Howell v. Gonzalez et al

Filing 104

MEMORANDUM. Signed by District Judge William L. Campbell, Jr on 4/4/2022. (DOCKET TEXT SUMMARY ONLY-ATTORNEYS MUST OPEN THE PDF AND READ THE ORDER.)(ln)

IN THE UNITED STATES DISTRICT COURT FOR THE
MIDDLE DISTRICT OF TENNESSEE
NASHVILLE DIVISION
MATTHEW HOWELL,
Plaintiff,
v.
JUAN MARCOS GONZALEZ, et al.,
Defendants.

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NO. 3:17-cv-01413
JUDGE CAMPBELL
MAGISTRATE JUDGE FRENSLEY

MEMORANDUM
Pending before the Court is a Partial Motion to Dismiss filed by Officers Simmonds, Smith,

and Moser. (Doc. No. 86). Plaintiff filed a consolidated response addressing this motion and two
additional motions to dismiss filed by separate defendants in this case. (Doc. No. 98). All
defendants filed a consolidated reply (Doc. No. 100). For the reasons stated herein, the Partial
Motion to Dismiss is DENIED.
I.

FACTUAL BACKGROUND

Plaintiff’s claims against all defendants revolve around four separate incidents with officers
and detectives of the Metropolitan Nashville Police Department and are detailed in Plaintiff’s
Amended Complaint (Doc. No. 29) and Defendant’s Motion to Dismiss (Doc. No 98). The claims
against Officers David Simmonds, David Smith, and David Moser arise from a single incident in
March 2018. Accordingly, the Court only includes the details of that encounter in this
memorandum.
On March 8, 2018, Metro Nashville Police Officers Simmonds, Smith, and Moser
responded to an anonymous call stating that a woman was being beaten on the street outside of
Plaintiff’s residence. (Doc. No. 29 ¶¶ 66-67). When they arrived, the woman, identified as

Plaintiff’s girlfriend, told officers that she and Plaintiff had been involved in a verbal argument
but that she had not been beaten. (Id. ¶¶ 69-71). The officers interviewed Plaintiff while he was in
his home, and both he and a witness stated that the alleged victim was under the influence of a
controlled substance and had stolen some of Plaintiff’s prescription medication. (Id. ¶ 71). Plaintiff
states that he showed officers evidence of the woman attacking him, including his torn shirt, but
when they asked to see the footage from the cameras around his residence, he refused to allow
them to enter his home and stated that he would provide them with the footage at a later date. (Id.
¶¶ 74-75). Plaintiff states that he told the officers that he would sue them if they entered his home.
(Id. ¶ 76). Officers Simmonds, Smith, and Moser subsequently entered Plaintiff’s home and placed
him under arrest for domestic assault. (Id. ¶¶ 78, 81). Plaintiff alleges that the officers fabricated
reports and ignored testimony of witnesses so that they could arrest him in retaliation for his
lawsuits against Metro Nashville. (Id. ¶¶ 81 – 84).
Plaintiff’s Amended Complaint alleges that: Defendants engaged in First Amendment
retaliation by arresting him and charging him with domestic assault (Count I); Defendants deprived
him of liberty and property without due process (Count II); and Defendants arrested him without
probable cause (Count IV). Defendants now move under Rule 12(b)(6) to dismiss Counts I and IV
on the grounds of qualified immunity and collateral estoppel.
II.

STANDARD OF REVIEW

In deciding a motion to dismiss under Rule 12(b)(6), a court must take all the factual
allegations in the complaint as true. Ashcroft v. Iqbal, 556 U.S. 662 (2009). To survive a motion
to dismiss, a complaint must contain sufficient factual allegations, accepted as true, to state a claim
for relief that is plausible on its face. Id. A claim has facial plausibility when the plaintiff pleads
facts that allow the court to draw the reasonable inference that the defendant is liable for the

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misconduct alleged. Id. In reviewing a motion to dismiss, the Court construes the complaint in the
light most favorable to the plaintiff, accepts its allegations as true, and draws all reasonable
inferences in favor of the plaintiff. Directv, Inc. v. Treesh, 487 F.3d 471, 476 (6th Cir. 2007).
III.
A.

