Picklesimer v. Social Security Administration
Filing
24
REPORT AND RECOMMENDATION. Signed by Magistrate Judge Barbara D. Holmes on 10/13/2015. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(jw)
IN THE UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF TENNESSEE
NASHVILLE DIVISION
JENNIFER PICKLESIMER
v.
CAROLYN W. COLVIN,
Acting Commissioner of
Social Security
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No. 3:13-1457
To: The Honorable Todd J. Campbell, District Judge
REPORT AND RECOMMENDATION
Plaintiff filed this action pursuant to 42 U.S.C. § 405(g) to obtain judicial review of the
final decision of the Commissioner of Social Security (“Commissioner”) denying Plaintiff’s claim
for Disability Insurance Benefits (“DIB”) and Supplemental Security Income (“SSI”), as provided
by the Social Security Act (“Act”).
Upon review of the administrative record as a whole, the Court finds that the
Commissioner’s determination that Plaintiff is not disabled under the Act is supported by
substantial evidence in the record as required by 42 U.S.C. § 405(g), and that Plaintiff’s motion
for judgment on the administrative record (Docket Entry No. 14) should be DENIED.
I. INTRODUCTION
Plaintiff protectively filed applications for DIB and SSI on May 22, 2009. See Transcript
of the Administrative Record (Docket Entry No. 10),1 at 101, 207-17. She alleged a disability
1
The Transcript of the Administrative Record is hereinafter referenced by the abbreviation
“AR” followed by the corresponding page number(s).
onset date of April 14, 2008. Her claims were denied initially and upon reconsideration. AR 9497. A hearing was held before Administrative Law Judge (“ALJ”) David A. Ettinger on June 9,
2011. AR 42-62. The ALJ issued an unfavorable decision on July 7, 2011. AR 98-111. On
January 17, 2012, the Appeals Council granted Plaintiff’s request for review, vacated the ALJ’s
decision, and remanded the case to the ALJ for further analysis. AR 117-121.
On July 31, 2012, a second hearing was conducted by the ALJ. AR 64-93. The ALJ
issued an additional unfavorable decision on September 6, 2012. AR 15-35. On October 25,
2013, the Appeals Council denied Plaintiff’s second request for review, thus rendering the ALJ’s
September 6, 2012 decision the final decision of the Commissioner. AR 1-5.
II. THE ALJ’S FINDINGS
The ALJ issued his additional unfavorable decision on September 6, 2012. AR 15-35.
Based upon the record, the ALJ made the following enumerated findings:
1.
The claimant meets the insured status requirements of the Social Security
Act through March 31, 2010.
2.
The claimant has not engaged in substantial gainful activity since April 14,
2008, the alleged onset date (20 CFR 404.1571 et seq., and 416.971 et
seq.).
3.
The claimant has the following severe impairments: headaches, seizure
disorder, a history of right hand laceration, mild left neuroforaminal
stenosis at L5-S1, bipolar affective disorder, and polysubstance abuse (20
CFR 404.1520(c) and 416.920(c)).
4.
***
The claimant does not have an impairment or combination of impairments
that meets or medically equals the severity of one of the listed impairments
in 20 CFR Part 404, Subpart P, Appendix 1 (20 CFR 404.1520(d),
404.1525, 404.1526, 416.920(d), 416.925 and 416.926).
***
2
5.
6.
After careful consideration of the entire record, I find that the claimant has
the residual functional capacity to perform medium work as defined in 20
CFR 404.1567(c) and 416.967(c) reduced by the following limitations: she
cannot more than frequently use her dominant right hand for handling,
fingering, or feeling; must avoid all exposure to hazardous work
environments; is limited to simple repetitive work; cannot maintain
attention or concentration for more than two hours without interruption;
and cannot have more than occasional interaction with the public.
***
The claimant has no past relevant work (20 CFR 404.1565 and 416.965).
7.
The claimant was born on November 16, 1983, and was 24 years old,
which is defined as a younger individual age 18-49, on the alleged
disability onset date (20 CFR 404.1563 and 416.963).
8.
The claimant has at least a high school education and is able to
communicate in English (20 CFR 404.1564 and 416.964).
9.
Transferability of job skills is not an issue because the claimant does not
have past relevant work (20 CFR 404.1568 and 416.968).
10.
Considering the claimant’s age, education, work experience, and residual
functional capacity, there are jobs that exist in significant numbers in the
national economy that the claimant can perform (20 CFR 404.1569,
404.1569(a), 416.969, and 416.969(a)).
11.
***
The claimant has not been under a disability, as defined in the Social
Security Act, from April 14, 2008, through the date of this decision (20
CFR 404.1520(g) and 416.920(g)).
AR 20-34.
III. REVIEW OF THE RECORD
The parties and the ALJ have thoroughly summarized and discussed the medical and
testimonial evidence of the administrative record. Accordingly, the Court will discuss those
matters only to the extent necessary to analyze the parties’ arguments.
3
IV. DISCUSSION AND CONCLUSIONS OF LAW
A. Standard of Review
The determination of disability under the Act is an administrative decision, and the only
questions before this Court are whether the decision of the Commissioner is supported by
substantial evidence and whether the Commissioner employed the proper legal standards in
reaching his conclusion. 42 U.S.C. § 405(g). See Richardson v. Perales, 402 U.S. 389, 401, 91
S. Ct. 1420, 28 L. Ed. 2d 842 (1971) (adopting and defining substantial evidence standard in
context of Social Security cases); Kyle v. Comm’r of Soc. Sec., 609 F.3d 847, 854 (6th Cir. 2010).
The Commissioner’s decision must be affirmed if it is supported by substantial evidence, “even
if there is substantial evidence in the record that would have supported an opposite conclusion.”
Blakely v. Comm’r of Soc. Sec., 581 F.3d 399, 406 (6th Cir. 2009) (quoting Key v. Callahan, 109
F.3d 270, 273 (6th Cir. 1997)); Jones v. Comm’r of Soc. Sec., 336 F.3d 469, 477 (6th Cir. 2003);
Her v. Comm’r of Soc. Sec., 203 F.3d 388, 389-90 (6th Cir. 1999). Substantial evidence is
defined as “more than a mere scintilla” and “such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion.” Richardson, 402 U.S. at 401 (quoting Consol.
Edison Co. v. NLRB, 305 U.S. 197, 229, 59 S. Ct. 206, 83 L. Ed. 126 (1938)); Rogers v. Comm’r
of Soc. Sec., 486 F.3d 234, 241 (6th Cir. 2007); LeMaster v. Weinberger, 533 F.2d 337, 339 (6th
Cir. 1976) (quoting Sixth Circuit opinions adopting language substantially similar to that in
Richardson).
A reviewing court may not try the case de novo, resolve conflicts in evidence, or decide
questions of credibility. See, e.g., Garner v. Heckler, 745 F.2d 383, 387 (6th Cir. 1984) (citing
Myers v. Richardson, 471 F.2d 1265, 1268 (6th Cir. 1972)). The Court must accept the ALJ’s
explicit findings and determination unless the record as a whole is without substantial evidence
4
to support the ALJ’s determination. 42 U.S.C. § 405(g). See, e.g., Houston v. Sec’y of Health &
Human Servs., 736 F.2d 365, 366 (6th Cir. 1984).
