Cantrell v. Yates Services, LLC
Filing
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MEMORANDUM OPINION OF THE COURT. Signed by District Judge Aleta A. Trauger on 9/8/2016. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(eh)
UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF TENNESSEE
NASHVILLE DIVISION
SEAN CANTRELL,
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Plaintiff,
v.
YATES SERVICES, LLC,
Defendant.
Civil No. 3:15-cv-00420
Judge Aleta A. Trauger
MEMORANDUM
The defendant, Yates Services, LLC, (“Yates”), has filed a Motion for Summary
Judgment (Docket No. 19), to which the plaintiff, Sean Cantrell, has filed a Response (Docket
No. 34), and Yates has filed a Reply (Docket No. 42). For the following reasons, the motion will
be granted.
UNDISPUTED FACTS 1
Cantrell is a resident of Rutherford County, Tennessee, and a former employee of Yates,
a foreign limited liability company. (Docket No. 8 ¶¶ 3–4.) Yates is a contractor providing a
labor force to Nissan at Nissan’s vehicle assembly plants in Smyrna and Decherd, Tennessee.
On or around June 1, 2012, Yates hired Cantrell to work as a maintenance technician – also
known as a “production associate” – at the Smyrna Plant.
Among Cantrell’s duties were
performing metal finishing and working dents out of vehicles while they were still on the
production line.
On February 28, 2014, Cantrell felt a pop in the middle of his back while he was pushing
out a dent on a vehicle’s door. Cantrell continued working, but at the end of his shift, when he
1
Unless otherwise noted, the undisputed facts have been drawn from Cantrell’s Response to
Yates’ Statement of Undisputed Material Facts (Docket No. 37) and Yates’ Response to
Cantrell’s Statement of Additional Facts (Docket No. 43).
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bent down to take off his paint suit, he felt a sharp pain, again in the middle of his back. The
next day, Cantrell reported his injury to his supervisor, Eric Tedder. Tedder took Cantrell to a
medical facility that was located onsite at the Smyrna plant. Cantrell was presented with a
choice of health care providers, and he selected one identified as “CHS – Dr. Woodall/Dr.
Walker.” “CHS” referred to Comprehensive Health Services, an onsite provider at the plant.
That day, March 1, 2014, Cantrell was examined by Candace Humes, a nurse practitioner for
CHS. Humes diagnosed Cantrell as suffering from a scapula strain and identified the strain as
work-related. On March 3, 2014, Cantrell saw another CHS nurse practitioner, Carley Clark.
Clark diagnosed him with a scapula sprain and a trap sprain, and again noted that his injuries
were work-related. Around this time, Yates completed a first notice of injury, which Yates
provided to its workers’ compensation insurance carrier, Traveler’s. Traveler’s acknowledged
receipt of the first notice on March 5.
Clark returned Cantrell to work with a restriction of keeping his left elbow near his waist.
Cantrell went back to the production line, but he reported that his injury was continuing to hurt
him, and he was assigned to light duty work at a computer for the week. On March 10, Cantrell
saw Clark again, and she again diagnosed him with a work-related sprain. Clark scheduled a
follow-up appointment for Cantrell the next day, March 11, with Dr. Gilbert Woodall. Cantrell
reported to the appointment and was examined by Dr. Woodall.
Dr. Woodall concluded,
contrary to the prior diagnoses, that Cantrell’s injury was not work-related.
Dr. Woodall
informed Cantrell that any benefits related to the injury would therefore have to be filed under
Cantrell’s personal insurance. Dr. Woodall walked Cantrell to Yates’ human resources office,
where the doctor told the human resources personnel present that any workers’ compensation
claim by Cantrell arising out of the injury would be denied and that Cantrell, instead, needed to
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apply for short-term disability benefits.
