Schmidt v. United States of America
Filing
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OPINION AND ORDER denying Motion to Vacate, Set Aside or Correct Sentence (2255) Signed by U. S. District Judge Roberto A. Lange on 2/21/14. (SLW)
FILED
FEB 2 1 21)14
UNITED STATES DISTRICT COURT
DISTRICT OF SOUTH DAKOTA
CENTRAL DIVISION
SHANA SCHMIDT,
Petitioner,
vs.
UNITED STATES OF AMERICA,
Respondent.
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CIV 13-3013-RAL
OPINION AND ORDER
DENYING MOTION UNDER
28 U.S.C. § 2255
Following a trial on July 7, 8, and 9, 2010, a jury returned a verdict finding Shana
Schmidt guilty ofassault with a dangerous weapon and assault resulting in serious bodily injury.
CR 09-30079-RAL, Doc. 74. 1 This Court sentenced Schmidt to fifty-one months in prison on
each count, with the sentences to run concurrently. CR Doc. 123; CR Doc. 124. This Court also
ordered Schmidt to pay restitution of $64,088.06 to the South Dakota Medicaid Office of
Recovery and $193.50 to the South Dakota Crime Victims' Compensation Program because these
entities had covered medical costs and expenses incurred by Brittany Shaw, the victim of
Schmidt's assault. CR Doc. 124. Schmidt filed a Notice of Appeal to the United States Court
of Appeals for the Eighth Circuit, which affirmed the restitution award. United States v.
Schmidt, 675 F.3d 1164, 1166 (8th Cir. 2012).
Schmidt now has filed a Motion to Vacate, Set Aside, or Correct Sentence under 28
U.S.C. § 2255 in this case. CIV Doc. 1; CIV Doc. 4. Schmidt contends that her court-appointed
counsel did not provide effective assistance of counsel allegedly by not introducing medical
information about the defendant, not presenting information on alleged witness tampering or
1 Citations to pleadings from Schmidt's criminal case will be "CR Doc." followed by the
document number from the Case Management/Electronic Case Filing (CM/ECF) system. Citations
to pleadings from the present case, CIV 13-3013-RAL, in which this Opinion and Order is being
entered will be "CIV Doc." followed by the CM/ECF document number.
false or perjured testimony, misleading or misinforming the defendant, and failing to
appropriately argue against restitution. CIV Doc. 4. This Court screened the case and ordered
the Government to file a response. ClY Doc. 5. The Government resisted the motion and sought
an order regarding attorney-client privilege waiver, which this Court granted. CIV Doc. 9.
Schmidt opted to sign the attorney-client privilege waiver form. CIV Doc. 10. Her trial counsel
Jana M. Miner, the senior litigator for the Federal Public Defender's Office for North and South
Dakota, filed an affidavit providing the Court with additional information. CIV Doc. 11. The
Government then answered resisting Schmidt's § 2255 motion and filed its own motion to
dismiss. CIV Doc. 15; CIV Doc. 16.
After Schmidt failed to file a reply within her time to do so, this Court entered an Order
Directing Petitioner to Reply. ClY Doc. 17. This Court then entered a second Order Directing
Petitioner to Reply, after it appeared that Petitioner had not received the first order. CIV Doc.
19. Schmidt then submitted a letter requesting an additional 30 days within which to reply. CIV
Doc. 20. This Court granted Schmidt's letter request and enlarged the time for her to reply to
January 6, 2014. CIV Doc. 21. Even so, Schmidt still did not file a reply. For the reasons
explained herein, this Court denies Schmidt's § 2255 motion.
I.
Facts from the underlying criminal case
Shana Schmidt was indicted on one count of assault with a dangerous weapon and one
count of assault resulting in serious bodily injury. CR Doc. 1. The Indictment alleged that, on
or about July 11,2009, in Todd County, in Indian country, in the District ofSouth Dakota, Shana
Schmidt, an Indian, unlawfully assaulted Brittany Shaw with a dangerous weapon and caused
serious bodily injury in violation of 18 U.S.c. § 113(a)(3) and (6) and 18 U.S.C. § 1153.
Schmidt was appointed Miner as her attorney. Schmidt pleaded not guilty and the case went to
trial in July of201O.
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Schmidt's assault of Shaw occurred during the early morning hours of July 11,2009, in
South Antelope where Schmidt had been hanging out with her friend Melanie Old Lodge. There
was no question that Schmidt is an "Indian" for purposes offederal criminal jurisdiction and that
the community ofSouth Antelope is in Indian country, being on the Rosebud Indian Reservation
in South Dakota. Schmidt and Old Lodge had been drinking alcohol in the hours leading up to
the assault.
