Pethtel et al v. State of Tennessee Department of Children's Services et al

Filing 375

MEMORANDUM AND OPINION as set forth in following order. Signed by District Judge Thomas A Varlan on 8/31/21. (ABF)

UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF TENNESSEE
KATHLEEN E. PETHTEL, individually,
TOBIAS M. PETHTEL, individually, and
M.M.P., C.L.P., K.D.P., E.L.P., S.A.P.,
A.E.P., and N.A.P., by their parents
KATHLEEN E. PETHEL and
TOBIAS M. PETHTEL, as next of friends,
Plaintiffs,
v.
ANDERSON COUNTY CASA,
DIANE RENFROE,
STEVEN ABNER,
JOSH CARDWELL,
JOSEPH GILVIN,
HAROLD J. CROWLEY,
WILEY MALONEY,
JASON LEACH,
JONATHAN ACKER,
WALLY BRADEN, and
PAUL WHITE,
Defendants.

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No.:

3:10-CV-469-TAV-HBG

MEMORANDUM OPINION
Defendants Steven Abner, Josh Cardwell, Joseph Gilvin,1 Harold J. Crowley, Wiley
Maloney, Jason Leach, Jonathan Acker, Wally Braden, and Paul White filed a motion for
summary judgment [Doc. 334], and defendants Anderson County Court Appointed Special

1

The Court notes the recently-filed Suggestion of Death of Joseph Gilvin [Doc. 362].
Because this opinion dismisses the remaining claims in this case, including the claims against
defendant Gilvin, no further action needs to be taken at this time with respect to the suggestion
of death.

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Advocate (“CASA”) and Diane Renfroe have filed a motion to dismiss [Doc. 344].
Plaintiffs responded to the motion for summary judgment [Docs. 346, 348] and the motion
to dismiss [Doc. 359]. Defendants replied to plaintiffs’ response to the motion for
summary judgment [Doc. 352]. Defendants did not, however, reply to plaintiffs’ response
to the motion to dismiss, and the time for a reply has passed. See E.D. Tenn. L.R. 7.1(a),
(c) (noting reply briefs are not necessary, but if one is to be filed, it must be filed no later
than seven days after service of the answering brief). The motions are now ripe for
resolution. For the reasons stated below, all of plaintiffs’ claims against these defendants2
must be dismissed, and the Court will therefore GRANT defendants’ motions [Docs. 334,
344] and DISMISS this case.
I.

Background
Plaintiffs have sued forty-five defendants, eleven of whom remain,3 seeking a

wide range of relief [Doc. 6 ¶¶ 538–44].

Plaintiffs’ 114-page complaint4 contains

544 paragraphs, many of which include multiple subparts [Id.]. Plaintiffs assert various
claims, including claims under 42 U.S.C. § 1983 for violations of the First, Second, Fourth,
and Fourteenth Amendments to the United States Constitution; 42 U.S.C. § 1985 for
conspiracy to commit § 1983 violations; the Adoption Assistance and Child Welfare Act
as amended by the Adoption and Safe Families Act of 1997; the Americans with

In this opinion, “defendants,” unless otherwise specified, means those being addressed
in that section.
2

3

The Court dismissed the other defendants in prior rulings [Docs. 253, 319, 324].

4

“Complaint” refers to Document 6, plaintiffs’ amended complaint.
2

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Disabilities Act; the Tennessee Constitution; Tenn. Code Ann. §§ 29-24-101 to -104 (libel
and slander); Tenn. Code Ann. § 39-13-101 (asserting negligence per se pursuant to the
penal statute for assault); and the common law (intentional infliction of emotional distress,
false imprisonment, assault, negligence, and invasion of privacy) in addition to claims
asserting violations of the Tennessee Department of Children’s Services’ policies and the
Brian A. Settlement Agreement [Doc. 6 ¶¶ 330–531].
Due to the lengthy nature of the factual background and complaint in this case,
details of relevant allegations and facts will be addressed as needed. As a brief overview,5
plaintiffs Tobias and Kathleen Pethtel adopted seven minor children [Id. 6 ¶ 1]. On
November 10, 2009, one of the minor Pethtel children made a 911 prank call, which drew
officers from the Anderson County Sheriff’s Department to the Pethtel home [Id. ¶¶ 2–3].
Some of the deputies reportedly saw a bruise on the face of one of the children, which the
child explained as a bruise from a bicycle accident [Id. ¶ 5]. The deputies called the State
of Tennessee Department of Children’s Services (“DCS”) to plaintiffs’ home [Id.]. That
same day, after some investigation, six of the minor children were removed from the home
and placed in two different homes [Id. ¶ 13]. DCS also removed the seventh minor child
from military school in Florida [Id. ¶¶ 13–14]. DCS, through defendant Koehler, filed a
Petition for Dependency and Neglect and a Protective Custody Order in the Anderson
County Juvenile Court, alleging the children were neglected [Id. ¶ 15]. The plaintiff

5

For the purpose of a motion to dismiss, the Court takes all the factual allegations in the
complaint as true. Papasan v. Allain, 478 U.S. 265 (1986). Here, the Court refers to the complaint
but notes that it will review the evidence as presented by the parties later in this opinion.
3

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parents were later found guilty of one count of child abuse in Anderson County criminal
court and sentenced; they filed a waiver of the right to appeal and right to a new trial
[Doc. 206 p. 2; Doc. 220-1 pp. 1–2].
All of plaintiffs’ claims arise out of this law enforcement visit to the plaintiffs’ home
and ensuing actions by local law enforcement, DCS, and other individuals and agencies
named in the complaint for their treatment of plaintiffs and involvement in plaintiffs’
familial relationships.
II.

Motion for Summary Judgment
A.

Plaintiffs’ Discovery Motions

Plaintiffs “request that discovery be completed prior to a ruling being made on
Defendants’ summary judgment motion” [Doc. 346 p. 3].6 On March 19, 2021, the Court
issued an Amended Scheduling Order [Doc. 325] setting the parties’ discovery deadline
ninety days before trial. The parties filed a Joint Status Report requesting the discovery
deadline to be extended [Doc. 337], but no motion for an extension was filed. This case
has been pending for nearly eleven years. The present motion is the first motion for any
kind of discovery extension since the scheduling order [Doc. 325], and it was filed after
the discovery deadline had passed.
The Court finds that the parties have had over a decade to prepare for or conduct
discovery. The parties did not request extensions of the deadlines when they were set in

6

The Court notes plaintiffs never actually filed a motion for a discovery extension.
Nevertheless, the Court will treat plaintiffs’ request as a motion.
4

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March. Instead, they waited until the day of these deadlines, ninety days before trial, to
file a status report. The Court also notes that plaintiffs previously requested an extension
of the deadline to respond to defendants’ motion for summary judgment [Doc. 341] but
made no mention of a discovery extension. The Court granted plaintiffs a brief extension
to file a response to the motion for summary judgment but stated that “[n]o further
extensions of the dispositive motion deadline or deadline for responses will be granted
absent extraordinary circumstances” [Doc. 343 p. 2].

Plaintiffs have not presented

extraordinary circumstances to justify an extension of the discovery deadline, particularly
considering the already-lengthy amount of time plaintiffs have had to prepare and the
failure of the plaintiffs to file a motion before the deadlines expired.
Additionally, plaintiffs recently filed a Motion for Continuance [Doc. 366], and
defendants responded [Doc. 370]. In that motion, plaintiffs indicate summary judgment is
improper when a nonmovant has had an inadequate opportunity for discovery [Id. at 11].
The Court will treat this language as a motion for the Court to allow additional time for
discovery under Federal Rule of Civil Procedure 56(d).
Rule 56(d) provides that “[i]f a nonmovant shows by affidavit or declaration that,
for specified reasons, it cannot present facts essential to justify its opposition, the court
may: (1) defer considering the motion or deny it; (2) allow time to obtain affidavits or
declarations or to take discovery; or (3) issue any other appropriate order.” Fed. R. Civ. P.
56(d). “Pursuant to [Rule 56(d)], a party opposing a motion for summary judgment is
allowed to state that he or she is unable to present facts essential to justify the party’s
5

