Hodge v. Blount County et al (PLR2)
Filing
110
MEMORANDUM OPINION AND ORDER, Henry Vaughn's motion for summary judgment 71 is hereby GRANTED in part and DENIED in part. Count 1 is DISMISSED with prejudice. Count 6 is DISMISSED with prejudice as to the assault claim only. Plaintiff may proceed to trial on Counts 2, 6 (battery only), 7, and 9. Signed by District Judge Pamela L. Reeves on 3/23/18. (ADA)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF TENNESSEE
KNOXVILLE DIVISION
JUDY HODGE, on behalf of herself and the )
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ESTATE OF LARRY HODGE,
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Plaintiff,
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v.
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BLOUNT COUNTY, TENNESSEE; and
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HENRY VAUGHN, in his individual
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capacity,
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Defendants.
No. 3:16-CV-317
REEVES/POPLIN
MEMORANDUM OPINION AND ORDER
On June 10, 2015, Larry Hodge, a 67-year-old man with dementia, was driving his truck
on a narrow road in Blount County, Tennessee. At one point, the side mirror on Hodge’s truck
made contact with the side mirror of an oncoming SUV driven by Robin Bailey. Both vehicles
were damaged to varying degrees. Bailey called 911, and a dispatch went out alerting law enforcement to an alleged hit-and-run.
Henry Vaughn, an off-duty property and evidence technician employed by the Blount
County Sheriff’s Department (BCSD), responded to the call. When Vaughn spotted a vehicle
matching the description from dispatch, he activated his lights and sirens, and proceeded to conduct a traffic stop. The parties dispute the details of the ensuing encounter. But under either version
of the facts, Hodge ended up handcuffed, arrested, and transported to Blount County Jail, where
he was charged with leaving the scene of an accident and resisting arrest. He suffered a road rash
to his forehead, among other injuries. Larry Hodge’s already poor health declined in the months
following the incident, and he died on December 27, 2015.
1
On June 10, 2016, Judy R. Hodge (“Plaintiff”) initiated this civil-rights suit on behalf of
herself and the estate of Larry Hodge, her late husband. In February 2017, an amended complaint
was entered, and all defendants moved to dismiss the claims against them. The motions were
granted in part and denied in part, and all defendants except Blount County, Tennessee, and Henry
Vaughn were dismissed [D. 84].
Now before the Court is Vaughn’s motion for summary judgment [D. 71], in which he
moves for summary judgment on the five remaining claims against him:
Wrongful seizure or use of excessive force in pointing a gun at Hodge, in violation of
the Fourth Amendment (Count 1);
Use of excessive force in removing Hodge from his vehicle, in violation of the Fourth
Amendment (Count 2);
Assault and battery (Count 6);
Intentional infliction of emotional distress (Count 7); and
Loss of consortium (Count 9).
Plaintiff responded [D. 99] to the motion, and Vaughn replied [D. 101]. For the reasons that follow,
Vaughn’s motion for summary judgment will be granted in part and denied in part.
I
Summary judgment is proper only “if the movant shows that there is no genuine dispute as
to any material fact and the movant is entitled to judgment as a matter of law.” FED. R. CIV. P.
56(a). A dispute is genuine if a reasonable jury could return a verdict in favor of the nonmoving
party. Anderson v. Liberty Lobby, 477 U.S. 242, 248 (1986). A fact is material if it “might affect
the outcome of the suit under the governing law.” Id.
The moving party bears the initial burden of showing that there is no genuine issue of
material fact on any element of the other party’s claim or defense. Stiles ex rel. D.S. v. Grainger
Cty., 819 F.3d 834, 847 (6th Cir. 2016). In determining whether this burden is satisfied, the Court
2
must consider “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any,” in the light most favorable to the nonmovant, drawing all justifiable inferences in that party’s favor. Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986); Adams
v. Metiva, 31 F.3d 375, 378-79 (6th Cir. 1994). Once the movant has satisfied its initial burden,
the other party must show that a genuine issue of material fact still exists. Stiles, 819 F.3d at 847.
In doing so, the non-moving party may not rely on the pleadings alone, but must instead point to
“specific facts” in the record that create a genuine issue for trial. Metiva, 31 F.3d at 378-79.
