Smith v. Thurman
Filing
16
REPORT AND RECOMMENDATION: For the reasons that follow, the Magistrate Judge will recommend that the Court grant Thurman's motion 13 to dismiss. Signed by Magistrate Judge Alistair Newbern on 01/27/2025. (xc:Pro se party by regular mail.) (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(ad)
UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF TENNESSEE
NORTHEASTERN DIVISION
DONALD L. SMITH,
Plaintiff,
Case No. 2:24-cv-00004
v.
Judge Waverly D. Crenshaw, Jr.
Magistrate Judge Alistair E. Newbern
RONALD THURMAN,
Defendant.
To:
The Honorable Waverly D. Crenshaw, Jr., District Judge
REPORT AND RECOMMENDATION
This civil rights action brought under 42 U.S.C. § 1983 arises out of proceedings in the
Chancery Court for Cumberland County, Tennessee. (Doc. No. 11); see also Thomas v. Smith, 682
S.W.3d 213, 217–18 (Tenn. Ct. App. 2023). Pro se Plaintiff Donald L. Smith alleges that
Defendant Chancellor Ronald Thurman violated Smith’s constitutional rights by granting Smith’s
ex-wife sole possession of the residential property where Smith lived, ordering Smith to vacate the
property within ten days, and issuing a writ of possession that led to Smith’s forcible removal and
eviction from the property. (Doc. No. 11.) Thurman has filed a motion to dismiss this action under
Federal Rule of Civil Procedure 12(b)(2) for lack of personal jurisdiction or, in the alternative,
under Rule 12(b)(6) for failure to state a claim on which relief can be granted. (Doc. No. 13.) Smith
has responded in opposition to Thurman’s motion to dismiss. (Doc. No. 15.) Thurman did not file
an optional reply.
For the reasons that follow, the Magistrate Judge will recommend that the Court grant
Thurman’s motion to dismiss.
I.
Background
A.
Factual Background
On May 13, 2022, Thurman held a bench trial in Cumberland County Chancery Court on
a petition to quiet title of the residential property in Crossville, Tennessee, where Smith had resided
for eleven years. (Doc. No. 11); Thomas, 682 S.W.3d at 217–18. The petition also sought to
remove Smith from the property. (Doc. No. 11); Thomas, 682 S.W.3d at 217–18. “At the
conclusion of that hearing, Chancellor Thurman announced he would be entering an Order in favor
of the Petitioner, one N[i]kita Thomas.” (Doc. No. 11, PageID# 99.)
Thurman entered an order on May 27, 2022, finding “[t]hat title of the property . . . [was]
fully vested in the Petitioner, Nikita Thomas” and granting Thomas’s petition. (Doc. No. 11-1,
PageID# 111, ¶ 2); see also Thomas, 682 S.W.3d at 219. Thurman’s order granted Thomas “sole
possession of the property” and provided that Smith “shall have ten (10) days from the entry of
this Order to move from the property. A Writ of Possession for the property shall issue if [Smith]
fails to move from the property within 10 days of the entry of this order.” (Doc. No. 11-1,
PageID# 112, ¶ 4); see also Thomas, 682 S.W.3d at 219.
Smith did not move from the property, and the chancery court clerk’s office issued a writ
of possession on June 7, 2022. (Doc. No. 11-1); see also Thomas, 682 S.W.3d at 219. Smith alleges
that “Cumberland County Sheriff’s Deputies, acting pursuant to the Writ of Possession . . . [,]”
“forcibly evicted [Smith], together with all of his 11-years of accumulated property” on June 8,
2022. (Doc. No. 11, PageID# 102 n.2); see also Thomas, 682 S.W.3d at 219 (noting that, “on June
7, 2022, the trial court issued a Writ of Possession to remove Mr. Smith from the property, which
was executed on June 8, 2022”). Thomas “took immediate possession” of the property after Smith
was “evicted and removed[.]” (Doc. No. 11, PageID# 102 n.2.)
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On June 9, 2022, Thurman held a hearing regarding compensation for damage to the
property. (Doc. Nos. 11, 11-1); Thomas, 682 S.W.3d at 219. “In an order entered on June 23, 2022,
the trial court directed Mr. Smith to pay Ms. Thomas $8,000 in compensatory damages and $1,000
in attorney’s fees.” Thomas, 682 S.W.3d at 221.