The Commissioner must employ a five-step evaluation process in determining the issue
of disability. See, e.g., Heston v. Comm’r of Soc. Sec., 245 F.3d 528, 534 (6th Cir. 2001) (citing
Abbot v. Sullivan, 905 F.2d 918, 923 (6th Cir. 1990)). The original burden of establishing
disability is on the plaintiff, and impairments must be demonstrated by medically acceptable
clinical and laboratory diagnostic techniques. See 42 U.S.C. § 1382c(a)(3)(D); 20 CFR
§§ 404.1512(a), (c), 404.1513(d). First, the plaintiff must show that she is not engaged in
“substantial gainful activity” at the time she seeks disability benefits. Id. (citing 20 CFR
§§ 404.1520(b), 416.920(b)); Cruse v. Comm’r of Soc. Sec., 502 F.3d 532, 539 (6th Cir. 2007).
A plaintiff who is performing substantial gainful activity is not disabled no matter how severe the
plaintiff’s medical condition may be. See, e.g., Dinkel v. Sec’y of Health & Human Servs., 910
F.2d 315, 318 (6th Cir. 1990).
Second, the plaintiff must show that she suffers from a severe impairment that meets the
twelve month durational requirement. 20 CFR §§ 404.1520(a)(4)(ii), 416.920(a)(4)(ii). See also
Edwards v. Comm’r of Soc. Sec., 113 Fed. Appx. 83, 85 (6th Cir. 2004). A “severe impairment”
is one which “significantly limits . . . physical or mental ability to do basic work activities.”
Barnhart v. Thomas, 540 U.S. 20, 24, 124 S. Ct. 376, 157 L. Ed.2d 333 (2003) (citing 20 CFR
§§ 404.1520(c), 416.920(c)). Basic work activities are “the abilities and aptitudes necessary to
do most jobs,” such as “walking, standing, sitting, lifting, pushing, pulling, reaching, carrying, or
handling; [c]apacities for seeing, hearing, and speaking; [u]nderstanding, carrying out, and
remembering simple instructions; [u]se of judgment; [r]esponding appropriately to supervision,
co-workers and usual work situations; and [d]ealing with changes in a routine work setting.”
5
20 CFR § 404.1521(b). The Commissioner is required to consider the combined effects of
impairments that individually are not severe but cumulatively may constitute a severe impairment.
42 U.S.C. § 423(d)(2)(B); Foster v. Bowen, 853 F.2d 483, 490 (6th Cir. 1988).
Third, if the plaintiff is not engaging in substantial gainful activity and is suffering from
a severe impairment that has lasted or is expected to last for a continuous period of at least twelve
months, and her impairment meets or equals a listed impairment, the plaintiff is presumed
disabled without further inquiry, regardless of age, education or work experience. Id. (citing
20 CFR §§ 404.1520(d), 416.920(d)). The plaintiff may establish that she meets or equals a listed
impairment, and that the impairment has lasted or is expected to last for at least twelve months
or result in death. See Listenbee v. Sec’y of Health & Human Servs., 846 F.2d 345, 350 (6th Cir.
1988). The plaintiff is not required to show the existence of a listed impairment in order to be
found disabled, but such a showing results in an automatic finding of disability. See Blankenship
v. Bowen, 874 F.2d 1116, 1122 (6th Cir. 1989).
Fourth, if the plaintiff’s impairment does not prevent her from doing her past relevant
work, she is not disabled. Id. The plaintiff has the burden of proving inability to perform past
relevant work, or proving that a particular past job should not be considered relevant. Cruse, 502
F.3d at 539; Jones, 336 F.3d at 474 (“Through step four, the [plaintiff] bears the burden of
proving the existence and severity of limitations caused by her impairments and the fact that she
is precluded from performing her past relevant work”); Smith v. Sec’y of Health & Human Servs.,
893 F.2d 106, 109 (6th Cir. 1989). If the plaintiff fails to carry this burden, she must be denied
disability benefits.
Once the plaintiff establishes a prima facie case that she is unable to perform her prior
relevant employment, the burden shifts in step five to the Commissioner to show that the plaintiff
6
can perform other substantial gainful employment, and that such employment exists in significant
numbers in the national economy. Longworth v. Comm’r of Soc. Sec., 402 F.3d 591, 595 (6th Cir.
2005) (quoting Walters v. Comm’r of Soc. Sec., 127 F.3d 525, 529 (6th Cir. 1997)). See also
Felisky v. Bowen, 35 F.3d 1027, 1035 (6th Cir. 1994). To rebut a prima facie case, the
Commissioner must come forward with proof of the existence of other jobs a plaintiff can
perform. Longworth, 402 F.3d at 595. See also Kirk v. Sec’y of Health & Human Servs., 667
F.2d 524, 528 (6th Cir. 1981), cert. denied, 461 U.S. 957, 103 S. Ct. 2428, 77 L. Ed. 2d 1315
(1983) (upholding the validity of the medical-vocational guidelines grid as a means for the
Commissioner of carrying his burden under appropriate circumstances). It remains the plaintiff’s
burden to prove the extent of her functional limitations. Her, 203 F.3d at 391. Even if the
plaintiff’s impairment does prevent her from doing her past relevant work, if other work exists in
significant numbers in the national economy that the plaintiff can perform, she is not disabled.
Rabbers v. Comm’r of Soc. Sec., 582 F.3d 647, 652 (6th Cir. 2009). See also Tyra v. Sec’y of
Health & Human Servs., 896 F.2d 1024, 1028-29 (6th Cir. 1990); Farris v. Sec’y of Health &
Human Servs., 773 F.2d 85, 88-89 (6th Cir. 1985); Mowery v. Heckler, 771 F.2d 966, 969-70 (6th
Cir. 1985).
If the question of disability can be resolved at any point in the sequential evaluation
process, the claim is not reviewed further. 20 CFR § 404.1520(a)(4). See also Higgs v. Bowen,
880 F.2d 860, 863 (6th Cir. 1988) (holding that resolution of a plaintiff’s claim at step two of the
evaluative process is appropriate in some circumstances).
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B. The ALJ’s Five-Step Inquiry for Plaintiff
The ALJ found that Plaintiff met the first two steps, AR 20-21, but was not presumptively
disabled because she did not have an impairment or combination of impairments that meets or
medically equals the severity of a listed impairment. AR 22-23. However, the ALJ found that
Plaintiff had no past relevant work, AR 33, thus triggering the fifth step of the inquiry. At the fifth
step, the ALJ found that Plaintiff’s residual functional capacity (“RFC”) allowed her to perform
medium work with certain limitations as set out in his findings, AR 23-33, and that, considering
her age, education, work experience, and RFC, there are jobs that exist in significant numbers in
the national economy that Plaintiff can perform. AR 33-34.