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opposition.” Wallin v. Norman, 317 F.3d 558, 564 (6th Cir. 2003). “[T]he district court
may permit further discovery so that the nonmoving party can adequately oppose the
motion for summary judgment.” Id. The Sixth Circuit “has interpreted [Rule 56(d)] as
requiring a party opposing a summary judgment motion to file an affidavit that ‘indicates
to the district court its need for discovery, what material facts it hopes to uncover, and why
it has not previously discovered the information.’” Gettings v. Bldg. Laborers Local 310
Fringe Benefits Fund, 349 F.3d 300, 305 (6th Cir. 2003) (alterations omitted) (citation
omitted). “[T]o fulfill the requirements of [Rule 56(d)],” the nonmovant “must state with
some precision the materials he hopes to obtain with further discovery, and exactly how he
expects those materials would help him in opposing summary judgment.” Summers v. Leis,
368 F.3d 881, 887 (6th Cir. 2004) (quotation marks omitted).
“The importance of complying with [Rule 56(d)] cannot be overemphasized.”
Cacevic v. City of Hazel Park, 226 F.3d 483, 488 (6th Cir. 2000). It is “a ‘carefully crafted’
rule that serves as a vehicle through which the non-movant meets his ‘obligation to inform
the district court of his need for discovery.’” Id. (citation omitted). “In the absence of a
sufficient affidavit, there is no justification for the district court’s determination that a
motion for summary judgment would be premature until the close of discovery.” Summers,
368 F.3d at 887.
The Court finds that plaintiffs have already had adequate opportunity for discovery.
This case has been pending for eleven years, and plaintiffs took no discovery during this
time. It is true the Court has issued various stays, but despite opportunities to take
6

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discovery after the stays were lifted, plaintiffs requested no discovery. Plaintiffs had ten
months after they filed their complaint to conduct discovery before the Court’s first stay.
And plaintiffs had another nine months to conduct discovery following the Court’s decision
to lift its most recent stay in November 2020.
Accordingly, plaintiffs’ motions to delay ruling [Doc. 346 p. 3] and for additional
time for discovery [Doc. 366] are DENIED. Correspondingly, plaintiffs’ motion to compel
[Doc. 365] is DENIED AS MOOT.
B.

Legal Standard

Federal Rule of Civil Procedure 56(a) provides that “[t]he court shall grant summary
judgment if the movant shows that there is no genuine dispute as to any material fact and
the movant is entitled to judgment as a matter of law.” In ruling on a motion for summary
judgment, the Court must draw “all reasonable inferences in favor of the nonmoving party.”
McLean v. 988011 Ontario, Ltd., 224 F.3d 797, 800 (6th Cir. 2000). The moving party
bears the burden of establishing that no genuine issues of material fact exist and may meet
this burden by affirmatively proving their case or by highlighting the absence of support
for the nonmoving party’s case. Celotex Corp. v. Catrett, 477 U.S. 317, 323–25 (1986);
Leary v. Daeschner, 349 F.3d 888, 897 (6th Cir. 2003).
“Once the moving party presents evidence sufficient to support a motion under
Rule 56, the nonmoving party is not entitled to a trial merely on the basis of allegations.”
Curtis v. Universal Match Corp., Inc., 778 F. Supp. 1421, 1423 (E.D. Tenn. 1991) (citing
Celotex, 477 U.S. 317). To establish a genuine issue as to the existence of a particular
7

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element, the nonmoving party must point to evidence in the record, including depositions,
documents, affidavits, and other materials, upon which a reasonable finder of fact could
find in its favor. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986); see also
Fed. R. Civ. P. 56(c)(1)(A). There must be more than a “mere scintilla of evidence” to
withstand a motion for summary judgment, Smith Wholesale Co. v. R.J. Reynolds Tobacco
Co., 477 F.3d 854, 861 (6th Cir. 2007) (citation omitted), and any genuine issue of fact
must also be material; that is, it must involve “facts that might affect the outcome of the
suit under the governing law.” Anderson, 477 U.S. at 248. The Court may not weigh the
evidence; its role is limited to determining whether the record contains sufficient evidence
from which a jury could reasonably find for the non-movant. Id. at 249. If a reasonable
juror could not find for the nonmovant, the Court must grant summary judgment. See
Celotex, 477 U.S. at 323.
C.

Analysis

The Court notes defendants’ footnote stating that plaintiffs’ memorandum in
opposition was not filed by the Court’s deadline, having been filed in the early morning
hours of the next day [Doc. 352 p. 1 n.2]. The Court also notes plaintiffs’ affidavit stating
that plaintiff Kathleen Pethtel had difficulties with the electronic filing system [Doc. 353].
The Court will therefore consider plaintiffs’ memorandum [Doc. 348].
However, the Court will not consider all filings attached to the memorandum.
Plaintiffs had moved for leave to file excess pages regarding its response brief without
specifying a requested number of pages [Doc. 340]. The Court granted this motion,
8

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allowing a generous extension and permitting plaintiffs to file a brief of “no more than
51 pages” [Doc. 342]. Plaintiffs’ response is exactly fifty-one pages [Doc. 348].
Yet plaintiffs attached many additional files to their memorandum. The first is a
thirteen-page “Fact Chart in Support of Memorandum” that presents various facts that
defendants stated, their citations to the record, and plaintiffs’ account of the facts
[Doc. 348-1]. Rather than presenting plaintiffs’ account of the facts in the memorandum,
they included it in a separate document––the chart––and attached it as an exhibit. The
purpose of exhibits is to present evidence, generally in the form of transcripts, reports, and
other documents. They should not, however, present continued argumentation and briefing
because doing so in effect extends the page limit. The Court therefore finds plaintiffs filed
the chart in violation of the Court’s Order and in an attempt to circumvent the local rules
and exceed the number of pages permitted, which was already more than double the
ordinary amount. See E.D. Tenn. L.R. 7.1(b) (“Briefs . . . shall not exceed 25 pages in
length . . . .”). The Court therefore will not consider Document 348-1.
Defendants move for summary judgment regarding plaintiffs’ civil conspiracy
claims under §§ 1985(3)7 and 1986 and plaintiffs’ § 1983 claims. The Court finds that the
civil conspiracy claims must be dismissed for the same reasons articulated in the Court’s
November 2020 order [Doc. 324 pp. 18–20]. Defendants are therefore entitled to summary
judgment on those claims.

7

Although plaintiffs do not specify a claim under § 1985(3) and generally assert § 1985
claims, the first two subsections of § 1985 relating to preventing an officer from performing duties
and obstruction of justice are inapplicable here.
9

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The remaining federal claims are all brought under 42 U.S.C. § 1983. It provides,
in pertinent part:
Every person who, under color of any statute, ordinance, regulation, custom,
or usage, of any State or Territory or the District of Columbia, subjects, or
causes to be subjected, any citizen of the United States or other person within
the jurisdiction thereof to the deprivation of any rights, privileges, or
immunities secured by the Constitution and laws, shall be liable to the party
injured in an action at law, suit in equity, or other proper proceeding for
redress . . . .
42 U.S.C. § 1983. Plaintiffs must plead and prove two elements to state a cause of action:
(1) that a person has deprived them of a federal right; and (2) that the person did so under
color of state law. Adickes v. S.H. Kress & Co., 398 U.S. 144, 150 (1970). Plaintiffs have
alleged a variety of § 1983 claims.
The Court notes that many claims may be resolved for the same reason. The Sixth
Circuit has held that because “[a]llegations of respondeat superior do not sustain a § 1983
claim against state employees in their individual capacities, . . . officials are personally
liable for damages under that statute ‘only for their own unconstitutional behavior.’” Colvin
v. Caruso, 605 F.3d 282, 292 (6th Cir. 2010) (citation omitted). The Court “must analyze
separately whether [plaintiff] has stated a plausible constitutional violation by each
individual defendant.” Heyne v. Metro. Nashville Pub. Schs., 655 F.3d 556, 564 (6th Cir.
2011).

“[T]he collective acts of defendants cannot be ascribed to each individual

defendant.” Reilly v. Vadlamudi, 680 F.3d 617, 626 (6th Cir. 2012). In other words,
“damage claims against government officials arising from alleged violations of
constitutional rights must allege, with particularity, facts that demonstrate what each
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defendant did to violate the asserted constitutional right.” Lanman v. Hinson, 529 F.3d
673, 684 (6th Cir. 2008).8
Accordingly, when plaintiffs fail to allege sufficient facts demonstrating how each
defendant’s actions violated plaintiffs’ rights, the Court should grant summary judgment
for defendants. Id. The Sixth Circuit in Lanman held summary judgment in favor of some
defendants was proper where they had “limited involvement” and were simply present at
the scene and administered a drug. Id. at 687. The Sixth Circuit held that such limited
involvement “does not subject [defendants] to individual liability for any alleged
constitutional violation that occurred” and that “presence at the scene and administration
of [a drug] are insufficient to support a finding that [the defendants] violated [the
plaintiff’s] constitutional rights.” Id. When one defendant was “present and perhaps
involved in [the event giving rise to the action], [the] plaintiff ha[d] failed to allege, with
any particularity, the unconstitutionality of [the defendant’s] actions” and therefore the
court granted summary judgment. Id.
Plaintiffs here often have not alleged facts with particularity that demonstrate how
each individual defendant violated plaintiffs’ rights. It seems plaintiffs in one instance
attempted to allege facts against specific defendants, but the brief they filed suggests they
could not do so as it inserted asterisks where the defendants’ names should have been

8

Plaintiffs take issue with this line of cases, stating that defendants rely on them when
they involve “lack of medical care to incarcerated or mental hospital patients” [Doc. 348
pp. 9–11]. However, nothing in the cases suggests these principles only apply to § 1983 claims in
those contexts.
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[Doc. 348 p. 29 (“Defendants *, * and * . . . .”)]. Therefore, the Court finds that defendants
are entitled to summary judgment and will discuss the claims in the order presented by
defendants’ brief [Doc. 336].
1.