Smith “filed a notice of appeal on July 18, 2022.” Id. Smith’s appeal did not challenge the
provision of Thurman’s order that required Smith to vacate the property within ten days but did
challenge Thurman’s determination that Thomas held the property’s title and his award of
compensatory damages and attorney fees. See id. at 221–22 (listing issues presented on appeal).
On July 28, 2023, the court of appeals “vacate[d] the trial court’s award to Ms. Thomas of $1,000
in attorney’s fees” but “affirm[ed] the trial court’s judgment in all other respects, including the
vesting of title to the Property in Ms. Thomas and the award of $8,000 in compensatory damages.”
Id. at 233. The court of appeals remanded the case “for the trial court to (1) make a new
determination of reasonable attorney’s fees to be awarded to Ms. Thomas . . . , (2) enforce the trial
court’s judgment, and (3) collect costs below.” Id. The Tennessee Supreme Court denied Smith’s
application for permission to appeal on November 17, 2023. (Doc. No. 11-1); Thomas, 682 S.W.3d
213.
On April 22, 2024, Thurman held an evidentiary hearing regarding attorney’s fees on
remand. See 4-22-24 Order, Thomas v. Smith, No. 2021-CH-2011 (Tenn. Ch. Ct. June 21, 2024). 1
On June 21, 2024, Thurman entered an order awarding Thomas $6,410.00 in attorney’s fees. Id.
1
The Court may consider “documents from other court proceedings” in resolving a motion
to dismiss. Watermark Senior Living Ret. Cmtys., Inc. v. Morrison Mgmt. Specialists, Inc., 905
F.3d 421, 425–26 (6th Cir. 2018).
3
B.
Procedural History
Smith initiated this action on January 30, 2024, by paying this Court’s civil filing fee (Doc.
No. 1-3) and filing a complaint against Thurman using the Court’s template pleading for civil
rights claims asserted under 42 U.S.C. § 1983 (Doc. No. 1). On the same day, at Smith’s request,
the Clerk of Court issued a summons to Thurman. (Doc. No. 4.) Smith returned the executed
summons (Doc. No. 5), and, on February 28, 2024, Thurman appeared (Doc. No. 6) and moved to
dismiss Smith’s complaint under Rules 12(b)(2) and 12(b)(6) (Doc. No. 7).
On March 18, 2024, Smith filed an amended complaint against Thurman. (Doc. No. 11.)
The Court found that Smith “ha[d] filed an amended complaint as a matter of course under Federal
Rule of Civil Procedure 15(a)(1)(B)” and therefore terminated Thurman’s motion to dismiss the
original complaint without prejudice “to refiling as appropriate to address the amended complaint.”
(Doc. No. 12.)
Smith’s amended complaint also uses the Court’s template pleading for claims asserted
under § 1983. (Doc. No. 11.) Smith’s amended complaint names Thurman as the sole defendant,
and Smith checked a box indicating that he is suing Thurman in his “[o]fficial capacity[.]” (Id. at
PageID# 96.) Smith alleges generally that Thurman violated Smith’s “rights secured under the 4th,
5th, 9th, and 14th Amendments to the Constitution of the United States[.]” (Id. at PageID# 97.)
Smith specifically alleges that Thurman’s order requiring Smith to vacate the property within ten
days violated Tennessee Rule of Civil Procedure 62.01. (Doc. No. 11.) Tennessee Rule 62.01
provides that, “[e]xcept as otherwise provided in this Rule, no execution shall issue upon a
judgment, nor shall proceedings be taken for its enforcement until the expiration of 30 days after
its entry.” Tenn. R. Civ. P. 62.01. The amended complaint seeks compensatory and punitive
damages totaling $76,000.00 and asks this Court to “enjoin[ ] the Chancery Court/Chancellor
Thurman from conducti[]ng the hearing or awarding attorney fees to [Thomas’s] attorney for
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obtaining the unlawful writ of possession that wrongfully resulted in [Smith’s] unlawful eviction.”