Shaw likewise had been drinking in the hours before the assault with a group of fellow
young women, including Sonny Prue, Shakira Rattling Leaf, Vanessa Black Bear, and Angeline
Andrews. Shaw drove her group to the South Antelope community in the early morning hours
of July 11,2009, to a location near to where Schmidt and Old Lodge were drinking. Prue, who
is Shaw's cousin, got out of the vehicle and talked with her aunt outside a home where others
were gathered. Prue supplied her aunt with a beer. Prue got back into the front passenger seat
of Shaw's car, and Shaw planned to drive away. At that point, Schmidt's friend Melanie Old
Lodge threw a beer bottle at the car. Prue and Shaw got out ofthe car and confronted Old Lodge.
Prue and Old Lodge shoved each other and a fight ensued. During this first fight, Prue and Old
Lodge were scuffling, and Old Lodge's brother pushed Prue away and broke up the fight. As this
initial scuffle was occurring, Schmidt grabbed Shaw by the hair and hit her, and Shaw appeared
to be fighting back against Schmidt. This initial confrontation between Schmidt and Shaw then
broke apart.
After Shaw and Schmidt were separated, Schmidt went to a nearby vehicle. She reached
into the vehicle and came back toward Shaw with her hand lowered and something in her hand.
Schmidt then attacked Shaw. Shaw immediately went down and began bleeding profusely from
her neck. No witness saw exactly what Schmidt had in her hand when she struck Shaw.
However, multiple witnesses-Sonny Prue, Angeline Andrews, Julie Sitting Bear, who was in
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a vehicle behind Shaw's car, Shakira Rattling Leaf, and Vanessa Black Bear-all saw Schmidt
strike Shaw and Shaw thereafter bleeding from her neck. Prue saw Schmidt jumping around and
yelling profanities after striking Shaw and further saw something shiny in Schmidt's hand.
Shaw suffered a life-threatening injury. Shaw was transported to Avera McKennan
Hospital in Sioux Falls, where she arrived intubated and on a respirator. Shaw was given six
units of blood, as she sustained extensive blood loss and had very low blood pressure. The
general surgeon who performed the initial surgery on Shaw found a penetrating injury to the right
side ofher neck that was three centimeters in width and six inches in depth. Shaw's jugular vein
had been wounded and she had an injury to her innominate artery. Shaw underwent three
surgeries during the course of her twenty-one-day hospitalization in recovering from the injury.
Schmidt presented a defense case consisting of a number of witnesses who had been
present in the area and did not see what had happened. Among other witnesses, Schmidt called
Melanie Old Lodge who testified that she was very intoxicated and got "ganged." Schmidt also
called Dusty Old Lodge who testified that he intervened to protect his sister Melanie when Prue
and Shaw were attacking her. Neither of those two, like other defense witnesses, saw what
happened between Schmidt and Shaw in the second confrontation nor knew how Shaw got hurt.
That is, only the prosecution witnesses testified about what occurred between Schmidt and Shaw
and how Shaw got stabbed.
Schmidt took the stand and testified that she remembered Prue bringing her aunt beer and
thereby confirmed her presence at the scene. Schmidt recalled Melanie Old Lodge getting into
a fight with Prue, Shaw, and Shakira Rattling Leaf. According to Schmidt's testimony, despite
Old Lodge being her friend, Schmidt just stood there. According to Schmidt, Prue and Shaw
then confronted Schmidt and beat her up even though Schmidt had done nothing. Schmidt
denied attacking Shaw and denied stabbing Shaw. Schmidt said she left the scene of the fight
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because she herself was injured. There was no testimony, however, from any witness that
anyone fought with Shaw that night other than Schmidt.
Schmidt was found guilty by the jury ofboth assault with a dangerous weapon and assault
resulting in serious bodily injury. Schmidt filed a motion for a new trial, which this Court
denied. CR Doc. 92; United States v. Schmidt, 742 F. Supp. 2d 1071 (D.S.D. 2010).
II.
Discussion
A.
Evidentiary Hearing
An evidentiary hearing is not needed to address Schmidt's contentions. "A petitioner is
entitled to an evidentiary hearing on a section 2255 motion unless 'the motion and the files and
the records of the case conclusively show that [she] is entitled to no relief.'" Holder v. United
States, 721 F.3d 979,993 (8th Cir. 2013)(quoting Aniulo-Lopez v. United States, 541 F.3d 814,
817 (8th Cir. 2008)). Further, "[n]o hearing is required where the claim 'is inadequate on its face
or if the record affirmatively refutes the factual assertions upon which it is based.'" Watson v.
United States, 493 F.3d 960,963 (8th Cir. 2007) (quoting Shaw v. United States, 24 F.3d 1040,
1043 (8th Cir. 1994)). Because the record convincingly refutes Schmidt's assertions and shows
conclusively that she is not entitled to relief, an evidentiary hearing is not necessary. See United
States v. Big Eagle, No. CIV 13-3015-RAL, 2014 WL 234735, *8 (D.S.D. Jan. 22, 2014).