Claims by Children

Defendants discuss three claims brought on behalf of the children: (1) the seizure of
N.A.P. from military school; (2) the seizure of the other children after they ran into the
woods; and (3) the seizure of the children by removing them from the home.
First, defendants discuss the removal of N.A.P. from military school. Defendants
state that they were not present on the day of his removal and that DCS9 rather than
defendants removed him [Doc. 336 pp. 11–12]. The complaint does not discuss how each
individual defendant seized N.A.P. The only facts specific to this seizure in the complaint
state, “DCS by and through Cynthia Koehler removed N.A.P. from military school in
Florida where the minor child was progressing” and “DCS removed minor child N.A.P.
from his military school in Florida and he was ‘interviewed’ by Stacey Pratt for more than
five (5) straight hours during which he was pressured to adopt DCS’s version of the facts”
[Doc. 6 ¶¶ 14, 168]. Thus, plaintiffs have set forth no evidence indicating defendants seized
N.A.P.
Second, defendants argue they are entitled to summary judgment as to plaintiffs’
claim that defendants seized the plaintiff children after they ran out of their house into

The Court notes that all claims against the Tennessee Department of Children’s Services
have already been dismissed [Doc. 324].
12
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woods and toward a creek [Doc. 336 p. 13]. Defendants state that to the extent they seized
the children, such a seizure was reasonable due to safety concerns of the children being in
the woods at night near a creek after heavy rain [Id.]. The only facts in the complaint
related to these events are that “[l]aw enforcement officers unlawfully pursued the children
on foot and with the Anderson County Sheriff Department's K-9 by and through Officer
Jonathan Acker” [Doc. 6 ¶ 9]. Neither the complaint nor plaintiffs’ response clearly alleges
that Jonathan Acker ever actually seized the children when he pursued them in the woods.
See California v. Hodari D., 499 U.S. 621, 625–26 (1991) (noting a seizure occurs only if
an officer applies physical force or makes a show of authority and the subject actually
acquiesces to that show of authority). Therefore, plaintiffs have not provided any evidence
that defendants seized the children in the woods.
Third, defendants discuss the removal of the children from the home [Doc. 336
pp. 15–16]. Defendants state that the children were removed by DCS after DCS concluded
the children were abused [Id.]. The complaint states:
On November 10, 2009, instead of offering services to the family, DCS by
and through Cynthia Koehler and Samantha Cardwell removed all six (6)
minor Pethtel children that were living in Tennessee at the time, and placed
them in two (2) different homes with no attempt at the multiple approaches
to provide a safety plan and assist the children and the parents with their
issues
and that “[a]ll of the Pethtel children with the exception of N.A.P. were seized and removed
from the Pethtel home within a few hours of the arrival of DCS” [Doc. 6 ¶¶ 13–14]. Again,
then, plaintiffs have set forth no evidence that defendants seized the children.

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For the reasons stated above, the Court finds that the complaint fails to particularly
allege how each of defendants violated plaintiffs’ constitutional rights as to these alleged
seizures. No evidence before the Court suggests there was a seizure of any of the children,
so no reasonable juror could find in plaintiffs’ favor. See Anderson, 477 U.S. at 248. Even
more, the section of the complaint detailing the unlawful seizure claim [Id. ¶ 352(a)] does
not mention any specific actions of any specific defendants. Indeed, the complaint lists
these violations as being committed by other defendants that have already been dismissed.
See Lanman, 529 F.3d at 684. Thus, defendants are entitled to summary judgment on all
three unlawful seizure claims by the children.
2.

Claims by Parents
a.

Seizure of Mrs. Pethtel with Handcuffs

Defendants argue they are entitled to summary judgment on plaintiffs’ § 1983 claim
based on the seizure of Mrs. Pethtel when they placed her in handcuffs [Doc. 336 p. 16].
Defendants state only defendants Steven Abner and Harold Crowley were involved, and
plaintiffs do not provide otherwise, so the claims against the other defendants must be
dismissed. See Lanman, 529 F.3d at 684.
The complaint states that “[p]laintiffs Tobias and Kathleen Pethtel were seized by
state actors Steven Abner, Joseph Gilvin, Josh Cardwell, Harold James Crowley, Jonathan
Acker, Wiley Maloney, Wally Braden, Jonathan Acker [sic] and other officers of the
Anderson County Sheriff's Department in November 2009 without probable cause” [Doc. 6

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¶ 352(b)(4)]. The rest of this portion describing an alleged unlawful seizure of the plaintiff
parents [Id. ¶ 352(b)] equally does not include references to defendants.
The Court finds that the only defendants that plaintiffs have sufficiently alleged
were involved are Steven Abner and Harold Crowley [Doc. 6 ¶ 4 (“Steven Abner
handcuffed Kathleen Pethtel and shoved her down into a dining room chair.”); Doc. 348
pp. 15–16; Doc. 348-4 p. 8 (noting both Abner and Crowley forced Mrs. Pethtel into a chair
and handcuffed her)]. Moreover, the generalized paragraph quoted above stating that
plaintiffs were seized by all defendants without reference to this specific seizure may not
be attributed to each individual defendant. Reilly, 680 F.3d at 626.
Defendants concede that Mrs. Pethtel was seized but posit that the handcuffing was
a Terry stop requiring only reasonable suspicion rather than probable cause [Doc. 336
p. 18]. See generally Terry v. Ohio, 392 U.S. 1 (1968). The Sixth Circuit has stated that
“Terry, a limited exception to the normal requirements of probable cause, permits a police
officer briefly to detain a person or property for investigative purposes if the officer has a
reasonable suspicion, supported by articulable facts, that criminal activity has occurred or
is about to occur.” United States v. Davis, 430 F.3d 345, 354 (6th Cir. 2005). Therefore,
the first question is whether the law enforcement officers were aware of specific and
articulable facts that gave rise to reasonable suspicion, examining the totality of the
circumstances to determine reasonableness. Id. If the basis was proper, the second
question is to determine “whether the degree of intrusion . . . was reasonably related in
scope to the situation at hand, which is judged by examining the reasonableness of the
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officials’ conduct given their suspicions and the surrounding circumstances,” which
includes consideration of whether the detention was sufficiently limited in time and the
investigative means used were the least intrusive reasonably available. Id. (alteration in
original) (citation omitted). “A determination of reasonableness depends on a balance
between ‘the need to search [or seize] against the invasion which the search [or seizure]
entails.’” Centanni v. Eight Unknown Officers, 15 F.3d 587, 590 (6th Cir. 1994) (alteration
in original) (citation omitted).
Defendants put forth the state criminal trial testimony of Crowley and Abner
[Doc. 334-2] to describe the relevant events. The officers responded to plaintiffs’ home
after there were many 911 hang-up calls that day and the day prior [Id. at 23]. Mrs. Pethtel
stated that her children were playing with the phone and must have dialed 911 before
hanging up [Id. at 7–8]. Crowley told them not to have the children play with the phone,
and he returned to his car [Id. at 8]. Crowley stated that during this first conversation,
Mrs. Pethtel stepped onto the front porch [Doc. 334-2 p. 17].
Defendant Abner then arrived, spoke with Crowley, and they then returned to the
house to issue a citation for misuse of 911 [Id. at 9]. The officers knocked on the door, and
Mrs. Pethtel opened it [Id. at 25]. Abner asked if there was a place where they could sit
down and write or “something to that effect”; he did not recall if she said anything [Id.].
Crowley stated that they requested her identification for the purpose of issuing the citation;
“[s]he said, my ID is in the kitchen and she turned and walked into the kitchen and
[the officers] followed her in the kitchen area” [Id. at 9]. The officers concede they did not
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have a warrant or explicit permission to enter but explain that “[s]he didn’t tell us not to
come in. She had the door open, we entered behind her and followed her into the kitchen
area” [Id. at 18, 31]. The officers “took it as an invitation” [Id. at 31].
When in the kitchen, a female child entered, and Crowley “noticed that she had
some bruising on her face, . . . both hands, . . . both arms and the lower portion of her legs”
[Id. at 10]. Crowley asked how the child acquired the bruises, and Mrs. Pethtel stated she
had fallen off a bicycle [Id.]. Crowley asked to speak to the child, but Mrs. Pethtel and the
child went into another room before the child returned with long sleeves and pants [Id. at
10–11]. Crowley asked if the child could raise her sleeves so he could see her arms, but
when the child began to do so, Mrs. Pethtel grabbed the child and “screamed at [Crowley]
that [he was] not looking at [her] child” [Id. at 11–12]. “Her tone changed instantly. It
was a loud scream. . . . At that time she started jumping around the kitchen. . . . Her
demeanor totally changed. She became irate” [Id. at 12]. Crowley told her it was his
obligation to contact DCS, and “she escalated even further[,] . . . jumping around the
kitchen[.] . . . [S]he was just yelling and screaming and she was asked several times to calm
down. She didn’t calm down at that time” [Id. at 12–13]. Abner described her behavior,
stating, “[s]he was loud, she was screaming, hollering, running all around the kitchen. She
pulled her dress up and showed us some kind of . . . colostomy bag[.] . . . She was pulling
the drawers open to all the kitchen cabinets” [Id. at 28]. The officers testified that this
behavior concerned them and that they handcuffed her “because [they] felt threatened.