In ruling on a motion for summary judgment, the Court’s function is limited to determining
“whether the evidence presents a sufficient disagreement to require submission to a jury or whether
it is so one-sided that one party must prevail as a matter of law.” Anderson, 477 U.S. at 251-52.
The Court need not scour the record “to establish that it is bereft of a genuine issue of fact.” Street
v. J.C. Bradford & Co., 886 F.2d 1472, 1479 (6th Cir. 1989). But the Court does not weigh evidence, judge witnesses’ credibility, or decide the truth of the matter, and any genuine disputes of
fact that do exist must be resolved in favor of the nonmovant. Anderson, 477 U.S. at 249; Tolan v.
Cotton, 134 S. Ct. 1861, 1863 (2014).
In his motion for summary judgment, Vaughn levels four primary arguments against Plaintiff’s suit: (1) Vaughn is entitled to qualified immunity for Plaintiff’s constitutional claims, because
the undisputed material facts demonstrate that he did not violate any constitutional right of Plaintiff, and/or he did not violate any “clearly established” right based on the particular facts of the
case; (2) Plaintiff cannot satisfy the elements of assault and battery; (3) Plaintiff cannot satisfy the
elements of intentional infliction of emotional distress; and (4) because all of Plaintiff’s underlying
claims fail, her loss of consortium claim should also be dismissed. The Court will address each
argument in turn.
3
II
Plaintiff’s constitutional claims (Counts 1 and 2) have been brought under 42 U.S.C.
§ 1983. Section 1983 provides a federal cause of action against state officials for the deprivation
of constitutional rights under color of state law. But only certain defendants can be held liable for
damages in a Section 1983 suit. Under the doctrine of qualified immunity, “government officials
performing discretionary functions generally are shielded from liability for civil damages insofar
as their conduct does not violate clearly established statutory or constitutional rights of which a
reasonable person would have known.” Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982).
In determining whether a particular defendant is entitled to qualified immunity, the Court
must decide (1) whether the defendant violated a constitutional right; and (2) whether that constitutional right was clearly established at the time of the defendant’s alleged misconduct. Estate of
Carter v. City of Detroit, 408 F.3d 305, 310 (6th Cir. 2005) (citing Saucier v. Katz, 533 U.S. 194,
201 (2001)). The Court may address these prongs in any order. Pearson v. Callahan, 555 U.S. 223,
236 (2009). When a defendant claims qualified immunity, the “ultimate burden of proof is on the
plaintiff to show that the defendant is not entitled to qualified immunity.” Gardenhire v. Schubert,
205 F.3d 303, 311 (6th Cir. 2000) (emphasis added).
A
Cochran first alleges that Vaughn used excessive force in violation of the Fourth Amendment, when he approached Hodge at gunpoint 1 “without cause or provocation” (Count 1) [D. 51,
at 30]. The Supreme Court’s Fourth Amendment jurisprudence “has long recognized that the right
to make an arrest or investigatory stop necessarily carries with it the right to use some degree of
1
The parties dispute where Vaughn’s gun was aimed: at the ground, like Vaughn says [D. 98-5, at 31, 35], or at Hodge
and his vehicle, as Bailey stated [D. 98-1, at 33]. For purposes of ruling on Vaughn’s motion for summary judgment,
the Court adopts Plaintiff’s version, and assumes that the gun was pointed directly at Hodge.
4
physical coercion or threat thereof to effect it.” Graham v. Connor, 490 U.S. 386, 395 (1989)
(citing Terry v. Ohio, 392 U.S. 1, 22-27 (1968)). Even so, an officer’s use of threats—including
the brandishing of a weapon—must still be objectively reasonable. Id. at 397. See Binay v. Bettendorf, 601 F.3d 640 (6th Cir. 2010) (recognizing that detaining an individual at gunpoint can amount
to a constitutional violation). In applying the Fourth Amendment’s “reasonableness” standard, a
court must balance “the nature and quality of the intrusion on the individual’s Fourth Amendment
interests against the countervailing governmental interests at stake.” Martin v. City of Broadview
Heights, 712 F.3d 951, 958 (6th Cir. 2013) (quoting Graham, 490 U.S. at 396). In doing so, a court
must consider the facts and circumstances of the particular case, “including the severity of the
crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others,
and whether he is actively resisting arrest or attempting to evade arrest by flight.” Id.
