Roan v. Mitchell et al
Filing
66
MEMORANDUM AND ORDER: The plaintiff's objections (Doc. No. 65) are OVERRULED. The R&R's findings and conclusions are ACCEPTED, with the modifications noted herein, and the defendants' Motion for Summary Judgment (Doc. No. 47) is GRANTED. This case is DISMISSED WITH PREJUDICE. Signed by District Judge Aleta A. Trauger on 5/20/2019. (xc:Pro se party by regular mail.) (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(jw)
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF TENNESSEE
NASHVILLE DIVISION
PATRICK ROAN,
Plaintiff,
v.
UNITED PARCEL SERVICE et al.,
Defendants.
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Case No. 3:17-cv-01178
Judge Aleta A. Trauger
MEMORANDUM & ORDER
Pro se plaintiff Patrick Roan brings claims against defendants United Parcel Service
(“UPS”) and supervisor Kim Mitchell under the Americans with Disabilities Act (“ADA”), 42
U.S.C. § 12101 et seq. Now before the court are the plaintiff’s Objections (Doc. No. 65) to the
magistrate judge’s Report and Recommendation (“R&R”) (Doc. No. 63), recommending that the
defendants’ Motion for Summary Judgment (Doc. No. 47) be granted and that this action be
dismissed. For the reasons set forth herein, the court will overrule the objections, grant the
Motion for Summary Judgment, and dismiss this case.
I.
Procedural Background
The plaintiff filed suit on August 22, 2017, alleging racial and gender discrimination
under Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000(e) et seq. The case was
referred to the magistrate judge to enter a scheduling order for the management of the case and to
dispose or recommend disposition of any pretrial motions under 28 U.S.C. § 636(b)(1)(A) and
(B). (Doc. No. 5.) The magistrate judge directed the filing of an amended complaint to clarify
certain aspects of the original Complaint. (Order, Doc. No. 17.) The plaintiff submitted a
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“Response” to the Order, which the magistrate judge construed as an amendment to the
Complaint. In this Response, the plaintiff clarified that the only two defendants against whom he
brought suit were his supervisor, Kim Mitchell, and his employer, UPS. He also clarified that his
lawsuit was brought solely under the ADA. (Id.)
The plaintiff was employed by UPS during the summer of 2016 when the events giving
rise to this lawsuit occurred. On July 12, 2016, he sought medical treatment at St. Thomas West
Hospital, complaining of abdominal pain and nausea. He was released without a specific plan of
care and given an order for five days off from work. He returned to work on July 18, 2016 but
immediately informed Kim Mitchell that he required additional medical treatment. He went to
Concentra Medical Centers (“Concentra”), UPS’s worker’s compensation provider, complaining
of right hip pain. He was diagnosed with a right hip strain but released to return to work with no
restrictions. (Doc. No. 53, at 45.) He claims he went home instead. (Id.) He went back to
Concentra complaining of hip pain on July 21, 2016 and was diagnosed again with a right hip
“strain of muscle, facia and tendon.” (Doc. No. 43, at 35.) He was given an injection (id. at 41)
and returned to work the same day with restrictions of lifting no more than 40 pounds on a
frequent basis (up to six hours per day) (id. at 35). He was also prescribed six physical therapy
sessions. After a follow-up appointment on July 28, 2016, he was returned to work with a 50pound lifting restriction. (Id. at 36.) On August 3, 2016, he was released from care and returned
to work with no restrictions. (Id. at 37.)
The plaintiff’s primary complaints are that he was not offered a temporary alternate work
(“TAW”) agreement by UPS after his injury and while he was on medical restrictions. Instead,
he was required to work his normal job as a sorter, which sometimes required him to exceed the
lifting restrictions on which he had been placed and caused him to suffer pain. (Doc. No. 1, at 3.)
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He also contends that Mitchell was “hateful” and “nasty” to him while he was injured. (Id.) As
set forth in the amendment to his Complaint, he complains that he was not reimbursed for his gas
mileage for traveling to and from physical therapy because he was not on a TAW, and he was
not allowed to take FMLA leave. (Doc. No. 19, at 1–2.) Generally, he alleges that he was treated
unfairly and was exposed to the risk of serious injury by being required to work beyond his
restrictions. (Id. at 2.)
The defendants’ Motion for Summary Judgment and supporting Memorandum (Doc.
