Rouse v. McHugh
Filing
68
MEMORANDUM OPINION OF THE COURT. Signed by District Judge Todd J. Campbell on 11/9/2016. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(eh)
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF TENNESSEE
NASHVILLE DIVISION
VELESTA ROUSE,
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Plaintiff,
v.
ERIC K. FANNING, as Secretary,
Department of the Army,
Defendant.
NO. 3:14-cv-01761
JUDGE CAMPBELL
MEMORANDUM
Before the Court is the Defendant’s Motion for Summary Judgment (Doc. No. 55). For the
reasons set forth herein, the motion will be granted and this action dismissed.
I.
UNDISPUTED MATERIAL FACTS
The facts set forth herein are drawn directly from Plaintiff’s Response to Defendant’s
Statement of Undisputed Facts (Doc. No. 63), unless otherwise indicated.
Background
Plaintiff was employed by the Department of the Army at the Fort Campbell, Kentucky,
Civilian Personnel Advisory Center (“CPAC”) as a Human Resources Assistant, GS 0203-07, from
August 15, 2010 until June 18, 2011. From August 15, 2010 until February 27, 2011, Shanna
Pinckney served as Plaintiff’s first line supervisor. From February 28 until June 17, 2011, Kim
Santiago served as Plaintiff’s first line supervisor. Plaintiff was reassigned to Santiago in an effort
to alleviate Plaintiff’s concerns regarding Pinckney. Plaintiff’s second level supervisor was Valencia
Bratton, Human Resources Officer.
While working as a Human Resources Assistant, Plaintiff filed two charges with the Equal
Employment Opportunity (“EEO”) office in Fort Campbell, Kentucky, the first in October 2010 and
the second in March 2011. Plaintiff’s October 2010 EEO charge alleged discrimination and a hostile
work environment based on her race (African American), color (black), sex (female), and age (over
40). Plaintiff withdrew her October 2010 charge for personal reasons.
In her Amended Complaint in this Court, Plaintiff alleges that, after she withdrew the first
EEO charge, she was “subjected to a hostile work environment and reprisal for her EEO complaint.”
(Compl. ¶ 11.) She alleges that she was “held to harsher standards” and denied opportunities that
were afforded her colleagues who had not filed EEO charges. (Id.)
Plaintiff’s second EEO charge again alleged discrimination based on color, sex, and age, and
also alleged reprisal for prior protected activity arising from 14 events from December 2010 through
March 2011. On August 7, 2012, a final agency decision issued from the Department of the Army
finding that Plaintiff was not discriminated against on any basis set forth in her second EEO
complaint. Plaintiff was notified of her appeal rights, but she did not file an appeal to the Equal
Employment Opportunity Commission or file a timely civil action in the United States District
Court.
Plaintiff alleges in her Amended Complaint in this Court that the retaliatory treatment related
to her having filed her first and second EEO charges continued up until she left her position at the
CPAC in June 2011. (Compl. ¶ 14.)
The Farewell Luncheon
On June 18, 2011, Plaintiff voluntarily left her position as a Human Resources Assistant at
CPAC and accepted a job with the U.S. Army Corps of Engineers in Nashville, Tennessee. Prior to
Plaintiff’s departure, Santiago planned a luncheon in the Plaintiff’s honor. Farewell luncheons
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traditionally were used to show appreciation for the contributions of outgoing CPAC employees.
CPAC farewell luncheons are voluntary for the outgoing employee as well as the attendees. (See
Doc. No. 56-4, Santiago Decl. at 3–5.)1 Plaintiff initially indicated to Santiago that she did not want
the fuss of a luncheon and wished to leave quietly. Santiago told the Plaintiff to think about it and,
on June 13, 2011, emailed Plaintiff asking her where she wanted to go for her going-away luncheon.
Plaintiff responded to Santiago’s email by stating “if we must the Southern Buffet at Cole Park
Commons would be ok. Thanks.” (Santiago Decl. at 4.) On 13 June 2011, Santiago responded to the
Plaintiff by stating “Yes we must and thanks!!” Plaintiff replied by telling Santiago: “Yes Ma’am.
You are welcome and thank you.” (Santiago Decl. at 3–4). After the June 13, 2011 email, the
Plaintiff did not express any feelings to Santiago about the luncheon.
The luncheon was held on June 17, 2011. Plaintiff claims that Bratton warned her at the
luncheon not to go to Nashville speaking badly of the CPAC office because she might wish to return
to Fort Campbell. Another employee added, “yeah because we do the [personnel] actions.” (Doc. No.