C. Plaintiff’s Assertions of Error
Plaintiff argues that the ALJ erred by: (1) failing to properly consider all of Plaintiff’s
impairments and failing to provide sufficient reasons for not finding these impairments to be
severe impairments; (2) failing to give proper weight to the opinion of Dr. Steven Graham;
(3) failing to consider and provide for each of the seven strength demands in the RFC assigned
to Plaintiff; (4) failing to include any limitations regarding Plaintiff’s seizure disorder in his RFC
after finding that Plaintiff’s seizure disorder constituted a severe impairment; and (5) failing to
properly evaluate and assess the credibility of Plaintiff’s statements. See Docket Entry 14-1 at 12. Plaintiff argues that the Commissioner’s decision should therefore be reversed, or in the
alternative, remanded for further consideration by a new ALJ.
Sentence four of 42 U.S.C. § 405(g) states as follows:
The court shall have power to enter, upon the pleadings and transcript of the
record, a judgment affirming, modifying, or reversing the decision of the
8
Commissioner of Social Security, with or without remanding the cause for a
rehearing.
42 U.S.C. §§ 405(g), 1383(c)(3). “In cases where there is an adequate record, the Secretary’s
decision denying benefits can be reversed and benefits awarded if the decision is clearly
erroneous, proof of disability is overwhelming, or proof of disability is strong and evidence to the
contrary is lacking.” Mowery v. Heckler, 771 F.2d 966, 973 (6th Cir. 1985). Furthermore, a court
can reverse the decision and immediately award benefits if all essential factual issues have been
resolved and the record adequately establishes a plaintiff’s entitlement to benefits. Faucher v.
Secretary, 17 F.3d 171, 176 (6th Cir. 1994). See also Newkirk v. Shalala, 25 F.3d 316, 318
(1994). Plaintiff’s assertions of error are addressed as follows:
1. The ALJ properly considered all of Plaintiff’s impairments.
Plaintiff contends that the ALJ failed to properly consider all of Plaintiff’s impairments
and failed to provide sufficient reasons for not finding these impairments to be severe. Plaintiff
acknowledges that the ALJ found that Plaintiff’s severe impairments included headaches, seizure
disorder, history of right hand laceration, mild left neuroforaminal stenosis at L5-S1, bipolar
affective disorder, and polysubstance abuse. See Docket Entry 14-1 at 6. Plaintiff argues,
however, that she was also diagnosed with lumbar spine disorder, chronic pain syndrome,
Methicillin-resistant Staphylococcus aureus (“MRSA”), posttraumatic stress disorder (“PTSD”),
generalized anxiety disorder, and obsessive-compulsive disorder (“OCD”), and that the ALJ erred
by failing to state his reasons for not finding these additional impairments to be severe. Id.
Despite listing all of these additional impairments, Plaintiff discusses only lumbar spine disorder,
headaches, and MRSA in her argument that the ALJ failed to properly consider all of Plaintiff’s
9
impairments. Id. at 6-8. The Court will therefore limit its review to these three alleged
impairments.
Plaintiff’s assertion of error is unsupported by the record. Plaintiff argues that the ALJ
“minimized the severity of [her] headaches,” despite the ALJ’s specific finding that Plaintiff’s
headaches constituted a severe impairment. Id. at 7; AR 21. Plaintiff further argues that the
ALJ’s analysis was “inaccurate” and “misplaced,” although the Court assumes Plaintiff would
request that, on remand, a separate ALJ would similarly find Plaintiff’s headaches to represent a
severe impairment. Plaintiff also argues that the ALJ improperly addressed Plaintiff’s lumbar
spine impairment by failing to specifically reference the findings from an October 25, 2010, CT
scan. See Docket Entry 14-1 at 6-7. Plaintiff notes that this CT scan demonstrated “shallow disc
bulge asymmetric towards the left” and “mild left neuroforaminal stenosis.” Id.; AR 615.2 Like
Plaintiff’s headaches, however, the ALJ found that Plaintiff’s “mild left neuroforaminal stenosis
at L5-S1” constituted a severe impairment. AR 21. This description of Plaintiff’s lumbar
condition is, almost verbatim, the exact finding from the October 25, 2010, CT scan which
Plaintiff claims the ALJ failed to consider. AR 615. Plaintiff’s argument is therefore without
merit.
Plaintiff finally contends that the ALJ “minimized the severity of [her] MRSA.” See
Docket Entry 14-1 at 7. Her argument focuses on the ALJ’s requirement that Plaintiff attend her
initial hearing on June 9, 2011, via telephone, due to Plaintiff’s “somewhat recent diagnosis of
an infection which could be contagious.” Id.; AR 45-46.3 Plaintiff notes that she later attended
2
Plaintiff incorrectly cites to page 646 of the administrative record.
3
Plaintiff incorrectly cites to page 51 of the administrative record.
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her second hearing on July 31, 2012, in person after the ALJ determined “it was best to proceed
with an in-person hearing.” See Docket Entry 14-1 at 8; AR 68-69.4 Plaintiff agues that such a
decision by the ALJ proves that her MRSA diagnosis is severe:
[H]e failed to allow the Plaintiff to proceed with an in-person hearing just
thirteen months prior and suggested that she testify by telephone from her car in
the hearing office parking lot. If the ALJ himself was unnerved about the
Plaintiff coming in close proximity to himself and any others in his office, surely
he would find her infection to be “severe.”
See Docket Entry 14-1 at 8. Plaintiff argues that the ALJ’s request that Plaintiff appear via
telephone demonstrates that he improperly found that the MRSA infection was not a severe
impairment. This argument is erroneous in multiple ways. First, the ALJ did not “fail[] to allow
the Plaintiff” to proceed with an in-person hearing, but instead requested that Plaintiff appear via
telephone. The ALJ specifically advised Plaintiff, “I’m happy to have you testify today by
telephone, but I want to acknowledge that you have the right to appear in person if that’s what you
want to do so that you’d be present with all of us during the hearing.” AR 45. The ALJ also
offered Plaintiff the opportunity to reschedule the hearing, to which Plaintiff responded, “[w]e can
go ahead and proceed.” AR 45-46.
Additionally, Plaintiff erroneously claims that the ALJ failed to give “a sufficient reason”
for not finding Plaintiff’s MRSA to be a severe impairment. See Docket Entry 14-1 at 8. The ALJ
fully explained the basis for his finding regarding MRSA as follows:
On the record, the claimant testified that she believes that she has an active
MRSA infection. She explained the absence of relevant treatment records by
noting that [she] keeps a supply of appropriate antibiotics in her home and takes
them self prescribed and as needed. I note that there are not records subsequent
to December 4, 2009 indicating that claimant has had an active MRSA infection
or required appropriate antibiotics to treat a MRSA infection. No physician has
4
Plaintiff incorrectly cites to pages 73-74 of the administrative record.
11
indicated that claimant’s MRSA infection causes any functional limitations. The
claimant did not testify that her MRSA infection results in any significant work
related limitations lasting for any period of 12 consecutive months.
AR 21. Despite Plaintiff’s contention otherwise, the ALJ considered numerous factors in reaching
his decision, including the lack of medical documentation indicating any treatment for MRSA
after December of 2009, the lack of any physician testimony indicating that MRSA caused any
functional limitations, and Plaintiff’s testimony regarding any work-related limitations.