Nos. 47, 48) assert that Mitchell is not an “employer” subject to liability under the ADA and that
UPS is not liable because: (1) the plaintiff has not shown that he is disabled within the meaning
of the ADA; (2) the undisputed facts show that the plaintiff never requested a reasonable
accommodation for his alleged injury; and (3) the plaintiff has not shown that he would not have
been reasonably accommodated if he had made such a request. The defendants also filed a
Statement of Material Facts Not in Dispute (Doc. No. 49), along with excerpts from the
plaintiff’s deposition transcript, various witness declarations, UPS time records for the plaintiff,
and medical records from St. Thomas and Concentra. (Doc. No. 51.) The plaintiff did not
respond to the Statement of Material Facts, and his Response to the Motion for Summary
Judgment (Doc. No. 53) consists of a single page in which he denies knowledge of the truth of
Kim Mitchell’s statements in her declaration, objects to the defendants’ failure to provide him
with a complete copy of his deposition transcript, and disputes the “misleading” paperwork
submitted by the defendants. He submitted 40 pages of additional paperwork, but none of it
authenticated and, according to the defendants, much of it was not produced during discovery.
(See Doc. No. 53, at 4–47.) The defendants filed a Reply (Doc. No. 54), pointing out these
deficiencies. The court permitted the plaintiff to file a sur-reply, denominated as a second
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“Response” (Doc. No. 55), in which he continues to complain about not receiving his complete
deposition transcript and not being offered a TAW. He also takes issue with the defendants’
argument that he has not shown that he is disabled. He claims: “Titles I and V of the [ADA] Sec.
12101 major life activities include walking, standing, bending, lifting, which I Plaintiff had these
problems while on restrictions with doctors orders. But wasn’t give a ‘FAIR’ chance to heal by
TAW choice.” (Doc. No. 55, at 2.)
The R&R recommends that the defendants’ Motion for Summary Judgment be granted on
the grounds that (1) Mitchell is not an “employer” within the meaning of the ADA; and (2) the
undisputed facts do not show that the plaintiff is or was “disabled” within the meaning of the
ADA, for purposes of establishing a prima facie disability discrimination claim. The R&R
notified the parties that any objections to the R&R “must state with particularity the specific
portions of [the R&R] to which objection is made.” (Doc. No. 63, at 10 (citing Fed. R. Civ. P.
72(b)(2)).)
The plaintiff filed timely Objections to the R&R. (Doc. No. 65.) These Objections state in
full as follows:
Responding to Recommendation with Objections Filed on 4-14-19 Document 63
– Judge I will be showing where United Parcel Service and Kim Mitchell didn’t
honor the Essential Job Functions under the ADA rules. Documents and facts are
attach.
(Doc. No. 65, at 1.) Attached to the Objections are various documents excerpted from medical
records and previous filings, all of which appear already to have been taken into consideration by
the magistrate judge.
II.
Standard of Review
Within fourteen days after being served with a report and recommendation any “party
may serve and file specific written objections to [a magistrate judge’s] proposed findings and
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recommendations.” Fed. R. Civ. P. 72(b)(2) (emphasis added). The district court must review de
novo any portion of the report and recommendation “that has been properly objected to.” Fed. R.
Civ. P. 72(b)(3). In conducting its review, the district court “may accept, reject, or modify the
recommended disposition; receive further evidence; or return the matter to the magistrate judge
with instructions.” Id.
The district court is not required to review—under a de novo or any other standard—
those aspects of the report and recommendation to which no objection is made. Thomas v. Arn,
474 U.S. 140, 150 (1985). The district court should adopt the magistrate judge’s findings and
rulings to which no specific objection is filed. Id. at 151. “The filing of vague, general, or
conclusory objections does not meet the requirement of specific objections and is tantamount to a
complete failure to object.” Cole v. Yukins, 7 F. App’x 354, 356 (6th Cir. 2001) (see also
Langley v. DaimlerChrysler Corp., 502 F.3d 475, 483 (6th Cir. 2007) (issues raised in a
“perfunctory manner, unaccompanied by some effort at developed argumentation,” are waived
(quoting Indeck Energy Servs., Inc. v. Consumers Energy Co., 250 F.3d 972, 979 (6th Cir.
2000))). Likewise, “[a] general objection to the entirety of the magistrate’s report has the same
effects as would a failure to object.” Howard v. Sec’y of Health & Human Servs., 932 F.2d 505,
509 (6th Cir. 1991). Finally, arguments made in an objection to a magistrate judge’s report and
recommendation that were not first presented to the magistrate for consideration are deemed
waived. Becker v. Clermont Cty. Prosecutor, 450 F. App’x 438, 439 (6th Cir. 2011); Murr v.
United States, 200 F.3d 895, 902 n.1 (6th Cir. 2000).
