Clark v. Steward
Filing
39
ORDER DENYING PETITION PURSUANT TO 28 U.S.C. § 2254. Signed by Chief Judge J. Daniel Breen on 9/28/15. (Breen, J.)
UNITED STATES DISTRICT COURT FOR THE
WESTERN DISTRICT OF TENNESSEE
EASTERN DIVISION
TOMMY LEE CLARK,
)
)
)
)
)
)
)
)
)
Petitioner,
v.
HENRY STEWARD,
Respondent.
No. 12-01009-JDB-egb
ORDER DENYING PETITION PURSUANT TO 28 U.S.C. § 2254
On January 9, 2012, Petitioner, Tommy Lee Clark, Tennessee Department of Correction
prisoner number 107765, an inmate at the Northwest Correctional Complex (“NCCX”) in
Tiptonville, Tennessee, filed a pro se petition pursuant to 28 U.S.C. § 2254 (the “Petition”)
(Docket Entry (“D.E.”) 1) and paid the filing fee. (D.E. 3.) The Court issued an order on May
7, 2012, directing Respondent, Henry Steward, Warden of NCCX, to file a response to the
Petition (D.E. 5), which he did on July 30, 2012, along with the state-court record. (D.E. 11, 12.)
Clark filed an amended Petition, exhaustion report, and a motion for transcripts on November 19,
2012. (D.E. 15.) Respondent filed a notice of supplemental filing along with his answer to the
amended Petition on February 5, 2013. For the following reasons, Clark’s Petition is DENIED.
I.
STATE COURT PROCEDURAL HISTORY
On April 17, 2007, following a jury trial in the Circuit Court for Madison County,
Tennessee, Clark was convicted of aggravated burglary, attempted aggravated burglary, and
possession of a deadly weapon. On the same day, he was sentenced to fifteen years, twelve
1
years, and six years, respectively, with each term to run consecutively, for an effective sentence
of thirty-three years. The Tennessee Court of Criminal Appeals (“TCCA”) affirmed. State v.
Clark, No. W2007-01829-CCA-R3-CD, 2008 WL 3342992 (Tenn. Crim. App. Aug. 11, 2008),
perm. app. denied (Tenn. Jan. 20, 2009). (D.E. 12-11.)
On June 25, 2007, Petitioner filed a pro se petition pursuant to the Tennessee
Post-Conviction Procedure Act, Tennessee Code Annotated §§ 40-30-101 to -124, in the
Madison County Circuit Court. (D.E. 12-17 at 2.) Because his direct appeal was still pending,
Clark was allowed to withdraw his petition without prejudice and refiled it on April 7, 2009. (Id.
at 3.)
After being appointed counsel, Petitioner filed an amended petition.
(Id.)
The
post-conviction court held an evidentiary hearing on July 9, 2009, and, at the conclusion of the
hearing, orally denied the petition. (Id. at 3-4.) A written order containing the findings of fact
and conclusions of law was entered on July 16, 2009. (Id. at 4) The TCCA affirmed. Clark v.
State, No. W2009-01613-CCA-R3-PC, 2010 WL 1610532 (Tenn. Crim. App. Apr. 21, 2010),
perm. app. denied (Tenn. Aug. 25, 2010). (D.E. 12-17 at 5.)
On September 21, 2009, the trial court amended Clark’s status from a persistent offender
to a career offender on his aggravated burglary conviction, causing an increase in his required
time served before being parole eligible. (D.E. 12-26 at 2.) Petitioner submitted a “Motion to
Reopen, or in the Alternative, Petition for Relief from Conviction or Sentence,” arguing that the
trial court lacked jurisdiction to amend the sentence. (Id.) The trial court denied the motion and
also addressed the motion as a habeas corpus petition, denying relief. (Id.) The TCCA denied
permission to appeal. Clark v. State, No. W2010-01278-CCA-R28-PC, (Tenn. Crim. App. Nov.
23, 2010) (D.E. 12-26 at 2). (Id.) Subsequently, Clark filed a petition for habeas corpus in the
Circuit Court of Lake County, Tennessee, presenting the same jurisdictional argument. (Id. at 3.)