Plaintiff says that none of these factors justify Vaughn confronting Hodge at gunpoint:
Hodge was suspected of a misdemeanor offense; he was sitting in his stopped vehicle with his
hands on the steering wheel; and he was not actively resisting arrest or trying to flee. Vaughn
disagrees. Vaughn says that he approached Hodge with his gun drawn because he was uncertain
what state of mind Hodge might be in after fleeing the scene of a hit-and-run. Based on the dispatcher’s report, Vaughn believed that he was approaching an individual who had left the scene of
an accident and then continued driving at a “high rate of speed.” [D. 71-4] 2. He also knew that the
complainant had been advised to stay away from the suspect, and he had reason to believe that
Hodge might attempt to flee. Plaintiff does not dispute that after Vaughn initiated the traffic stop,
Hodge’s vehicle lurched forward twice before finally stopping [see D. 98-5, at 29-31; D. 98-8, at
8; D. 102, at 3]. And the fact that Hodge was a hit-and-run suspect gave Vaughn “by definition …
2
Vaughn’s Exhibit 4 is a CD-ROM that was filed manually with the Court. It contains a copy of the relevant audio
from the E911 dispatch with the officers on June 10, 2015.
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reason to think that [he] might attempt ‘to evade arrest by flight.’” Hayden v. Green, 640 F.3d 150,
153 (6th Cir. 2011) (citation omitted) (emphasis added). Based on the totality of the circumstances,
an officer in Vaughn’s position could reasonably believe that Hodge was considering leaving the
scene. The question then is whether this belief justifies approaching Hodge’s vehicle at gunpoint.
The Sixth Circuit addressed a similar issue in Giannola v. Peppler, 142 F.3d 433 (6th Cir.
Feb. 23, 1998) (Table). In that case, a police officer attempted to conduct a traffic stop on an 81year-old man who had been driving 10 to 20 miles per hour below the speed limit. The man did
not pull over for several minutes, but continued to drive at a slow rate of speed, obeying all traffic
signals. When the officers finally forced him to the side of the road, they approached his vehicle
with their guns drawn, in part due to their concern that the man had been attempting to evade them.
The Sixth Circuit upheld the district court’s finding that the officers’ show of force was objectively
reasonable under the circumstances:
In light of the danger police officers frequently encounter during routine
traffic stops, and the fact that from the officers’ contemporaneous perspective, the plaintiff appeared to be refusing a lawful order to pull over, we are
untroubled by the fact that the officers initially approached plaintiff’s vehicle with their guns drawn.
Id. at *3 (internal citation omitted) (cleaned up).
In this case, as in Giannola, approaching at gunpoint was probably not warranted. In fact,
approaching in this manner may actually have fomented, rather than diffused, any tensions that
were brewing. Even so, the reasonableness of a particular show of force “must be judged from the
perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight.”
Graham, 490 U.S. at 396. And the Supreme Court has been clear that the district court’s use-offorce analysis must allow for the fact that “officers are often forced to make split-second judgments—in circumstances that are tense, uncertain, and rapidly evolving—about the amount of
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force that is necessary in a particular situation.” Graham, 490 U.S. at 396-97. Thus, “it is not for
the Court to substitute its own notion of the ‘proper police procedure for the instantaneous decision
of the officer at the scene.’” Chappell v. City of Cleveland, 585 F.3d 901, 908 (6th Cir. 2009)
(citing Boyd v. Baeppler, 215 F.3d 594, 602 (6th Cir. 2000)).
In this case, the Court finds that Vaughn’s show of force in approaching with his gun drawn
was not constitutionally excessive. Accordingly, the Court does not need to determine whether the
constitutional right alleged was clearly established at the time of Hodge’s arrest. Vaughn is entitled
to summary judgment on Count 1.