It is well established that a claimant bears the burden to show that a medically
determinable impairment is severe and that such an impairment meets the twelve-month
durational requirements of the Act. See Harley v. Comm’r of Social Sec., 485 Fed.App’x 802, 803
(6th Cir. 2012). A severe impairment is “any impairment or combination of impairments which
significantly limits [the claimant’s] physical or mental ability to do basic work activities.”
Barnhart v. Thomas, 540 U.S. 20, 24, 124 S. Ct. 376, 157 L. Ed.2d 333 (2003) (citing 20 CFR
§§ 404.1520(c), 416.920(c)).5 The Sixth Circuit has construed the step two severity evaluation
as a “de minimis hurdle” in which an impairment can be considered not severe only if it is a slight
abnormality that minimally affects work ability regardless of age, education, and experience.
Higgs v. Bowen, 880 F.2d 860, 862 (6th Cir. 1988). The goal of the test at step two is to “screen
out totally groundless claims.” Farris v. Sec’y of Health & Human Servs., 773 F.2d 85, 89 (6th
Cir.1985).
5
Basic work activities are “the abilities and aptitudes necessary to do most jobs,” such as
“walking, standing, sitting, lifting, pushing, pulling, reaching, carrying, or handling; [c]apacities
for seeing, hearing, and speaking; [u]nderstanding, carrying out, and remembering simple
instructions; [u]se of judgment; [r]esponding appropriately to supervision, co-workers and usual
work situations; and [d]ealing with changes in a routine work setting.” 20 CFR § 404.1521(b).
12
Although Plaintiff alleges that she suffers from additional severe impairments, there is no
reference to any evidence in the record indicating that such impairments will have any impact on
Plaintiff’s ability to perform work-related activities. Furthermore, as noted by Defendant in its
response to Plaintiff’s brief, the ALJ’s finding that Plaintiff has severe impairments satisfies step
two of the five-step inquiry, thus triggering the next step of the evaluation. Any error by the ALJ
in failing to find Plaintiff’s additional impairments to be severe would not require reversal or
remand, because if an ALJ finds that at least one of the claimant’s alleged impairments is severe
in nature, the claim survives step two of the screening process, 20 CFR § 404.1520(a)(4);
Anthony v. Astrue, 266 Fed.App’x 451, 457 (6th Cir. 2008), and both severe and non-severe
impairments are to be considered by the ALJ in the remaining steps of the disability evaluation
process. 20 CFR §§ 404.1523 and 404.1545(a)(2). Courts have consistently held that there is
no reversible error when the ALJ fails to find that some impairments are severe, but finds that
other impairments are severe and proceeds with the next step of the evaluation process. Maziarz
v. Sec’y Health & Human Servs., 837 F.2d 240, 244 (6th Cir. 1987). See McGlothin v. Comm’r
of Soc. Sec., 299 Fed.App’x. 516, 522 (6th Cir. 2008); Anthony, supra; Fisk v. Astrue, 253
Fed.App’x 580, 583 (6th Cir. 2007). The ALJ in this case found that Plaintiff suffered from six
severe impairments. AR 21. The ALJ’s failure to find that Plaintiff’s additional alleged
impairments were severe did not result in a conclusion that Plaintiff was not disabled, which
would have ended the five-step inquiry. This assertion of error therefore does not warrant relief.
2. The ALJ gave proper weight to the opinion of Dr. Steven Graham, pursuant to SSR 96-2p.
Plaintiff next argues that the ALJ did not properly weigh the opinion of Dr. Steven
Graham. She specifically references a document prepared by Dr. Graham entitled, “Headache
13
Questionnaire,” AR 653-55, which Plaintiff submits contains “significant limitations” and “good
reasons” for the answers contained therein. See Docket Entry 14-1 at 13. Plaintiff also questions
the amount of weight given to “non-examining medical source opinions,” including those
provided by Dr. Rebecca Joslin and Dr. Victor O’Bryan, and argues that the ALJ “clearly used
a double standard when assigning weight to the opinions of non-treating and non-examining
physicians over the Plaintiff’s treating source opinion.” Id. at 11. Plaintiff further argues that the
opinions submitted by Drs. Joslin and O’Bryan are invalid because they were not based on
Plaintiff’s complete medical record. Id. Plaintiff therefore requests that this matter be remanded
in order to obtain an updated medical opinion. Id. at 12.
Defendant counters that, despite Plaintiff’s contentions otherwise, the ALJ gave significant
weight to the opinion of Dr. Graham, as evidenced by the limitations contained in the decision
regarding Plaintiff’s ability to carry out complex tasks and maintain attention and concentration
for up to two hours. See Docket Entry 23 at 13, n. 6. Defendant further contends that Dr.
Graham’s opinion “did not express any opinion on the functional limitations stemming from
Plaintiff’s headache impairment,” and therefore the ALJ properly used other evidence from the
record to evaluate Plaintiff’s functional limitations Id. at 15-16.
Social Security Ruling (“SSR”) 96-2p provides an explanation as to when treating source
medical opinions are entitled to controlling weight. Plaintiff emphasizes SSR 96-2p’s statement
that, “[i]f a treating source’s medical opinion is well-supported and not inconsistent with the other
substantial evidence in the case record, it must be given controlling weight; i.e., it must be
adopted.” The Court notes that SSR 96-2p also states that, “[c]ontrolling weight may not be given
to a treating source’s medical opinion unless the opinion is well-supported by medically
acceptable clinical and laboratory diagnostic techniques,” and that even if such an opinion is well14
supported, “controlling weight may not be given to the opinion unless it also is ‘not inconsistent’
with the other substantial evidence in the case record.” 20 CFR §§ 404.1527 and 416.927 provide
factors for evaluating a treating source’s opinion which has not been given controlling weight:
Generally, the longer a treating source has treated you and the more times you
have been seen by a treating source, the more weight we will give to the source’s
medical opinion. When the treating source has seen you a number of times and
long enough to have obtained a longitudinal picture of your impairment, we will
give the source’s opinion more weight than we would give it if it were from a
nontreating source.
20 CFR §§ 404.1527(c)(2)(i), 416.927(c)(2)(i). The regulations further hold:
Generally, the more knowledge a treating source has about your impairment(s)
the more weight we will give to the source’s medical opinion. We will look at
the treatment the source has provided and at the kinds and extent of examinations
and testing the source has performed or ordered from specialists and independent
laboratories. For example, if your ophthalmologist notices that you have
complained of neck pain during your eye examinations, we will consider his or
her opinion with respect to your neck pain, but we will give it less weight than
that of another physician who has treated you for the neck pain. When the
treating source has reasonable knowledge of your impairment(s), we will give the
source’s opinion more weight than we would give it if it were from a nontreating
source.