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The circuit court dismissed his petition, and the TCCA affirmed. Clark v. State, No. W-201100463-CCA-R3-HC, 2011 WL 2650765 (Tenn. Crim. App. July 7, 2011). (D.E. 12-26 at 2.)
On December 12, 2011, Petitioner filed a petition for a writ of certiorari in the Madison
County Circuit Court. (D.E. 21-4 at 2.) The court denied Clark’s petition, and the TCCA
affirmed the judgment of the lower court. Clark v. State, W2012-00773-CCA-R3-CO (Tenn.
Crim. App. Nov. 5, 2012). (D.E. 21-4 at 2.)
The facts underlying Petitioner’s conviction are set forth in the opinion of the TCCA on
direct appeal:
FACTS
State’s Proof
Scott Long testified that he had lived on Campbell Street in Jackson for about ten
years. At around 9:30 p.m. on June 23, 2006, Long was sitting in his backyard when he
heard glass break. He then observed the defendant, who was wearing a white hat, orange
shirt, and blue jeans, walking across a parking lot adjacent to his house. He walked
around to the front of his house and called the police. He testified that the defendant was
standing in front of the house across the street, acting “irate” and “belligerent.” Long
then spoke with Steve Russell, who lived across the street, and learned that Russell’s
front window had been broken. When the police arrived, Long spoke with Officer David
Knolton, then checked on another neighbor. On cross-examination, Long testified that he
did not see the window break but only heard glass breaking. He acknowledged that he
had drunk “about two or three” beers that night.
Steve Russell testified that he had lived in a duplex on Campbell Street since 1985.
At around 9:30 p.m. on June 23, 2006, he was in his kitchen when he heard a loud noise,
“like somebody bounced a basketball off the wall on my neighbor’s side of the house.”
He then heard someone “hollering and screaming,” although he could not understand
what was being said. He returned to the front of his apartment and noticed that his
curtains were over his desk, as though someone had reached inside. He went outside and
encountered Long, who asked if his window had been broken. On cross-examination,
Russell testified that he found nothing missing from his apartment that night. He said
two window panes and part of the window frame were broken.
Joseph Martinez testified that he lived on Campbell Street with his fiancée, ten-yearold stepdaughter, and fourteen-month-old daughter. At around 9:30 p.m. on June 23,
2006, he was watching a movie in his bedroom with his fiancée when one of his dogs
3
began making noise. Five to ten seconds later, he heard “a big crash” in the front of the
house. He ran to the front door, looked out, and saw the defendant run across his yard,
turn around, and run the other direction. Shortly thereafter he heard a second crash
coming from his stepdaughter’s bedroom.[] He went to the bedroom and found the
defendant with his hands and head inside the window. The defendant was bleeding and
holding a box cutter. Martinez kicked at the defendant and told him he was going to get
his firearm. When he returned, the defendant was gone. On cross-examination, Martinez
testified that he could not recall whether the box cutter’s blade was extended. He stated
that no items were missing from his stepdaughter’s room.
Jackson Police Officer David Knolton testified that he responded to a possible breakin on Campbell Street on June 23, 2006. When he arrived, he observed a broken window
pane at Russell’s apartment. While speaking with Long and Russell, he heard “[a] lot of
yelling” coming from down the street. He approached on foot and found Martinez and
the defendant confronting one another. The defendant was standing next to a blue truck,
and Officer Knolton saw him attempt to hide behind the truck as Officer Brian Turner
drove by in his patrol car. The defendant told Martinez, who was carrying a firearm,
“Hey, I’m sorry, man. I’m sorry. I’m sorry.” Officer Knolton then identified himself as a
police officer and took the defendant into custody. He testified that the defendant was
bleeding “pretty profusely” from his forearm.
Jackson Police Officer Brian Turner testified that he responded to an attempted
burglary call on Campbell Street on June 23, 2006. When he arrived, Officer Knolton
told him that he had heard a disturbance farther down the street, so he drove north in his
patrol car as Officer Knolton approached on foot. As he drove down the street, he
received a call that someone was attempting to enter Martinez’[s] house. Officer Knolton
then radioed that he had the defendant detained in front of Martinez’[s] house. Officer
Turner testified that he found a red box cutter with the blade open next to the blue truck.
