Adams v. United States of America
Filing
42
ORDER granting 27 Motion to Dismiss for Failure to State a Claim. A certificate of appealability is issued for one issue. Signed by U.S. District Judge Karen E. Schreier on 6/17/2016. (JLS) Modified to add docket text on 6/17/2016 (JLS).
UNITED STATES DISTRICT COURT
DISTRICT OF SOUTH DAKOTA
SOUTHERN DIVISION
JAYMAR STANTON ADAMS,
4:15-CV-4057-KES
Petitioner,
ORDER GRANTING
MOTION TO DISMISS
vs.
UNITED STATES OF AMERICA,
Respondent.
Petitioner, Jaymar Stanton Adams, moves to vacate, set aside, or correct
his sentence under 28 U.S.C. § 2255. Docket 1. The government opposes the
motion and moves to dismiss. Docket 27. For the following reasons, the court
grants the government’s motion and dismisses Adams’s § 2255 motion.
BACKGROUND
On September 10, 2013, Adams was charged with conspiracy to
distribute a controlled substance. Criminal Docket (CR Docket) 116. The fourth
superseding indictment charged that between December 1, 2008, and July 18,
2012, in South Dakota, Adams and codefendants “did knowingly and
intentionally combine, conspire, confederate, and agree together, with others
known and unknown to the Grand Jury, to knowingly and intentionally
distribute more than 100 kilograms of marijuana, a Schedule I controlled
substance, in violation of 21 U.S.C. §§ 841(a)(1) and 846.” Docket 216 at 1.
Adams hired Randolph Daar to represent him in California, where his property
was searched. Docket 2 at 1. Daar hired Nicole Carper, a Sioux Falls, South
Dakota based attorney, to serve as local counsel. Id. at 2.
Adams alleges that he received a proposed plea agreement from Daar
before his plea hearing. Docket 36-1 at ¶ 3. He alleges he was instructed to
sign it and mail it back to Daar, which he did, even though he did not
understand the terms of the plea agreement. Id.
On November 12, 2013, before his change of plea hearing, Adams met
Daar and Carper outside of the courtroom. Adams alleges that Daar and
Carper had a disagreement just prior to the change of plea hearing regarding
Adams’s defense strategy. Id. at ¶ 4. This is disputed by both Daar and Carper.
Docket 21 at 3; Docket 22 at 5. Adams alleges that Daar told him to answer
“yes” to all of the court’s questions. Docket 36-1 at ¶ 4. Daar alleges that he
told Adams to answer the court’s questions truthfully. Docket 21 at 3-4.
During the change of plea hearing, the court asked Adams numerous
questions. CR Docket 341. Adams agreed that he discussed the charges
against him and his case in general with his lawyers, id. at 6: 4-6, he was
satisfied with his lawyers’ representation and advice, id. at 6: 7-10, he read and
discussed the plea agreement with his lawyers, id. at 6: 12-15, he understood
all of the agreement’s terms, id. at 6: 20-22, and he denied that anyone was
forcing or coercing him into pleading guilty. Id. at 7: 14-22. Adams said he
understood the rights he would lose if he pleaded guilty, id. at 8: 7-9, and the
possible punishments he faced. Id. at 8: 10-9: 5.
2
The court described Adams’s rights, including his right to go to trial and
what that would entail. Id. at 10: 21-11: 21. He said he understood that he was
giving up those rights by pleading guilty. Id. The court described to Adams the
elements of the crime the government would have to prove if he went to trial,
including that the conspiracy to distribute a controlled substance happened in
the District of South Dakota and elsewhere. Id. at 11: 22-12: 15. Adams
admitted he understood what he was charged with and that the government
would have to prove those elements if the case went to trial. Id.
Adams stated that he read the factual basis statement and he admitted
everything in it was true. Id. at 12: 16-21. The court then asked Adams:
[The factual basis statement] says that you personally grew,
harvested, and obtained marijuana, illegally distributed marijuana,
caused marijuana to be illegally delivered and distributed, paid
others for marijuana, and received payments for marijuana, and
that you combined shipments of marijuana with other coconspirators.