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[They] felt like she was out of control [and that] she was going to pull a knife or gun”
because it was “that intense” [Id.].
With her behavior it came to the point to where Deputy Abner and [Crowley]
handcuffed her and asked her to calm down repeatedly. She would not
calm down, she was placed in handcuffs and asked to have a seat at the
kitchen table. . . . After a few minutes she calmed down and the handcuffs
were removed
[Id. at 13].
Defendants therefore assert that they had “reasonable suspicion that Mrs. Pethtel
could potentially harm them or herself based upon her irate and erratic behavior” and that
the brief seizure of only a few minutes was reasonable [Doc. 336 p. 19].
Plaintiffs refute defendants’ arguments as to both reasonable suspicion and
reasonableness of the scope of the seizure. As to reasonable suspicion, plaintiffs initially
appear to argue that a seizure based on past child abuse would be unreasonable because the
analysis is more critical for investigations of past criminal activity than for investigations
of ongoing conduct [Doc. 348 pp. 12–13 (citing United States v. Hudson, 405 F.3d 425,
437 (6th Cir. 2005))].
Addressing defendants’ argument that Mrs. Pethtel caused a threat to the officers’
safety, plaintiffs state that “Mrs. Pethtel was physically incapable of yelling, screaming,
and running and jumping around as alleged in the factual scenario” because of her varied
health issues [Id. at 15]. While plaintiffs attached portions of her medical records, this does
not demonstrate that she was indeed incapable of those behaviors. Plaintiffs argue that it
was unreasonable to believe the approximately five-foot-tall, “medically fragile” woman
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could threaten the officers,10 particularly considering they did not record threats in any
official documents [Doc. 348 p. 16]. However, plaintiffs do not cite evidence that supports
this contention in the record.
Plaintiffs further argue that the child was wearing clothes, which were not pulled
down until DCS arrived, and that it was “impossible for anyone to see bruising other than
on her face and hands,” citing the complaint [Id. at 17].
As previously stated, this is insufficient to defeat summary judgment. Plaintiffs
must point to evidence in the record such as depositions, affidavits, or other materials upon
which a reasonable finder of fact could find in its favor. Anderson, 477 U.S. at 248; see
also Fed. R. Civ. P. 56(c)(1)(A). “To meet this burden, the moving party may rely on any
of the evidentiary sources listed in Rule 56(c) or may merely rely upon the failure of the
nonmoving party to produce any evidence which would create a genuine dispute for the
jury.” Cox v. Ky. Dep’t of Transp., 53 F.3d 146, 149 (6th Cir. 1995) (citation omitted).
“Essentially, a motion for summary judgment is a means to ‘challenge the opposing party
to ‘put up or shut up’ on a critical issue.’” Id. (citation omitted). Here, plaintiffs have not
put forth any evidence that would defeat defendants’ arguments or demonstrate a genuine
issue of material fact as to whether the officers reasonably could have viewed plaintiff’s
erratic behavior as threatening.

10

Defendants reply that no matter whether she was medically fragile, the officers were
unsure for what Mrs. Pethtel was looking and feared for their safety based on her actions
[Doc. 352 p. 12].
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Based on the evidence regarding Mrs. Pethtel’s behavior provided by defendants
and not refuted by plaintiffs’ evidence, the Court concludes there is no genuine dispute of
material fact and that, as a matter of law, the officers had reasonable suspicion to believe
criminal activity was about to occur, namely that the officers or the children could have
been in danger.11 The basis for the Terry stop was therefore proper, and the officers were
justified in detaining Mrs. Pethtel.
Plaintiffs next argue the initial entry into the Pethtel home violated the Fourth
Amendment and therefore the actions following the entry were unreasonable [Doc. 348
p. 15]. Plaintiffs explain Mrs. Pethtel was not a fleeing misdemeanor subject, defendants
do not argue there were exigent circumstances to enter the home, and there “was absolutely
no reason to enter the Pethtel’s home without a warrant” [Id. at 13–14]. Plaintiffs argue
Mrs. Pethtel did not invite them into the home and that Abner “forced his way into the
home after opening the screen door to gain access” and cite to the complaint [Id. at 13].
Plaintiffs cite no evidence in support of this assertion.
Attempting to argue that Mrs. Pethtel’s other behaviors demonstrated lack of
consent to enter the home, plaintiffs highlight the Anderson County Sheriff’s Department

Defendants’ briefing implies that the crimes of which Mrs. Pethtel was suspected were
potential future crimes against an officer such as assault or battery. The Court finds that the
officers had reasonable suspicion to detain Mrs. Pethtel for a brief time to investigate child abuse
as well based on the repeated 911 calls in combination with the bruising of the child and response
after inquiry. The officers reasonably could have believed that a person was in distress as recently
as that morning based on the calls and that abuse may have continued had they left, particularly
considering Mrs. Pethtel’s agitated state. The detention in the manner performed would have been
necessary for officer safety while investigating this matter as inquiries elicited an intense response
from Mrs. Pethtel. Therefore, the Court finds that the officers had reasonable suspicion to conduct
a Terry stop based on the potential future criminal activity of both harm to an officer or child abuse.
20
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incident report, which states that after being asked to look at the child, she “demanded to
talk to her attorney” [Doc. 348-17 p. 3]. Plaintiffs state Mrs. Pethtel closed doors to keep
the deputies out during their stay but do not cite any evidence of such in the record
[Doc. 348 p. 17]. She avers she attempted to call her husband and cites to AT&T records
and the Findings of Fact from the Criminal Court of Tennessee, which state, “Officer
Crowley testified they never attempted to obtain consent. There was never a warrant”
[Doc. 348 pp. 16–17 (citing [Doc. 348-11 p. 1, Doc. 348-18])]. Though, the excerpt does
not make it clear to which portion of the day’s events this is referring.
The Court finds these events do not create a genuine dispute of material fact and
that the officers’ initial entry was proper as a matter of law. Plaintiffs refer to the entire
length of the officers’ stay at the home whereas the only relevant actions relate to the
officers’ initial entry [Doc. 348 p. 17 (referencing that the officers stayed at the Pethtel
home for over five hours)].

Considering the exchange between the officers and

Mrs. Pethtel on the porch of the home, as a matter of law, the officers could have reasonably
concluded she gave implied consent to enter.
The Sixth Circuit handled a similar case in United States v. Carter, 378 F.3d 584
(6th Cir. 2004). There, officers asked to enter the defendant’s hotel room, the officers did
not recall if he responded, the defendant moved away from the door and backed up, and
the officers entered. Id. at 588. The Sixth Circuit held that the defendant was asking them
“to hold as a matter of law that consent must be given verbally, perhaps by some ‘magic
words’ formula.” Id. at 589. The court declined to do so and noted, “[a]lthough a man’s
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home is his castle, trumpets need not herald an invitation. The police may be kept out or
invited in as informally as any other guest.” Id. Applied to those facts,
[t]he investigating officers were instantly recognizable as policemen when
[defendant] opened the door. They properly asked permission to enter, and
[defendant] stepped back, letting them in. Any ordinary caller, under like
circumstances, would understand assent to have been given, and the police
are not held to a higher standard in this regard than an ordinary
person. Robbins v. MacKenzie, 364 F.2d 45, 49 (1st Cir. 1966) (“An
ordinary person who knocks on a door and receives assent may properly
consider himself an invited guest. . . . Similarly, the fourth amendment . . .
does not require [a police officer] to be clairvoyant.”).
Id. at 588. When the officers asked if they could enter, the defendant was not “threatened,
coerced, or tricked,” and nothing indicated that he was unaware of his right to refuse entry
by either verbally denying entry or closing the door, so the Sixth Circuit held that though
his decision “may have been rash and ill-considered, . . . that does not make it invalid.” Id.
at 588–89.
Here, just as in Carter, the officers expressed interest in entry to write a citation,
and plaintiff held open the door and did not expressly refuse the officers entry. Instead,
she walked away to retrieve an item and did not object when the officers began to follow,
so the officers could reasonably understand they had implied consent to enter as would any
ordinary caller. Therefore, plaintiffs’ arguments regarding reasonableness of the initial
entry fail.12