Defense Proof
Cammie Neal, a physician’s assistant at Jackson-Madison County General Hospital,
testified that she treated the defendant on June 23, 2006, for three lacerations on his left
forearm. She said she did not observe any shot or pellet wounds on the defendant. On
cross-examination, Neal testified that the defendant’s toxicology report revealed the
presence of alcohol and cocaine in his blood.
The defendant testified that he dropped off his cousin on Campbell Street on June 23,
2006. He then went to visit a friend, Terry Hardin, who had been sick. He said that he
eventually ran from Hardin’s house on foot because “[d]ude was shooting at me.” He
explained his actions after fleeing Hardin’s house:
[Defense Counsel]: You were being shot at?
4
[Defendant]: Yeah, I know I fell down. But anyway, I fell down. I got up. I was
hollering going down the street, so one man come [sic] to the window, you know. He
wouldn’t come out, so-and, you know, I run around his house and run back in front. I
was hollering. I couldn’t get nobody. So then I took a run and I jumped in the pin [sic]
with a great big old dog that was on a chain. So I run back around front. So I went back
up that way where I just had left ‘cause there was some peoples coming from the back,
and that’s when I kicked out a window. I didn’t knock it out, I kicked it out.
The defendant said that he kicked out the window to get help, not to gain access to the
house. He acknowledged kicking in a second window after not receiving help at the first
house but said that he did not take anything from either house. He further acknowledged
that he was carrying a box cutter but said it was in his pocket. Asked about Martinez’[s]
testimony that the box cutter was in his hand, the defendant said, “Mr. Martinez is lying.”
He testified that he did not intend to use the box cutter to break into Russell’s or
Martinez’[s] house.
On cross-examination, the defendant denied using cocaine that night. He testified
that he did not know who attacked him at Hardin’s house or why he was attacked. He
stated that he did not know whether he was shot that night. He testified that he ran
through the parking lot next to Long’s house and that Long’s testimony that he was
walking through the parking lot was a lie. He denied attempting to enter Martinez’[s]
house through the window and again asserted that Martinez’[s] testimony was false. He
further denied that he hid behind the blue truck when Officer Turner drove by and
asserted that Officer Knolton’s testimony on this point was false.
Following deliberations, the jury found the defendant guilty of aggravated burglary,
attempted aggravated burglary, and possession of a deadly weapon other than a firearm
with the intent to employ it during the commission of a dangerous offense.
Sentencing Hearing
At the sentencing hearing, Steve Russell testified that it took him between eight and
ten hours to repair his windows. He said he paid for the materials, but his landlord
reimbursed him $80 for his labor. He testified that the offense had not affected his ability
to enjoy his time at home. Regarding the appropriate punishment for the defendant, he
stated “I’m here to see justice done to the maximum.”
Joseph Martinez testified that the burglary had made his ability to enjoy his home
“very uncomfortable” and that his home was on “high alert.” He stated that his
stepdaughter frequently woke him and his wife[] during the night, worried that someone
was trying to break into the house. He said his wife had also had “a lot of restless nights
because of it.” He stated that his family was very scared to continue living in the house.
He testified that the defendant bled onto some stuffed dolls and clothing which he had to
discard. He estimated the value of these items at about $50. Martinez testified that it
took him about four and a half hours to board up his stepdaughter’s windows and replace
5
his broken storm door. Asked about punishment, Martinez stated, “I would like to see the
full extent of the law.”
Bruce Ingram of the Tennessee Board of Probation and Parole testified that he
compiled the defendant’s presentence report. The State introduced the presentence report
as an exhibit to the proceedings. The State also introduced as exhibits certified copies of
judgments against the defendant for five counts of assault, vandalism, failure to appear,
six counts of public intoxication, driving while unlicensed, second offense driving on a
revoked license, three counts of driving on a suspended license, driving under the
influence, two counts of misdemeanor theft of property, two counts of third degree
burglary, armed robbery, first degree burglary, two counts of petit larceny, temporary use
of a motor vehicle without the owner’s consent, possession of a deadly weapon, passing a
forged check under $100, attempt to commit a felony, and receiving and concealing
stolen property.
