Thompson v. Robertson et al
Filing
59
MEMORANDUM OPINION OF THE COURT. Signed by District Judge Aleta A. Trauger on 3/20/2017. (xc:Pro se party by regular and certified mail.)(DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(jw)
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF TENNESSEE
NASHVILLE DIVISION
SHANNON LEE THOMPSON,
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Plaintiff,
v.
COUNSELOR ROBERTSON et al.,
Defendants
Case No. 3:15-cv-1527
Judge Aleta A. Trauger
MEMORANDUM
Before the court is the plaintiff’s Objection (Doc. No. 56) to the Report and
Recommendation (“R&R”) filed by Magistrate Judge Newbern (Doc. No. 47), recommending
that the defendants’ Motion to Dismiss for Failure to Exhaust Grievance Procedures (Doc. No.
43) be granted and that the entire action be dismissed without prejudice.
Any party may, within fourteen days after being served with a magistrate judge’s
recommendation as to a dispositive matter, “serve and file specific written objections to the
proposed findings and recommendations.” Fed. R. Civ. P. 72(b)(2). The district court must
review de novo any portion of the report and recommendation to which objections are properly
lodged. Fed. R. Civ. P. 72(b)(3); 28 U.S.C. § 636(b)(1)(B) & (C). An objection is properly made
if it is sufficiently specific to “enable[] the district judge to focus attention on those issues—
factual and legal—that are at the heart of the parties’ dispute.” Thomas v. Arn, 474 U.S. 140, 147
(1985). In conducting its review, the district court “may accept, reject, or modify the
recommended disposition; receive further evidence; or return the matter to the magistrate judge
with instructions.” Fed. R. Civ. P. 72(b)(3).
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The court has reviewed the plaintiff’s objections de novo and, for the reasons set forth
herein, will overrule the Objection and accept the magistrate judge’s recommendation that this
action be dismissed without prejudice for failure to exhaust.
I.
PROCEDURAL BACKGROUND
The plaintiff is a prisoner in the custody of the Tennessee Department of Correction
(“TDOC”) and confined at the Tennessee Prison for Women (“TPFW”). She alleges generally
that she is an amputee confined to a wheelchair and that the facilities at TPFW are not handicap
accessible, in violation of her federal rights. She seeks declaratory, injunctive and monetary
relief against Vickie Freeman, TPW Warden; seven members of the Warden’s staff; and Derrick
Schofield, TDOC Commissioner. The court conducted an initial review of the Complaint and
determined that it stated colorable claims under 42 U.S.C. § 1983 for violations of the plaintiff’s
rights under the Eighth Amendment.
On April 8, 2016, the defendants filed their Motion to Dismiss (Doc. No. 43) along with a
supporting Memorandum of Law (Doc. No. 44). In this motion, the defendants argue that they
are entitled to judgment as a matter of law on the basis that the plaintiff failed to exhaust her
administrative remedies prior to filing suit in federal court, because she did not appeal any of her
grievances to the third and final level authorized by TDOC’s Grievance Policy. The plaintiff
filed a Response to Motion to Dismiss (Doc. No. 51), acknowledging that she did not fully
exhaust administrative remedies by filing administrative appeals. She argues, however, that the
defendants have not adhered to TDOC’s own administrative procedures, thus rendering the
plaintiff “incapable of exhausting her administrative remedies.” (Doc. No. 51, at 1.) She also
points out that, pursuant to TDOC’s grievance policy, “If the Warden agrees to the grievant’s
requested solution, the grievant shall not have the right to appeal to Level III.” (Id. at 2 (quoting
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TDOC Policy 501.01(VI)(c)(2)).)
The magistrate judge recommends that the Motion to Dismiss be granted on the basis
that, in order to exhaust all administrative remedies under the TDOC Grievance Policy, a
grievant must appeal a denial or otherwise unsatisfactory response to the initial grievance twice,
first to “the grievance committee and Warden” and, if unsatisfied with this “Level II” response,
then to the “Deputy Commissioner of Operations/designee” for a “Level III” response that is
“final and not subject to appeal.” (Doc. No. 53, at 4 (quoting TDOC Grievance Policy 501.01 ¶¶
VI(C)(2) & (3), , Doc. No. 44-2, at 3).) The magistrate judge found that the plaintiff had not
exhausted her administrative remedies by appealing and had not provided a valid basis for
waiver of the exhaustion requirement.