12

It is true a consenting person has the right to withdraw consent and define the scope of
consent. See generally Florida v. Jimeno, 500 U.S. 248 (1991). Nonetheless, after the officers
were lawfully in the home, the officers could reasonably believe child abuse was regularly
occurring in the home based on their observations. Consequently, even if plaintiff later effectively
withdrew her consent, there were then exigent circumstances permitting the officers to remain.
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The Court further finds that the degree of the intrusion was reasonably related to the
scenario. Plaintiff was detained only for a short period that defendants describe as a “few
minutes” [Doc. 334-2 p. 13] and that plaintiffs describe as “15 minutes” without citation
to the record [Doc. 348 pp. 15–16]. Regardless, there is no dispute that Mrs. Pethtel was
handcuffed for this brief period and that the handcuffs were removed when she was calm
[Doc. 334-2 p. 29]. Thus, this seizure was limited in time to the duration of the perceived
threat to officer safety and ended upon the termination of that threat.
Further, the record shows the means used were the least intrusive available as
Mrs. Pethtel had previously disregarded the officers’ pleas to calm down [Id. at 13].
Having attempted other methods, the officers’ decision to handcuff Mrs. Pethtel was
determined as the next logical step. The Sixth Circuit has stated that “[i]f a subject is
unarmed, but nonetheless presents a risk to officer safety, handcuffing and detention in a
cruiser may still be reasonable.” Kowolonek v. Moore, 463 F. App’x 531, 536 (6th Cir.
2012). Here, Mrs. Pethtel was not even taken to a different location or placed in a police
vehicle. The Court thus finds that the degree of the intrusion was therefore reasonable as
a matter of law.
Further, defendants argue they are entitled to qualified immunity [Doc. 336 p. 35].
When a defendant raises qualified immunity, “the burden is on the plaintiff to demonstrate
that the official[ is] not entitled to qualified immunity.” Silberstein v. City of Dayton,
440 F.3d 306, 311 (6th Cir. 2006). Plaintiffs must show: (1) “facts which, when taken in
the light most favorable to [the plaintiff], show that the defendant-official’s conduct
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violated a constitutionally protected right”; and (2) “that right was clearly established such
that a reasonable official, at the time the act was committed, would have understood that
his behavior violated that right.” Pittman v. Cuyahoga Cnty. Dep’t of Child. & Fam. Servs.,
640 F.3d 716, 727 (6th Cir. 2011) (citations omitted). The order in which to address the
two prongs is left to the Court’s discretion. Pearson v. Callahan, 555 U.S. 223, 236 (2009).
Regarding the first prong of the analysis, for the reasons already explained, the
Court finds the officers’ brief detention of Mrs. Pethtel was reasonable and therefore did
not violate her constitutional rights. Nevertheless, the Court will turn to the second prong
of the analysis and consider the state of the law at the time of Mrs. Pethtel’s seizure.
To be clearly established, “[t]he contours of the right must be sufficiently clear that
a reasonable official would understand that what he is doing violates that right.” Anderson
v. Creighton, 483 U.S. 635, 640 (1987). The legal propositions are considered in light of
the specific context of the case, not at higher levels of generality. Brosseau v. Haugen,
543 U.S. 194, 198 (2004). For example, “[t]he general proposition . . . that an unreasonable
search or seizure violates the Fourth Amendment is of little help in determining whether
the violative nature of particular conduct is clearly established.” Ashcroft v. al-Kidd,
563 U.S. 731, 742 (2011). While the standards need not be so specific as to be directly on
point, courts should look to precedent that is “‘particularized’ to the facts of the case.”
White v. Pauly, 137 S. Ct. 548, 552 (2017) (citation omitted). “The law is clearly
established when the plaintiff can point either to ‘cases of controlling authority in his
jurisdiction at the time of the incident’ or ‘a consensus of cases of persuasive authority
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such that a reasonable officer could not have believed that his actions were lawful.’” Kent
v. Oakland Cnty., 810 F.3d 384, 395 (6th Cir. 2016) (quoting Wilson v. Layne, 526 U.S.
603, 617 (1999)). “[E]xisting precedent must have placed the statutory or constitutional
question beyond debate. . . . In other words, immunity protects ‘all but the plainly
incompetent or those who knowingly violate the law.’” White, 137 S. Ct. at 551 (citations
and internal quotation marks omitted).
Here, the Court finds that based on the arguments and precedent set forth in the
briefing, plaintiffs have not identified cases that clearly established the rights they claim
were violated.13 Plaintiffs’ cases regarding the sanctity of the home [Doc. 348 p. 14] are
too general, and plaintiffs provide no cases that state a Terry stop may not occur once an
officer is lawfully inside a home. While plaintiffs argue that particular facts, even if
unsupported by the record, demonstrate Mrs. Pethtel’s lack of consent or objection to the
officers’ presence later in the day, plaintiffs do not cite cases that reflect upon the sequence
of events at the door. Based on the case law as described above, the officers reasonably
could have believed their behavior was lawful.

13

In a section discussing qualified immunity as to all claims in the case, plaintiffs cite
cases generally for the propositions that the Fourth Amendment protects against unreasonable
searches and seizures, the Fourth Amendment applies to social workers, and children are entitled
to these protections [Doc. 348 pp. 34–35]. These cases do not directly address the particular issues
upon which the officers seek qualified immunity and therefore are not sufficiently particularized
to the facts of this case. White, 137 S. Ct. at 551–52.
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Accordingly, the Court finds that plaintiffs have failed to meet their burden as to
either prong of the qualified immunity analysis. Defendants are therefore entitled to
summary judgment on this claim.
b.

Seizure of Pethtel Parents in Their Home

The complaint states that “Kathleen Pethtel was detained by Anderson County
Sheriffs by and through Officer Jonathan Acker in a back room of the home,” the parents
“were detained in separate rooms in their own home,” and that Mr. Pethtel “arrived home
and was forbidden entrance into his own home for approximately forty-five (45) minutes
by several officers of the Anderson County Sheriff’s Department by and through Josh
Cardwell, Steven Abner, Wiley Maloney, Wally Braden and Joseph Gilvin, and
Investigator Harold James Crowley” [Doc. 6 ¶¶ 6, 8]. There are then two seizures with
which plaintiffs take issue: (1) keeping Mr. Pethtel out of the home; and (2) keeping
plaintiff parents separate within the home.
The Court finds that as to Mr. Pethtel being detained separately in the home, no
particular defendants have been alleged to be involved. The sequence of events in
paragraph six of the complaint is somewhat unclear, but the Court assumes the detention
of Mrs. Pethtel by Acker is the separation of the parents to which plaintiffs refer. Regarding
the alleged exclusion of Mr. Pethtel from his home, the Court will assume arguendo that
each of defendants were involved. Accordingly, the only claims pleaded with specificity
that warrant a continued analysis are the seizure of Mrs. Pethtel separately in the back of
her home by Acker and the seizure of Mr. Pethtel outside of the home by the previously26

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listed defendants. Even if plaintiffs had adequately alleged facts as to each defendant to
comply with Lanman, all claims still fail.
Defendants attached state criminal trial testimony where Mr. Pethtel described the
sequence of events: He returned home to find his “entire driveway filled with vehicles from
the Anderson County Sheriff’s Department,” he parked his car and “walked up and . . .
addressed one of the officers [whose name he did not know, and the officer] told
[Mr. Pethtel] to go back and wait in [his] vehicle. So [he] did” [Doc. 334-4 p. 7].
Mr. Pethtel then waited in his vehicle for forty-five minutes, told an officer it was “really
cold out and [he] would really like to sit in [his] house and [the officer] finally let [him] go
sit in [his] house” [Doc. 334-5 p. 4]. Defendants state that Mr. Pethtel does not allege that
he was prevented from leaving the property [Doc. 336 p. 20]. When Mr. Pethtel re-entered
the house, he said the officer placed him in a room [Doc. 334-5 p. 12].
Defendants argue that these alleged seizures are analogous to Terry stops based on
reasonable suspicion that child abuse was occurring, that the detentions were reasonable,
and that such claims are Heck-barred. See generally Terry, 392 U.S. 1; Heck v. Humphrey,
512 U.S. 477 (1994).
Defendants state that the specific and articulable facts giving rise to their suspicion
are the bruising on the child’s body, the child’s sudden change in clothing, and the mother’s
behavior in response to questioning [Doc. 336 p. 21]. Mr. Pethtel at trial acknowledged
that it made sense that the officers did not want a suspect roaming around a potential crime