In sentencing the defendant, the trial court stated:
Thank you both. I’ve known [the defendant] a long time. I’ve seen him try his own
cases before, stand up and argue his case and present it to the finder of fact before.
I remember the specifics of this case very well. [The defendant] testified, if I’m
remembering correctly, at the trial and gave his position on what actually happened, in
his opinion.
There being no real dispute, and I’ve reviewed [the defendant’s] record again, a large
portion of which I was familiar with from past experience, but in reviewing the record,
it’s clear that as to Count 1, the attempted aggravated burglary, he would be a[c]areer
[o]ffender. The mandatory sentence that’s set forth under the law is 12 years. His release
eligibility on that sentence is at 60 percent. Again, release eligibility, as [the defendant]
knows, is when you’re first eligible for release but it’s not an automatic release time. The
fine imposed by the jury in this case was a $5,000 fine, and I’ll let that stand for now. I
don’t know what possibility realistically it will ever be paid back, [sic] but we’ll let it
stand along with costs.
As to Count 2, the aggravated burglary, that would be a Range III. Considering the
enhancement factors argued by the State and not finding any mitigating factors, although
defense counsel did file some asking the Court to consider, the Court feels that the
maximum sentence of 15 years would be the appropriate sentence in this case. [The
defendant] has shown his inability to conform to the law and obey the law, repeated
offender. That would be as a Range III. That is the 45 percent release eligibility.
....
And that fine imposed was a $10,000 fine which the jury assessed and I will allow to
stand.
6
And then as to Count 3, again the Court finds based upon the record presented by the
State that this is a[c]areer [o]ffender situation, that being a conviction for possession of a
weapon with intent to employ in the commission of a felony. The mandatory sentence
under the law is a 6-year sentence. Again a 60 percent release eligibility. And the fine
imposed was a $3,000 fine by the jury which I will allow to stand.
In considering the argument of consecutive versus concurrent, certainly again because
of the repeated conduct of this Defendant and his failure to conform to the laws, he keeps
coming back and coming back, the record speaks for itself, it appears that it would be
appropriate to order that it be consecutive sentencing in this case. . . . I’ll run each of the
three counts consecutive with each other under these circumstances.
Clark, 2008 WL 3342992, at *1-4. (D.E. 12-11 at 2-5.)
PETITIONER’S FEDERAL HABEAS CLAIMS
II.
In his Petition, Clark raises the following issues:
1. Whether the evidence was sufficient to support the Petitioner’s convictions for
attempted aggravated burglary and aggravated burglary;
2. Whether the indictment for attempted aggravated burglary was defective;
3. Whether the trial court erred in holding that a box cutter was a deadly weapon under
the statute;
4. Whether the trial court erred in ordering consecutive sentencing;
5. Whether trial counsel rendered ineffective assistance, in violation of the Sixth
Amendment, for failing to object during the cross-examination of the Petitioner by
the assistant district attorney;
6. Whether trial counsel rendered ineffective assistance, in violation of the Sixth
Amendment, for failing to investigate Petitioner’s mental status at the time of the
offenses;
7. Whether the trial court had jurisdiction to amend Petitioner’s offender status for the
judgment for his aggravated burglary conviction,
8. Whether the trial judge failed to properly explain all elements of the offenses; and
9. Whether the trial judge imposed an unconstitutional judgment on the Petitioner by
sentencing him to the maximum time for each charge and running them
consecutively.
III. ANALYSIS OF THE MERITS
A.
Waiver and Procedural Default
Section 2254(b) states, in pertinent part:
7
(1) An application for a writ of habeas corpus on behalf of a person in custody pursuant
to the judgment of a State court shall not be granted unless it appears that–
(A) the applicant has exhausted the remedies available in the courts of the State; or
(B) (i) there is an absence of available State corrective process; or
(ii) circumstances exist that render such process ineffective to protect the rights of the
applicant.