In her Objection, the plaintiff points out that the Prison Litigation Reform Act only
requires exhaustion of “such administrative remedies as are available.” (Doc. No. 56, at 1
(quoting 42 U.S.C. § 1997e(a)).) She argues that she actually appealed more than one grievance
to Level II, was granted relief, and the Warden approved the recommended relief. Under TDOC
Policy 501.01 ¶ VI(C)(2), if the Warden approves a suggested remedy, no Level III appeal is
permitted. That is, no appeal was “available” to the plaintiff, for purposes of 42 U.S.C. §
1997e(2). She also argues that recurring issues cannot be addressed through TDOC’s Grievance
Policy, which states: “Inmates shall not be permitted to submit more than one grievance arising
out of the same or similar incident.” (Doc. No. 56, at 1 (quoting TDOC Policy 501.01 ¶
VI(J)(1)).)
II.
DISCUSSION
A.
Allegations in the Complaint
The plaintiff is an amputee who is confined to a wheelchair. She has been incarcerated at
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TPFW since July 15, 2015. (Doc. No. 1 § IV.) She alleges that she has struggled to address
“handicap accessibility” at the prison since her arrival. (Id. § IV(7).) She alleges that she was
first assigned to a cell that did not provide any disability accommodations. (Id. §§ IV(7)–(8).) On
October 30, 2015, she was moved to a cell that was problematic for other reasons, including
having insufficient space to maneuver her wheelchair. (Id. § IV(9).)
She experienced other handicap-accessibility issues outside of her cell, including an
accident that resulted from her wheelchair being caught in a large crack in the pavement of a
sidewalk and being prevented from taking a sidewalk better suited to wheelchair use because the
sidewalk passed in front of the entrance to the prison’s maximum security area. (Id. ¶¶ IV(10)–
(11).) She further alleges that work options are severely limited for disabled inmates, that one
accessible entrance to a building containing classrooms is difficult and dangerous for her to use
in her wheelchair, and that the sidewalks are in a state of disrepair, resulting in a safety issue for
her. (Id. ¶¶ IV(12)–(15).) The plaintiff states that she tried to address these issues with Unit
Counselor Robertson, who threatened that she would be relocated to an assisted living unit. (Id. ¶
IV(16).) She alleges that she would not have access to eligible work and program options in such
a unit and that her physical abilities do not require the high level of assistance such a facility
would provide. (Id.)
The plaintiff seeks a declaration that the “acts and omissions described herein violated
[her] rights under the Constitution and laws of the United States.” (Compl. at 10.) She also seeks
injunctive relief and compensatory and punitive damages against each defendant.
In conjunction with her Objection, the plaintiff also filed a Motion to Amend and
proposed Amended Complaint (Doc. Nos. 58, 58-1). The proposed Amended Complaint again
relates her problems being assigned to a non-handicap-accessible room from July 15, 2015 until
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October 29, 2015 despite several requests for handicap accommodations; her difficulties
navigating the sidewalks around the prison grounds and accessing prison programs; her
difficulties accessing the new cell to which she was assigned beginning October 29 or 30, 2015;
difficulty accessing the bathroom from her new cell; events that occurred after she filed her
original Complaint, and additional grievances filed up through the date of the proposed Amended
Complaint. She alleges that, as of March 2, 2017, she remains housed in a cell that is not
handicap accessible. On March 3, 2017, she was advised that she would be able to transfer to an
assisted living unit, but from that unit, she would be required to stop attending any of her current
work details or school programs. She alleges continued violations of her federal constitutional
and statutory rights. (Doc. No. 58-1.)
B.
Plaintiff’s Grievances
In support of their Motion to Dismiss, the defendants submit the affidavit of Benjamin
Bean, TDOC Correctional Program Manager and the person designated by the Deputy
Commissioner of Operations to review and respond to Grievance Appeals that are appealed to
the Commissioner. (Bean Aff. ¶ 1, Doc. No. 44-1.) Attached to the Bean Affidavit are (1)
TDOC’s Grievance Policy; and (2) all grievances filed by the plaintiff from July 15, 2015
through April 5, 2016.1 Bean avers that the plaintiff filed four grievances during that time frame,
numbered 00293603, 00295027, 00297338, and 00298724, and that of these, none were “fully
exhausted.” (Bean Aff. ¶ 11.) Two of these grievances are not relevant to this discussion and the
court will not address them further.2
1
Most of the same grievance documents are attached to the Complaint, but they are
presented in a more orderly fashion by the defendants.