20 CFR §§ 404.1527(c)(2)(ii), 416.927(c)(2)(ii). It appears in the instant case that the ALJ did
not give Dr. Graham’s opinion controlling weight. AR 31-32. The ALJ must therefore, pursuant
to 20 CFR §§ 404.1527(c)(2)(ii) and 416.927(c)(2)(ii), provide good reasons for his decision not
to give controlling weight to a treating source’s opinion. The relevant excerpt from the ALJ’s
opinion states the following:
At the time that he completed the [Headache Questionnaire], Dr. Graham had
seen the claimant only once on October 15, 2010. Although she had been asked
to return in four to six weeks, she had not returned during the intervening eight
months. On the questionnaire, Dr. Graham indicates that the claimant initially
had migraine headaches and currently had medication overuse headaches. Her
symptoms were pressure/throbbing and aching and she was sometimes awoken
from her sleep. Dr. Graham checked a box indicating that the claimant has
headaches several times a month, but wrote to the side: “(per visit in Oct.).” He
15
finally checked a box indicating that the claimant’s headaches last about
24 hours. It appears to me that Dr. Graham, who again had seen the claimant just
once, was merely reporting what he was told by the claimant. He does not
indicate whether the claimant’s headaches caused any functional limitations or
whether they could be controlled by the medication he prescribed on October 15,
2010, or any other medication. It does not appear that Dr. Graham reviewed the
claimant’s medical records. He was apparently unaware that the claimant had
sought headache treatment from Dr. Beckham and Dr. Dong, but had failed to
return after being denied narcotic pain medication. He was also unaware of the
claimant’s many emergency room visits seeking narcotic pain medication for
headaches and for a wide variety of other complaints. I have considered
Dr. Graham’s treatment records and questionnaire in finding that the claimant’s
headaches are a severe impairment and in finding that claimant is limited in her
ability to carry complex or detailed tasks and to maintain attention or
concentration.
AR 31-32. Plaintiff argues that the ALJ “attempted to deflect from the real issue at hand by
pointing out that Dr. Graham completed the Headache Questionnaire after examining the Plaintiff
for only the second time. . .”6 This argument is unpersuasive, however, as it attempts to undermine
one of the factors in assessing the weight given to a treating source’s opinion, which holds that,
“[w]hen the treating source has seen you a number of times and long enough to have obtained a
longitudinal picture of your impairment, we will give the source’s opinion more weight than we
would give it if it were from a nontreating source.” 20 CFR §§ 404.1527(c)(2)(i), 416.927(c)(2)(i)
(emphasis added). The ALJ’s acknowledgment that Plaintiff had only been seen once by
Dr. Graham was not deflection, but rather a requirement inherent to his role in assessing the
weight to give this opinion. The ALJ also notes that Dr. Graham does not appear to have
reviewed Plaintiff’s medical records, as he was unaware that Plaintiff had sought initial treatment
from Dr. Beckham and Dr. Jong, but chose not to receive follow up treatment after she was denied
6
This appears to be a misrepresentation, as the record indicates that Dr. Graham
completed the questionnaire on June 7, 2011. He saw Plaintiff for the second time on June 17,
2011. Dr. Graham had therefore seen Plaintiff only once at the time he completed the
questionnaire.
16
prescription medication. AR 32. This too is a reasonable and pertinent discussion by the ALJ,
as it addresses potential voids in Dr. Graham’s evaluation, which is relevant when assessing the
amount of weight to give his opinion: “[w]hen the treating source has reasonable knowledge of
your impairment(s), we will give the source’s opinion more weight than we would give it if it
were from a nontreating source.” 20 CFR §§ 404.1527(c)(2)(ii), 416.927(c)(2)(ii). Furthermore,
the ALJ discusses Plaintiff’s apparent lack of symptoms after her June 17, 2011 visit with Dr.
Graham:
Oddly, the claimant’s emergency room visits and other complaints of headaches
seem to stop, or at least are no longer documented, as 2011 and 2012 progress.
Instead, most of her emergency room visits were for pain from other conditions,
discussed elsewhere in this decision. The only other emergency room visits
concerning any part of her head was a visit to Vanderbilt University Medical
Center on December 18, 2011,7 pertaining to complaints of left-sided face pain.
However, staff noted a large number of controlled substance prescriptions, and
the doctor was reluctant to write her a prescription for narcotics. She then eloped
from the emergency room department without a formal discharge, suggesting she
may have been seeking narcotics and not treatment for a headache (Ex. 35F).
AR 25-26. The ALJ clearly questions the severity of Plaintiff’s headaches in light of her decision
to stop seeking treatment for this condition after June 17, 2011. This evidence goes against
Dr. Graham’s findings that Plaintiff suffered migraines or medication overuse headaches several
times a month for 24-hour periods. AR 653-655. This again demonstrates the ALJ’s adherence
to agency policy, including SSR 96-2p, which holds that, “[e]ven if a treating source’s medical
opinion is well- supported, controlling weight may not be given to the opinion unless it also is
‘not inconsistent’ with the other substantial evidence in the case record.” The ALJ found there
was substantial evidence in the record contradicting Dr. Graham’s findings regarding the severity
7
The ALJ misstates the date of this visit, which appears to have taken place December 8,
2011. AR 1007-08.
17
and extent of Plaintiff’s headaches. Plaintiff fails to point to any evidence in the record which
would support Dr. Graham’s finding.
Additionally, the ALJ correctly notes that Dr. Graham “does not indicate whether
[Plaintiff’s] headaches caused any functional limitations or whether they could be controlled by
medication he prescribed on October 15, 2010, or any other medication.” AR 32. The Court
notes that Dr. Graham’s questionnaire consists of four inquiries concerning the type of headache
suffered by the patient, the associated symptoms, the frequency of the patient’s headaches, and
the length of a typical headache. AR 654-55. The questionnaire contains no recommendations
for continued treatment, no prognosis, and no discussion of any functional limitations caused by
such headaches. The note from Dr. Graham’s lone examination of Plaintiff before completing the
questionnaire, dated October 15, 2010, states only that he has “discussed the issue of medication
overuse headaches, emphasizing the absolute necessity of total and complete discontinuation of
short-acting analgesics.” AR 550-551. As noted by the ALJ, Plaintiff was supposed to return to
treat with Dr. Graham in 4-6 weeks, Id., but failed to do so. The only opinion presented by
Dr. Graham in the questionnaire states that Plaintiff’s migraine headaches “initially started as
migraines but then went into medication overuse headaches.” AR 654. Plaintiff demands that
Dr. Graham’s opinion be given more weight and claims that he “cited significant limitations” with
“good reasons for his answers,” See Docket Entry 14-1 at 10-11, 13, but fails to point to any
opinion or limitation in Dr. Graham’s questionnaire which she believes should be given such
additional consideration. The Court finds no such opinion or limitations in Dr. Graham’s brief
records.
Finally, despite the foregoing issues with Dr. Graham’s evaluation, the ALJ still
considered Dr. Graham’s treatment in formulating the RFC assigned to Plaintiff, specifically in
18
finding her headaches to represent a severe impairment and in finding functional limitations in
her ability to carry out complex or detailed tasks and maintain attention or concentration. AR 32.
Plaintiff fails to acknowledge this in her brief, instead arguing that the ALJ “more closely
scrutiniz[ed] the opinions of treating physicians and examining physicians than he did
[non]treating8 physician opinions.” See Docket Entry 14-1 at 12. Plaintiff argues that these
nontreating physicians rendered their opinions “prior to the submission of a vast amount of
medical evidence,” Id. at 11, but fails to cite any such evidence in the record which refutes the
opinions of Dr. Joslin and Dr. O’Bryan. The Court finds that Plaintiff’s argument is not supported
by evidence, and does not warrant remand for the reasons discussed above.