(2) An application for a writ of habeas corpus may be denied on the merits,
notwithstanding the failure of the applicant to exhaust the remedies available in the courts
of the State.
Thus, a habeas petitioner must first exhaust available state remedies before requesting relief
under § 2254. E.g., Granberry v. Greer, 481 U.S. 129, 133-34 (1987); Rose v. Lundy, 455 U.S.
509, 519 (1982); Rule 4, Rules Governing Section 2254 Cases in the United States District
Courts (“Section 2254 Rules”). A petitioner has failed to exhaust his available state remedies if
he has the opportunity to raise his claim by any available state procedure. 28 U.S.C. § 2254(c);
Preiser v. Rodriguez, 411 U.S. 475, 477, 489-90 (1973).
To exhaust his state remedies, a petitioner must have presented the very issue on which
he seeks relief from the federal courts to the courts of the state that he claims is wrongfully
confining him. Picard v. Connor, 404 U.S. 270, 275-76 (1971); Rust v. Zent, 17 F.3d 155, 160
(6th Cir. 1994). “[A] claim for relief in habeas corpus must include reference to a specific
federal constitutional guarantee, as well as a statement of the facts which entitle the petitioner to
relief.” Gray v. Netherland, 518 U.S. 152, 162-63 (1996). “‘[T]he substance of a federal habeas
corpus claim must first be presented to the state courts.’” Id. at 163 (quoting Picard, 404 U.S. at
278).
A habeas petitioner does not satisfy the exhaustion requirement of § 2254(b) “by
presenting the state courts only with the facts necessary to state a claim for relief.” Id.
8
Conversely, “[i]t is not enough to make a general appeal to a constitutional guarantee as
broad as due process to present the ‘substance’ of such a claim to a state court.” Id. When a
petitioner raises different factual issues under the same legal theory, he is required to present
each factual claim to the highest state court in order to exhaust his state remedies. O’Sullivan v.
Boerckel, 526 U.S. 838, 845 (1999); see also Pillette v. Foltz, 824 F.2d 494, 496 (6th Cir. 1987).
He has not exhausted his state remedies if he has merely presented a particular legal theory to the
courts without presenting each factual claim. Pillette, 824 F.2d at 497-98. The claims must be
presented to the state courts as a matter of federal law. “It is not enough that all the facts
necessary to support the federal claim were before the state courts, or that a somewhat similar
state-law claim was made.” Anderson v. Harless, 459 U.S. 4, 6 (1982); see also Duncan v.
Henry, 513 U.S. 364, 366 (1995) (per curiam) (“If a habeas petitioner wishes to claim that an
evidentiary ruling at a state court trial denied him the due process of law guaranteed by the
Fourteenth Amendment, he must say so, not only in federal court, but in state court.”).
The state court decision must rest primarily on federal law. Coleman v. Thompson, 501
U.S. 722, 734-35 (1991). If the state court decides a claim on an independent and adequate state
ground, such as a procedural rule prohibiting the state court from reaching the merits of the
constitutional claim, the petitioner ordinarily is barred by this procedural default from seeking
federal habeas review. Wainwright v. Sykes, 433 U.S. 72, 87-88 (1977). However, a federal
claim may be properly exhausted even if the state-court decision does not explicitly address it; it
is enough that the petitioner’s brief squarely presents the issue. Smith v. Digmon, 434 U.S. 332
(1978) (per curiam); see also Baldwin v. Reese, 541 U.S. 27, 30-32 (2004) (a federal habeas
claim is fairly presented to a state appellate court only if that claim appears in the petitioner’s
brief).
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When a petitioner’s claims have never been actually presented to the state courts but a
state procedural rule prohibits the state court from extending further consideration to them, the
claims are deemed technically exhausted and thus procedurally barred. Coleman, 501 U.S. at
731-32; Teague v. Lane, 489 U.S. 288, 297-99 (1989); Wainwright, 433 U.S. at 87-88; Rust, 17
F.3d at 160.