B
In ruling on defendants’ motions to dismiss in September 2017, this Court remarked in a
footnote that Count 1 better resembles a wrongful-seizure claim [D. 84, at 5 n.1]. Accordingly,
Plaintiff restyled this count as a wrongful-seizure claim in her response to Vaughn’s motion for
summary judgment [D. 98, at 12]. Vaughn objects to the recharacterization, but contends that he
is entitled to summary judgment under this analysis as well [D. 102, at 6-9]. Upon further consideration, the Court finds that its earlier suggestion is not supported by the record—Plaintiff’s
Amended Complaint contains no allegations that the stop or the arrest was unconstitutional. But
even under a wrongful-seizure analysis, Vaughn is entitled to summary judgment on this Count.
In her response, Plaintiff says that Vaughn conducted the traffic stop in a manner that “far
exceeded the reasonable suspicion of an objective officer.” [D. 98, at 16]. She seems to say that
because Hodge was not suspected of an arrestable offense, Vaughn violated Hodge’s constitutional
rights when he approached him at gunpoint, thus turning what should have been an investigatory
Terry 3 stop into a full-blown seizure. In reply, Vaughn contends that he had authority to arrest
3
Terry v. Ohio, 392 U.S. 1 (1968).
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Hodge for the suspected offense, and that, based on the totality of the circumstances discussed
above, he had the right to initiate the arrest with his gun drawn.
First, the Court wants to be clear that Hodge was in fact suspected of an arrestable offense. 4
It is true that for many misdemeanor traffic offenses in Tennessee, the investigating officer is required to issue a traffic citation, rather than arrest the suspect. See Tenn. Code Ann. § 55-10207(b)(1). However, there are certain statutory exceptions to this mandate, including in cases
where the person is charged with “failure to stop in the event of an accident causing death, personal
injury or damage to property.” Tenn. Code Ann. § 55-10-203(a)(4). See id. § 55-10-207(h)(1). In
this case, it is undisputed that Hodge was suspected of engaging in a hit-and-run that caused some
amount of vehicular damage [D. 71-4; D. 98-5, at 36-37].
Second, the Sixth Circuit has stated that “the use of guns [and] handcuffs … do not automatically transform a Terry stop into an arrest,” so long as the particular display of force is “warranted by the circumstances.” Smoak v. Hall, 460 F.3d 768, 781 (6th Cir. 2006). The Court has
already determined that Vaughn acted reasonably when he approached Hodge at gunpoint—i.e.,
this show of force was reasonably “warranted by the circumstances.” Because Vaughn is entitled
to summary judgment on Count 1 under either analysis, Count 1 will be dismissed.
C
Plaintiff next alleges that Vaughn used excessive force in violation of the Fourth Amendment when he physically removed Hodge from his truck (Count 2). In order to defeat Vaughn’s
claim of qualified immunity, Plaintiff must show that the right alleged was clearly established at
4
As Plaintiff points out, this Court has previously stated that “Vaughn had no business trying to arrest Larry [Hodge].”
[D. 84, at 5]. But this quote is drawn from the Court’s order disposing of defendants’ motions to dismiss, in which the
Court was required to look solely at the facts in the complaint and accept all of Plaintiff’s factual allegations as true.
The standard for summary judgment is different, and the Court now has significantly more information before it.
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the time of the incident, and that Vaughn’s use of force was objectively unreasonable in light of
the circumstances.
A “clearly-established” right in this Circuit is one that has been decided by the Supreme
Court, the Sixth Circuit, or the highest court of the state in which the alleged violation occurred.
Wegener v. City of Covington, 933 F.2d 390, 392 (6th Cir. 1991). The clearly established law must
be “‘particularized’ to the facts of the case” so that officials have fair warning of what the law
prohibits. White v. Pauly, 137 S. Ct. 548, 552 (2017) (citing Anderson v. Creighton, 483 U.S. 635,
640 (1987)). In the Sixth Circuit, “[a] suspect’s right to be free from excessive force from arresting
officers is clearly established.” Malory v. Whiting, 489 F. App’x 78, 85 (6th Cir. 2012). See also
Shreve v. Jessamine Cty. Fiscal Court, 453 F.3d 681, 688 (6th Cir. 2006) (citing cases). This is
true even when a suspect has not been handcuffed and is not being perfectly compliant. Malory,
489 F. App’x at 85. The Sixth Circuit has held that when a suspect has made only a “mild show of
resistance” or “minor stubbornness,” it is excessive for an officer to restrain the suspect by “tackling, stepping on, and punching him.” Id. at 85-86. This right was clearly established at the time
of Hodge’s arrest. On the other hand, it has not been “‘clearly establish[ed]’ that it is a violation
of the law for an officer to ‘take down’ a suspect who is resisting arrest.” Stanfield v. Lima, No.
