiff’s
RFC based on “plaintiff’s testimony that he could lift 20 pounds and had no difficulty using his
hands; examination findings . . . showing the plaintiff had 5/5 motor strength in his upper and
lower extremities with slightly decreased sensation and good range of motion in his left hip and
ankle; . . . .” (Id. at 31.)
Based on the foregoing, the Magistrate Judge concluded that the Commissioner’s
decision is based upon substantial evidence and should be affirmed by this court. (Id.)
D.
Plaintiff’s Objections and the Commissioner’s Response
Plaintiff contends that his objections support reviewing “anew the disputed factual and
legal issues raised by the appeal.”
(ECF No. 32 at 1.)
Objections to the Report and
Recommendation must be specific. See U.S. v. Schronce, 727 F.2d 91, 94 & n.4 (4th Cir. 1984)
3 Greg
W. Niemer, M.D., first examined Plaintiff on February 9, 2009. (ECF No. 13-2 at 53.)
On June 21, 2010, Dr. Niemer opined that Plaintiff’s chronic fibromyalgia “worsens the severity
of his daily pain, and greatly affects his daily activities.” (ECF No. 13-8 at 8.)
4 David
W. Robinson, M.D., performed a consultative independent medical evaluation of
Plaintiff on February 22, 2011. (ECF No. 13-8 at 67–76.) Dr. Robinson opined that Plaintiff did
not have limitations “in vision, hearing, or speech” and “can perform probably light and
infrequent lifting and carrying.” (Id. at 73.) Dr. Robinson further opined that Plaintiff “has
limitations in his ability to stand and walk for moderate to long distances” and is not a good
candidate “for heavier lifting and frequent lifting or pulling activities” or “for driving and
traveling for occupational activities.” (Id.)
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(failure to file specific objections constitutes a waiver of a party’s right to further judicial review,
including appellate review, if the recommendation is accepted by the district judge); see also
Camby, 718 F.2d at 199 (in the absence of specific objections to the Report of the magistrate
judge, this court is not required to give any explanation for adopting the recommendation).
Plaintiff first objects to the Report and Recommendation to the extent the Magistrate
Judge “bases his approval of the ALJ’s decision on ‘objective medical evidence’ or ‘other record
evidence.’” (ECF No. 32 at 1.) Accordingly, Plaintiff asserts that if the Magistrate Judge’s
recommendation is based on a more detailed or expansive reading of the facts than the ALJ’s
decision, then the court should reject the recommendation. (Id. at 1–2.)
Plaintiff next objects to the Magistrate Judge’s failure to address the ALJ’s substandard
analysis of the combined impact of Plaintiff’s “multiple severe and non-severe impairments.”
(Id. at 2.) Plaintiff specifies that “[t]he ALJ did not undertake a ‘combination of impairments
analysis’ - he simply made a variety of remarks, including that the Plaintiff’s medical conditions
had not killed him, caused end stage organ damage, hospitalization, or chronic care, and that he
could perform some activities of daily living - none of which had anything to do with the
cumulative effect of his multiple impairments on his ability to work.” (Id.) The ALJ further did
not “properly analyze whether the combined effects of those impairments equaled a listing in
severity, even though they may not have fulfilled every requirement of any one particular
listing.” (Id.)
Plaintiff’s third objection is to the Magistrate Judge’s failure to address the ALJ’s
lackluster credibility determination. (Id. at 3.) In this regard, Plaintiff contends that substantial
evidence does not support the Commissioner’s decision because “[t]he ALJ focused on the few
circumscribed activities which . . . [Plaintiff] was able to do, failed to consider his well-
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established limitations, as supported by the medical record, and improperly relied upon a
supposed lack of objective medical evidence - as he rejects or fails to consider the medical
evidence which supports disability.” (Id.)
In his fourth objection, Plaintiff contends that the Magistrate Judge erred by finding that
the ALJ appropriately did not give controlling or significant weight to the opinions of Plaintiff’s
long-term treating physicians. (Id.) Plaintiff asserts that this was in error because these opinions
were “well supported by medically accepted clinical and laboratory diagnostic techniques.” (Id.
at 4.) Plaintiff further surmises that the only explanation for the rulings of both the ALJ and the
Magistrate Judge is that they began “from a position that the claimant was not disabled and . . .
then search[ed] the record for evidence to support this proposition.” (Id.)