56-21, at 2.) However, the overall tenor of luncheon was positive, and Plaintiff admits she is the only
attendee who recalls hearing any specific negative or derogatory comments.
Non-Referral for GS-0301-09 Position
The position of Administrative Specialist, GS-0301-09, located at the Mission Support
Element’s Director’s office at the headquarters of the 101st Airborne Division, Fort Campbell,
Kentucky, was announced on April 18, 2012 and closed on April 25, 2012. Plaintiff applied for the
position on April 25, 2012. Plaintiff was not among those candidates referred to the selecting official
1
In her Response to Defendant’s Statement of Undisputed Facts, Plaintiff denies this
statement and asserts that she was “ordered” to attend the luncheon held in her honor. (Doc. No. 63,
at ¶ 14.) However, she does not cite to any portion of the record in support of her assertion, as
required by Rule 56(c) of the Federal Rules of Civil Procedure.
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for the position.
Derrick Graves was the Human Resource specialist who rated the applicants and referred
them to the selecting official. In June 2012, Plaintiff emailed Graves to inquire why she was not
referred to the selecting official for the Administrative Specialist position. Graves responded that she
did not meet a sufficient number of skills to be rated as best qualified on the referral list. (Doc. No.
Doc. No. 56-10, Graves Decl. at 6; Doc. No. 56-17, email exchange between Graves and Plaintiff.)2
Neither Kim Santiago nor Valencia Bratton was involved in generating the referral list. They
became involved after Plaintiff inquired why she was not referred. (Doc. No. 56-3, Bratton Decl. at
5–6; Doc. No. 56-4, Santiago Decl. at 7–8; Doc. No. 56-10, Graves Decl. at 5.) In her Response to
Defendant’s Statement of Undisputed Facts, Plaintiff states that she “believes that Mr. Graves was
influenced by Ms. Santiago and Ms. Bratton.” (Doc. No. 63, at ¶ 30.) Her belief is not substantiated
by any citation to the record.
When Graves made her aware of Plaintiff’s inquiry, Santiago directed a second quality
review by senior HR Specialist Victoria Zimmerman, who determined that Graves had made an error
in generating the referral list. (Santiago Decl. at 7–8; Doc. No. 56-9, Zimmerman Decl. at 5–6.)
Graves committed the administrative error by referring the seven applicants who matched the
required skills and one desired skill when he should have referred all twelve of the applicants for the
position, as each had the required skills. (Graves Decl. at 5; Zimmerman Decl. at 6; Santiago Decl.
at 7–8.)
In letters dated July 23, 2012, the Agency informed Plaintiff and four other applicants in
2
In her Response to Defendant’s Statement of Undisputed Facts, Plaintiff denies that she
received Graves’ email. (Doc. No. 63, at ¶ 29.) Again, her denial is not in compliance with Rule
56(c).
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accordance with 5 C.F.R. § 335.103(c) that a review had been conducted and that they should have
been referred but had not been due to an error in the rating process. (Doc. No. 56-18.) The letters
further notified the candidates that each of them would have priority consideration for the next
Administrative Support Specialist position announcement at Fort Campbell, Kentucky. (Id.) Rouse
was the only one of the five non-referred candidates who had engaged in prior protected Title VII
activity at Fort Campbell.
Final EEO Complaint
On September 20, 2012, Plaintiff made initial contact with the EEO office at Fort Campbell
about her non-referral for the GS-301-09 position. On September 28, 2012, Plaintiff filed her Formal
Complaint of Discrimination, which is the underlying basis for the action in this Court. Her formal
EEO charge cited reprisal as the only basis for her claim. In the EEO charge, Plaintiff complains
generally about experiencing “constant denials of placements and advancements” because of her
prior EEO activity (Doc. No. 56-21, at 1) and specifically identifies the following as retaliatory
actions:
(1) Valencia Bratton or other prior supervisors caused her non-referral for the GS-0301-09
Administrative Specialist position in July 2012;
(2) she was “ordered” to attend the farewell luncheon held in her honor in June 2011 (id. at
2);
(3) Bratton commented at the farewell luncheon that Plaintiff should not “go to Nashville
talking bad about [CPAC] because [she] may want a job back at Fort Campbell,” and this comment
was reinforced by Sara Barksdale, who added, “yeah because we do the actions” (id.);
(4) Bratton used her position to thwart Plaintiff’s attempts to seek a promotion in November
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or December 2010 when she applied for a developmental position within CPAC; and
(5) Bratton “continued to abuse her position” to influence Plaintiff’s non-selection for several
other promotions she sought during 2011, prior to Plaintiff’s accepting the job in Nashville (id. at
3).