17-3305 (6th Cir. Mar. 15, 20018). Thus, this case turns on whether Hodge made more than a
“mild show of resistance,” when viewed from the perspective of a reasonable office at the scene.
There is no doubt that “in a lawful traffic stop, police officers are empowered to order a
vehicle’s occupant out of the vehicle.” Giannola v. Peppler, 142 F.3d 433, at *3 (6th Cir. Feb. 23
1998) (Table). But there is also no doubt that an officer ordinarily has to give the suspect an opportunity to comply with that command before the officer may resort to physical force. See Brown
v. Lewis, 779 F.3d 401, 418 (6th Cir. 2015) (holding that the officers used excessive force when
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they ordered plaintiff out of her vehicle and then, before she could comply, pulled her from her
car onto the ground). The rare exception can be found in cases where the suspect was actively
maneuvering his vehicle to evade law enforcement, or had just led the police on a high-speed
chase. See Hayden v. Green, 640 F.3d 150, 151-53 (6th Cir. 2011) (considering the fact that the
suspect had blatantly disregarded “a rather obvious police indication to stop his vehicle” in the
excessive force analysis); Dunn v. Matatall, 549 F.3d 348, 355 (6th Cir. 2008) (taking into account
“the heightened suspicion and danger brought about by the car chase” in determining whether the
forcible removal of the suspect from his vehicle was objectively reasonable).
In this case, the parties agree that Vaughn asked Hodge to get out of his vehicle, and that
Hodge did not do so. But the parties disagree as to the level of resistance, if any, that he exhibited.
According to Plaintiff, Hodge likely did not recognize Vaughn as a law enforcement officer since
he was not wearing a “uniform, shirt, hat, or anything else that would make him immediately
recognizable by the public as a law enforcement officer.” [D. 51, at 18]. Vaughn also did not
identify himself as a BCSD officer, but simply approached at gunpoint and ordered Hodge out of
the vehicle. At that point, Hodge was sitting motionless with his hands on the steering wheel, “not
a danger to anyone” and “not going anywhere.” [D. 98, at 21]. Peggy Hamilton, a passerby, overheard Vaughn and Hodge’s conversation. She testified that each time Vaughn asked Hodge to get
out of the vehicle, Hodge responded, “What did I do?” [D. 98-7, at 11-12]. (Plaintiff says that
Hodge was simply confused because of his dementia.) Hamilton further testified that she did not
hear Hodge use any profanity, and that he kept his hands on the steering wheel throughout the
exchange [Id. at 12]. Then, as Bailey testified, Vaughn “violently jerked” Hodge down to the
ground, where he “hit his nose hard on the pavement.” [Id. at 42, 45].
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Defendant Vaughn’s version of the story is markedly different. Vaughn says that he was
wearing a black Class B uniform with an embroidered BCSD logo, and that he immediately identified himself as a BCSD deputy. When he ordered Hodge out of his truck, Hodge responded to
his command with expletives, “kept saying that he hadn’t done nothing wrong,” and then moved
his hands from the steering wheel to brace himself against the truck’s doorframe [D. 98-5, at 47].
Bailey testified that Hodge “swiped his arm out at the officer.” [D. 98-1, at 31]. At that point,
Vaughn decided to physically remove Hodge from his vehicle in order to neutralize the “rapidly
escalating volatile situation.” [D. 71-3, at 4]. He says that, in the process, Hodge’s foot got caught
on the doorway, and the two of them fell to the ground [D. 98-5, at 49]. It was this fall, according
to Vaughn, that caused Hodge’s injuries.