ANALYSIS

Qualified Immunity
Defendants raise the affirmative defense of qualified immunity. Qualified immunity is an

“immunity from suit” available to government officials performing discretionary functions.
Pearson v. Callahan, 555 U.S. 223, 237 (2009) (quoting Mitchell v. Forsyth, 472 U.S. 511, 526
(1985)). Qualified immunity protects government officials from civil damages “unless (1) they
violated a federal statutory or constitutional right, and (2) the unlawfulness of their conduct was
‘clearly established at the time.’” Reich v. City of Elizabethtown, Ky., 945 F.3d 968, 977 (6th Cir.
2019) (quoting District of Columbia v. Wesby, 138 S. Ct. 577, 589 (2018)). Once raised by the
defendant, the plaintiff bears the burden to show qualified immunity does not apply. Id. at 978.
Courts have recognized, however, that this inquiry is “a low bar, given that granting
qualified immunity at the motion to dismiss stage is usually disfavored.” Marvaso v. Sanchez, 971
F.3d 599, 605 (6th Cir. 2020). “To survive the motion to dismiss on qualified-immunity grounds,
the plaintiff must allege facts that ‘plausibly mak[e] out a claim that the defendant's conduct
violated a constitutional right that was clearly established law at the time, such that a reasonable
officer would have known that his conduct violated that right.’” Courtright v. City of Battle Creek,
839 F.3d 513, 518 (6th Cir. 2016) (quoting Johnson v. Moseley, 790 F.3d 649, 653 (6th Cir. 2015)).
Additionally, when more than one individual is involved in the alleged conduct, Plaintiff must
“allege with particularity facts that demonstrate what each defendants did to violate the asserted
constitutional right.” Id. (internal quotations omitted). “The test is whether, reading the complaint

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in the light most favorable to the plaintiff, it is plausible that an official’s acts violated the
plaintiff’s clearly established right.” Id. (quoting Heyne v. Metro. Nashville Pub. Sch., 655 F.3d
556, 562–63 (6th Cir. 2011)).
Defendants invoke qualified immunity on Plaintiff’s First Amendment retaliation claim
(Count I) and on his Fourth Amendment false arrest claim (Count IV). The Court will address each
alleged constitutional violation in turn.
1. Count I: First Amendment Retaliation
Plaintiff alleges that the Officer Defendants retaliated against him by falsely arresting him
and by falsely charging him with domestic assault.
i. Constitutional Violation
To state a claim for First Amendment retaliation, Plaintiff must show:
(1) he engaged in protected conduct; (2) an adverse action was taken against him
that would deter a person of ordinary firmness from continuing to engage in that
conduct; and (3) there is a causal connection between elements one and two—that
is, the adverse action was motivated at least in part by his protected conduct.
Sensabaugh v. Halliburton, 937 F.3d 621, 627-28 (6th Cir. 2019) (internal citations omitted).
Plaintiff has clearly met the first element. He alleges that he engaged in his constitutionally
protected right to “petition the Government for a redress of grievances.” U.S. Const. amend. I; see
also Thaddeus-X v. Blatter, 175 F.3d 378, 391 (6th Cir. 1999) (collecting cases observing that
access to the courts is a constitutionally protected right under the First Amendment) (overruled on
other grounds). On this point, the Court finds that Plaintiff has plausibly alleged that he engaged
in protected conduct by previously suing Metro and its officers for violating his civil rights. (See
Doc. No. 29 ¶¶ 22, 42, 64, 77).
Next, Plaintiff must plausibly allege an adverse action “that would deter a person of
ordinary firmness from continuing to engage” in the protected conduct. Sensabaugh, 937 F.3d at
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627-28. “But it is not necessarily true that every action, no matter how small, is constitutionally
cognizable as an adverse action.” Id. (cleaned up) (internal quotations omitted). This standard is
“an objective inquiry, capable of being tailored to the different circumstances in which retaliation
claims arise.” Thaddeus-X, 175 F.3d at 398. Here, Plaintiff alleges that all three officers entered
his home and arrested him for domestic assault notwithstanding statements by Plaintiff and
witnesses that he had not assaulted anyone. (Doc. No. 29 ¶ 79). Viewing the facts in the light most
favorable to the Plaintiff, he has plausibly alleged an adverse action that would deter a person of
ordinary firmness from continuing to seek redress of his grievances.
Defendants argue that Plaintiff cannot meet this standard because he was not, in fact,
deterred from filing subsequent lawsuits against Metro. This argument ignores the objective nature
of the standard articulated by the Sixth Circuit. See Fritz v. Charter of Tp. Of Comstock, 592 F.3d
718, 728 (6th Cir. 2010) (“However, the test is whether a person or ordinary firmness would be
deterred; actual deterrence on the part of the plaintiff is not necessary to state a claim of an adverse
action.” (citing Bell v. Johnson, 308 F.3d 594, 606 (6th Cir. 2002))). Accordingly, the Court does
not find the assertion that Plaintiff was not actually deterred defeats his pleading of an adverse
action.
Finally, Plaintiff must plausibly allege a causal connection between his protected conduct
and the adverse action. Here, Plaintiff alleges that he told officers that he had not assaulted anyone
and that was only arrested after telling officers that he would sue them for violating his civil rights
“as he had done before.” (Doc. No. 29 ¶ 76). He further alleges that the all three officers were
already aware of his prior lawsuits when they decided to arrest him. (Id. ¶ 77). At this stage,
Plaintiff has plausibly alleged that the adverse action “was motivated at least in part by the
plaintiff’s protected conduct.” Fritz, 592 F.3d 723 (internal citation omitted).