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scene [Doc. 334-5 p. 13]. The officers allowed Mr. Pethtel to wait outside in his vehicle,
and inside, the parents were free from restraints [Id. at 4–6].
Plaintiffs respond that defendants “cite[] no authority to support the proposition that
police may stop and frisk and [sic] individual in his own home based on the same
indications of criminality that would allow the detention elsewhere” as Terry was created
to allow police to detain individuals on the street [Doc. 348 pp. 18–19]. Further, plaintiffs
highlight the importance of the home in Fourth Amendment jurisprudence and cite
pertinent cases [Id.]. See, e.g., Silverman v. United States, 365 U.S. 505, 511 (1961).
Plaintiffs state that reasonable suspicion “must rest on specific facts—available to
the officers before they initiate contact—tending to show that the person stopped is in fact
the person wanted in connection with a criminal investigation,” Hudson, 405 F.3d at 438,
and that defendants have not stated any facts that support plaintiff parents had committed
or would commit child abuse [Doc. 348 p. 19]. Plaintiffs posit that the only available facts
were bruising on one child’s face, which the mother explained resulted from a bicycle
accident [Id. at 19–20].
Plaintiffs further argue that the detention in separate rooms was not brief and instead
actually took over five hours and that defendants do not articulate facts supporting the long
detention [Id. at 17]. Plaintiffs contend some deputies should have remained at the home
while others obtained a warrant [Id. at 18].
The Court finds that the detentions were reasonable as a matter of law, and
regardless, the officers are entitled to qualified immunity. As discussed above, defendants
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in fact had reasonable suspicion that plaintiff parents were specific persons wanted in
connection with abuse. Based on the numerous 911 calls, extensive bruising on the
children, sudden change of clothing, and erratic behavior of Mrs. Pethtel, defendants could
reasonably suspect someone in the home was harming the children. Though the officers
received an alternative explanation of a bicycle accident, the officers could reasonably
believe this was a cover story to protect the abuser. Plaintiffs provide no authority to
support that the officers were required to accept their explanation. Also, as noted, the
officers took into account Mrs. Pethtel’s behavior in following the child into the back room
and then creating tension by escalating the situation. The basis of the seizures therefore
was proper.
Similarly, the intrusions were reasonably related in scope to the situation at hand.
While the detention took place over a period of hours, it was nonetheless reasonable. A
Terry stop must be temporary and “last no longer than is necessary to effectuate the purpose
of the stop. . . . While there is ‘no rigid time limitation on the lawfulness of a Terry stop,’
[the Court] must ‘examine whether the police diligently pursued a means of investigation
that was likely to confirm or dispel their suspicions quickly, during which time it was
necessary to detain the defendant.’” Davis, 430 F.3d at 354 (citations omitted).
Here, the trial testimony shows that the officers called DCS and the children then
ran out the back of the house toward the creek, the officers and Mrs. Pethtel had to gather
the children and bring them back to the house, the children had to change into dry clothes,
and DCS representatives spoke with the children [See generally Doc. 334-2]. During the
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investigation, Mr. Pethtel arrived home, waited in his car, and eventually waited in one of
the children’s bedrooms until the children were gone, at which point he talked to Cynthia
Koehler from DCS [Doc. 334-5 pp. 4–6]. Numerous events happened during this period,
all which required plaintiff parents’ separation from the children and a continued detention
for the purpose of investigation. While longer than a typical Terry stop, the Court finds
that these detentions lasted no longer than necessary to effectuate the purpose of the
detentions as they ended when the children were removed from the home and thus the
potential threat to the children evaporated. Further, nothing suggests that the detentions
were overly intrusive. The evidence shows that plaintiff parents were instructed to remain
in particular locations, but there is no evidence of physical contact, restraints, excessive
surveillance, or other intrusions. Being reasonable in scope, the Terry stops were proper,
and no constitutional violations occurred.
For the same reasons, defendants are entitled to qualified immunity as plaintiffs have failed
to meet their burden as to the first prong. But plaintiffs also have not identified legal
authority that clearly establishes defendants’ actions were constitutional violations.
Plaintiffs argue that defendants have not offered case law to justify a Terry stop inside a
home, but plaintiffs mistake the burden. Plaintiffs––not defendants––are required to
demonstrate such a stop was clearly impermissible. General arguments regarding the “very
core” of Fourth Amendment jurisprudence do not meet the required level of specificity that
is required. See White, 137 S. Ct. at 552. As previously stated, “[t]he general proposition
. . . that an unreasonable search or seizure violates the Fourth Amendment is of little help
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in determining whether the violative nature of particular conduct is clearly established.”
Ashcroft, 563 U.S. at 742. Considering that “immunity protects ‘all but the plainly
incompetent or those who knowingly violate the law’” and plaintiffs offer no “existing
precedent [that places] the statutory or constitutional question beyond debate,” plaintiffs
fail to meet their burden on the second qualified immunity prong as well. White, 137 S.
Ct. at 551 (citations omitted).
Defendants are protected by qualified immunity for these reasons and are entitled
to summary judgment. Having found defendants acted reasonably and alternatively are
entitled to qualified immunity, the Court declines to address their argument that Heck bars
plaintiffs’ claims.
c.

Wrongful Search

Defendants argue that Heck v. Humphrey bars plaintiffs from claiming an unlawful
search of their home because their convictions for child abuse have not been overturned,
and they cannot prove an actual, compensable injury [Doc. 336 pp. 23–24]. The complaint
states
Plaintiff Tobias Pethtel's home was searched by state actors Harold James
Crowley, Josh Cardwell, Steven Abner, Wally Braden, Wiley Maloney,
Jonathan Acker, Joseph Gilvin and other officers from the Anderson County
Sheriff's Department and DCS by and through Cynthia Koehler and
Samantha Cardwell in November 2009 without Plaintiff Pethtel’s permission
. . . [and] without probable cause or a court-issued warrant
[Doc. 6 ¶¶ 352(d)(4)–(5)].
In Heck, the Supreme Court held that “[i]n order to recover compensatory damages,
. . . the § 1983 plaintiff must prove not only that the search was unlawful, but that it caused
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him actual, compensable injury . . . which . . . does not encompass the ‘injury’ of being
convicted and imprisoned (until his conviction has been overturned).” 512 U.S. at 487 n.7.
The Sixth Circuit held that this language “plainly refutes the argument that Fourth
Amendment claims are exempted from the requirement that a conviction must be set aside
as a precondition for this type of § 1983 suit.” Schilling v. White, 58 F.3d 1081, 1086
(6th Cir. 1995).
Defendants argue that because plaintiffs “cannot show their convictions for child
abuse have been ‘reversed on direct appeal, expunged by executive order, declared invalid
by a state tribunal authorized to make such determination, or called into question by a
federal court's issuance of a writ of habeas corpus’ and they can prove no other actual,
compensable injury,” summary judgment is appropriate [Doc. 336 p. 24 (quoting Heck,
512 U.S. at 487)].
Plaintiffs respond that “the Plaintiffs have not had, and will never have a Habeas
Corpus action” [Doc. 348 p. 21] and rely upon Powers v. Hamilton Cnty. Pub. Def.
Comm’n, 501 F.3d 592 (6th Cir. 2007). Defendants reply that plaintiffs have not presented
evidence that they are habeas-ineligible [Doc. 352 p. 16]. The documents attached to
plaintiffs’ memorandum state that plaintiffs were sentenced to a term of eleven months and
twenty-nine days of probation [Doc. 348-2 pp. 3, 10].
Writing in concurrence to the judgment in Heck, Justice Souter noted that the
Court’s decision would not preclude a § 1983 suit when the plaintiff could not have had
his conviction impugned through habeas relief because the plaintiff received a short term
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of imprisonment, probation, or parole. Heck, 512 U.S. at 497–500 (Souter, J., concurring).
While the circuits are split on whether Justice Souter’s limitation to Heck stands as law,
the Sixth Circuit has adopted Justice Souter’s approach. Powers, 501 F.3d at 600–03. In
Powers, the Sixth Circuit determined that “a § 1983 plaintiff is entitled to a Heck exception
if the plaintiff was precluded ‘as a matter of law’ from seeking habeas redress, but not
entitled to such an exception if the plaintiff could have sought and obtained habeas review
while still in prison but failed to do so.” Id. at 601. Thus, the relevant inquiry is not
whether § 1983 plaintiffs are currently incarcerated but whether the plaintiffs “lack a
habeas option for the vindication of their federal rights.” Id. at 603.
Although plaintiffs may contend that habeas relief was not available, terms of
probation qualify as “custody” for purposes of habeas relief. McVeigh v. Smith, 872 F.2d
725, 727 (6th Cir. 1989); see Parvin v. Campbell, 641 F. App’x 446, 448, 450 (6th Cir.
2016) (affirming the lower court’s dismissal of a plaintiff’s claims pursuant to Heck where
he was sentenced to six months of probation).
Here, then, plaintiffs “could have sought and obtained habeas review” while serving
probation but failed to do so. Powers, 501 F.3d at 601. Plaintiffs are therefore not eligible
for the Heck exception set forth in Powers, and plaintiffs’ reliance on Powers is misplaced.
Plaintiffs have not demonstrated they were habeas-ineligible, and because they are
accordingly unable to prove an actual, compensable injury or that their convictions have
been overturned, defendants are entitled to summary judgment on this claim.