After the investigation ended, a Final Agency Decision (FAD) was issued on May 28, 2014,
finding that Plaintiff was not a victim of retaliation and setting forth her appeal rights. Plaintiff
thereafter filed suit in this Court on August 26, 2014.
Subsequent Employment History
On April 6, 2014, Plaintiff changed job series to a GS-0203-07 HR Assistant position with
the Army in Kentucky. On April 20, 2014, Plaintiff changed job series to an Army GS-201-07 HR
Specialist position with promotion potential to GS-11 in Kentucky. Plaintiff was promoted to
GS-201-09 HR Specialist with the Army on March 22, 2015 in Kentucky. (Doc. No. 56-24.) She
continues to serve in that position today.
Admissions
In Plaintiff’s Response to Defendant’s Request for Admissions, Plaintiff admitted that she
is not alleging that age discrimination was the basis for her non-referral for the position she sought
at Fort Campbell in 2012. (Doc. No. 56-25, at ¶¶ 13–16.)3
II.
PROCEDURAL BACKGROUND
Plaintiff Velesta Rouse filed this action in August 2014 and an Amended Complaint (Doc.
3
Defendant’s Statement of Undisputed Fact ¶ 42 states: “Plaintiff has admitted that she
claims only retaliation and not age, race, or gender discrimination as her basis for challenging her
non-referral for the Administrative Support Specialist position, GS-0301-09, in 2012.” In support
of this statement, Defendant cites to Plaintiff’s Admissions, which are included as an exhibit to
Defendant’s motion. Plaintiff denies the statement now but without a citation to the record. (See Doc.
No. 63, at ¶ 42.)
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No. 29) in February 2013, asserting claims for violations of Title VII of the Civil Rights Act of 1964,
42 U.S.C. § 2000e et seq. (Count One), violations of the Civil Rights Act of 1991, 42 U.S.C. § 1981
(Count Two), and violations of the Age Discrimination in Employment Act (“ADEA”), 29 U.S.C.
§ 621 et seq. (Count Three). In April 2015, the Court granted in part and denied in part Defendant’s
Motion to Dismiss, substantially narrowing the scope of Plaintiff’s claims. Specifically, the Court
dismissed the claims of discrimination and hostile work environment on the basis of race contained
in Count One and dismissed Count Two entirely as duplicative of Count I. Plaintiff’s requests for
punitive damages and prejudgment interest were stricken. The Court, however, denied the motion
to dismiss the claims in Count One for retaliation and retaliatory harassment based on the filing of
EEO complaints and the ADEA claim in Count Three. (See Order, Doc. No. 39.)
Defendant now asserts that he is entitled to summary judgment on all remaining claims.
III.
STANDARD OF REVIEW
Summary judgment is proper only when “there is no genuine dispute as to any material fact
and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). A genuine issue
for trial exists when “the evidence is such that a reasonable jury could return a verdict for the
nonmoving party.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986); see also DiCarlo v.
Potter, 358 F.3d 408, 414 (6th Cir. 2004) (describing the issue as “whether the evidence presents a
sufficient disagreement to require submission to a jury or whether it is so one-sided that on party
must prevail as a matter of law” (internal quotation omitted)). This standard places the initial burden
on the moving party to identify those portions of the record that “it believes demonstrate the absence
of a genuine issue of material fact.” Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986) (internal
quotations omitted). Once the moving party meets this burden of production, the nonmoving party
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“must go beyond the pleadings” and identify portions of the record demonstrating that a material fact
is genuinely disputed. Id.; Fed. R. Civ. P. 56(c). The nonmovant must “do more than simply show
that there is some metaphysical doubt as to the material facts.” Amini v. Oberlin Coll., 440 F.3d 350,
357 (6th Cir. 2006) (internal quotation omitted). In deciding whether summary judgment is
appropriate, however, the Court must accept the nonmoving party’s evidence as true, and draw all
reasonable inferences in that party's favor. Anderson, 477 U.S. at 255; Clayton v. Meijer, Inc., 281
F.3d 605, 609 (6th Cir. 2010).
IV.