The amount that you were involved with in the activity that I just
described, was that more than a hundred kilograms of marijuana?
Id. at 12: 25-13: 8. Adams answered “yes.” Id. at 13: 9. The court then stated,
“With that additional information, I find there is an independent factual basis
for the plea.” Id. at 13: 10-11.
During the change of plea hearing, the court found that Adams was
competent and capable of entering an informed plea, that he was aware of the
charges against him, that he was aware of the consequences of the plea, and
that the plea of guilty was voluntary. Id. at 13: 18-25.
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The issue of the conduct Adams was pleading guilty to came up during
his sentencing hearing. After Carper questioned the government’s witness, a
Special Agent with the Department of Homeland Security, the court stated:
Miss Carper, I guess I'm somewhat confused based on your
questions of Agent Scherer. You are implying all the marijuana was
for legitimate purposes.
Your client in Paragraph 36, the part dealing with acceptance of
responsibility, states that, “Soon the market became flooded with
marijuana and not enough dispensaries to sell it. He decided to
transport marijuana to South Dakota to sell in order to recoup
costs and to help pay the loan on the land. He knew it was illegal
to transport the marijuana across state lines.”
So I'm trying to figure out if your client is actually accepting
responsibility or not. Because if he's now arguing all of the
marijuana grown, as shown in the greenhouses in Exhibit 3, were
for legitimate purposes, that's contrary to his statement for
acceptance of responsibility.
Docket 341 at 26: 5-20.
Carper responded by saying, “I in no way meant to imply or diminish my
client's acceptance of responsibility with respect to his knowledge that
marijuana that he had grown in California had gone with his full knowledge to
South Dakota, and that's why he's here in Federal Court pleading guilty to this
charge to you.” Id. at 27: 10-15.
Later, during the sentencing hearing, the court stated that Paragraph 17
of the Presentence Report contained the following information:
Sam Pfeifle and Mr. Newell helped Adams at his marijuana grow on
Thomas Road, that Sam Pfeifle cloned plants and arranged for
trimmers for harvesting, and that that marijuana was then put
into heat-sealing packages that were wiped down to remove
fingerprints, and that that was then sold as part of this marijuana
conspiracy, and that the Defendant showed up at least once per
week to check on the operation on Thomas Road.
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Id. at 29: 8-16. Adams did not object to this information either before or during
the sentencing hearing.
Finally, Adams stated during his allocution, “I'm sorry for breaking the
law. I knew it was illegal, but did not fully understand the severity for which I
could be punished. The decision to bring it to South Dakota is what has
brought me here today.” Id. at 41: 11-15.
On March 25, 2014, the Court sentenced Adams to 60 months
imprisonment, four years of supervised release, forfeiture of $50,000, and a
$100 special assessment. CR Docket 323. Adams did not file a notice of appeal.
Docket 1 at 2 ¶ 8.
Adams filed this motion to vacate, set aside, or correct his sentence on
March 9, 2015. Docket 1. The government moves to dismiss Adams’ motion.
Docket 27.
LEGAL STANDARD
A § 2255 motion is the “statutory analog of habeas corpus for persons in
federal custody.” United States v. Martin, 408 F.3d 1089, 1093 (8th Cir. 2005)
(citation omitted). A federal prisoner may seek relief from his sentence on the
grounds that “the sentence was imposed in violation of the Constitution or
laws of the United States, or that the court was without jurisdiction to impose
such sentence, or that the sentence was in excess of the maximum authorized
by law, or is otherwise subject to collateral attack[.]” 28 U.S.C. § 2255. Relief
may be granted under § 2255 only for “transgressions of constitutional rights
and for a narrow range of injuries that could not have been raised on direct
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appeal and, if uncorrected, would result in a complete miscarriage of justice.”
Walking Eagle v. United States, 742 F.3d 1079, 1082 (8th Cir. 2014) (citation
omitted).