Human resources provided Cantrell with paperwork related to short-term disability
benefits and instructed him to complete the paperwork within fifteen days. One page of the
papers featured a flow chart, labeled “Yates Services, LLC Short Term Disability Process,”
outlining the steps associated with applying for short-term disability benefits and taking
corresponding leave from work. One item in the flow chart included the statement, “Failure to
return [short-term disability] paperwork on time will result in medical termination.” (Docket No.
19-2 at 10.)
Cantrell did not return the completed paperwork. He maintains that he believed that
applying for short-term disability benefits would have amounted to admitting that his injury was
not work-related, which he did not believe he could do in good faith. 2 The actual short-term
disability claim form that Cantrell received on March 11, however, included fields asking the
filer whether his injury was work-related and whether he had filed a workers’ compensation
claim. (Id. at 11.) The form therefore, in fact, could have been truthfully filled out for a workrelated injury – though it may be that such a claim would have been denied. At deposition,
Cantrell conceded that he could have filled out the form to indicate that his injury was workrelated and that no one at Yates told him to fill it out otherwise. (Id. at 224–25.)
Cantrell’s attendance records show that he was absent for medical reasons – that is to say,
due to his back injury – for every work day from March 17, 2014, through April 11, 2014.
(Docket No. 22-2 at 10.) On March 28, 2014, Cantrell received a voicemail from Kelly Russ, an
employee in Yates’ human resources department. Russ requested that Cantrell call her back
2
Cantrell was apparently not alone in this belief. At deposition, Melissa Harrell, who worked
for Yates as a workers’ compensation and safety nurse at the time of Cantrell’s injury, was asked
“Would you agree that an employee cannot receive or file for short-term disability on a workrelated injury?” She replied, “Yes.” (Docket No. 36-10 at 57.)
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“immediately” in order to “see what we can do to possibly salvage your job here.” On or about
March 31, 2014, Cantrell left Russ a voicemail informing her that he had hired an attorney and
was contesting the conclusion that his injury was not work-related.
Yates’ Employee Handbook at the time provided that “[e]mployee absences can
sometimes lead to corrective action unless the reason for absence is protected by law or policy
and approved.” Among the listed types of “Protected Absences” was “disability leave (work or
non-work related).”
The appropriate corrective action for three consecutive unapproved
absences, according to the Handbook, was administrative, or automatic, termination. (Docket
22-1 at 12–13.)
On April 11, 2014, Traveler’s informed Cantrell that it was denying his
workers’ compensation claim. Yates argues that, because Cantrell’s workers’ compensation
claim had been denied, and because Cantrell refused to fill out a short-term disability claim form,
his March and April medical absences were unexcused, not “protected” ones. On April 16,
2014, Yates terminated Cantrell. Cantrell admits that, at the time, he could not yet perform his
job duties without significant restrictions. 3
On April 14, 2015, Cantrell filed the Complaint in this action under the court’s diversity
jurisdiction, pleading claims of retaliatory discharge related to his assertion of his workers’
compensation rights and termination in violation of the Tennessee Disability Act (“TDA”), Tenn.
Code Ann. § 8-50-103.
(Docket No. 1.)
Following discovery, Yates filed a Motion for
Summary Judgment on both claims. (Docket No. 19.)
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Cantrell continued to dispute the conclusion that his injury was not related to his work, and, on
July 30, 2014, the Tennessee Department of Labor concluded that he had, in fact, suffered a
work-related injury compensable under workers’ compensation and awarded him benefits
accordingly. Cantrell eventually recovered sufficiently from his injury that his period of
disability ended on September 23, 2014. He sought to return to work at Yates, but Yates did not
respond to his attempts to reinitiate contact.
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LEGAL STANDARD
Rule 56 requires the court to grant a motion for summary judgment if “the movant shows
that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a
matter of law.” Fed. R. Civ. P. 56(a). To win summary judgment as to the claim of an adverse
party, a moving defendant must show that there is no genuine issue of material fact as to at least
one essential element of the plaintiff’s claim. Once the moving defendant makes its initial
showing, the burden shifts to the plaintiff to provide evidence beyond the pleadings, “set[ting]
forth specific facts showing that there is a genuine issue for trial.” Moldowan v. City of Warren,
578 F.3d 351, 374 (6th Cir. 2009); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322–23
(1986).