A petitioner confronted with either variety of procedural default must show cause for the
default and that he was prejudiced in order to obtain federal court review of his claim. Teague,
489 U.S. at 297-99; Wainwright, 433 U.S. at 87-88. Cause for a procedural default depends on
some “objective factor external to the defense” that interfered with the petitioner’s efforts to
comply with the procedural rule. Coleman, 501 U.S. at 752-53; Murray v. Carrier, 477 U.S.
478, 488 (1986).
A petitioner may avoid the procedural bar and the necessity of showing cause and
prejudice by demonstrating “that failure to consider the claims will result in a fundamental
miscarriage of justice.”
Coleman, 501 U.S. at 750.
The petitioner must show that “‘a
constitutional violation has probably resulted in the conviction of one who is actually innocent.’”
Schlup v. Delo, 513 U.S. 298, 327 (1995) (quoting Murray, 477 U.S. at 496). “To establish the
requisite probability, the petitioner must show that it is more likely than not that no reasonable
juror would have convicted him in the light of the new evidence.” Id.
A state court determination that a claim has been previously determined does not bar
federal review; rather, “it provides strong evidence that the claim has already been given strong
consideration by the state courts and thus is ripe for federal adjudication.” Cone v. Bell, 556 U.S.
449, 467 (2009). A federal court is required to scrutinize the application of state-court rules that
are invoked to bar a federal court from reviewing a habeas petitioner’s claim, id. at 1782 (citing
10
Lee v. Kemna, 534 U.S. 362, 375 (2002)), and, when a state court declines to find that a claim
has been waived by a petitioner’s alleged failure to comply with a procedural rule, a federal court
ordinarily will not second-guess that decision, id.
B.
Legal Standard for Merits Review
The standard for reviewing a habeas petitioner’s constitutional claims on the merits is
stated in § 2254(d). That section provides:
An application for a writ of habeas corpus on behalf of a person in custody pursuant to
the judgment of a State court shall not be granted with respect to any claim that was
adjudicated on the merits in State court proceedings unless the adjudication of the claim–
(1) resulted in a decision that was contrary to, or involved an unreasonable application of,
clearly established Federal law, as determined by the Supreme Court of the United
States;
or
(2) resulted in a decision that was based on an unreasonable determination of the facts in
light of the evidence presented in the State court proceeding.
This Court must determine whether the state court adjudications of the claims that were decided
on the merits were either “contrary to” or an “unreasonable application of” “clearly established”
federal law as determined by the United States Supreme Court. This Court must also consider
whether the state court decision with respect to each issue was based on an unreasonable
determination of the facts in light of the evidence presented in the state proceeding.
The United States Supreme Court has issued a series of decisions setting forth the
standards for applying § 2254(d)(1).1 In Williams v. Taylor, 529 U.S. 362, 404 (2000), the
Supreme Court emphasized that the “contrary to” and “unreasonable application of” clauses
1
By contrast, there is little case law addressing the standards for applying § 2254(d)(2).
11
should be accorded independent meaning. A state-court decision may be found to violate the
“contrary to” clause under two circumstances:
A state-court decision will certainly be contrary to our clearly established precedent if
the state court applies a rule that contradicts the governing law set forth in our cases. . . .
A state-court decision will also be contrary to this Court’s clearly established precedent if
the state court confronts a set of facts that are materially indistinguishable from a decision
of this Court and nevertheless arrives at a result different from our precedent.
Accordingly, in either of these two scenarios, a federal court will be unconstrained by
§ 2254(d)(1) because the state-court decision falls within that provision’s “contrary to”
clause.
Id. at 405-06 (citations omitted); see also Price v. Vincent, 538 U.S. 634, 640 (2003) (same);
Lockyer v. Andrade, 538 U.S. 63, 73 (2003) (same); Bell v. Cone, 535 U.S. 685, 694 (2002)
(same).2 The Supreme Court has emphasized the narrow scope of the “contrary to” clause,
explaining that “a run-of-the-mill state-court decision applying the correct legal rule from our
cases to the facts of a prisoner’s case would not fit comfortably within § 2254(d)(1)’s ‘contrary
to’ clause.” Williams, 529 U.S. at 406; see also id. at 407 (“If a federal habeas court can, under
the ‘contrary to’ clause, issue the writ whenever it concludes that the state court’s application of
clearly established federal law was incorrect, the ‘unreasonable application’ test becomes a
nullity.”).