(Doc. No. 11, PageID# 104.)
Thurman filed a motion to dismiss the amended complaint under Federal Rule of Civil
Procedure 12(b)(2) for lack of personal jurisdiction or, alternatively, under Rule 12(b)(6) for
failure to state a claim on which relief can be granted. (Doc. No. 13.) Thurman argues that the
Eleventh Amendment bars this Court from considering Smith’s official-capacity claims against
him. (Doc. No. 14) Thurman argues that, to the extent that the amended complaint can be construed
to assert individual-capacity claims against him, absolute judicial immunity bars such claims and,
in the alternative, that any individual-capacity claims are untimely. (Id.) Smith filed a response in
opposition to Thurman’s motion to dismiss the amended complaint. (Doc. No. 15.) Thurman did
not file an optional reply.
The Court has referred this action to the Magistrate Judge to dispose or recommend
disposition of any pretrial motions under 28 U.S.C. § 636(b)(1)(A) and (B). (Doc. No. 10.)
II.
Analysis
A.
Thurman’s Eleventh Amendment Immunity Arguments
Thurman argues that Smith’s claims against him are “barred by the Eleventh Amendment”
because Smith “sued [ ] Thurman in his official capacity only and seeks monetary damages.” (Doc.
No. 14, PageID# 120–21.) The Eleventh Amendment provides that “[t]he Judicial power of the
United States shall not be construed to extend to any suit in law or equity, commenced or
prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects
of any Foreign State.” U.S. Const. amend XI. “Although by its terms the Amendment applies only
to suits against a state by citizens of another state, the Supreme Court has extended it to suits by
citizens against their own states.” Babcock v. Michigan, 812 F.3d 531, 533 (6th Cir. 2016) (citing
Bd. of Trs. of the Univ. of Ala. v. Garrett, 531 U.S. 356, 363 (2001)). “The immunity also applies
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to actions against state officials sued in their official capacity for money damages.” S & M Brands,
Inc. v. Cooper, 527 F.3d 500, 507 (6th Cir. 2008) (quoting Ernst v. Rising, 427 F.3d 351, 358 (6th
Cir. 2005)). However, Eleventh Amendment “immunity applies only to lawsuits against the State
or ‘an arm of the State,’ not to those against political subdivisions like counties.” Laborers’
International Union, Local 860 v. Neff, 29 F.4th 325, 330 (6th Cir. 2022) (quoting Mt. Healthy
City Sch. Dist. Bd. of Educ. v. Doyle, 429 U.S. 274, 280 (1977)); see also Ernst, 427 F.3d at 358.
Thurman raises his Eleventh Amendment immunity argument under Rule 12(b)(2), which
addresses dismissal for lack of personal jurisdiction. (Doc. No. 14.) But “[d]ismissals under
Eleventh Amendment immunity . . . come under Rule 12(b)(1), which covers dismissals for ‘lack
of subject-matter jurisdiction.’” Crump v. Blue, 121 F.4th 1108, 1113 (6th Cir. 2024) (quoting Fed.
R. Civ. P. 12(b)(1)). Although Thurman does not invoke it, a recent line of cases departs from
traditional sovereign immunity analysis to distinguish between Eleventh Amendment immunity
and common-law sovereign immunity, finding that, while the doctrines are “often treated . . . as
interchangeable concepts[,] . . . as a matter of original meaning, the two are conceptually distinct.”
WCI, Inc. v. Ohio Dep’t of Pub. Safety, 18 F.4th 509, 513 (6th Cir. 2021); but see id. (citing Lapides
v. Bd. of Regents, 535 U.S. 613, 616 (2002), and Town of Smyrna v. Mun. Gas Auth. of Ga., 723
F.3d 640, 650 (6th Cir. 2013), as examples of cases that treat Eleventh Amendment immunity and
sovereign immunity interchangeably). These cases direct that “[t]he plain text of the [Eleventh
Amendment] includes a diversity requirement and sounds in subject-matter jurisdiction[,]” while
state sovereign immunity “refers to a state’s right ‘not to be amenable to the suit of an individual
without its consent’ . . . [,] sounds in personal jurisdiction[,] and may be waived by a state’s
conduct.” Id. at 513–14 (quoting The Federalist No. 81, at 486 (Alexander Hamilton) (Clinton
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Rossiter ed., 1961)). Under this reasoning, an Eleventh Amendment immunity defense is properly
raised under Rule 12(b)(1) and a sovereign immunity defense is raised under Rule 12(b)(2).