ANALYSIS
In his motion, Defendant argues that (1) Plaintiff failed to exhaust administrative remedies
for her claims of age discrimination; (2) she cannot establish a prima facie case of retaliation; (3) her
retaliatory harassment claim based on discrete events that occurred in 2010 and 2011 is barred by
the failure to exhaust; and (4) as a matter of law, Plaintiff cannot establish that she was subject to
harassment.
A.
Plaintiff’s Failure to Support Factual Positions
As an initial matter, the Court notes that Rule 56(c) requires that a “party asserting that a fact
. . . is genuinely disputed must support the assertion by . . . citing to particular parts of materials in
the record.” None of Plaintiff’s denials of statements in Defendant’s Statement of Undisputed Facts
comply with Rule 56(c) because they do not include citations to the record.
Under Rule 56(e),
If a party fails . . . to properly address another party’s assertion of fact as required by
Rule 56(c), the court may:
(1) give an opportunity to properly support or address the fact;
(2) consider the fact undisputed for purposes of the motion;
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(3) grant summary judgment if the motion and supporting materials—
including the facts considered undisputed—show that the movant is entitled
to it; or
(4) issue any other appropriate order.
The Advisory Committee Notes to Rule 56(e) recognize that the “choice among possible orders
should be designed to encourage proper presentation of the record.”
In this case, Defendant’s factual assertions are fully supported by citations to the record and
supporting documentation. Plaintiff attempts to refute only a few of those facts, but in each case, her
denial is without any support at all or is based only on her own unsubstantiated belief, without
reference even to Plaintiff’s deposition testimony or an affidavit or declaration. In some cases,
Plaintiff’s denial is flatly refuted by the record, as when Plaintiff denies statements she admitted in
response to Defendant’s Request for Admissions. See Note 3, supra. Based on all these factors, the
Court will consider the facts as set forth in Defendant’s Statement of Undisputed Facts as undisputed
for purposes of Defendant’s motion.
B.
ADEA Claim
The Sixth Circuit has recognized that the ADEA does not explicitly require federal
government employees to exhaust administrative remedies before bringing suit for age
discrimination. McKnight v. Gates, 282 F. App’x 394, 397 (6th Cir. 2008). Rather, under 29 U.S.C.
§ 633a, a federal-employee claimant may either “invoke the EEOC’s administrative process and then
file a civil action in federal district court if he is not satisfied with his administrative remedies” or,
“[a]lternatively, the employee has the option . . . to bypass the administrative process either in part
or in its entirety.” Langford v. U.S. Army Corps of Eng’rs, 839 F.2d 1192, 1194 (6th Cir. 1988)
(citation omitted). Under the latter alternative, the employee “can decide to present the merits of his
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claim to a federal court in the first instance.” Stevens v. Dep’t of Treasury, 500 U.S. 1, 5 (1991)
(citing 29 U.S.C. § 633a(b) & (c)). If the plaintiff takes the latter route, however, the ADEA still
requires formal notice to the EEOC prior to filing suit:
When the individual has not filed a complaint concerning age discrimination with the
Commission, no civil action may be commenced by any individual under this section
until the individual has given the Commission not less than thirty days’ notice of an
intent to file such action. Such notice shall be filed within one hundred and eighty
days after the alleged unlawful practice occurred.
29 U.S.C. § 633a(d) (emphasis). Failure to comply with either of the above-described procedures
constitutes a failure to exhaust administrative remedies and bars an employee from bringing suit in
federal court. See McKnight, 282 F. App’x at 398–99 (affirming dismissal of ADEA class claim for
failure to exhaust or comply with notice requirement); Anderson v. TVA, No. 92-5811, 1993 WL
113730, at *6–8 (6th Cir. April 13, 1993) (affirming dismissal of ADEA claim where the plaintiff
failed either to fully exhaust administrative remedies or provide notice of intent to file suit).
Specifically with regard to the alleged failures to promote in 2010 and 2011, Defendant
argues that because they were discrete hiring actions, Plaintiff was required, with respect to each
event, either to administratively exhaust her remedies in keeping with the Title VII procedure, which
requires federal employees to contact an EEO counselor within 45 days of the event, see 29 C.F.R.
§ 1614.201, or to follow the ADEA “bypass procedure,” which requires notice to the EEOC within
180 days of the act and then at least 30-days advance notice of intent to sue on those actions. (Doc.