A federal court may grant the writ under the “unreasonable application” clause “if the
state court correctly identifies the governing legal principle from [the Supreme Court’s]
decisions but unreasonably applies it to the facts of the particular case.” Cone, 535 U.S. at 694;
2
The Supreme Court has emphasized that this standard “does not require citation of our
cases—indeed, it does not even require awareness of our cases, so long as neither the reasoning
nor the result of the state-court decision contradicts them.” Early v. Packer, 537 U.S. 3, 8 (2002)
(per curiam).
12
see also Andrade, 538 U.S. at 75; Williams, 529 U.S. at 409.3 “[A]n unreasonable application of
federal law is different from an incorrect application of federal law.” Williams, 529 U.S. at 410.4
“[A] federal habeas court making the ‘unreasonable application’ inquiry should ask whether the
state court’s application of clearly established federal law was objectively unreasonable.” Id. at
409.5
Section 2254(d)(1) refers to “clearly established” federal law, “as determined by the
Supreme Court of the United States.” This provision “expressly limits the source of law to cases
3
Although the Supreme Court in Williams recognized, in dicta, the possibility that a statecourt decision could be found to violate the “unreasonable application” clause when “the state
court either unreasonably extends a legal principle from our precedent to a new context where it
should not apply or unreasonably refuses to extend that principle to a new context where it
should apply,” 529 U.S. at 407, the Court expressed a concern that “the classification does have
some problems of precision,” id. at 408. The Williams Court concluded that it was not necessary
“to decide how such ‘extension of legal principle’ cases should be treated under § 2254(d)(1),”
id. at 408-09, and, to date, the Supreme Court has not had occasion to revisit the issue. See
Williams v. Coyle, 260 F.3d 684, 699-700 (6th Cir. 2001).
4
See also Andrade, 538 U.S. at 75 (lower court erred by equating “objectively
unreasonable” with “clear error”; “These two standards, however, are not the same. The gloss of
clear error fails to give proper deference to state courts by conflating error (even clear error) with
unreasonableness.”); Woodford v. Visciotti, 537 U.S. 19, 25 (2002) (per curiam) (holding that the
lower court “did not observe this distinction [between an incorrect and an unreasonable
application of federal law], but ultimately substituted its own judgment for that of the state court,
in contravention of 28 U.S.C. § 2254(d).”); Cone, 535 U.S. at 698-99 (“For [a habeas petitioner]
to succeed . . . , he must do more than show that he would have satisfied Strickland’s test if his
claim were being analyzed in the first instance, because under § 2254(d)(1), it is not enough to
convince a federal habeas court that, in its independent judgment, the state-court decision applied
Strickland incorrectly.”); Williams, 529 U.S. at 411 (“Under § 2254(d)(1)’s ‘unreasonable
application’ clause, then, a federal habeas court may not issue the writ simply because that court
concludes in its independent judgment that the relevant state-court decision applied clearly
established federal law erroneously or incorrectly. Rather, that application must also be
unreasonable.”).
5
See also Brown v. Payton, 544 U.S. 133, 147 (2005) (“Even were we to assume the
‘“relevant state-court decision applied clearly established federal law erroneously or
incorrectly,”’ . . . there is no basis for further concluding that the application of our precedents
was ‘objectively unreasonable.’”) (citations omitted).
13
decided by the United States Supreme Court.” Harris v. Stovall, 212 F.3d 940, 944 (6th Cir.
2000). As the Sixth Circuit has explained:
This provision marks a significant change from the previous language by referring only
to law determined by the Supreme Court. A district court or court of appeals no longer
can look to lower federal court decisions in deciding whether the state decision is
contrary to, or an unreasonable application of, clearly established federal law.
Herbert v. Billy, 160 F.3d 1131, 1135 (6th Cir. 1999) (citing 17A C. WRIGHT, A. MILLER & E.