III.
Analysis
Although pro se pleadings and filings are held to less stringent standards than those
drafted by lawyers, see, e.g., Williams v. Curtin, 631 F.3d 380, 383 (6th Cir. 2011), pro se
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litigants are not entirely exempt from the requirements of the Federal Rules of Civil Procedure.
See, e.g., Wells v. Brown, 891 F.2d 591, 594 (6th Cir. 1989). The plaintiff’s failure to respond
substantively to the Motion for Summary Judgment and his failure to lodge clear, specific
objections to the R&R are not absolved by his pro se status.
The Objections in this case are not sufficiently specific to warrant review. Langley, 502
F.3d at 483; Cole, 7 F. App’x at 356; Howard, 932 F.2d at 509. The court has nonetheless
reviewed the entire record and agrees with the magistrate judge’s findings and conclusions. First,
it is clear that only an “employer” may be liable under the ADA; an individual supervisor who
does not meet the statutory definition of “employer” cannot be individually liable. See Sullivan v.
River Valley Sch. Dist., 197 F.3d 804, 808 n.1 (6th Cir. 1999). Because there is no evidence in
the record that defendant Mitchell qualifies as an employer under the ADA, she is entitled to
summary judgment in her favor.
Second, the plaintiff has not established that he is “disabled” for purposes of the ADA.
However, because the magistrate judge’s conclusion to that effect relied largely on law and
opinions that predate the ADA Amendments Act of 2008, Pub. L. No. 110–325, 122 Stat. 3553
(“ADAAA” or “amended Act”), including in particular Toyota Motor Manufacturing, Kentucky,
Inc. v. Williams, 534 U.S. 184 (2002), the court does not fully adopt the R&R’s reasoning.
The Sixth Circuit does not appear to have had occasion to directly address the impact of
the ADAAA, but other appellate courts have recognized that the central purpose behind
Congress’s enactment of the ADAAA was to broaden the ADA’s definition of “disability.” See,
e.g., Summers v. Altarum Inst., Corp., 740 F.3d 325, 329 (4th Cir. 2014) (“In response to a series
of Supreme Court decisions that Congress believed improperly restricted the scope of the ADA,
it passed legislation with the stated purpose of ‘reinstating a broad scope of protection to be
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available under the ADA.’” (quoting Pub. L. No. 110–325, § 2(b)(1)). Chief among the decisions
it sought to override was Toyota Motor Manufacturing, in which the Supreme Court had adopted
a strict construction of the term “disability” and suggested that a temporary impairment could
never qualify as a disability under the Act. Congress believed that Toyota set an “inappropriately
high level of limitation necessary to obtain coverage under the ADA.” Pub. L. No. 110-325,
§ 2(b)(5); see also Hernandez v. Int’l Shoppes, LLC, 100 F. Supp. 3d 232, 249 (E.D.N.Y. 2015)
(“Early on, decisions by the Supreme Court narrowed the scope of the terms of the Act, making
it difficult for putative plaintiffs to bring claims under the ADA.”). Thus, the ADAAA now
provides that the definition of disability “shall be construed in favor of broad coverage of
individuals under this chapter, to the maximum extent permitted by [its] terms.” 42 U.S.C. §
12102(4)(A).
Following passage of the ADAAA and in accordance with its directives, the EEOC
promulgated regulations clarifying the scope of the ADA. The regulations expressly provide that
the “effects of an impairment lasting or expected to last fewer than six months can be
substantially limiting” for purposes of proving an actual disability. 29 C.F.R. § § 1630.2(j)(1)(ix)
(2013). The appendix to the EEOC regulations provides additional clarification, noting that the
“duration of an impairment is one factor that is relevant in determining whether the impairment
substantially limits a major life activity.” Id. § 1630.2(j)(1)(ix) (app.). Although “[i]mpairments
that last only for a short period of time are typically not” considered to be disabling, they may be
covered “if sufficiently severe.” Id. For example, “if an individual has a back impairment that
results in a 20-pound lifting restriction that lasts for several months, he is substantially limited in
the major life activity of lifting, and therefore covered under the first prong of the definition of
disability.” Id.
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The ADA defines disability, as relevant for purposes of this case, as “[a] physical or
mental impairment that substantially limits one or more major life activities of such individual.”