2
Grievance No. 00297338, concerns the plaintiff’s difficulties in having an outside
doctor’s appointment rescheduled after her first appointment was cancelled due to a
transportation error. (Doc. No. 44-5, at 5.) The plaintiff did not appeal the Supervisor’s
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Grievance No. 00293603, filed on August 10, 2015, concerned Counselor Robertson’s
“rude and inappropriate” behavior. (Doc. No. 44-3, at 6.) The plaintiff details her problems with
Counselor Robertson, primarily in attempting to ascertain her “classification” status as a newly
admitted inmate and in obtaining a copy of her TOMIS sheet. (Id. at 7.) She complained that he
shouted at her and other inmates, refused to answer their questions or provide guidance, insulted
her, and threatened to send her to assisted living “without any justifiable reason.” (Id.) She
concludes:
I am not comfortable with making any future attempt to complete my
classification or entrust him with any of my needs or goals while I am
incarcerated, and I do not believe he promotes the mission of TPFW and am
discouraged that I remain unable to utilize any of the therapeutic, vocational, or
educational services you offer.
(Id.) Her “Requested Relief” was that the prison “[a]ddress the behavior with the proper
disciplinary steps outlined in your employee handbook.” (Id. at 6.) In other words, this grievance
did not serve to put the defendants on notice that the plaintiff believed that her rights under the
Americans With Disabilities Act or the Eighth Amendment were being violated, or even that she
was having accessibility problems related to her being confined to a wheelchair. Instead, she was
concerned that Robertson yelled at and insulted her and was not being helpful.
The Response of Supervisor, dated September 1, 2015, stated: “This will be discussed
with the Counselor and training will be offered to all correctional counseling staff regarding nonconfrontational communications with offenders.” (Doc. No. 44-3, at 10.) The plaintiff appealed
this response by checking the appropriate box on her grievance form. (Id. at 7.)
A hearing was conducted on September 24, 2015, the minutes of which were submitted
Response, and, in any event, she did not address this issue in her Complaint. Grievance No.
00298724, dated February 11, 2016—more than a month after the plaintiff filed her Complaint in
this action—concerns the plaintiff’s difficulties dealing with a specific corrections officer who is
not named as a defendant in this action. It does not concern handicap accessibility issues.
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by the defendants. At the hearing, the plaintiff complained specifically that Robertson was
unwilling to work with her and had threatened to put her in Unit 3 Assisted Living. (Id. at 11.) At
this time, she noted that there were available handicap accessible cells but that she had been in
the “new admission pod” since her arrival, “which is not a wheelchair friendly room.” (Id.) She
had a helper, but the helper was assigned to a different pod. She had asked to be moved, “but no
one seems to want to help.” (Id.) The Grievance Board Chairperson asked if she wanted to be
assigned to a handicap-accessible room, to which the plaintiff responded, “Yes!” (Id.) The
Board’s recommendation was that the grievant be granted handicap accommodations. (Id.) The
Warden approved this recommendation on October 14, 2015. (Id. at 13.) The plaintiff did not
appeal this decision. (Id.)
Grievance No. 00295027, dated October 11, 2015, again concerned “offensive and
discriminatory remarks” by corrections officers, this time concerning the plaintiff’s “movement
on the compound and the use of her wheelchair. (Doc. No. 44-4, at 5.) The plaintiff complained
that Officer Polk refused to allow her to use an easily navigable sidewalk because it passed
before the gates to the secured unit. Instead, she was required to use a different sidewalk which
was in a state of disrepair. She followed Officer Polk’s instruction and, because of the crumbling
sidewalk, was thrown out of her wheelchair. She does not allege that she was injured, but her
wheelchair was damaged. The plaintiff complained at length about the failure to correctly repair
the sidewalks or repair her wheelchair and her difficulty in accessing prison programs. She
mentions numerous prison officials, including defendants Polk and Walker, Warden Freeman.