B.
Schmidt's Claims
Under Strickland v. Washington, 466 U.S. 668 (1984), Schmidt must meet a two-prong
test in order to prevail on a claim of ineffective assistance of counseL Under the first prong,
Schmidt must demonstrate "errors so serious that counsel was not functioning as the 'counsel'
guaranteed the defendant by the Sixth Amendment." Id. at 687. To make such a showing,
Schmidt must overcome the "strong presumption that counsel's conduct falls within the wide
range of reasonable professional assistance; that is, the defendant must overcome the
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presumption that, under the circumstances, the challenged action might be considered sound trial
strategy."
Id. at 689 (internal quotation marks omitted).
"Judicial scrutiny of counsel's
performance must be highly deferential." Id. "When reviewing counsel's performance, a court
must avoid using the 'distorting effects of hindsight' and must evaluate the reasonableness of
counsel's conduct 'from counsel's perspective at the time. '" United States v. Carter, 629 F. Supp.
2d 934, 940 (D.S.D. 2009) (quoting Strickland, 466 U.S. at 689).
Under the second prong of Strickland, Schmidt must demonstrate prejudice, by showing
a reasonable probability that counsel's error altered the result ofthe proceeding. Strickland,466
U.S. at 694. "To establish prejudice, [Schmidt] must show 'a reasonable probability that, but for
counsel's unprofessional errors, the result of the proceeding would have been different.'" Wong
v. Belmontes, 558 U.S. 15, 19-20 (2009) (per curiam) (quoting Strickland, 466 U.S. at 694).
Where, as here, a defendant makes multiple claims of ineffective assistance of counsel, each
claim must be independently examined to determine ifthere is prejudice, rather than taking the
matters collectively. See Hall v. Luebbers, 296 F.3d 685,692-93 (8th Cir. 2002). That is, the
Eighth Circuit has "repeatedly rejected the cumulative error theory of post-conviction relief."
United States v. Brown, 528 F.3d 1030, 1034 (8th Cir. 2008). Thus, Schmidt faces what the
Supreme Court has characterized a "highly demanding" standard under Strickland. Kimmelman
...:..!..-"====, 477 U.S. 365, 382 (1986).
Schmidt has not met that standard.
Schmidt raises four separate arguments for alleged ineffective assistance of counsel.
First, she alleges that her trial attorney J ana Miner failed to introduce medical records concerning
Schmidt. Schmidt provides no elaboration on what medical records she is referring to, but
simply makes a conclusory assertion. The Eighth Circuit has held that allegations of ineffective
assistance of counsel may be summarily denied when the allegations are merely conclusory.
Richardson v. United States, 577 F.2d 447,452 (8th Cir. 1978); see also Bryson v. United States,
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268 F.3d 560, 562 (8th Cir. 2001) (conclusory allegations are insufficient to establish ineffective
assistance); Hollis v. United States, 796 F.2d 1043, 1046 (8th Cir. 1986) (vague and conclusory
allegations are insufficient to state a ground for relief under § 2255).
At trial, Miner introduced evidence through the testimony of Schmidt's mother about
abrasions that Schmidt had after July 11,2009, including some photographs of the abrasions.
The abrasions do not approach the nature of the injury to Shaw, of course, and there was no
evidence that Schmidt sought out medical attention for the abrasions. Miner's affidavit makes
clear that she reviewed numerous documents and trial-related materials. Miner's affidavit
suggests that she interprets Schmidt's claim as relating to possible questions concerning
Schmidt's "personality, physical and mental condition, competency, and state of mind." CIV
Doc. 11. Miner observed each of these and came to the conclusion that she saw no physical
impairment or other impairment in Schmidt that would have prevented her from committing the
offense. CIV Doc. 11. The record contains no information about any medical information
concerning Schmidt that was relevant to the case and not presented.
Schmidt's second ineffective assistance of counsel claim contends that Miner did not
present proof of witness tampering, false or perjured testimony. Schmidt's claim is conclusory,
in failing to allege what witness supposedly testified falsely or was tampered with. Again, such
conclusory claims of ineffective assistance of counsel may be summarily denied. Richardson,
577 F.2d at 452; see also Bryson, 268 F.3d at 562; Hollis,796 F.2d at 1046.
Miner's affidavit indicates that she did a thorough investigation and found no reason to
believe witnesses the prosecution called would or did perjure themselves during triaL
elv Doc.
11. Miner became aware of a post-trial allegation that a witness had made statements contrary
to trial testimony, but an investigation into that found the contention to be baseless. Miner also
found no evidence ofany witness tampering. CIV Doc. 11. At trial, Miner cross-examined each
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of the witnesses concerning the fact that the assault occurred when it was dark out, when the
witnesses had been drinking, and when there was some commotion ongoing and possible
confusion. Miner's handling ofprosecution witnesses was not ineffective assistance of counsel.