There is no diversity of citizenship between Smith and Thurman; thus, under WCI’s
reasoning, the Eleventh Amendment “cannot be applicable” and Smith’s “immunity argument is
rooted in state sovereign immunity . . . [and] ‘sounds in personal jurisdiction.’” Amacher v.
Tennessee, No. 3:21-CV-00638, 2022 WL 141607, at *2 (M.D. Tenn. Jan. 14, 2022) (quoting
WCI, 18 F.4th at 514). By raising an Eleventh Amendment defense under Rule 12(b)(2), Thurman
seemingly plants one foot in each line of analysis. Regardless, as this Court and the Sixth Circuit
have repeatedly found, such confusion “in no way obscures the true basis to the challenge to
jurisdiction” Thurman raises—that Tennessee’s sovereign immunity applies to bar Smith’s claims
against him. Thomas v. Tenn. Dep’t of Hum. Servs., No. 3:21-cv-00426, 2022 WL 2286780, at *3
n.5 (M.D. Tenn. June 23, 2022) (recognizing that, “[i]n WCI, Inc., the Sixth Circuit seemed content
to address the clear substance of the defendant’s immunity argument, even though it was likewise
mischaracterized” (citing 18 F.4th at 512–13)).
Thurman argues that he is entitled to sovereign immunity from Smith’s official-capacity
claims because “Thurman is a state employee.” (Doc. No. 14, PageID# 120 (citing Tenn. Code
Ann. §§ 8-42-101(3)(a), 8-7-201, and 8-7-226).) “[F]or the purpose of sovereign immunity[,]
‘individuals sued in their official capacities stand in the shoes of the entity they represent.’” S.J. v.
Hamilton Cnty., 374 F.3d 416, 420 (6th Cir. 2004) (quoting Alkire v. Irving, 330 F.3d 802, 810
(6th Cir. 2003)). Tennessee chancery courts are arms of the state for purposes of sovereign
immunity. See Doe v. Tennessee, Case No. 3:18-cv-00471, 2022 WL 3365062, at *5–7 (M.D.
Tenn. Aug. 15, 2022), report and recommendation adopted, 2023 WL 2699970 (M.D. Tenn. Mar.
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29, 2023). Thus, as a chancery court judge sued in his official capacity, Thurman’s immunity to
Smith’s claims is coextensive with Tennessee’s.
Courts have long found that sovereign immunity does not bar claims against a state
“(1) when the state has waived immunity by consenting to the suit; (2) when Congress has
expressly abrogated the states’ sovereign immunity, and (3) when the doctrine set forth in Ex Parte
Young, 209 U.S. 123 (1908) applies.” 2 Boler v. Earley, 865 F.3d 391, 410 (6th Cir. 2017). None
of these exceptions applies to Smith’s official-capacity claims against Thurman.
First, the Tennessee Constitution provides that Tennessee has sovereign immunity from
claims brought against it unless the State Legislature expressly waives that immunity. Tenn. Const.
art. 1, § 17. The State Legislature codified this provision in Tenn. Code Ann. § 20-13-102, which
bars suits against the State of Tennessee in state and federal courts unless the State Legislature has
expressly waived that immunity. See Berndt v. Tennessee, 796 F.2d 879, 881 (6th Cir. 1986) (citing
Tenn. Code Ann. § 20-13-102(a)); Woolsey v. Hunt, 932 F.2d 555, 565 (6th Cir. 1991) (quoting
Tenn. Code Ann. § 20-13-102(a)). Tennessee has not waived its immunity to claims brought under
§ 1983. See Berndt, 796 F.2d at 881. The first exception therefore does not apply.