“In evaluating the evidence, the court must draw all inferences in the light most
favorable to the non-moving party.” Moldowan, 578 F.3d at 374 (citing Matsushita Elec. Indus.
Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986)).
At this stage, “‘the judge’s function is not . . . to weigh the evidence and determine the
truth of the matter, but to determine whether there is a genuine issue for trial.’” Id. (quoting
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249 (1986)). But “[t]he mere existence of a
scintilla of evidence in support of the [non-moving party’s] position will be insufficient,” and the
party’s proof must be more than “merely colorable.” Anderson, 477 U.S. 242, at 252. An issue
of fact is “genuine” only if a reasonable jury could find for the non-moving party. Moldowan,
578 F.3d at 374 (citing Anderson, 477 U.S. at 252).
ANALYSIS
I. Retaliatory Discharge
Tennessee recognizes the doctrine of employment at will, under which either party to an
employment relationship may terminate employment with or without cause. Hodges v. S.C. Toof
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& Co., 833 S.W.2d 896, 899 (Tenn. 1992). The Tennessee Workers’ Compensation Act
(“TWCA”) does not explicitly recognize a retaliatory discharge claim. However, the TWCA
contains a provision stating that “[n]o contract or agreement, . . . or rule, regulation, or other
device, shall in any manner operate to relieve any employer, in whole or in part, of obligations
created by this chapter . . . .” Tenn. Code Ann. § 50-6-114. In Clanton v. Cain–Sloan, 677
S.W.2d 441 (Tenn. 1984), the Tennessee Supreme Court held that, when an employer discharges
an at-will employee in retaliation for filing a workers’ compensation claim, the retaliatory
discharge constitutes an illegal “device” forbidden by § 50-6-114, thereby creating an exception
to the employment at will doctrine. The court reasoned that “a cause of action for retaliatory
discharge[,] although not explicitly created by the statute, is necessary to enforce the duty of the
employer, to secure the rights of the employee and to carry out the intention of the legislature.”
Id. at 445.
In order to make out a prima facie case of retaliatory discharge related to workers’
compensation, a plaintiff must show that “(1) the plaintiff was an employee of the defendant at
the time of the injury; (2) the plaintiff made a claim against the defendant for workers’
compensation benefits; (3) the defendant terminated the plaintiff’s employment; and (4) the
claim for workers’ compensation benefits was a substantial factor in the employer’s motivation
to terminate the employee’s employment.” Yardley v. Hosp. Housekeeping Sys., LLC, 470
S.W.3d 800, 805 (Tenn. 2015) (citing Anderson v. Standard Register Co., 857 S.W.2d 555, 558
(Tenn. 1993)). Yates argues that Cantrell cannot establish the fourth of these elements – that
Cantrell’s workers’ compensation claim was a substantial factor in Yates’ termination decision.
To show that a plaintiff’s workers’ compensation claim was a substantial factor in his
termination, a plaintiff must show either direct or “compelling circumstantial” evidence of a
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causal connection between the workers’ compensation claim and the termination, not just the fact
that the latter followed the former. Frizzell v. Mohawk Indus., No. M200401598COAR3CV,
2006 WL 1328773, at *3 (Tenn. Ct. App. May 15, 2006) (citing Thomason v. Better-Bilt
Aluminum Prods., Inc., 831 S.W.2d 291, 293 (Tenn. Ct. App.1992)). Because courts have
emphasized that the cause of action for retaliatory discharge is “a narrow exception to the
employment at will doctrine,” the evidence of causation must be compelling. Abraham v.