No. 56, at 12.) Defendant argues that when Plaintiff complained for the first time about the 2010 and
2011 hiring actions in her September 2012 EEO charge, both the 45-day limit for complying with
the exhaustion procedure and the 180-day limit for following the notice procedure had long-since
expired.
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Plaintiff does not respond to this argument other than to posit that the Court “already ruled
that Plaintiff’s ADEA claim is timely” and that “the ADEA does not explicitly require a plaintiff to
exhaust administrative remedies before bringing suit.” (Doc. No. 62, at 4.) However, denying a
motion to dismiss is not equivalent to ruling on a motion for summary judgment. Faced with a
motion for summary judgment, Plaintiff must provide evidence that, at a minimum, creates a genuine
factual dispute as to whether she complied with the statutory exhaustion or notice requirement. In
the absence of such evidence, the ADEA claims based on the 2010 and 2011 hiring actions must be
dismissed.
As for the 2012 non-referral, Defendant likewise argues that when Rouse chose not to file
an administrative claim with the EEOC for discrimination based on age in connection with the 2012
non-referral, she effectively placed herself within the reach of § 633a(d). By failing to comply with
that statute by providing notice to the EEOC within 180 days of the act she believes constituted age
discrimination, she failed to exhaust her claims. Rouse filed her EEO complaint in September 2012
alleging only “reprisal” based on her non-referral in April 2012. This complaint was filed within 180
days of the action complained of, but it does not include notice of discrimination on the basis of age
or constitute notice of intent to sue based on age discrimination. In other words, it conclusively
appears that Rouse failed to comply with 29 U.S.C. § 633a with respect to her age discrimination
claim based on the 2012 non-referral too, since she neither exhausted her administrative remedies
nor filed notice of intent to file an ADEA lawsuit.
Moreover, it appears that Plaintiff has affirmatively waived any claim under the ADEA
related to the 2012 non-referral. During discovery, Defendant requested an admission as follows:
“Admit that you do not allege discrimination based on your age was the basis for your non-referral
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to the position you sought at Fort Campbell in April 2012.” (Doc. No. 56-25, Request for Admission
No. 13.) Rouse responded: “Admit – I do not believe this complaint was age based. . . .”
Under Rule 56(c)(1)(A), admissions are among the types of documentary evidence on which
a party may rely to support a statement of fact. Rule 36(b) states that “[a] matter admitted under this
rule is conclusively established unless the court, on motion, permits the admission to be withdrawn
or amended.” Plaintiff here has never sought to amend or withdraw her admission, and the Court
finds it to be conclusively established that age was not the basis for Plaintiff’s non-referral to the
position she applied for in April 2012.
For all these reasons, Defendant is entitled to summary judgment on Plaintiff’s ADEA claim.
C.
Retaliation Claim Based on July 2012 Non-Referral
Defendant identifies the discrete retaliatory events about which Plaintiff complains as
including Bratton’s allegedly using her influence to prevent Plaintiff from receiving several
promotions between November 2010 and June 2011; the farewell luncheon in June 2010 during
which Bratton allegedly warned her not to “go to Nashville talking bad about us because you may
want a job back at Fort Campbell someday” (Am. Compl. ¶ 15), and another assistant added, “yeah,
because we do the actions” (id.); and the non-referral for the position of Administrative Specialist,
GS-0301-09 in July 2012. Plaintiff’s response to Defendant’s Motion for Summary Judgment,
however, indicates that the only event on which Plaintiff relies as the basis for a substantive
retaliation claim, as distinct from a retaliatory harassment claim, is the July 2012 non-referral to the
position of Administrative Specialist, GS-0301-09. With respect to that event, Plaintiff contends that
there is sufficient circumstantial evidence in the record to create a factual dispute as to each element
of her prima facie case and that summary judgment is not appropriate.
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The Court analyzes retaliation claims supported by circumstantial evidence under the same
burden-shifting framework used to assess claims of discrimination. Fuhr v. Hazel Park Sch. Dist.,
710 F.3d 668, 674 (6th Cir. 2013) (applying McDonnell Douglas Corp. v. Green, 411 U.S. 792
(1973), and Tex. Dep’t of Cmty. Affairs v. Burdine, 450 U.S. 248 (1981), to a retaliation claim).