Second, “[s]ection 5 of the Fourteenth Amendment . . . grant[s] Congress the authority to
abrogate the States’ sovereign immunity.” Kimel v. Fla. Bd. of Regents, 528 U.S. 62, 80 (2000). A
federal statute may abrogate the states’ sovereign immunity if “Congress unequivocally expressed
its intent to abrogate that immunity” while “act[ing] pursuant to a valid grant of constitutional
2
The Sixth Circuit found in WCI that the Eleventh Amendment’s “unequivocal language
‘admits no waivers, abrogations, or exceptions (“to any suit in law or equity”)[.]’” WCI, Inc., 18
F.4th at 513–14 (quoting PennEast Pipeline Co. v. New Jersey, 594 U.S. 482, 511 (2021)
(Gorsuch, J., dissenting)). Because the Sixth Circuit has traditionally addressed these exceptions
in an Eleventh Amendment analysis, and because they are applicable to common-law sovereign
immunity, the Court considers them here.
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authority.” Id. at 73. The Supreme Court has held that Congress did not abrogate states’ immunity
to suits brought under § 1983. Will v. Mich. Dep’t of State Police, 491 U.S. 58, 65–67 (1989); see
also Boler, 865 F.3d at 410. The second exception therefore does not apply.
Third, the Ex parte Young exception allows suits for prospective injunctive relief against
state officials acting in violation of federal law. See Boler, 865 F.3d at 412 (quoting S & M Brands,
Inc., 527 F.3d at 507). Smith’s amended complaint asks the court for “injunctive relief” in the form
of “enjoining the Chancery Court/Chancellor Thurman from conducti[]ng the hearing or awarding
attorney fees to [Thomas’s] attorney . . . .” (Doc. No. 11, PageID# 104.) But publicly available
court records show that Thurman already held an evidentiary hearing regarding attorney’s fees on
remand and awarded Thomas approximately $6,000.00 in attorney’s fees. See 4-22-24 Order,
Thomas v. Smith, No. 2021-CH-2011 (Tenn. Ch. Ct. June 21, 2024). Smith’s request for injunctive
relief is therefore moot. “The Ex parte Young exception does not . . . extend to any retroactive
relief.” S & M Brands, Inc., 527 F.3d at 508; see also Papasan v. Allain, 478 U.S. 265, 278 (1986)
(holding that retroactive relief, “even though styled as something else[,]” is barred by sovereign
immunity). The third exception does not apply, and sovereign immunity bars Smith’s officialcapacity claims against Thurman.
Smith argues that “[t]he Eleventh Amendment does not bar all claims against a state court
Chancellor such as Chancellor Thurman . . . when the Chancellor exceeds his jurisdictional
authority to the detriment of a litigant.” (Doc. No. 15, PageID# 126.) But the only authority Smith
cites in support of this argument is Stump v. Sparkman, 435 U.S. 349 (1978), which addresses the
common-law doctrine of absolute judicial immunity. Stump is therefore not applicable to
Thurman’s sovereign immunity arguments. The Court addresses Thurman’s judicial immunity
defense below.
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The Court should grant Thurman’s motion to dismiss Smith’s official-capacity claims
against him.
B.
Thurman’s Remaining Dismissal Arguments
Thurman argues that, “[t]o the extent the Amended Complaint could be construed as a suit
against [him] in his individual capacity,” dismissal is warranted under Rule 12(b)(6) because
Thurman is entitled to absolute judicial immunity and, in the alternative, because Smith’s
individual-capacity claims are untimely under the relevant statute of limitations. (Doc. No. 14,
PageID# 121.)
In deciding a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6), the Court
must “construe the complaint in the light most favorable to the plaintiff, accept all well-pleaded
factual allegations in the complaint as true, and draw all reasonable inferences in favor of the
plaintiff.” Courtright v. City of Battle Creek, 839 F.3d 513, 518 (6th Cir. 2016). Federal Rule of
Civil Procedure 8(a)(2) requires only that a complaint contain “a short and plain statement of the
claim[.]” Fed. R. Civ. P. 8(a)(2). However, “[t]he factual allegations in the complaint need to be
sufficient to give notice to the defendant as to what claims are alleged, and the plaintiff must plead
‘sufficient factual matter’ to render the legal claim plausible, i.e., more than merely possible.” Fritz
v. Charter Twp. of Comstock, 592 F.3d 718, 722 (6th Cir. 2010) (quoting Ashcroft v. Iqbal, 556
U.S. 662, 678 (2009)).