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3.

Claims by All Plaintiffs
a.

Due Process and Equal Protection

The portions of the complaint detailing the claim for violations of plaintiffs’
procedural and substantive due process and equal protections rights do not list any
defendants by name and instead generally refer to “state actors” and “private persons”
[Doc. 6 ¶¶ 352(e)–(g)]. Moreover, plaintiffs’ briefing on these claims cites absolutely no
evidence specifying particular improper conduct of any specific defendant, including in its
sole citation to evidence, namely document 348–11. Defendants are therefore entitled to
summary judgment on these claims. See Lanman, 529 F.3d at 684.
b.

Second Amendment

Plaintiffs’ complaint makes several allegations that various defendants violated
their Second Amendment rights but only one specific to the Anderson County defendants:
Paul White made comments that plaintiff Tobias Pethtel was always armed while knowing
he had a concealed weapons permit [Doc. 6 ¶ 471]. Plaintiffs note that defendants
“manipulated interrogations and fabricated evidence, knowing that this evidence would be
used against Mr. Pethtel in a felony trial, and knowing that the criminal felony charge
would prevent him from exercising his right to carry a firearm” [Doc. 348 p. 31]. Further,
plaintiffs aver that Mr. and Mrs. Pethtel were not permitted to enter the DCS office with
sweaters in the winter and that defendants’ actions caused others to “disparage the Pethtels
despite their right to bear arms” [Id. at 32].

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The Court finds that defendants are entitled to summary judgment on this claim for
the same reasons as the Court’s previous order [Doc. 324 pp. 30–32]. General comments
or questions about Mr. Pethtel’s firearm ownership or possession do not infringe on his
right to bear arms [Id.]. Restrictions in the DCS office and on firearm ownership by felons
are valid; though, they are irrelevant at this stage because the DCS is no longer a defendant
[Id. (discussing that these restrictions are permissible and do not violate the Second
Amendment and that to the extent the response attempts to allege malicious prosecution,
plaintiffs may not amend the complaint at this stage)]. Most importantly, plaintiffs cite no
evidence to support their Second Amendment claim. Accordingly, defendants are entitled
to summary judgment on this claim.
III.

Motion to Dismiss – Anderson County CASA Defendants
A.

Legal Standard

Anderson County CASA and Diane Renfroe bring their motion to dismiss pursuant
to Federal Rules of Civil Procedure 8(a) and 12(b)(6).14 Federal Rule of Civil Procedure
8(a) sets out a liberal pleading standard. To survive a motion to dismiss, a complaint need
contain only a “‘short and plain statement of the claim showing that the pleader is entitled
to relief,’ in order to ‘give [the opposing party] fair notice of what the . . . claim is and the
grounds upon which it rests.’” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007)

14

Plaintiffs seem to question whether Defendants’ motion is instead a motion for judgment
on the pleadings or for summary judgment [Doc. 359 pp. 10–11]. This contention is meritless as
defendants’ motion is clear that it is a motion to dismiss and defendants cite no extraneous evidence
as would be required for a motion for summary judgment. Consequently, the Court will treat this
motion as a motion to dismiss and therefore will only consider the allegations in the complaint.
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(quoting Conley v. Gibson, 355 U.S. 41, 47 (1957)). This is to “avoid situations . . . wherein
the pleading is so verbose that the Court cannot identify with clarity the (claims) of the
pleader and adjudicate such (claims) understandingly on the merits.” Harrell v. Dirs. of
Bureau of Narcotics & Dangerous Drugs, 70 F.R.D. 444, 446 (E.D. Tenn. 1975). Detailed
factual allegations are not required, but a party’s “obligation to provide the grounds of his
entitlement to relief requires more than labels and conclusions.” Twombly, 550 U.S. at 555
(internal quotations omitted). “[A] formulaic recitation of the elements of a cause of action
will not do,” nor will “an unadorned, the-defendant-unlawfully-harmed-me accusation.”
Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citation omitted).
In deciding a Rule 12(b)(6) motion to dismiss, a court must construe the complaint
in the light most favorable to the plaintiff, accept all factual allegations as true, draw all
reasonable inferences in the plaintiff’s favor, and determine whether the complaint contains
“enough facts to state a claim to relief that is plausible on its face.” Twombly, 550 U.S. at
570; Directv, Inc. v. Treesh, 487 F.3d 471, 476 (6th Cir. 2007) (citation omitted). This
assumption of factual veracity, however, does not extend to bare assertions of legal
conclusions. Iqbal, 556 U.S. at 679. And a court is not “bound to accept as true a legal
conclusion couched as a factual allegation.” Papasan v. Allain, 478 U.S. 265, 286 (1986).
“A claim has facial plausibility when the plaintiff pleads factual content that allows
the court to draw the reasonable inference that the defendant is liable for the misconduct
alleged.” Iqbal, 556 U.S. at 678. “Determining whether a complaint states a plausible

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claim for relief will . . . be a context-specific task that requires th[e Court] to draw on its
judicial experience and common sense.” Id. at 679.
The Court will evaluate defendants’ motion pursuant to these standards.
B.

Analysis

CASA defendants move to dismiss all potential claims asserted against them
[Doc. 344]. As with the prior motions to dismiss, defendants noted “it is very difficult to
decipher from the Amended Complaint what claims are directed to which defendants”
[Doc. 345 p. 9]. They therefore addressed the claims they understood to be potentially
asserted against them. As will be explained below, plaintiffs fail to state a claim as to
CASA defendants for many of the same reasons as they failed to state a claim as to the
other defendants whose motions were decided in November 2020 [Doc. 324]. The Court
therefore frequently refers to its prior ruling. There, the Court
explicitly addresse[d] all arguably viable claims. By negative inference,
some claims [were] not addressed because either a party ha[d] been
dismissed in its entirety for another reason, or the claim as alleged in the
claim chart, response to a motion, or otherwise [was] dismissed as
insufficient to state a claim as to other defendants for the reasons explained
[Id. at 12]. In this case, the Court will address defendants’ arguments as to the remaining
claims.

The Court also notes defendants’ arguments regarding qualified immunity,

respondeat superior, and collateral estoppel [Doc. 345], but the Court finds it unnecessary
to address these arguments because the claims must be dismissed for other reasons
discussed below.

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1.

Americans with Disabilities Act (“ADA”)

In the section of the complaint titled “ADA Title II: State and Local Government
Activities,” plaintiffs state, “Defendants violated [M.M.P.’s] ADA rights as follows
below” and that “CASA was talked to by Angela Blevins, GAL for M.M.P. and was
informed that her behavior toward a handicapped child was inappropriate causing M.M.P.
embarrassment and invasion of her privacy by talking to doctors and talking to M.M.P.
without her legal counsel present” [Doc. 6 ¶¶ 527, 529(gg)]. The Court notes this language
is unclear as it asserts other persons talked to CASA, an entity, about its behavior.
Nonetheless, regardless whether the claim is against either of CASA defendants, it must be
dismissed.
Title II of the ADA prohibits public entities from discriminating against disabled
individuals, stating “no qualified individual with a disability shall, by reason of such
disability, be excluded from participation in or be denied the benefits of the services,
programs, or activities of a public entity, or be subjected to discrimination by any such
entity.” 42 U.S.C. § 12132. A public entity is defined as “any State or local government”
and “any department, agency, special purpose district, or other instrumentality of a State
or States or local government.” 42 U.S.C. § 12131(1)(A)–(B). Accordingly, the “proper
defendant is that ‘entity.’” Williams v. McLemore, 247 F. App’x 1, 8 (6th Cir. 2007)
(citation omitted).
Defendants correctly state CASA is not a public entity and that Renfroe is therefore
not a public employee [Doc. 345 p. 42]. Even if she were, though, the claim against
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Renfroe must be dismissed because the ADA applies to employers, places of public
accommodation, and organizations and therefore “does not permit public employees or
supervisors to be sued in their individual capacities.” Williams, 247 F. App’x at 8 (citations
omitted). Because plaintiffs bring this action under respondeat superior [Doc. 6, Parties,
¶ 11], and Renfroe has not violated the ADA, there is no basis for liability against CASA
either. The ADA claims against CASA defendants must therefore be DISMISSED.
2.