Under this framework, the plaintiff has the initial burden to establish a prima facie case of retaliation
by showing that (1) she engaged in protected activity; (2) the defendant knew of such activity; (3)
the defendant took an adverse action against the plaintiff; and (4) there was a causal connection
between the protected activity and the adverse action or harassment. Id.; see also Burlington N. &
Santa Fe Ry. Co. v. White, 548 U.S. 53, 67 (2006) (holding that an adverse action for purposes of
a retaliation claim does not have to be work-related). The Supreme Court has confirmed that the
causation standard for Title VII retaliation claims is “but-for causation” rather than the lesser
standard of “motivating cause” that applies to Title VII discrimination claims. Univ. of Tex. Sw. Med.
Ctr. v. Nassar, 133 S. Ct. 2517, 2533 (2013). This standard “requires proof that the unlawful
retaliation would not have occurred in the absence of the alleged wrongful action or actions of the
employer.” Id.
Defendant does not dispute that Plaintiff engaged in protected activity when she filed EEO
complaints and that her supervisors had knowledge of that activity. The Court accepts for purposes
of summary judgment that the non-referral was sufficiently adverse to support a retaliation claim.
The question before the Court is whether there is sufficient evidence in the record from which a
reasonable jury could find a causal connection between the protected adverse action.
Defendant has put forth undisputed evidence that the non-referral resulted from an
administrative error by Human Resources Specialist Derrick Graves. The same error affected four
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other applicants. All of them, including Plaintiff, received letters notifying them of the error and that
they would be given priority consideration for the next administrative support specialist position.
Graves confirmed that the non-referral resulted from his error alone. (See Doc. No. 56-10, Graves
Decl. at 7 (“[T]he Complainant’s non-referral was due to my misinterpretation of CHRA Guidance
Memorandum No. 07-09 Appendix B for best qualified candidates . . . .”).)
In the face of this undisputed evidence, Plaintiff points to three items of circumstantial
evidence she claims are sufficient to permit a reasonable jury to draw an inference of causation. First,
she argues that Shanna Pinckney told her, after she filed her first EEO charge in 2010, that she had
“broken trust” and that she would need to work to regain that trust back. (Doc. No. 62, at 7.) Second,
she claims that, during her farewell luncheon in 2011, Bratton warned her not to “go to Nashville
talking bad about us because you may want a job back at Fort Campbell someday.” (Id.) And third,
“Plaintiff testified in her deposition that Mr. Derrick Graves, the Human Resources Specialist
responsible for Plaintiff’s non-referral, was in the room when Ms. Valencia Bratton, Human
Resources Officer, told Plaintiff that ‘[she] would never get a job at Fort Campbell.’” (Doc. No. 62,
at 7 (citing Doc. No. 56-6, at 2 (Pl.’s Dep. excerpts).) Plaintiff asserts that this evidence, “taken as
true by the finder of fact, would be sufficient evidence from which one could draw an inference of
retaliation.” (Doc. No. 62, at 7.)
Notably, Plaintiff’s references to the loss of trust and her deposition testimony are not
included in her response to Defendant’s Statement of Undisputed Facts, nor did Plaintiff submit her
own statement of disputed facts in accordance with Local Rule 56.01(c). Regardless, the deposition
testimony to which Plaintiff refers reads as follows:
Q. . . . Do you know any individual named Mr. Derrick Graves?
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A. Yes, ma’am.
Q. You stated that he was influenced by USA Staffing Tool not to refer you for a
position?
A. He was influenced by Ms. Bratton. I—
Q. And why do you believe that he was influenced by Ms. Bratton?
A. I don’t know why he would have been influenced, but Ms. Bratton made a
comment, and I believe because she’s hands-on she was able to influence him to not
put me on the referral list.
Q. Did you witness any conversation where Ms. Bratton told Mr. Graves not to put
you on the list?
A. No, ma’am, Mr. Graves was in the conference room when she told me that I
would never get a job at Fort Campbell.
....
Q. So you don’t have any—any evidence that Ms. Bratton or anyone told Mr. Graves
to not put you on a staffing pool, you don’t have anything?
A. No, no, I don’t, no, ma’am.
(Doc. No. 56-6, at 2–3.)