The third ground raised by Schmidt for alleged ineffective assistance of counsel is that
Miner allegedly misled and misinformed her, as Schmidt puts it, in an attempt to "negate
[Schmidt] from case knowledge." ClV Doc. 4. Schmidt's § 2255 motion and submissions do
not elaborate on what precisely she is claiming, again making a conclusory contention that this
Court can summarily deny under Richardson, 577 F .2d at 452. See also Bryson, 268 F.3d at 562;
Hollis,796 F.2d at 1046.
Miner's affidavit makes clear that she had many discussions and meetings with Schmidt,
that the two of them discussed the case, and that Schmidt gave Miner inconsistent information.
Schmidt initially told Miner that she had no memory of what happened during the incident,
because she was too intoxicated and hit her head that night. ClV Doc. 11. Miner challenged
Schmidt during trial preparation about what seemed to be a selective failure to recall. Miner
wanted Schmidt to think hard about the case and assert self-defense and defense of others.
Schmidt, however, did not follow Miner's advice to assert self-defense or defense of others and
in fact testified at trial that she did not assault Shaw. Under the circumstances, Schmidt did not
appear to be in any way misled or misinformed and indeed made the pivotal decision ofwhat the
defense would be and what she would say to the jury. Schmidt's testimony that she did not strike
or stab Shaw was directly refuted by what Prue, Andrews, Sitting Bear, Rattling Leaf, and Black
Bear all observed and testified to have occurred.
Schmidt's fourth and final argument for ineffective assistance of counsel contends that
Miner was ineffective in contesting the restitution award. Although it is true that Schmidt at
sentencing was ordered to pay restitution, that result stemmed from proper application of law
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rather than from any ineffective assistance of counsel. Miner argued on behalf of Schmidt that
the Court should decline to award restitution due to Schmidt's indigency and based on the Victim
and Witness Protection Act of 1982. Schmidt, 675 F.3d at 1166. This Court, however,
determined that the Mandatory Victims Restitution Act trumped the provisions ofthe Victim and
Witness Protection Act because Schmidt's offense was a crime of violence under 18 United
States Code § 3663A(c)(l) thereby making restitution mandatory. Id. at 1166. The Eighth
Circuit affirmed. Id. at 1167-70. Schmidt has no basis to contend that ineffective assistance of
counsel resulted in her obligation to pay restitution.
As set forth above, Schmidt must meet a two-prong test under Strickland, 466 U.S. 668,
by demonstrating both that Miner committed "errors so serious that counsel was not functioning
as the 'counsel' guaranteed the defendant by the Sixth Amendment[,]" Id. at 687, and that there
is a reasonable probability that counsel's error altered the result of the proceeding, Id. at 694.
Schmidt has met neither prong of the Strickland standard. Even if somehow Miner provided
ineffective assistance of counsel through any of the grounds that Schmidt contended, Schmidt
cannot show "a reasonable probability that, but for counsel's unprofessional errors, the result of
the proceeding would have been different." Id. at 694. After all, it was clear that Brittany Shaw
suffered serious bodily injury on July 11, 2009, in South Antelope as a result of a sharp
instrument being thrust some six inches into the area of her neck and clavicle. There is no
question that the injury occurred in South Antelope as a result of some assault. Multiple
witnesses testified that there was just one person-Schmidt-who assaulted Shaw. Shaw
collapsed and was bleeding from her neck after that assault. Miner presented witnesses that had
been present and did not see the assault, but there was no witness who testified to anyone else
fighting with Shaw that night besides Schmidt. That left Schmidt alone, testifying contrary to
multiple other witnesses, that she, though present and in a scuffle allegedly with Prue and Shaw,
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did not strike Shaw and did not stab Shaw. The jury did not believe Schmidt. The fact that
Schmidt was convicted of the two offenses resulted not from ineffective assistance of counsel,
but rather from the facts of the case.
III.
Conclusion
For the reasons contained herein, it is hereby
ORDERED that Schmidt's motion to vacate, set aside, or correct sentence by a person
in federal custody, Doc. 4, is denied. It is further
ORDERED that the Government's Motion to Dismiss Motion under 28 U.S.c. § 2255,
Doc. 16, is granted. It is finally
ORDERED, ADJUDGED AND DECREED that judgment of dismissal in favor of the
Government and against Schmidt under Rules 54 and 58 ofthe Federal Rules ofCivil Procedure
hereby enters.
sf
Dated February lL, 2014.
BY THE COURT:
ROBERTO A. LAN E
UNITED STATES DISTRICT JUDGE
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