The plaintiff alleged extreme difficulty using the sidewalks around the prison and damage to her
wheelchair. (Doc. No. 44-4, at 5–8.) She stated that the “behavior of these officers only
reinforces the lack of program availability and access in this facility” and that she had tried
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unsuccessfully “to resolve this through counselors and our Title VI contact.” (Id. at 7.)
The plaintiff’s “Requested Solution” for the problems raised in this grievance was
“Proper education of all TPFW employees. ADA compliance for all buildings and housing
units.” (Id. at 5.) The Response of Supervisor, however, was that staff would be reminded to
speak respectfully to all inmates and that the sidewalks were patched to make them smoother.
(Id. at 9.) The plaintiff, apparently mollified by this response, opted not to appeal. (Id. at 5.)
C.
Discussion
One of the “centerpieces” of the PLRA’s effort “to reduce the quantity . . . of prisoner
suits” is an “invigorated” exhaustion provision, 42 U.S.C. § 1997e(a). Woodford v. Ngo, 548
U.S. 81, 84 (2006) (quoting Porter v. Nussle, 534 U.S. 516, 524 (2002)). That provision states:
“No action shall be brought with respect to prison conditions under section 1983 of this title, or
any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility
until such administrative remedies as are available are exhausted.” 42 U.S.C. § 1997e(a). The
purposes of the exhaustion requirement include “allowing a prison to address complaints about
the program it administers before being subjected to suit, reducing litigation to the extent
complaints are satisfactorily resolved, and improving litigation that does occur by leading to the
preparation of a useful record.” Jones v. Bock, 549 U.S. 199, 219 (2007); see also Woodford v.
Ngo, 548 U.S. 81, 89–91 (2006).
The PLRA requires inmates to fully and “properly” exhaust their administrative remedies
as to each claim in the complaint and to complete the exhaustion process prior to filing an action
in federal court. Woodford, 548 U.S. at 90; Booth v. Churner, 532 U.S. 731, 738 (2001).
Importantly, the Supreme Court has emphasized that “it is the prison’s requirements, and not the
PLRA, that define the boundaries of proper exhaustion.” Jones, 549 U.S. at 218; see also
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Woodford, 548 U.S. at 90 (explaining that administrative exhaustion “means using all steps that
the agency holds out, and doing so properly so that the agency addresses the issues on the
merits”). Thus, to satisfy the PLRA, a prisoner must fully comply with the specific procedural
requirements of the incarcerating facility. Id.
As pertains to this case, Tennessee state prisoners must comply with all available
remedies under TDOC’s Grievance Policy in order to properly exhaust. Specifically, a grievant
must appeal a denial or otherwise unsatisfactory response, first, to the grievance committee and
Warden. (TDOC Grievance Policy 501.01 ¶¶ VI(C)(2), Doc. No. 44-2, at 3.) “If the Warden
agrees to the grievant’s requested solution, the grievant shall not have the right to appeal to Level
III.” (Id.) Otherwise, if the grievant disagrees, she may appeal the Level II response to the
“Deputy Commissioner of Operations/designee.” (Id. ¶ VI.3.)
(1)
Grievance No. 00293603
The court construes the plaintiff’s Objection as arguing that the plaintiff fully exhausted
this grievance because she was granted the relief she requested—a handicap accessible room. In
addition, she argues that, because she was granted relief, at least theoretically, she was not
permitted to appeal to the third level. She also asserts that the Grievance Policy forbids repeat
grievances concerning the same or similar issues, suggesting that she would be unable to file a
grievance related to the fact that she was promised but did not receive a handicap-accessible cell.
In fact, Grievance No. 00293603 did not request relief in the form of a handicap
accessible cell. As indicated above, the plaintiff requested only that Counselor Robertson be
disciplined in accordance with the prison’s procedure. (Doc. No. 44-3, at 6.) Grievance No.
00293603 cannot reasonably be construed as a request for accommodations for the plaintiff’s
disabilities. Moreover, because the hearing administrator’s recommended resolution was not the
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same as the relief sought by the plaintiff, the plaintiff could have taken a further appeal,
particularly if she believed that Counselor Robertson had discriminated against her on the basis
of her disability or, if she actually did ask him to help her with accommodations for her
disability, that he failed to provide her a reasonable accommodation. Moreover, because this
grievance did not actually request an accommodation for the plaintiff’s disability, the plaintiff
was not prohibited by the Grievance Policy from filing a grievance specifically requesting
reasonable accommodations.