3. The ALJ complied with the requirements of SSR 96-8p in assigning Plaintiff’s RFC.
Plaintiff next argues that the ALJ “fail[ed] to consider and provide for each of the seven
strength demands” in the RFC assigned to her in this case. Id. at 13. Although this appears to be
an argument that the ALJ failed to address Plaintiff’s exertional limitations, as the seven strengths
involve exertional capacities (sitting, standing, walking, lifting, carrying, pushing, and pulling),
Plaintiff then proceeds to quote with emphasis a portion of SSR 96-8p regarding both exertional
and nonexertional factors. Id. Plaintiff also contends that, because the ALJ failed to include a
function-by-function assessment in the RFC, specifically with respect to limitations regarding
Plaintiff’s seizure disorder, this case should be remanded. Id. This further muddles Plaintiff’s
argument under this assertion of error, as Plaintiff’s fourth assertion of error also claims that the
8
Plaintiff appears to have mistakenly listed “treating” physicians twice in this sentence.
The Court assumes that Plaintiff intended to refer to “nontreating” physicians in the space
indicated by this footnote.
19
ALJ erred by “failing to include any limitations regarding seizure disorder in his RFC.” Id. In
light of this confusion, the Court will address the ALJ’s discussion of both exertional and
nonexertional limitations under this assertion of error, but will address Plaintiff’s seizure disorder
when discussing Plaintiff’s fourth assertion of error.
SSR 96–8p requires the ALJ to individually assess the exertional (lifting, carrying,
standing, walking, sitting, pushing, pulling) and nonexertional (manipulative, postural, visual,
communicative, mental functions) capacities of the claimant in determining the claimant’s RFC.
As noted by Plaintiff, SSR 96-8p provides that an “RFC assessment is a function-by-function
assessment based upon all of the relevant evidence of an individual’s ability to do work-related
activities,” and that “[e]ach function must be considered separately. . . .”
Significantly, the Sixth Circuit has held that, “[a]lthough a function-by-function analysis
is desirable, SSR 96-8p does not require ALJs to produce such a detailed statement in writing,”
as there is a difference “between what an ALJ must consider and what an ALJ must discuss in a
written opinion.” Delgado v. Comm’r of Soc. Sec., 30 Fed.App’x 542, 547-48 (6th Cir. 2002).
Of note, SSR 96-8p requires the ALJ to consider each function separately, but does not state that
the ALJ must discuss each function separately in the narrative of the decision. The Sixth Circuit
has held that an ALJ’s RFC assessment complies with SSR 96-8p as long as the RFC specifies
the claimant’s exertional and nonexertional limitations. Id. In specifying such limitations, the
ALJ need only explain how the evidence in the record supports the RFC determination, discuss
the claimant’s ability to perform work-related activities, and explain the resolution to any
inconsistences contained in the record. Delgado, 30 Fed.App’x at 548. Moreover, SSR 96-8p
does not require the ALJ to discuss those capacities for which no limitation is alleged. Delgado,
30 Fed.App’x at 547.
20
Upon review of the record, the Court finds no error in the ALJ’s RFC regarding exertional
capacities. After evaluating all of the objective medical evidence of record and Plaintiff’s
testimony, the ALJ determined that Plaintiff retained the RFC to perform “medium work” as
defined in 20 CFR §§ 404.1567(c) and 416.967(c) with the following limitations:
[S]he cannot more than frequently use her dominant right hand for handling,
fingering, or feeling; must avoid all exposure to hazardous work environments;
is limited to simple, repetitive work; cannot maintain attention or concentration
for more than two hours without interruption; and cannot have more than
occasional interaction with the public.
AR 23. The ALJ discussed these limitations extensively in the opinion, which included citations
to medical records and Plaintiff’s testimony. AR 23-33. For example, the ALJ discussed
Plaintiff’s 2009 surgery for a right hand laceration and her associated problems with making a fist
and dropping things, AR 24, while noting that Plaintiff later showed “excellent function of her
right hand” except for “difficulty making a fist and fully extending her right hand.” AR 26. The
ALJ also discussed Dr. Thomas Limbird’s recommendations for continued treatment of Plaintiff’s
hand. AR 26. The ALJ addressed Plaintiff’s mental issues, including her diagnosed bipolar
disorder, a psychological evaluation by Dr. Kathryn Sherrod in September 23, 2009, and a medical
records review by psychologist Dr. Rebecca Joslin on October 5, 2009, AR 26-27. The
assessments and recommendations of both Dr. Sherrod and Dr. Joslin were discussed in detail.
AR 26-27.
Additionally, as noted by Defendant, the ALJ specifically opined that Plaintiff’s RFC
included the ability to perform “medium work as defined in 20 CFR 404.1567(c) and 416.967(c),”
which both include “lifting no more than 50 pounds at a time with frequent lifting or carrying of
objects weighing up to 25 pounds.” The ALJ assigned no other exertional limitations and
included additional nonexertional limitations. AR 23.
21
Plaintiff’s woefully brief argument consists of excerpts from SSR 96-8p and a claim that
the ALJ’s decision did not include a function-by-function assessment. See Docket Entry 14-1 at
13. As discussed supra, however, SSR 96-8 does not require the ALJ to provide a written
function-by-function analysis in his opinion. Plaintiff fails to allege any inconsistencies in the
record that the ALJ would be required to explain, nor does she point to any evidence in the record
that would support additional or more severe limitations than those implemented by the ALJ. The
Court rejects this assertion of error.
4. The ALJ properly assigned limitations regarding Plaintiff’s seizure disorder.
Plaintiff next contends that the ALJ erred by failing to include any limitations in the RFC
involving her seizure disorder despite finding the seizure disorder to be a severe impairment. See
Docket Entry 14-1 at 13-14. In support, Plaintiff quotes an unpublished opinion in which the
Court notes that “failure to find a specific impairment severe becomes reversible error when the
ALJ fails to consider the impairment at the subsequent steps of the analysis, specifically at step
four.” Id. (citing Dodson v. Comm’r of Soc. Sec., 2013 WL 4014715, at *2 (E.D. Tenn. Aug. 6,
2013)).
Plaintiff’s reliance on this case is misplaced for multiple reasons. For one, the Dodson
case involves a scenario in which a claimant argues that the ALJ erred by finding that the
claimant’s anxiety was not severe. Dodson, 2013 WL 4014715 at *2. It does not allege a failure
by the ALJ to include limitations in an RFC, as Plaintiff does in the instant case. Additionally,
although Plaintiff appears to rely on the quoted language from Dodson because it begins with
“Plaintiff is correct to note. . .,” the Court proceeds to rule against the claimant and finds that the
ALJ did not commit reversible error. Id. (“After considering the parties’ filings and reviewing the
22
applicable law, this Court agrees with the magistrate judge’s findings. . . the ALJ appropriately
used the four broad functional areas to guide his reasoning and concluded Plaintiff only has mild
limitations”). Nevertheless, Plaintiff proceeds to argue that the Dodson opinion, which does not
involve an alleged failure to include additional functional limitations, and ultimately affirms the
ALJ’s decision, “makes it clear that the ALJ has committed reversible error in our case at hand.”