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Defendants argue that Plaintiff cannot show a constitutional violation because he hasn’t
shown that the officers lacked probable cause for his arrest. They argue that Plaintiff cannot show
a lack of probable cause because he subsequently pleaded “Best Interest”—commonly called an
Alford Plea—to the charges for which the officers arrested him. Defendants appear to be raising a
Heck argument. See Heck v. Humphrey, 512 U.S. 477, 486-87 (1994). However, Defendants do
not address either the preclusive effect of a “best interest” plea as opposed to a guilty plea, nor do
they address the applicability of a purported preclusive effect in the context of a First Amendment
retaliation claim. Absent such argument, the Court declines to consider this proposition at this
stage. See McPherson v. Kelsey, 125 F.3d 989, 995-96 (6th Cir. 1997) (“It is not sufficient for a
party to mention a possible argument in a most skeletal way, leaving the court to…put flesh on its
bones.”).
Having considered the elements of Plaintiff’s First Amendment retaliation claim, the Court
finds that he has plausibly alleged a constitutional violation. The Court now turns to the second
prong of the inquiry.
ii. Clearly Established
The Court must consider whether Plaintiff’s right to be free of retaliatory conduct for
exercising his First Amendment rights was clearly established at the time. The Court need not look
far to find that it is. “The law is settled that as a general matter the First Amendment prohibits
government officials from subjecting an individual to retaliatory actions…for speaking out.”
Hartman v. Moore, 547 U.S. 250, 256 (2006). Accordingly, this prong of the analysis is satisfied.
The Court having found that Plaintiff has plausibly alleged both a constitutional violation
and that the right was clearly established finds that the Officer Defendants are not entitled to
qualified immunity on Plaintiff’s First Amendment claim at this stage.