“The plausibility standard is not akin to a ‘probability requirement,’ but it asks for more
than a sheer possibility that a defendant has acted unlawfully.” Iqbal, 556 U.S. at 678 (quoting
Bell Atl. Corp. v. Twombly, 550 U.S. 544, 556 (2007)). A plaintiff must plead more than “‘labels
and conclusions[,]’” “‘a formulaic recitation of the elements of a cause of action[,]’” or “‘naked
assertion[s]’ devoid of ‘further factual enhancement.’” Id. (third alteration in original) (quoting
Twombly, 550 U.S. at 555, 557). “A claim has facial plausibility when the plaintiff pleads factual
10
content that allows the court to draw the reasonable inference that the defendant is liable for the
misconduct alleged.” Id.
Because Smith appears pro se, the Court construes his filings “‘liberally’” and holds his
amended complaint “‘to less stringent standards than formal pleadings drafted by lawyers[.]’”
Erickson v. Pardus, 551 U.S. 89, 94 (2007) (quoting Estelle v. Gamble, 429 U.S. 97, 106 (1976)).
“However, this lenient treatment has limits.” Frengler v. Gen. Motors, 482 F. App’x 975, 976 (6th
Cir. 2012). “[C]ourts are not required to conjure up unpleaded allegations or guess at the nature of
an argument.” Brown v. Cracker Barrel Rest., 22 F. App’x 577, 578 (6th Cir. 2001) (citing Wells
v. Brown, 891 F.2d 591, 594 (6th Cir. 1989)).
“Judicial officers generally are absolutely immune from civil suits for monetary damages
under § 1983 for their judicial actions.” Cooper v. Parrish, 203 F.3d 937, 944 (6th Cir. 2000)
(citing Mireles v. Waco, 502 U.S. 9, 9–10 (1991)); see also Leech v. DeWeese, 689 F.3d 538, 542
(6th Cir. 2012) (“It is well[ ]established that judges enjoy judicial immunity from suits arising out
of the performance of their judicial functions.” (quoting Brookings v. Clunk, 389 F.3d 614, 617
(6th Cir. 2004))). The rationale underlying this immunity “is that judicial officers should be free
to make controversial decisions and act upon their convictions without fear of personal liability.”
Cooper, 203 F.3d at 944 (citing Stump, 435 U.S. at 355–56); see also Mireles, 502 U.S. at 10
(“Although unfairness and injustice to a litigant may result on occasion, ‘it is a general principle
of the highest importance to the proper administration of justice that a judicial officer, in exercising
the authority vested in him, shall be free to act upon his own convictions, without apprehension of
personal consequences to himself.’” (quoting Bradley v. Fisher, 13 Wall. 335, 347 (1872))).
“Judicial immunity exists even where a judge acts corruptly or with malice.” Leech, 689 F.3d at
542 (first citing Brookings, 389 F.3d at 617; and then citing Mireles, 502 U.S. at 11).
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The protective shield of judicial immunity can be pierced in only two circumstances. “First,
a judge is not immune from liability for nonjudicial actions, i.e., actions not taken in the judge’s
judicial capacity.” Mireles, 502 U.S. at 11. Whether an act is judicial or nonjudicial depends “on
‘the nature of the function performed, not the identity of the actor who performed it.’” Barrett v.
Harrington, 130 F.3d 246, 257 (6th Cir. 1997) (quoting Buckley v. Fitzsimmons, 509 U.S. 259,
269 (1993)); see also Mireles, 502 U.S. at 13 (quoting Forrester v. White, 484 U.S. 219, 229
(1988)). “Second, a judge is not immune for actions, though judicial in nature, taken in the
complete absence of all jurisdiction.” Mireles, 502 U.S. at 12. The Sixth Circuit has “interpreted
this language to mean that there is sufficient jurisdiction for immunity purposes where a court has
some subject matter jurisdiction over the underlying legal actions.” Cooper, 203 F.3d at 946. As
the party asserting judicial immunity, Thurman bears the burden of establishing that it exists. See
Leech, 689 F.3d at 542 (quoting Brookings, 389 F.3d at 617); Barnes, 105 F.3d at 1115.