See Docket Entry 14-1 at 14. This non sequitur does not in any way establish that the ALJ
committed reversible error. The Court acknowledges that, after finding a claimant to have a
severe impairment, the ALJ is required to then also consider any non-severe impairments in
formulating the RFC. See 42 U.S.C. §§ 423(d) (2)(B), (5)(B); Foster v. Bowen, 853 F.2d 483, 490
(6th Cir.1988). This is not, however, the issue in dispute according to Plaintiff’s own assertion
of error. Without specifically asserting such, Plaintiff appears to argue that the ALJ erred by not
considering one of the severe impairments, namely her seizure disorder, in formulating the
assigned RFC. Plaintiff suggests that “it seems as if there should certainly be limitations which
result from this impairment.” See Docket Entry 14-1 at 14. Plaintiff apparently fails to recognize
the ALJ’s discussion and explicit limitation with respect to her seizure disorder:
Ultimately, I reject the initial State agency physical assessment that no “severe”
physical impairment is present, as this is quite clearly not the case (Ex. 7F).
However, that examiner had access to only a very limited portion of the
claimant’s medical records. A subsequent State agency medical consultant
opined that the claimant could perform medium exertional category activity, with
appropriate reduction in hazard exposure considering her then more recent
history of a seizure. The undersigned finds that this opinion remains consistent
with the record as a whole.
AR 33 (emphasis added). The ALJ included this limitation in the RFC. AR 23. The ALJ
discussed Plaintiff’s lack of treatment for several alleged medical conditions, including seizure
disorder, noting that, “[s]he has not had a seizure in years.” AR 31. As such, the ALJ clearly
23
considered Plaintiff’s seizure disorder and included a limitation in the RFC which requires that
she avoid all exposure to hazardous work environments. AR 23. Plaintiff’s contention that the
ALJ failed to do so goes against the evidence contained in the record, and is therefore rejected by
the Court.
5. The ALJ properly evaluated the credibility of Plaintiff’s statements.
Plaintiff’s final assertion of error posits that the ALJ improperly discredited her statements
and “could provide no actual reason indicating that she was being anything but truthful in her
testimony” regarding the frequency and severity of her symptoms. See Docket Entry 14-1 at 17.
Plaintiff argues that the ALJ improperly considered her daily activities, Id. at 14-15, and
improperly faulted her for not seeking specialized treatment, Id. at 16-17, but the crux of
Plaintiff’s argument is that the ALJ improperly considered her drug-seeking behavior in assessing
her credibility. Id. The Court cannot agree with these contentions, based on the following
analysis.
20 CFR §§ 404.1529 and 416.929 describe the methods by which a claimant’s symptoms
are evaluated by the agency. As noted in SSR 96-7p, this evaluation involves a two-step process
that first requires a finding by the adjudicator that there is an underlying impairment that could
reasonably be expected to produce the claimant’s pain or other symptoms. SSR 96-7 explains
that, once such a finding is made, the adjudicator must:
[E]valuate the intensity, persistence, and limiting effects of the individual’s
symptoms to determine the extent to which the symptoms limit the individual’s
ability to do basic work activities. For this purpose, whenever the individual’s
statements about the intensity, persistence, or functionally limiting effects of pain
or other symptoms are not substantiated by objective medical evidence, the
adjudicator must make a finding on the credibility of the individual’s statements
24
based on a consideration of the entire case record. This includes the medical
signs and laboratory findings, the individual’s own statements about the
symptoms, any statements and other information provided by treating or
examining physicians or psychologists and other persons about the symptoms
and how they affect the individual, and any other relevant evidence in the case
record.
The ALJ is charged with evaluating a claimant’s credibility at the administrative hearing. The
ALJ’s credibility finding is entitled to deference due to the ALJ’s “unique opportunity to observe
the claimant and judge her subjective complaints.” Buxton v. Halter, 246 F.3d 762, 773 (6th Cir.
2001) (internal citations omitted). The ALJ’s conclusions regarding credibility “should not be
discarded lightly,” Casey v. Sec’y of Health and Human Servs., 987 F.2d 1230, 1234 (6th Cir.
1993), and the ALJ may “dismiss a claimant’s allegations of disabling symptomatology as
implausible if the subjective allegations, the ALJ’s personal observations, and the objective
medical evidence contradict” such allegations. Tyra v. Sec’y of Health & Human Servs., 896 F.2d
1024, 1030 (6th Cir. 1990). However, if the ALJ rejects a claimant’s testimony regarding her
complaints, “he must clearly state his reason for doing so.” Wines v. Comm’r of Soc. Sec., 268
F. Supp. 2d 954, 958 (N.D. Ohio 2003) (citing Felisky v. Bowen, 35 F.3d 1027, 1036 (6th Cir.
1994)).
Plaintiff claims that the ALJ’s discussion of her drug-seeking behavior, which the ALJ
found to undermine the veracity of Plaintiff’s testimony with respect to her symptoms, is “an
insufficient reason to decrease the credibility of the Plaintiff.” See Docket Entry 14-1 at 16.
Plaintiff then erroneously cites SSR 82-60 as support, which was rescinded and replaced by SSR
13-2p as of March 22, 2013. Soc. Sec. Rul. 13-2, 2013 WL 621536. Regardless, Plaintiff appears
to rely on a portion of the now abrogated SSR 86-20 which states that, “. . . a diagnosis of drug
addiction or alcoholism should not have an effect on a disability evaluation that is adverse to the
25
applicant.” This is a fallacious argument, however, which misinterprets the basis for the ALJ’s
discussion of Plaintiff’s drug-seeking behavior. As noted by Defendant, the ALJ did not find
Plaintiff not disabled due to drug abuse, but instead found that her “subjective statements about
her symptoms were not credible. . . because she often exaggerated her symptoms to obtain pain
medication.” See Docket Entry 23 at 24. This is evidenced by the ALJ’s analysis of Plaintiff’s
symptoms, which included a discussion of Plaintiff’s numerous complaints regarding alleged back
pain, severe headaches, and the functional limitations that Plaintiff claimed were caused by such
conditions. AR 24. The ALJ then set out a lengthy discussion of Plaintiff’s medical treatment,
which compared Plaintiff’s alleged symptoms with the frequency of her treatment and objective
medical findings. AR 24-28. This discussion also contained numerous references to Plaintiff’s
drug-seeking behavior, including her noncompliance with a pain management agreement and
subsequent discharge, AR 25, her elopement from an emergency department without formal
discharge after a physician refused to write additional prescriptions for her, AR 26, and suspicion
of both drug abuse and the illicit sale of her prescribed medication. AR 28. After establishing
this background, the ALJ proceeds to explain his reasons for discrediting Plaintiff’s testimony
regarding her alleged symptoms, with additional citations to evidence in the record demonstrating
Plaintiff’s rampant solicitation of narcotics while claiming to suffer from a variety of symptoms.
AR 27-33.
Despite Plaintiff’s contention otherwise, the ALJ’s discussion provides an abundance of
evidence in support of his decision to discredit Plaintiff’s statements regarding her alleged
symptoms. This includes references to physicians who suspected that Plaintiff was exaggerating
her symptoms in order to obtain pain medication. On May 12, 2012, Dr. James L. Davidson
noted:
26
[Plaintiff] has in the past shown drug-seeking activity. . . This patient has been
evaluated many times in the past. It was felt best to avoid narcotic management
unless the patient had new tests or physical findings demonstrating pathology.