DISCUSSION
“The Sixth Amendment requires effective assistance of counsel at critical
stages of a criminal proceeding.” Lafler v. Cooper, 132 S. Ct. 1376, 1385 (2012).
“[T]he negotiation of a plea bargain is a critical phase of litigation for purposes
of the Sixth Amendment right to effective assistance of counsel.” Padilla v.
Kentucky, 559 U.S. 356, 373 (2010) (citing Hill v. Lockhart, 474 U.S. 52, 57
(1985)). A defendant is also entitled to effective assistance in the decision to
plead guilty or not. Id. at 364 (quoting McMann v. Richardson, 397 U.S. 759,
771 (1970)).
To establish ineffective assistance of counsel, a petitioner must meet the
two-pronged standard articulated by the United States Supreme Court in
Strickland v. Washington, 466 U.S. 668, 687 (1984). “First, the [petitioner] must
show that counsel's performance was deficient.” Id. This “performance prong”
requires a petitioner to show that counsel's representation was deficient and
“fell below an objective standard of reasonableness.” Id. at 687-88. To show
deficiency, a petitioner must show “that counsel made errors so serious that
counsel was not functioning as the ‘counsel’ guaranteed the defendant by the
Sixth Amendment.” Ragland v. United States, 756 F.3d 597, 599-600 (8th Cir.
2014) (quoting Strickland, 466 U.S. at 687). This court must assess “whether
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counsel’s assistance was reasonable considering all the circumstances.”
Strickland, 466 U.S. at 688.
There is a “strong presumption that counsel's conduct falls within the
wide range of reasonable professional assistance; that is, the defendant must
overcome the presumption that, under the circumstances, the challenged
action ‘might be considered sound trial strategy.’ ” Id. at 689. “Thus, a court
deciding an actual ineffectiveness claim must judge the reasonableness of
counsel's challenged conduct on the facts of the particular case, viewed as of
the time of counsel's conduct.” Id. at 690. Ordinarily, the Eighth Circuit Court
of Appeals “consider[s] strategic decisions to be virtually unchallengeable
unless they are based on deficient investigation.” Worthington v. Roper, 631
F.3d 487, 500 (8th Cir. 2011) (quoting Link v. Luebbers, 469 F.3d 1197, 1204
(8th Cir. 2006)).
“Second, the [petitioner] must show that the deficient performance
prejudiced the defense.” Strickland, 466 U.S. at 687. “In order to demonstrate
prejudice where, as here, a petitioner challenges the validity of his guilty plea,
the petitioner must show ‘that there is a reasonable probability that, but for
counsel's errors, he would not have pleaded guilty and would have insisted on
going to trial.’ ” United States v. Frausto, 754 F.3d 640, 643 (8th Cir. 2014)
(quoting Hill, 474 U.S. at 59). “A reasonable probability is a probability
sufficient to undermine confidence in the outcome.” Strickland, 466 U.S. at
687. In other words, “[i]t is not enough for the defendant to show that the
errors had some conceivable effect on the outcome of the proceeding.” Id. at
7
693. Thus, “[a]n error by counsel, even if professionally unreasonable, does not
warrant setting aside the judgment of a criminal proceeding if the error had no
effect on the judgment.” Id. at 691.
I.
Ineffective Assistance of Counsel Due to Stipulation to Insufficient
Factual Basis1
A.
Performance
Adams claims that his right to effective assistance of counsel was
violated because his attorneys allowed him to plead to an insufficient factual
basis. The court finds that the factual basis was sufficient to accept Adams’s
plea. Therefore, his attorneys were not ineffective when they allowed him to
plead guilty.