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2. Count IV: Fourth Amendment False Arrest Claim
Plaintiff alleges that Defendants violated his Fourth Amendment rights when they arrested
him without probable cause. “The constitutional right to freedom from arrest in the absence of
probable cause is clearly established” within the Sixth Circuit. Courtright v. City of Battle Creek,
839 F.3d 513, 520 (6th Cir. 2016). Accordingly, to survive the Officer Defendant’s motion to
dismiss, Plaintiff must plausibly allege a violation of that constitutional right. Id. at 520-21.
Plaintiff does so by alleging sufficient facts to show that his arrest was not supported by probable
cause. Id. At this stage, courts find that an officer has probable cause for an arrest if, at the time of
the arrest, “the facts and circumstances within the officer’s knowledge and of which [he] had
reasonably trustworthy information are sufficient to warrant a prudent man in believing that the
plaintiff had committed or was committing an offense.” Wesley, 779 F.3d at 429. The Court’s
examination is based on the “totality of the circumstances,” taking into account “both the
inculpatory and exculpatory evidence.” Id. (quoting Gardenhire v. Schubert, 205 F.3d 303, 318
(6th Cir. 2000)).
Plaintiff alleges that on March 8, 2018, Officers Smith, Moser, and Simmonds arrived at
his home in response to an anonymous call that a woman was being beaten in the street. (Doc. No.
29 ¶ 66). Plaintiff alleges that, despite statements to the officers from Plaintiff, two witness, and
the alleged victim that no one had been beaten in the street or elsewhere, the officers placed
Plaintiff under arrest. (Id. ¶¶ 68-70, 74, 78, 80).1 At this stage, Plaintiff has plausibly alleged that
Defendants ignored exculpatory evidence and arrested Plaintiff without probable cause.

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Plaintiff alleges that the Defendants arrested him for “a supposed misdemeanor.” (Doc. No. 29 ¶
78). While he does not expressly state on what charge he was arrested, he subsequently states that he was
charged with domestic assault. (Id. ¶ 81). In Tennessee, domestic assault is a misdemeanor offense. See
Tenn. Code. Ann. § 39-13-111.

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Defendants again urge the Court to consider Defendant’s “best interest” plea and determine
that the Defendants had probable cause for the arrest. At this stage, the Court has found that
Plaintiff has plausibly alleged his claim. Defendants do not address the propriety of considering
collateral materials under the qualified immunity analysis at the motion to dismiss stage. The Court
declines to undertake such an inquiry.
Because Plaintiff has plausibly alleged the violation of a clearly established right,
Defendants are not entitled to qualified immunity at this stage on either Plaintiff’s First
Amendment or his Fourth Amendment claim.
B.

Collateral Estoppel
In addition to qualified immunity, Defendants move to dismiss Plaintiff’s claims against

them in Counts I and IV on the grounds that they are barred under the doctrine of collateral
estoppel. Collateral estoppel, also referred to as issue preclusion, is a judicially created affirmative
defense that prevents a party from relitigating an issue of law or fact that a prior case has already
resolved. See George v. Hargett, 879 F.3d 711, 718 (6th Cir. 2018); Gilbert v. Ferry, 413 F.3d
578, 579 (6th Cir. 2005). Because collateral estoppel is an affirmative defense, the Defendants
bear the burden of proving it applies in this case. See Spilman v. Harley, 656 F.2d 224, 229 (6th
Cir. 1981). Generally, four requirements must be met before issue preclusion applies:
“(1) the precise issue must have been raised and actually litigated in the prior
proceedings; (2) the determination of the issue must have been necessary to the
outcome of the prior proceedings; (3) the prior proceedings must have resulted in a
final judgment on the merits; and (4) the party against whom estoppel is sought
must have had a full and fair opportunity to litigate the issue in the prior
proceeding.”
Ga.-Pac. Consumer Prods. LP v. Four-U-Packaging, Inc., 701 F.3d 1093, 1098 (6th Cir. 2012).
Defendants do not address the foregoing elements or explain how they are satisfied in the
present case. Instead, they address the elements of each of Plaintiff’s constitutional claims and
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argue that the Plaintiff cannot prove a lack of probable cause. Absent Defendants carrying their
burden on this issue, the Court declines to consider the argument.
IV.

CONCLUSION

For the reasons stated herein, Defendants’ Partial Motion to Dismiss is DENIED.
An appropriate order will enter.
____________________________________
WILLIAM L. CAMPBELL, JR.
UNITED STATES DISTRICT JUDGE

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