42 U.S.C. § 12102(1).1 Under the ADAAA, “major life activities” are now defined to “include,
but are not limited to, caring for oneself, performing manual tasks, seeing, hearing, eating,
sleeping, walking, standing, lifting, bending, speaking, breathing, learning, reading,
concentrating, thinking, communicating, and working.” Id. § 12102(2)(A).2
To establish a prima facie case of discrimination under the ADA, the plaintiff must show,
among other factors, that he is in fact disabled within the meaning of the ADA. Keith v. Cty. of
Oakland, 703 F.3d 918, 923 (6th Cir. 2013). But, as broadly as the ADAAA is to be construed,
not every physical and mental impairment is considered a disability under the ADA. See 29
C.F.R. § 1630.2(j)(1)(ii) (“[N]ot every impairment will constitute a disability within the meaning
of [the ADA]. . . .”). Specifically, non-severe impairments that last only a short period of time
are not necessarily covered by the ADA. See, e.g., Gleason v. Food City 654, No. 3:13-CV-712PLR-HBG, 2015 WL 1815686, at *5 (E.D. Tenn. April 22, 2015) (finding that the plaintiff failed
to establish that he was disabled under the ADA where his restrictions on lifting and the number
of hours worked were not severe and lasted only one month); Shaughnessy v. Xerox Corp., No.
12-cv-6158, 2015 WL 1431687, at *4 (W.D.N.Y. March 27, 2015) (finding that plaintiff’s
sprained ankle did not constitute a disability where “there is no evidence suggesting that the
injury was, or was ever thought to be, a long-term condition”); Martinez v. N.Y. State Div. of
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The definition also covers a “record of such impairment” and “being regarded as having
such an impairment,” but these elements of the definition are not relevant here. 42 U.S.C. §
12102(1)(B) & (C).
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The term also includes “the operation of a major bodily function, including but not
limited to, functions of the immune system, normal cell growth, digestive, bowel, bladder,
neurological, brain, respiratory, circulatory, endocrine, and reproductive functions.” 42 U.S.C. §
12102(2)(B). The plaintiff does not claim any limitation in these functions.
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Human Rights, No. 1:13-cv-1252, 2015 WL 437399, at *7 (S.D.N.Y. Feb. 2, 2015) (“While, as
plaintiff correctly points out, the ADA Amendments Act of 2008 . . . broadened the definition of
a disability under the law, not all impairments are sufficiently substantial to be considered
disabilities under the ADA.”); Mastrio v. Eurest Servs., Inc., No. 3:13-cv-00564, 2014 WL
840229, at *4 (D. Conn. Mar. 4, 2014) (noting that “even under the broadest definition of
disability, short term or temporary impairments generally do still not render a person disabled
within the meaning of the statute”). See also Margaret C. Jasper, Legal Almanac: The Americans
With Disabilities Act § 2.5 (2012) (“[A]n individual with a minor, non-chronic condition of short
duration, such as a sprain, broken limb, or the flu, generally would not be covered [by the ADA].
For example, an employee suffers a broken wrist that is expected to heal, but while it is healing
he is unable to perform the essential functions of his job as an assembly-line worker. This
employee is not protected by the ADA because, although he is ‘impaired,’ the impairment does
not substantially limit a major life activity because it is of limited duration and will have no longterm effect.”).
In this case, construing all the evidence in the light most favorable to the plaintiff, it is
apparent that he initially complained of abdominal pain and nausea for which he took five days
off work. (Doc. No. 51-5.) Upon his return to work, on July 18, 2016, he was diagnosed with a
“strain of muscle, facia and tendon” in his right hip. (Doc. No. 43, at 35.) As a result of that
strain, he was on minor lifting restrictions for no more than two and a half weeks, from July 18
until August 3, 2016. (Id. at 37.) The plaintiff here asserts that he has shown that he was
disabled, because his injury impaired his ability to walk, stand, bend, and lift. (Doc. No. 55, at 2.)
Regardless, no matter how broadly the ADAAA is construed, the plaintiff’s minor, non-chronic
muscle strain, which limited his ability to perform certain activities for an extremely short period
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of time, simply does not qualify as a disability. Because the plaintiff has not established that he
was disabled for purposes of a prima facie case under the ADA, UPS is entitled to summary
judgment in its favor.
IV.
Conclusion and Order
The plaintiff’s objections (Doc. No. 65) are OVERRULED. The R&R’s findings and
conclusions are ACCEPTED, with the modifications noted herein, and the defendants’ Motion
for Summary Judgment (Doc. No. 47) is GRANTED. This case is DISMISSED WITH
PREJUDICE.
It is so ORDERED.
This is the final order in this case. The Clerk is DIRECTED to enter judgment. Fed. R.
Civ. P. 58.
ALETA A. TRAUGER
United States District Judge
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