“Before entering judgment on a guilty plea, the court must determine
that there is a factual basis for the plea.” Fed. R. Crim. P. 11. “This provision is
‘satisfied by the existence of sufficient evidence at the time of the plea upon
which a court may reasonably determine that the defendant likely committed
the offense.’ ” United States v. Frook, 616 F.3d 773, 776 (8th Cir. 2010) (quoting
United States v. Gamble, 327 F.3d 662, 664 (8th Cir. 2003)). To make this
determination, “[t]he court may consider stipulated facts in a plea agreement
along with any other evidence presented at a plea hearing.” Id.
Although Adams originally claimed his trial attorneys were ineffective
for failing to move to dismiss the indictment, Docket 2 at 6, he has abandoned
that claim. Docket 36 at 9 n.1.
Adams also filed a supplemental memorandum that discussed his
concerns regarding the forfeiture of his property. Docket 8. But Adams did not
raise these issues in any subsequent filing or respond to the government’s
arguments against these claims. Because it appears Adams abandoned these
claims, the only remaining claim is ineffective assistance of counsel for allowing
Adams to plead guilty with an insufficient factual basis.
1
8
In Frook, the Eighth Circuit Court of Appeals found that the record
showed a factual basis for accepting Frook’s plea of guilty to using a social
security number obtained on the basis of false information. Id. He stipulated
that he provided false information in an application for a social security
number that he used to obtain a credit card. Id. At his change of plea hearing,
Frook stated that he provided this false information with intent to deceive the
credit card company. Id. The court found that “Frook's admissions and the
accompanying circumstantial evidence thus provide an adequate factual basis
for Frook's guilty plea, and the district court did not plainly err in accepting it.”
Id.
The same is true here. Adams admitted during the change of plea
hearing that he had read the contents of his written factual basis statement
and that everything in the factual basis statement was true. CR Docket 341 at
12: 16-21. The factual basis statement stated:
Between on or about the summer of 2008 and on or about July 18,
2012, in the District of South Dakota and elsewhere, two or more
persons reached an agreement to illegally distribute more than 100
kilograms of marijuana in South Dakota and elsewhere. The
Defendant, Jaymar Stanton Adams, voluntarily and intentionally
joined the agreement, knowing its purpose. During his
involvement, the Defendant personally grew, harvested, and
obtained marijuana, illegally distributed marijuana, caused
marijuana to be illegally delivered and distributed, paid others for
marijuana, and received payments for marijuana.
The Defendant combined shipments of marijuana with coconspirators Sam Pfeifle, Sean McFarland, Brett McFarland, and
others, and distributed that marijuana, or caused it to be
distributed in South Dakota and elsewhere. During the course of
the Defendant's involvement, marijuana was exchanged for cash,
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and the Defendant personally accepted at least $50,000 in cash
payments for the marijuana.
All of the above was in violation of 21 U.S.C. §§ 841(a)(1) and 846.
The Defendant's involvement in the conspiracy ended when he was
arrested in July 2012.
CR Docket 250 at 1-2.
When questioned by the court about the amount of marijuana involved
in these activities, Adams admitted that it was more than 100 kilograms. Id. at
13: 9. This admission of his actions, and the facts that they involved codefendants and distribution in South Dakota, provided an adequate factual
basis for Adams’s guilty plea. Because the factual basis was adequate, Adams’s
attorneys’ decision to allow him to plead guilty was not ineffective.
B.
Prejudice
Even if Adams could show that his counsel’s performance was deficient,
Adams cannot show Strickland prejudice. “ ‘[I]n order to satisfy the prejudice
requirement, the defendant must show that there is a reasonable probability
that, but for counsel's errors, he would not have pleaded guilty and would have
insisted on going to trial.’ ” Covington v. United States, 739 F.3d 1087, 1090
(8th Cir. 2014) (quoting Hill, 474 U.S. at 59). While Adams’s complaint states
that he answered one question at his plea hearing and that was the crux of his
guilty plea, that is not true. See Docket 2 at 2 (“The Court asked a single
question of the Petitioner . . .”). As explained above, the court asked Adams
many questions to ensure that the plea of guilty was voluntary, knowing, and
that Adams understood the consequences of his plea. Docket 341. Adams
10
stated that he understood and did not object at any point. He answered some
questions yes and others no. Even if he had misunderstood the “100
kilograms” question, he acknowledged that he had read the plea agreement and
the factual basis statement, and that the information in both was true.