Cumberland-Swan, Inc., No. 01A01-9201-CH-000321992, 1992 WL 207775, at *3 (Tenn. Ct.
App. Aug. 28, 1992). As such, courts have consistently held that temporal proximity between
the claim and the termination is not by itself sufficient. E.g., Conatser v. Clarksville Coca-Cola
Bottling Co., 920 S.W.2d 646, 648 (Tenn. 1995) (holding that the fact that plaintiff was fired
three weeks after receiving workers’ compensation was not sufficient evidence of a causal
relationship).
Other than the temporal proximity of Cantrell’s claim and his termination, and the fact
that Yates was aware that Cantrell intended to contest the conclusion that his injury was not
work-related, the only evidence Cantrell relies upon to suggest that the termination was
retaliatory is that Yates’ human resources personnel, along with Dr. Goodall, instructed Cantrell
to file a short-term disability claim, and Yates based its decision to treat his absences as
unexcused, in part, on his failure to do so. Cantrell repeatedly characterizes these facts as Yates
terminating him because he refused to relinquish his workers’ compensation rights. (Docket No.
34 at 2; Docket No. 35 at 6.) Cantrell has adduced no evidence, however, to support such a
reading. Cantrell could have fully and truthfully filled out the disability claim form while
simultaneously seeking workers’ compensation, and he has cited no provision of law establishing
that the mere act of submitting the truthful form would have precluded his workers’
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compensation claim.
Cantrell also suggests that his filing a claim for short-term disability would have
amounted to a violation of Tenn. Code Ann. § 56-53-103(a), which makes it unlawful for an
insured person to “present[] . . . to an insurer . . . any information that the person knows to
contain false representations, or representations the falsity of which the person has recklessly
disregarded, as to any material fact, or that withholds or conceals a material fact, concerning . . .
[a] claim for payment or benefit pursuant to any insurance policy.” The touchstone of that
statute, however, is falsity, and the short-term disability claim form was unambiguously drafted
so that it could be filled out truthfully by an applicant whose injury was work-related.
Under Tennessee law, “an employer is entitled to terminate an at-will employee who is
unable to perform satisfactorily because of physical infirmity, even though the physical infirmity
resulted from an on-the-job compensable accident.” Birchett v. Nashville Co., No. M199900207-COA-R3-CV, 2000 WL 640895, at *4 (Tenn. Ct. App. May 19, 2000). The fact that
Cantrell’s injury was eventually held to be work-related does not change the fact that Yates was
within its rights to terminate him after the injury caused him to miss twenty consecutive work
days, and Cantrell remained, by both parties’ accounts, unable to perform the functions of his
job. Yates’ instructing Cantrell to file a short-term disability claim does not change that equation
because Cantrell has failed to show that the disability claim would have actually deprived him of
his workers’ compensation rights. Yates is entitled to summary judgment on this count.
II. Tennessee Disability Act
The TDA prohibits private employers from discriminating against employees “based
solely on any physical, mental, or visual handicap of the applicant, unless such handicap to some
degree prevents the applicant from performing the duties required by the employment or impairs
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the performance of the work involved.” Tenn. Code Ann. § 8-50-103(a). A claim brought under
the TDA is analyzed pursuant to the same general principles as those utilized for the Americans
with Disabilities Act (“ADA”), 42 U.S.C. § 12101–12117. Cardenas-Meade v. Pfizer, Inc., 510
F. App’x 367, 369 n.2 (6th Cir. 2013) (citing Sasser v. Quebecor Printing (USA) Corp., 159
S.W.3d 579, 584 (Tenn. Ct. App. 2004)); Nance v. Goodyear Tire & Rubber Co., 527 F.3d 539,
553 n.5 (6th Cir. 2008) (“Both federal and Tennessee disability discrimination actions require the
same analysis.”) (citation omitted).