In short, a third-level appeal was “available,” but the plaintiff did not appeal this
grievance to the third level. Because she did not pursue “such administrative remedies as are
available,” 42 U.S.C. § 1997e(a), she did not fully exhaust this claim. Even if she had, it is
unclear that the claim actually raised in the grievance is the same as any of the claims she seeks
to bring in her Complaint or proposed Amended Complaint.
(2)
Grievance No. 00295027
In this grievance, the plaintiff came closer to asking for accommodations for her
disability, as she specifically requested relief in the form of training for TPW employees and
ADA-compliant buildings and housing units. She did not obtain this relief at the first-level
response to her grievance. Instead, she was simply told that staff would be reminded to speak
respectfully to all inmates and that the sidewalks had been patched. Accordingly, she was not
prohibited by the Grievance Policy from pursuing an appeal. She nonetheless chose not to
appeal, and she admits in her Objection that she did not fully exhaust this claim. She did not
exhaust the claims set forth in this grievance either.
In order to bring a federal lawsuit based on prison officials’ violation of the Americans
With Disabilities Act or other federal law, the plaintiff must first seek a reasonable
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accommodation from the appropriate prison authorities, bring a grievance in accordance with the
prison’s Grievance Policy if such requests are not satisfactorily resolved, and pursue the denial
or unfavorable outcome of the grievances through a Level III appeal. Accord O’Guinn v.
Lovelock Corr. Ctr., 502 F.3d 1056, 1061–62 (9th Cir. 2007) (interpreting § 1997e(a) “as
requiring prisoners to exhaust prison administrative remedies for claims under Title II of the
ADA”); Morgan v. Tenn. Dep’t of Corr., 84 F. App’x 610, 611 (6th Cir. 2003) (rejecting the
plaintiff’s claim that he was excused from exhausting administrative remedies because he was
disabled).
(3)
Proposed Amended Complaint
In her proposed Amended Complaint, the plaintiff raises new claims concerning events
that occurred after she filed her original Complaint, and she references numerous additional
grievances submitted after the she filed the original Complaint. She does not indicate that any of
these grievances actually requested disability accommodations or that they have been fully
exhausted in accordance with TDOC’s Grievance Policy. Even if they have been, the fact that
none of the claims in the original Complaint were fully exhausted before the plaintiff filed suit
requires that this action be dismissed without consideration of the plaintiff’s new claims,
regardless of whether they have been exhausted.
The Sixth Circuit has recently held that Rule 15(d) of the Federal Rules of Civil
Procedure “permits a prisoner to amend his complaint to add new claims that have only been
exhausted after the commencement of the lawsuit.” Mattox v. Edelman, No. 16-1412, 2017 WL
992510, at *5 (6th Cir. March 15, 2017). See id. at *6 (“If a prisoner exhausts some of his claims
after a proper federal lawsuit has been filed as to other claims, and then moves to amend his
complaint to add the newly exhausted claims, the policy behind the PLRA’s exhaustion
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requirement is still met because prison officials will have had a fair opportunity to address the
new claims on the merits.”). However, in order to amend a complaint to allege newly exhausted
claims, at least one claim in the original complaint must have been fully exhausted prior to the
plaintiff’s filing suit. See id. at *7. (“Rule 15(d) [likely] could not save an action that did not
comply with the PLRA’s exhaustion requirement in any way.”).
Accordingly, this action must be dismissed without consideration of the allegations in the
proposed Amended Complaint.
III.
CONCLUSION
The court has reviewed de novo the plaintiff’s Objection and the entire record and
concludes that the magistrate judge did not err as a matter of fact or law in recommending that
this action be dismissed for failure to exhaust as required by the PLRA.
Accordingly, the plaintiff’s Objection to the R&R will be overruled. The R&R will be
accepted, and the plaintiff’s claims will be dismissed without prejudice to refile them if she fully
exhausts these or other claims in the future.
An appropriate order is filed herewith.
ALETA A. TRAUGER
United States District Judge
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