Adams made similar statements during his sentencing hearing. His
attorney specifically claimed that Adams accepted responsibility for sending his
marijuana to South Dakota. Docket 341 at 27: 10-15. During the hearing, the
court referenced information in the Presentence Report that made it clear that
Adams was guilty of conspiracy. Id. at 29: 8-16. Adams himself stated at the
sentencing hearing that he “knew it was illegal,” and “[t]he decision to bring it
to South Dakota is what has brought me here today.” Id. at 41: 11-15. Even if
Adams misunderstood the “100 kilograms” question, Adams knowingly pleaded
guilty to conspiracy, and he never indicated there was any issue with his
understanding of the plea or his counsel’s performance.
The record does not support Adams’s arguments that he was prejudiced
because the plea was involuntary, based on a misunderstanding, based on an
insufficient factual basis, or in any other way a product of his attorneys’ alleged
deficiency. Adams acknowledged his guilt numerous times and at no point
raised objections to the information upon which he pleaded guilty and was
sentenced or his attorneys’ performance. Adams’s allegations are contradicted
by the record during the change of plea and the sentencing hearings. Therefore,
he cannot show prejudice.
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II.
Evidentiary Hearing
Adams argues the court should hold an evidentiary hearing before ruling
on the government’s motion to dismiss.
Section 2255(b) requires an evidentiary hearing ‘[u]nless the
motion and the files and records of the case conclusively show that
the prisoner is entitled to no relief.’ No hearing is necessary ‘if (1)
the petitioner’s allegations, accepted as true, would not entitle the
petitioner to relief, or (2) the allegations cannot be accepted as true
because they are contradicted by the record, inherently incredible,
or conclusions rather than statements of fact.’
Walker v. United States, 810 F.3d 568, 580 (8th Cir. 2016) (quoting Sanders v.
United States, 341 F.3d 720, 722 (8th Cir. 2003)).
Adams argues that he and his attorneys’ affidavits conflict. Docket 36 at
12. He states that each party’s account differs on the attorneys’ advice and
representation concerning the plea agreement, the plea hearing, and the
allegations in the factual basis statement. Id. Adams argues he did not
understand the plea agreement and the factual basis statement. Id. His
attorneys allege that they explained it to him. Id.
With regard to the factual basis statement, Adams claims he did not
understand that he was admitting he was involved in a conspiracy to distribute
marijuana in South Dakota. Docket 36 at 8. He claims he was “not involved in
any activity in South Dakota or elsewhere with the co-defendants” during the
relevant time period. Docket 36-1 at ¶ 6. The record does not support this
argument. Even ignoring the fact that he agreed to the truth of the factual
basis statement and acknowledged that he understood the plea agreement
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during the plea hearing, during the sentencing hearing, he stated that he was
involved in South Dakota. He stated, “I'm sorry for breaking the law. I knew it
was illegal . . . The decision to bring it to South Dakota is what has brought me
here today.” Docket 343 at 41: 11-15. This statement directly contradicts the
argument Adams presents in his § 2255 petition and subsequent filings.
Adams does not explain this statement.
Adams relies on Franco v. United States, 762 F.3d 761 (8th Cir. 2014), a
case in which the Eighth Circuit Court of Appeals reversed the trial court’s
denial of an evidentiary hearing. Franco discusses Watson v. United States, 493
F.3d 960 (8th Cir. 2007) and Koskela v. United States, 235 F.3d 1148 (8th Cir.
2001), in which the Eighth Circuit reversed dismissals without evidentiary
hearings.
In Watson, the petitioner claimed he instructed his attorney to file a
notice of appeal, but the attorney did not do so. Watson, 493 F.3d at 962. The
Court of Appeals held that the district court could not make a factual
determination about Watson’s claim without a hearing. Id.