Section 1985 Claim

Defendants move to dismiss plaintiffs’ civil conspiracy claims under 42 U.S.C.
§§ 1985(3)15 and 1986 [Doc. 345 p. 40]. The Court finds that the claims must be
DISMISSED for the same reasons articulated in the Court’s November 2020 Order
[Doc. 324 pp. 18–20].
3.

Section 1983 Claims
a.

First Amendment
(1)

Free Exercise of Religion

Plaintiffs fail to state a claim as to free exercise of religion under the First
Amendment. Plaintiffs allege violations against CASA only, stating “CASA’s report
states: ‘CASA feels Mr. Pethtel is a very disciplined, task oriented person whose faith and
Biblical beliefs guide his motives and actions with regard to his family, specifically his
children[’] and ‘CASA believes Mr. Pethtel believes in a very strong patriarchal dominated

15

Although plaintiffs do not specify a claim under § 1985(3) and generally assert § 1985
claims, the first two sub-sections of § 1985 relating to preventing an officer from performing duties
and obstruction of justice are inapplicable here.
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family’” and “CASA . . . belittled the Plaintiffs’ support groups” by stating that the majority
of the plaintiffs’ friends were adoptive parents who homeschooled their children while
“knowing that the Pethtels and their friends believe in the Biblical mandate to ‘train up a
child in the way he should go’” [Doc. 6 ¶¶ 441, 446]. In the second to last paragraph of
this section in the complaint, plaintiffs state, “Defendants have censored Plaintiffs from
expressing their religious beliefs, in violation of Plaintiff’s right to the free exercise of her
religious beliefs” [Id. ¶ 455].
The Court finds these claims must fail for the same reasons as stated in the Court’s
previous order [Doc. 324 pp. 33–36 (discussing that unwanted comments are insufficient
to violate the First Amendment, that government compulsion or an actual burden on the
exercise of religion is required, and that claims of censorship were insufficiently
supported)]. The complaint nowhere details particular actions of CASA defendants that
burdened plaintiffs’ free exercise of religion. Consequently, plaintiffs have failed to state
a free exercise claim, and such claims must be DISMISSED.
(2)

Establishment Clause

The Court finds that plaintiffs fail to state a claim under the Establishment Clause.
The relevant portion of the complaint states, “Defendant’s [sic] actions had no valid secular
purpose, conveyed a message of disfavor to Plaintiff and similarly situated religious
persons in the community, and further, excessively entangled the Defendants with religion
by deciding which religion is acceptable and which is not, in violation of Plaintiff’s [sic]

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rights” [Doc. 6 ¶ 458]. This allegation is a legal conclusion the Court need not accept, and
it does not give any indication as to which defendants allegedly violated the Establishment
Clause. Consistent with the Court’s prior order [Doc. 324 pp. 5–12], the Court finds the
complaint does not state a claim regarding an Establishment Clause violation as to
particular defendants and that it fails to place defendants on notice of what the claim is and
the grounds upon which it rests. Twombly, 550 U.S. at 555. Therefore, any Establishment
Clause claim must be DISMISSED.
(3)

Free Speech

Defendants move to dismiss any free speech claim [Doc. 345 p. 38]. The complaint
mentions various events in the passive voice, for example, “[t]he children were denied
modest clothing” and “were allowed to view” certain material [Doc. 6 ¶ 425]. Additionally,
the complaint states, “Defendants ridiculed Plaintiffs, specifically, for their religious
references and prevented them from expressing their personal beliefs about religion” [Id. ¶
426].
Plaintiffs fail to state a claim for a violation of their rights to free speech because
they do not allege specific ways CASA defendants restricted their speech or compelled
them to speak. While the Court must take factual allegations as true, a party’s “obligation
to provide the grounds of his entitlement to relief requires more than labels and
conclusions.” Twombly, 550 U.S. at 555 (internal quotations omitted). Plaintiffs do not
allege any actions by defendants that require or prohibit speech.

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Further, the claims fail for the same reason as the Establishment Clause claims: The
complaint does not reference CASA defendants specifically in this section; it only refers
to defendants as a whole, which fails to put them on notice. Accordingly, plaintiffs fail to
state a free speech claim, so the free speech claims must be DISMISSED.
b.

Fourth Amendment

Defendants move to dismiss any Fourth Amendment claim against them. The
unlawful search and/or seizure portion of the complaint does not mention CASA
defendants [Doc. 6 ¶ 352(c)]. Consequently, any alleged claims against CASA defendants
under the Fourth Amendment must be DISMISSED.
c.

Procedural Due Process and Equal Protection

The section of the complaint alleging “Procedural Due Process Violations” names
no specific defendants, including CASA defendants [Doc. 6 ¶ 352(e)]. Such claims are
insufficient as discussed in the Court’s November 2020 order [Doc. 324 p. 22 n.15].
Equally, the section detailing plaintiffs’ equal protection claim does not list any defendants
by name, instead referring to “state actors and private persons” [Doc. 6 ¶ 352(g)(5)]. This
section is insufficient as explained in the Court’s November 2020 order.16 Accordingly,
these claims will be DISMISSED.

“Plaintiffs also use ‘state actors’ as a term without clearly defining it. . . . [The complaint]
does not specify a definition that ‘state actor’ as used in the complaint will be defined as
[particular] defendants but is an allegation toward listing the elements of a § 1983 claim. . . .
Additionally, this follows the same problem as the general use of ‘defendants’ as not all defendants
have performed such action, and state actors could thus not possibly refer to all listed state actors.”
[Doc. 324 p.7 n.7].
16

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d.

Substantive Due Process

In a section titled “actions under the color of state law,” plaintiffs allege defendants’
acts violated their substantive due process right to “familial and parental relationships” and
cite several Supreme Court cases about the right generally [Doc. 6 ¶¶ 330–32]. The
complaint states that defendants “violated the statutory and constitutional rights of the
Plaintiffs and clearly established law” [Id. ¶ 334]. In the section entitled “Substantive Due
Process Violations,” the complaint states that plaintiffs have rights “to be free from
unwanted intrusion into their protected relationships” and that the acts and omissions of
state actors and agencies attempted to influence their family relationships [Id. ¶ 352(f)].
Here, any interference with the parent-child relationship was performed by the
juvenile court, not CASA defendants. The Sixth Circuit has held that because “the juvenile
court has the ultimate decision-making power with respect to placement and custody, it
alone could deprive [plaintiff] of his fundamental right.” Pittman v. Cuyahoga Cnty. Dep’t
of Child. & Fam. Servs., 640 F.3d 716, 729 (6th Cir. 2011).17 Therefore, the complaint
fails to state a plausible claim for relief as to interference with plaintiffs’ family
relationships, and these claims must be DISMISSED.

Pittman applied Michigan law, but the Sixth Circuit has stated that “[t]here can be no
doubt that Tennessee law vested the juvenile court with the ultimate decision making authority
concerning the issuance of such ex parte orders of immediate removal and temporary placement,”
so the same principle applies here. Young v. Vega, 574 F. App’x 684, 690 (6th Cir. 2014),
abrogated on other grounds by Turner v. Lowen, 823 F. App’x 311 (6th Cir. 2020).
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IV.

Supplemental Jurisdiction
While a district court has supplemental jurisdiction over state law claims forming

“part of the same case or controversy” as claims over which the court exercises original
jurisdiction, a district court may decline to exercise supplemental jurisdiction if it has
dismissed all claims over which the court has original jurisdiction. 28 U.S.C. § 1367(a),
(c)(3); see also Brooks v. Rothe, 577 F.3d 701, 709 (6th Cir. 2009) (“If the federal claims
are dismissed before trial, the state claims generally should be dismissed as well”
(emphasis added) (citation omitted)). Because the Court in this opinion will dismiss all of
plaintiffs’ claims arising under federal law, it will also DISMISS without prejudice
plaintiffs’ remaining state law claims.
V.

Conclusion
For the reasons set forth above, defendants’ motion for summary judgment

[Doc. 334] and motion to dismiss [Doc. 344] are hereby GRANTED, and plaintiffs’
motions to delay ruling [Doc. 346 p. 3] and for additional discovery [Doc. 366] are hereby
DENIED. All federal claims against defendants will be DISMISSED with prejudice; all
state claims will be DISMISSED without prejudice.

Consequently, plaintiffs’

outstanding motions [Docs. 365, 366, 367, 372, 373] are DENIED AS MOOT. A separate
order will follow.
ENTER:

s/ Thomas A. Varlan
UNITED STATES DISTRICT JUDGE
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