Thurman argues that neither exception applies here because “[p]residing over trials, ruling
on testimony and evidence, and issuing [o]rders are judicial functions falling within the jurisdiction
of Chancellor Thurman’s court.” (Doc. No. 14, PageID# 124.) Smith argues that Thurman’s
challenged actions were nonjudicial and “exceed[ed] his jurisdictional authority” because
Thurman’s “ruling that dictated [Smith] would have to leave or else be removed from his home
within ten (10) days . . . was in violation of a Tennessee state law [that] [Thurman] had sworn to
uphold/obey[.]” (Doc. No. 15, PageID# 126; see also id. (“Who could argue with a straight face
that a judge, in clearly violating the laws of his state to the detriment of a party, all while acting
under color of law, was performing an act ‘normally performed by a judge[?]’”).) But, as Thurman
points out (Doc. No. 14), judicial immunity may still apply “even if a judge acts erroneously,
corruptly, or in excess of his jurisdiction.” Johnson v. Turner, 125 F.3d 324, 333 (6th Cir. 1997);
12
see also Mireles, 502 U.S. at 12–13 (“If judicial immunity means anything, it means that a judge
‘will not be deprived of immunity because the action he took was in error . . . or was in excess of
his authority.’”(alteration in original) (quoting Stump, 435 U.S. at 356)); King v. Love, 766 F.2d
962, 965 (6th Cir. 1985) (“Provided that they do not engage in non-judicial acts or act in the clear
absence of all jurisdiction, judges presiding over courts of general jurisdiction are absolutely
immune from suits for damages even if they act erroneously, corruptly or in excess of
jurisdiction.”).
Here, Thurman engaged in the “‘paradigmatic judicial act [of] the resolution of a dispute
between parties who ha[d] invoked the jurisdiction of the court’” when he ruled on Thomas’s
petition following a bench trial. Nashville Cmty. Bail Fund v. Gentry, 496 F. Supp. 3d 1112, 1132
(M.D. Tenn. 2020) (quoting Morrison v. Lipscomb, 877 F.2d 463, 465 (6th Cir. 1989)); see also
Brookings, 389 F.3d at 618 (“In examining the functions normally performed by a judge, this court
has recognized that ‘paradigmatic judicial acts,’ or acts that involve resolving disputes between
parties who have invoked the jurisdiction of a court, are the touchstone for application of judicial
immunity.” (quoting Barrett, 130 F.3d at 255)). And because the chancery court had “some subject
matter jurisdiction over the underlying legal action[ ][,]” there is no basis to support a finding that
Thurman “‘acted in the “clear absence of all jurisdiction.”’” Cooper, 203 F.3d at 946 (quoting
Stump, 435 U.S. at 357).
Thus, Thurman has shown that he is entitled to absolute judicial immunity from any
individual-capacity claims in Smith’s amended complaint. 3 The Court therefore does not need to
3
Judicial immunity shields Thurman from Smith’s claims for monetary damages. See
Cooper, 203 F.3d at 944. To the extent that Smith’s amended complaint requests injunctive relief,
the Court has already determined that request is moot.
13
consider Thurman’s alternative argument that any individual-capacity claims are also barred by
the relevant statute of limitations.
III.
Recommendation
For these reasons, the Magistrate Judge RECOMMENDS that Thurman’s motion to
dismiss (Doc. No. 13) be GRANTED.
Any party has fourteen days after being served with this Report and Recommendation to
file specific written objections. Failure to file specific objections within fourteen days of receipt
of this Report and Recommendation can constitute a waiver of appeal of the matters decided.
Thomas v. Arn, 474 U.S. 140, 155 (1985); Cowherd v. Million, 380 F.3d 909, 912 (6th Cir. 2004).
A party who opposes any objections that are filed may file a response within fourteen days after
being served with the objections. Fed. R. Civ. P. 72(b)(2).
Entered this 27th day of January, 2025.
____________________________________
ALISTAIR E. NEWBERN
United States Magistrate Judge
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