In Koskela, the defendant alleged that his trial counsel did not
investigate and present his alibi defense. Koskela, 235 F.3d at 1149. Koskela
submitted affidavits stating his claim and the proposed testimony of his alibi
witnesses. The government submitted trial counsel’s affidavit stating that
Koskela had never mentioned these witnesses. Id. The Court of Appeals held
that the district court could not find that the defendant’s affidavits lacked
credibility without an evidentiary hearing. Id.
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The Eighth Circuit likewise reversed the district court’s decision to
dismiss a habeas petition without an evidentiary hearing in Franco. 762 F.3d
761. After reviewing conflicting affidavits, the district court found that trial
counsel’s affidavit testimony was more credible than the defendant’s. Id. at
765. The Court of Appeals held that making a factual determination of relative
credibility without an evidentiary hearing was an abuse of discretion. Id.
Adams’s case is distinguishable. The petitioners in Franco, Watson, and
Koskela presented affidavits with irreconcilably different versions of the facts.
Adams argues that he and his attorneys present different facts in their
affidavits. This is technically true, but not in any material way. Adams’s
affidavit is contradicted by his own statements during the change of plea and
sentencing hearings – not the trial attorneys’ affidavits. His statements that he
knew what he was doing was illegal and knew that his South Dakota
connections were what brought him to South Dakota on federal charges
directly contradict his argument that he did not understand the plea agreement
or the factual basis statement.
The court finds that Adams’s “allegations cannot be accepted as true
because they are contradicted by the record[ and] inherently incredible . . . .”
Walker, 810 F.3d at 580 (quoting Sanders, 341 F.3d at 722). Therefore, an
evidentiary hearing is not required.
III.
Certificate of Appealability
Before denial of a § 2255 motion may be appealed, a petitioner must first
obtain a certificate of appealability (COA) from the district court. Miller-El v.
14
Cockrell, 537 U.S. 322, 335-36 (2003). “[T]he petitioner seeking a COA must
show both ‘that jurists of reason would find it debatable whether the petition
states a valid claim of the denial of a constitutional right and that jurists of
reason would find it debatable whether the district court was correct in its
procedural ruling.’ ” Gonzalez v. Thaler, 132 S. Ct. 641, 648 (2012) (quoting
Slack v. McDaniel, 529 U.S. 473, 484 (2000)).
Adams argues that “reasonable jurists could disagree as to whether his
attorneys’ performance was deficient in stipulating to a factual basis that was
insufficient to prove a violation of 21 U.S.C. §§ 841(a) and 846.” Docket 36 at
13. The court finds that a reasonable jurist could disagree with this court’s
conclusions. Consequently, a certificate of appealability is issued on the issue
of whether his trial counsel was ineffective for advising him to stipulate to an
inadequate factual basis for his guilty plea.
CONCLUSION
Adams argues that Daar and Carper violated his right to effective
assistance of counsel under the Sixth Amendment by permitting him to plead
guilty with an insufficient factual basis. He argues that he was not involved in
South Dakota or with co-defendants. The record contradicts this argument. His
attorneys were not deficient because the factual basis was sufficient.
Additionally, Adams cannot show that absent his attorneys’ alleged deficiency,
he would not have pleaded guilty and would have gone to trial. Therefore, he
cannot show Strickland prejudice. Because his allegations are contradicted by
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the record and inherently incredible, the court dismisses his petition without
an evidentiary hearing.
IT IS ORDERED that
1.
The government’s motion to dismiss (Docket 27) is granted.
2.
Adams’ Motion to Vacate, Set Aside, or Correct his sentence (Docket 1) is
dismissed.
3.
A certificate of appealability is issued on the issue of whether Adams’s
trial counsel was ineffective for advising him to stipulate to an
inadequate factual basis for his guilty plea.
Dated June 17, 2016.
BY THE COURT:
/s/ Karen E. Schreier
KAREN E. SCHREIER
UNITED STATES DISTRICT JUDGE
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