The patient [left] shortly after being told her narcotics would be held until the
results of diagnostic studies. She was found to [have] left against medical advice
with no apparent disability at the time of her departure.
AR 30, 1184-85. On May 30, 2012, Dr. Thomas Aaron Bradbury noted:
[Plaintiff] comes into the emergency department today complaining that she has
had a week’s worth of right sided low back pain radiating down her right leg,
hurts worse when she moves around. . . The patient was actually here for
something similar to this on May 12, 2012, and when she did not get any
narcotics, left the emergency department without letting anybody know. . . The
patient has apparently had multiple interactions with drug seeking behavior,
looking for narcotics.
AR 27, 1182-83. The ALJ also cites an October 17, 2010 office note from Dr. Melinda Lee, who
allegedly stated that Plaintiff was “thought to be drug seeking. . . The patient does not seem
legitimate to me. . .” AR 29 (emphasis added). The Court notes, however, that this is a misquote
by the ALJ, as the October 17, 2010 note actually reveals that Dr. Lee believed that Plaintiff was
a patient with legitimate symptoms:
In summary, the patient is a 26-year-old female recently seen in this emergency
department last night for a mental evaluation, thought to be drug seeking who
returns today with acute on-chronic fibromyalgia pain after allegedly running out
of her Lortab. The patient does seem legitimate to me. I have reviewed her
medical record here and she does not frequently present with pain related
complaints.
AR 1162 (emphasis added). Despite the ALJ’s misquote, the Court finds this error to be harmless
in light of the ALJ’s reliance on several additional opinions from medical providers suggesting
that Plaintiff was, in fact, demonstrating drug-seeking behavior. See AR 30, 31, 1009-10, 1252.
The ALJ specifically states that he does not credit Plaintiff’s testimony regarding the severity of
her impairments because she “has an extremely well documented history of abusing both
prescription drugs and street drugs, and of exaggerating the extent of her symptoms in order to
27
obtain drugs.” AR 28. Additionally, the ALJ noted inconsistencies in Plaintiff’s statements
regarding alleged side effects of her prescription medication:
The claimant indicated in her Disability Report-Appeal (Ex. 11F) that her
prescribed medications were causing nausea, headaches, hot flashes, menopause
state, mood swings, and drowsiness. I note that claimant did not mention any
medication side effects during her testimony at either hearing. I further note the
absence of any indication in claimant’s medical records that she reported
significant side effects to prescribing physicians or that any side effects could not
be addressed by adjusting her prescriptions. The record does not support a
finding that claimant has had functionally significant side effects for any period
of 12 consecutive months.
AR 31. The ALJ also notes that, despite Plaintiff’s testimony that she frequently experiences
severe headaches, her “emergency room visits and other complaints of headaches seem to stop,
or are at least no longer documented, as 2011 and 2012 progress.” AR 26. Plaintiff’s assertion
that the ALJ “could provide no actual reason indicating that she was being anything but truthful”
represents a severe disregard of the evidence contained in the record.
Plaintiff makes additional claims that the ALJ erred by improperly considering her daily
activities, by faulting her for not seeking “specialized treatment,” and by faulting her for
stockpiling antibiotics intended to treat MRSA. See Docket Entry 14-1 at 15-17. The Court is
unpersuaded by any of these arguments. Plaintiff points to the ALJ’s discussion of her daily
activities, in which he notes that Plaintiff “has stated she has no problems caring for her own
personal needs such as bathing, dressing, grooming, and feeding herself.” Id. at 15; AR 22. She
claims that this discussion by the ALJ “is an insufficient reason to decrease the credibility of the
Plaintiff.” See Docket Entry 14-1 at 15. However, as noted by Defendant, Plaintiff’s daily
activities are a required factor to be considered in an ALJ’s credibility determination, pursuant
to SSR 96-7p. See Docket Entry 23 at 25, n. 10. Additionally, although Plaintiff’s argument may
have had merit if the ALJ had relied solely on this example of performing daily chores in finding
28
her statements not credible, the ALJ clearly provided numerous reasons for discounting Plaintiff’s
credibility, as discussed supra.
The Court further notes that Plaintiff’s argument regarding her failure to seek specialized
treatment is baseless. Plaintiff points to no evidence in the ALJ’s decision wherein he discounted
her credibility based on her inability to afford medical insurance. While the Court sympathizes
with this predicament, there is no indication that the ALJ based his finding on Plaintiff’s financial
wherewithal. The ALJ instead questioned the consistency of Plaintiff’s purported symptoms
during her numerous emergency room visits. The ALJ states:
The claimant’s testimony that she constantly drops things since her right hand
surgery in 2009 is not consistent with the absence of any complaint to any
medical provider of right hand weakness. The Claimant testified that she had
headaches that cause nausea and vomiting three times per week, and that the
headaches last for up to three days. This is inconsistent with her failure to
receive any significant treatment for headaches for some time now. I note that
claimant had eight emergency room visits for headache pain during 2010 and two
visits in 2011. In contrast, claimant had 21 emergency room visits in 2010, 29
emergency room visits in 2011, and 21 emergency room visits to date in 2012,
without regular mention of headaches. The picture for her back pain is similar,
with few of her emergency room visits being related to back pain.
AR 31. The Court grants significant deference to these findings by the ALJ, pursuant to Buxton,
supra.
Plaintiff’s final contention involves the ALJ’s statement that he could not credit Plaintiff’s
testimony “that she manages her supposedly active MRSA infection using antibiotics that she has
stockpiled in her home.” AR 31. Plaintiff argues that this testimony actually supports her
credibility. See Docket Entry 14-1 at 17. In light of Plaintiff’s documented drug-seeking behavior
and magnification of symptoms, the Court fails to recognize how Plaintiff’s stockpiling of
antibiotics bolsters her credibility regarding her alleged symptoms. Not only is such action likely
noncompliant with the prescribing physician’s directives for use of such medication, but it also
29
lends support to the previously discussed suspicion that Plaintiff accumulates prescription
medication in order to sell it. AR 28, 759. The Court therefore finds this argument, as well as
Plaintiff’s assertion of error, to be without merit.
V. RECOMMENDATION
For the above stated reasons, it is recommended that Plaintiff’s motion for judgment on
the administrative record (Docket Entry No. 14) be DENIED and that the Commissioner’s
decision be affirmed.
ANY OBJECTIONS to this Report and Recommendation must be filed with the Clerk of
Court within fourteen (14) days of service of this Report and Recommendation and must state
with particularity the specific portions of this Report and Recommendation to which objection is
made. Failure to file written objections within the specified time can be deemed a waiver of the
right to appeal the District Court’s Order regarding the Report and Recommendation. See Thomas
v. Arn, 474 U.S. 140, 106 S.Ct. 466, 88 L.Ed.2d 435 (1985); United States v. Walters, 638 F.2d
947 (6th Cir. 1981).
Respectfully Submitted,
BARBARA D. HOLMES
United States Magistrate Judge
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