Even viewing the record in the light most favorable to Plaintiff, there is no genuine dispute
about the fact that Vaughn was wearing a uniform, which included an embroidered Blount County
Sheriff’s Department insignia on the shirt [D. 72, at 9; D. 71-1, at 3; D. 98, at 4; D. 102-3, at 3].
Further, two witnesses testified that Vaughn was clearly a law enforcement officer [see D. 71-1,
at 3; 71-5, at 2]. The only witness to express any doubts as to Vaughn’s identity arrived on the
scene after the traffic stop had been initiated, and, at that time, only saw Vaughn from the back
[D. 102-3, at 2]. Once Vaughn turned around, however, the witness saw the emblem on his uniform
and realized that he was an officer [Id. at 3]. Plaintiff simply has not pointed to any specific evidence to support her contention that Hodge may have been unaware that Vaughn was an officer.
See Allen v. Wal-Mart Stores, Inc., 602 F. App’x 617, 621 (6th Cir. 2015) (stating that a nonmovant
“cannot survive summary judgment through speculation or conjecture”).
The remaining factual disputes are not as easily resolved. And these facts are material because they might affect the outcome of the suit under the governing law. Thus, it is not for the
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Court to weigh the disputed facts and determine the truth of the matter. Rather, it is for the jury, at
trial, to determine whether Hodge exhibited more than a “mild show of resistance” at the time
Vaughn removed him from the vehicle. Because the evidence before the Court presents a sufficient
disagreement to require submission to a jury, Vaughn’s motion for summary judgment on Count
2 is denied.
III
Plaintiff has also brought state-law claims against Vaughn for assault and battery (Count
6), intentional infliction of emotional distress (IIED) (Count 7), and loss of consortium (Count 9).
The Court will address each claim in turn.
A
Count 6 is best analyzed in two parts. Plaintiff alleges that Vaughn committed an assault
when he approached Hodge with his gun drawn, and a battery when he physically removed Hodge
from his truck. As to the assault claim, the Court has already determined that Vaughn’s use of the
gun was objectively reasonable in light of the circumstances. Accordingly, Vaughn is also entitled
to qualified immunity on the state-law assault claim. Willis v. Neal, 2006 WL 1129388, at *2 (E.D.
Tenn. Apr. 24, 2006) (Mattice, J.), aff'd, 247 F. App'x 738 (6th Cir. 2007) (noting that in Tennessee
courts, “the same defense of qualified immunity that is available to police officers in causes of
action under § 1983 is also available in causes of action under Tennessee state law”).
Conversely, Vaughn is not entitled to summary judgment as to Plaintiff’s battery claim
because it arises out of the same use of force alleged in Count 2. See Griffin v. Hardrick, 604
F.3d 949, 956 (6th Cir. 2010) (“Where a plaintiff asserts a battery claim under Tennessee law
that arises out of the same use of force as her § 1983 excessive-force claim, the analysis is the
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same for both causes of action.”); City of Mason v. Banks, 581 S.W.2d 621, 626 (Tenn. 1979)
(holding that an arresting officer “was liable for the damages caused by his excessive and unprivileged use of force under the intentional tort of battery”). Thus, Vaughn’s motion for summary
judgment on Count 6 is granted as to assault, and denied as to battery.
B
Plaintiff next alleges a claim for intentional infliction of emotional distress (Count 7), and
requests punitive damages as to this count. To succeed on an IIED claim, the plaintiff must show
by competent evidence that the defendant’s conduct was “(1) intentional or reckless, (2) so outrageous that it is not tolerated by civilized society, and (3) resulted in serious mental injury to the
[injured party].” Rogers v. Louisville Land Co., 367 S.W.3d 196, 205 (Tenn. 2012).