A plaintiff may prove employment discrimination under the ADA based upon
circumstantial evidence using the prima facie case and burden shifting method articulated in
McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973), and later refined in Texas Department
of Community Affairs v. Burdine, 450 U.S. 248 (1981). A prima facie termination case under the
ADA “requires a plaintiff to establish that (1) he is a disabled person within the meaning of the
ADA, (2) he is qualified, that is, with or without reasonable accommodation which he must
describe, he is able to perform the essential functions of the job, and (3) the employer terminated
him because of his disability.” Gantt v. Wilson Sporting Goods Co., 143 F.3d 1042, 1047 (6th
Cir. 1998) (citing White v. York Int’l Corp., 45 F.3d 357, 360-61 (10th Cir. 1995)). The ADA
requires courts to consider the employer’s business judgment when determining the essential
functions of a job. Keith v. Cty. of Oakland, 703 F.3d 918, 925 (6th Cir. 2013). The elements of
a discrimination claim under the TDA are “very similar to those of the ADA, but do not include
a ‘reasonable accommodation’ component.’” Sloan v. Tate & Lyle Ingredients Ams. LLC, No.
3:14-CV-406-TAV-HBG, 2016 WL 4179959, at *8 (E.D. Tenn. Aug. 5, 2016) (quoting Bennett
v. Nissan N. Am., Inc., 315 S.W.3d 832, 841–42 (Tenn. Ct. App. 2009)).
Yates argues that Cantrell cannot establish that he was qualified for his position at the
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Smyrna plant because, by his own admission, he was not physically capable of performing the
labor required without substantial restrictions at the time he was terminated. Cantrell does not
appear to dispute that, at the time of his termination, he was physically incapable of performing
the duties of the position. Rather, he relies on the Sixth Circuit’s statement in an unreported
decision that “[r]equiring an employee with a [disability] to waive workers’ compensation
benefits otherwise available to non-disabled employees . . . smacks of exactly the type of
discrimination that the ADA seeks to prevent.” Baker v. Windsor Republic Doors, 414 F. App’x
764, 772 (6th Cir. 2011). In the cited passage, however, the Baker court was discussing whether
the plaintiff had suffered an adverse employment action under the third prong of the ADA prima
facie case. Id. at 772–73. Yates’ argument is that Cantrell’s claim fails under the second prong –
whether Cantrell was qualified for the position.
If anything, Baker reaffirms the importance of showing that a plaintiff is capable of
performing the job at issue. Although the Baker court agreed that the plaintiff in that case had
suffered an adverse employment action, it nevertheless affirmed the district court’s conclusion
that the plaintiff was not entitled to recover on his ADA claim, because he could not show that
he was qualified for the position in light of his medical limitations.4 Id. at 776. Cantrell finds
himself in a similar position.
All of the available evidence, along with Cantrell’s own
admissions, support the conclusion that he could not perform the physical labor associated with
the maintenance technician/production associate position while he was disabled.
4
That he
Baker involved a plaintiff who had been found to meet the definition of disability only because
he was “regarded as” disabled by his employer, see 42 U.S.C. § 12102(2), although his condition
did require some measure of accommodations. 414 F. App’x at 771. The Sixth Circuit has held
that a plaintiff’s “regarded as” status “obviate[s] the [defendant’s] obligation to reasonably
accommodate” the plaintiff. Workman v. Frito-Lay, Inc., 165 F.3d 460, 467 (6th Cir. 1999).
Accordingly, the analysis of the second prong of the prima facie ADA case for such plaintiffs
skips any “reasonable accommodation” analysis. That issue was determinative in Baker. 414 F.
App’x at 776.
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suffered an adverse employment action is therefore immaterial, because his claim fails on other
grounds. Yates is entitled to summary judgment on this count.
CONCLUSION
For the foregoing reasons, the Motion to for Summary Judgment filed by Yates (Docket
No. 19) will be granted. An appropriate order will enter.
______________________________
ALETA A. TRAUGER
United States District Judge
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