The evidence to which Plaintiff points is not sufficient to carry her burden on summary
judgment. In particular, regardless of whether Pinckney or Bratton might have had reason to retaliate
against her, Plaintiff does not refute that Derrick Graves was the person who actually took the action
about which she complains, and she cannot think of any reason why Graves would have been
influenced by Bratton. Although Plaintiff alleges that Graves was in a conference room when Bratton
told her she would never get a job at Fort Campbell, Plaintiff provides no context for that statement,
such as when it occurred or why, what Graves was doing at the time, or whether he appeared to have
been listening and overheard the statement. Consequently she has not provided enough information
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to permit a reasonable jury to conclude that Graves actually overheard Bratton’s statement. As a
result, Plaintiff cannot show that Graves, in making an error that affected not only Plaintiff but four
other candidates, was influenced by Bratton or anyone else. Moreover, Plaintiff has no evidence that
Bratton or any of Plaintiff’s other prior supervisors knew that she was applying for the position or
had not been referred for consideration until Plaintiff sent an inquiry regarding why she had not been
referred, at which time Graves’ error came to light. (See Doc. No. 56-10, Graves Decl. at 4–7; Doc.
No. 56-3, Bratton Decl. at 5–7; Doc. No. 56-4, Santiago Decl. at 7–10.)
In short, Plaintiff’s belief that Graves’ failure to refer her was influenced by Bratton and that
Bratton exerted this influence for the purpose of retaliation is just that—unsubstantiated belief. Even
viewed in the light most favorable to Plaintiff and drawing all permissible inferences in her favor,
the circumstantial evidence is not sufficient to permit a reasonable jury to conclude that the nonreferral was causally related to Plaintiff’s protected activity. Defendant is therefore entitled to
summary judgment on the retaliation claim based on the 2012 non-referral.
D.
Retaliatory Harassment
Defendant argues that Plaintiff cannot establish her retaliatory harassment claim because
most of the events that she characterizes as harassing were instead discrete, identifiable acts that,
standing alone, could potentially give rise to separate retaliation claims, and that Plaintiff was
required to administratively exhaust her claims with respect to each of these events. Defendant also
argues that the events about which Plaintiff complains are not sufficiently severe to support a
retaliatory harassment claim. Defendant identifies the allegedly harassing events upon which
Plaintiff’s claim is premised as including (1) Bratton’s allegedly using her influence to prevent
Plaintiff from receiving several promotions between November 2010 and June 2011; (2) the farewell
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luncheon in June 2011; and (3) Bratton’s warning Plaintiff at the luncheon that she should not “go
to Nashville talking bad about us because you may want a job back at Fort Campbell someday” (Am.
Compl. ¶ 15), to which another employee added, “yeah, because we do the actions.” (Id.)
In response, Plaintiff argues that the going-away luncheon and 2012 non-referral were
“merely the culmination of a long line of severe and pervasive retaliatory harassment that Plaintiff
faced after her initial EEO complaint in 2010.” (Doc. No. 62, at 9.) Plaintiff also relies on the events
detailed in her February 2011 EEO complaint, including supervisors’ making mocking remarks,
repeatedly denying Plaintiff opportunities and privileges that were afforded other non-protected
employees, changing her workload, and engaging in other unspecified “continued harassment and
retaliation” up until Plaintiff changed jobs in June 2011. (Id.)4
The Sixth Circuit has held that adverse actions that do not meet the Burlington Northern
standard as “materially adverse actions” may still give rise to liability for retaliatory harassment or
hostile environment under Title VII. Morris v. Oldham Cnty. Fiscal Ct., 201 F.3d 784, 791 (6th Cir.
2000). That is, a plaintiff seeking to demonstrate a prima facie case of retaliatory harassment must
prove that: (1) she engaged in an activity protected by Title VII; (2) this exercise of protected rights
was known to defendant; (3) the plaintiff was subjected to severe or pervasive retaliatory harassment
by a supervisor; and (4) there was a causal connection between the protected activity and harassment.
Id. Retaliation claims, by contrast, are marked by materially adverse actions rather than repeated
harassment. See id. (distinguishing between retaliation, marked by adverse action, and retaliatory
4
The 2011 EEO charge is attached as an exhibit to Plaintiff’s Response to the motion for
summary judgment. In that charge, Plaintiff complains specifically about an event that took place
on February 9, 2011, when Shanna Pinckney, her supervisor at the time, refused to allow her to go
home early despite an impending snow storm. Plaintiff claims she was “mocked and humiliated” by
Pinckney for requesting to leave early. (Doc. No. 62-1, at 1.) The EEO charge refers to an “attached
list of other events of reprisal,” but no such list is attached to the exhibit provided to the Court.
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harassment, marked by “severe or pervasive” behavior).