In response to Plaintiff’s objections, the Commissioner asserts that Plaintiff’s objections
consist of unsubstantiated arguments and requests that the court “reject Plaintiff’s objections,
adopt the Magistrate Judge’s well-reasoned and thorough Report and Recommendations, and
affirm the Commissioner’s final decision that Plaintiff was not disabled within the strict confines
of the Social Security Act.” (ECF No. 33 at 7.)
E.
The Court’s Review
The court has reviewed Plaintiff’s objections to the Magistrate Judge’s Report and
Recommendation.
After de novo review of Plaintiff’s objections, the court finds that the
Magistrate Judge performed a thorough analysis of the record, including his evaluation of the
medical evidence as it relates to Plaintiff’s objections.
In this regard, the court overrules
Plaintiff’s objections to the Magistrate Judge’s findings that the ALJ (1) properly evaluated
Plaintiff’s credibility, (2) sufficiently addressed the combined effect of Plaintiff’s impairments,
and (3) gave appropriate weight to the opinions of Plaintiff’s treating physicians. Specifically,
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the court finds that there is evidence in the record to support the ALJ’s assessment of Plaintiff’s
credibility regarding the extent of his limitations. Shively v. Heckler, 739 F.2d 987, 989 (4th
Cir. 1984) (“Because he had the opportunity to observe the demeanor and to determine the
credibility of the claimant, the ALJ’s observations concerning these questions are to be given
great weight.”) (citation omitted).
The court further finds that the evidence in the record
supports the ALJ’s assessment of the combined effect of Plaintiff’s impairments5 and the weight
given to the opinions of Plaintiff’s treating physicians. See, e.g., Walker v. Bowen, 889 F.2d 47,
50 (4th Cir. 1989) (“[T]he ALJ must adequately explain his or her evaluation of the combined
effects of the impairments.”); Craft v. Apfel, 164 F.3d 624, 1998 WL 702296, at *2 (4th Cir.
1998) (internal citation omitted) (“A district court will not disturb an ALJ’s determination as to
the weight to be assigned to a medical opinion, including the opinion of a treating physician,
5 The
ALJ addressed and explained the combined effects of Plaintiff’s impairments as follows:
Finally, the undersigned has considered the combined effects of the claimant’s
impairments, both severe and non-severe, set forth above, and has determined that
through the date last insured, the findings related to them are not at least equal in
severity to those described in Listings 1.00, 2.00, 4.00, 5.00, 6.00, 11.00, 14.0, et
seqs. See also Walker v. Bowen, 889 F.2d 47 (4th Cir. 1989). Specifically, the
undersigned notes that the claimant’s orthopedic and musculoskeletal
impairments resulted in some lifting limitations; however, he remained highly
functional, living independently without the need of assistance. He required use
of medications, which reduced his symptoms and did not lead to inpatient
hospitalizations. He had, diffuse myalgias with some sleeping difficulties with
negative blood work for rheumatoid arthritis. (Exhibit 27F). In addition, as noted
above, he had mild to moderate mental limitations that failed to reach Listing
level or prevent him from performing activities of daily living. He also did not
have damage to other parts of his body or end-organ damage as a result of his
impairments. Finally, he did not require hospitalizations or chronic care for his
condition. As a result, the undersigned finds that through the date last insured, the
combined effects of the claimant’s impairments, both severe and non-severe, set
forth above, and has determined that through the date last insured, the findings
related to them are not at least equal in severity to those described in Listings
1.00, 2.00, 4.00, 5.00, 6.00, 11.00, 14.0, et seqs.
(ECF No. 13-3 at 11.)
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absent some indication that the ALJ has dredged up ‘specious inconsistencies’ or has not given
good reason for the weight afforded a particular opinion.”). Based on the foregoing, the court
finds that substantial evidence supports the Commissioner’s conclusion that Plaintiff was not
disabled because he was capable of performing other work available in the national economy.
III.
CONCLUSION
Upon careful consideration of the entire record, the court ACCEPTS the Magistrate
Judge’s Report and Recommendation incorporating it by reference, and AFFIRMS the final
decision of the Commissioner denying Plaintiff’s claim for Disability Insurance Benefits.
IT IS SO ORDERED.
United States District Judge
September 30, 2014
Columbia, South Carolina
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