As has been discussed, genuine issues of material fact exist concerning the reasonableness
of Vaughn’s actions in physically removing Hodge from the vehicle. But if the events played out
as Plaintiff says, Vaughn’s conduct could certainly be viewed as “atrocious and utterly intolerable
in a civilized society.” Bain v. Wells, 936 S.W.2d 618, 623 (Tenn. 1997) (citing RESTATEMENT
(SECOND) OF TORTS § 46 cmt. d (1965)). This finding is not revolutionary; at least three circuits
have recognized that “a serious case of excessive force can constitute outrageous behavior such
that it satisfies a claim of intentional infliction of emotional distress.” Harris v. U.S. Dep’t of Veterans Affairs, 776 F.3d 907, 917 (D.C. Cir. 2015) (internal quotation marks and citation omitted)
(citing Bender v. City of New York, 78 F.3d 787, 791 (2d Cir. 1996) (applying New York law);
Robins v. Harum, 773 F.2d 1004, 1011 (9th Cir. 1985) (applying Washington law)).
To prove the third element, Plaintiff submitted an affidavit in which she detailed her husband’s deteriorating mental state in the weeks and months following his arrest [D. 98-11]. Vaughn
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says that this evidence is insufficient because, as a lay witness, Plaintiff cannot “definitely demonstrate” that Hodge’s mental decline was proximately caused by Vaughn’s actions, rather than his
pre-existing health problems [D.102, at 25]. The Court disagrees. In the IIED context, evidence of
the mental-injury element may be established through “the testimony of lay witnesses acquainted
with the plaintiff such as family, friends, and colleagues….” Rogers, 367 S.W.3d at 210. See also
Miller v. Willbanks, 8 S.W.3d 607, 613 (Tenn. 1999) (adopting the majority view that “expert
proof is generally not necessary to establish the existence of a serious mental injury”). As Hodge’s
wife, Plaintiff certainly knew him well enough to testify as to his mental state, and her affidavit is
sufficiently detailed to support a finding that Hodge suffered a serious mental injury.
As to the causation issue, the Court agrees that at least some of Hodge’s mental decline
may have been caused by his dementia, rather than by the incident with Vaughn. But Vaughn has
not met his burden of showing that there is no genuine dispute as to this issue, and “[p]roximate
causation, or the lack of it, is generally a question of fact to be decided by a jury.” Toth v. Yoder
Co., 749 F.2d 1190, 1196 (6th Cir. 1984). Further, the Tennessee Supreme Court has specifically
held that “a jury is generally capable of determining whether a claimant has sustained a serious
mental injury as a proximate result of the intentional conduct of another person.” Miller v. Willbanks, 8 S.W.3d 607, 613 (Tenn. 1999). See also Roberts v. City of Troy, 773 F.2d 720, 725 (6th
Cir. 1985) (“A cause may be proximate although it and another cause act at the same time or in
combination to produce the occurrence.”). Vaughn may well prevail on Plaintiff’s IIED claim, but,
in light of the foregoing, that issue is for the jury to determine at trial. At this stage of the proceedings, Vaughn is not entitled to summary judgment on Count 7.
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C
Finally, Plaintiff alleges loss of consortium (Count 9) against Vaughn under Tennessee
state law. Loss of consortium, though its own cause of action, is an element of damages when the
other spouse is injured. See, e.g., McPeek v. Lockhart, 174 S.W.3d 751, 755 (Tenn. Ct. App. 2005)
(discussing Tenn. Code Ann. § 25-1-106). “While a loss of consortium claim is a derivative claim,
it is also a distinct and separate cause of action from that of the injured spouse’s claim.” Id. However, recovery on this type of claim is only possible if the defendant is actually liable for the injuries to the spouse. See Wentz v. Best W. Int’l, Inc., 2007 WL 869620, at *4 (E.D. Tenn. Mar. 20,
2007) (Varlan, J.) (citing Tennessee cases). Because two of Plaintiff’s state-law claims have survived Vaughn’s motion for summary judgment, Plaintiff’s claim for loss of consortium may also
proceed to trial.
IV
For the foregoing reasons, Henry Vaughn’s motion for summary judgment [D. 71] is
hereby GRANTED in part and DENIED in part. Count 1 is DISMISSED with prejudice.
Count 6 is DISMISSED with prejudice as to the assault claim only. Plaintiff may proceed to trial
on Counts 2, 6 (battery only), 7, and 9.
IT IS SO ORDERED.
UNITED STATES DISTRICT JUDGE
NITED STATES DISTRICT JUDGE
T
S I
E
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