Here, Defendant argues that any claims that predate the 2012 non-referral are barred by
failure to exhaust and, as a result, time-barred, and that Plaintiff cannot rely on the continuingviolations theory to save the claims. In that regard, 29 C.F.R. §1614.105(a)(1) plainly requires
federal employees who believe they have been discriminated against in violation of Title VII to
contact an EEO counselor within forty-five days of an alleged discriminatory action or personnel
matter. While there is no dispute that Plaintiff complied with the exhaustion requirement for
purposes of her reprisal/retaliation claim based on the non-referral that occurred in July 2012, the
question is whether Plaintiff timely exhausted her claims related to the events that took place toward
the end of 2010 and during the first half of 2011.
Plaintiff appears to rely on the continuing-violations theory to save her retaliatory harassment
claim. Under that theory, “[i]t does not matter . . . that some of the component acts of the hostile
work environment fall outside the statutory time period. Provided that an act contributing to the
claim occurs within the filing period, the entire time period of the hostile environment may be
considered by a court for the purposes of determining liability.” Nat’l R.R. Passenger Corp. v.
Morgan, 536 U.S. 101, 117 (2002). As the Sixth Circuit has recognized, however, the Supreme
Court “largely curtailed the continuing-violations theory when applied to ‘discrete discriminatory
acts.’” Austion v. City of Clarksville, 244 F. App’x 639, 647 (6th Cir. 2007) (citing Morgan, 536
U.S. at 113). Specifically, the Morgan Court reversed the Ninth Circuit’s application of the
continuing-violations theory to what it called “serial violations”:
Discrete acts such as termination, failure to promote, denial of transfer, or refusal to
hire are easy to identify. Each incident of discrimination and each retaliatory adverse
employment decision constitutes a separate actionable “unlawful employment
practice.” [Plaintiff] can only file a charge to cover discrete acts that “occurred”
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within the appropriate time period. While [Plaintiff] alleged that he suffered from
numerous discriminatory and retaliatory acts from the date that he was hired through
March 3, 1995, the date that he was fired, only incidents that took place within the
timely filing period are actionable.
Morgan, 536 U.S. at 114. While the Morgan Court clearly delineated the scope of the continuing
violations theory and the circumstances under which it applies, the Court ultimately held that the “a
Title VII plaintiff raising claims of discrete discriminatory or retaliatory acts must file his charge
within the appropriate time period.” Id. at 122.5
The events about which Plaintiff complains with any specificity are all discrete events. These
include the failure to promote in November or December 2010, other failures to promote during the
first half of 2011, and the going-away luncheon in June 2011. Because these were discrete events,
Plaintiff was required to exhaust her administrative remedies with respect to each; she cannot rely
on a continuing violations theory to extend the limitations period for exhausting her remedies. See
Morgan, 536 U.S. at 105 (“We hold that the statute precludes recovery for discrete acts of
discrimination or retaliation that occur outside the statutory time period.”). As a result, retaliation
claims based on those events are now barred by the failure to exhaust them within the statutory
limitations period.
Finally, Plaintiff may be attempting to argue that she was subject to other harassing behavior
that took place in 2011 and that those events, considered in conjunction with the June 2011 luncheon
and the July 2012 non-referral to make a claim for retaliatory harassment, are not barred by the
statute of limitations. The Court finds that Plaintiff simply fails to create a material factual dispute
5
The Sixth Circuit has “recognized that the continuing-violations theory still applies to
discrete discriminatory acts that are part of a ‘longstanding and demonstrable policy of
discrimination,’ see Sharpe v. Cureton, 319 F.3d 259, 268 (6th Cir. 2003) (‘The second category of
continuing violations, involving a longstanding and demonstrable policy of discrimination, is not
implicated by Morgan.’).” Austion, 244 F. App’x at 647. This exception does not apply here.
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as to whether she was subjected to repeated, severe, and pervasive harassing behavior. A luncheon
held in Plaintiff’s honor is not the type of conduct that could to be considered to contribute to a
harassment suit. The only unpleasant episode that Plaintiff identifies as taking place at that event are
passing comments by two employees that were not particularly offensive. Plaintiff has not alleged
any other harassing behavior with sufficient specificity to support her claims in this lawsuit.
Defendant is entitled to summary judgment on Plaintiff’s retaliatory harassment claim as
well.
V.
CONCLUSION
For the reasons set forth herein, Defendant’s Motion for Summary Judgment will be granted
and this action dismissed. An appropriate Order is filed herewith.
TODD J. CAMPBELL
UNITED STATES DISTRICT JUDGE
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