COOPER, FEDERAL PRACTICE AND PROCEDURE § 4261.1 (2d ed. Supp. 1998)); see also Harris,
212 F.3d at 944 (“It was error for the district court to rely on authority other than that of the
Supreme Court of the United States in its analysis under § 2254(d).”). Finally, in determining
whether a rule is “clearly established,” a habeas court is entitled to rely on “the holdings, as
opposed to the dicta, of [the Supreme] Court’s decisions as of the time of the relevant state-court
decision.” Williams, 529 U.S. at 412.
There is almost no case law about the standards for applying § 2254(d)(2), which permits
federal courts to grant writs of habeas corpus where the state court’s adjudication of a
petitioner’s claim “resulted in a decision that was based on an unreasonable determination of the
facts in light of the evidence presented in the State court proceeding.” In a decision applying this
standard, the Supreme Court observed that § 2254(d)(2) must be read in conjunction with
§ 2254(e)(1), which provides that a state court’s factual determinations are presumed to be
correct unless rebutted by clear and convincing evidence. Miller-El v. Dretke, 545 U.S. 231, 240
(2005).6 It appears that the Supreme Court has, in effect, incorporated the standards applicable
to the “unreasonable application” prong of § 2254(d)(1). Rice, 546 U.S. at 341-42 (“Reasonable
6
But cf. Wood, 558 U.S. at 293, 300-02 (declining to address the relationship between
§§ 2254(d)(2) and 2254(e)(1)); Rice v. Collins, 546 U.S. 333, 338-39 (2006) (recognizing that it
is unsettled whether there are some factual disputes where § 2254(e)(1) is inapplicable).
14
minds reviewing the record might disagree about the prosecutor’s credibility, but on habeas
review that does not suffice to supersede the trial court’s credibility determination.”); see also
Wood v. Allen, 130 S. Ct. 841, 850-51 (2010). That is consistent with the approach taken by the
Sixth Circuit, which stated in an unpublished decision, that
a federal habeas court may not grant habeas relief under § 2254(d)(2) simply because the
court disagrees with a state trial court’s factual determination. Such relief may only be
granted if the state court’s factual determination was “objectively unreasonable” in light
of the evidence presented in the state court proceedings. Moreover . . . , the state court’s
factual determinations are entitled to a presumption of correctness, which is rebuttable
only by clear and convincing evidence.
Young v. Hofbauer, 52 F. App’x 234, 236 (6th Cir. 2002) (citing § 2254(e)(1));7 see also
Matthews v. Ishee, 486 F.3d 883, 889 (6th Cir. 2007); Stanley v. Lazaroff, No. 01-4340, 2003
WL 22290187, at *9 (6th Cir. Oct. 3, 2003); Jackson v. Holland, No. 01-5720, 2003 WL
22000285, at *7 (6th Cir. Aug. 21, 2003) (“Though the Supreme Court has not yet interpreted the
‘unreasonable determination’ clause of § 2254(d)(2), based upon the reasoning in Williams, it
appears that a court may grant the writ if the state court’s decision is based on an objectively
unreasonable determination of the facts in light of the evidence presented during the state court
proceeding.”) (citing Torres v. Prunty, 223 F.3d 1103, 1107-08 (9th Cir. 2000)).
IV. ANALYSIS OF PETITIONER’S CLAIMS
A. The Sufficiency of the Evidence (Claim 1)
In his first claim for relief, Clark argues that the evidence is insufficient to support his
convictions for attempted aggravated burglary and aggravated burglary.
7
(D.E. 1 at 14.)
See also Sumner v. Mata, 449 U.S. 539, 546-47 (1981) (applying presumption of
correctness to factual determinations of state appellate courts).
15
Petitioner challenged the sufficiency of the evidence supporting his convictions on direct appeal
(D.E. 12-11 at 2), and the TCCA rejected these issues on the merits:
Where sufficiency of the convicting evidence is challenged, the relevant question for
the reviewing court is “whether, after viewing the evidence in the light most favorable to
the prosecution, any rational trier of fact could have found the essential elements of the
crime beyond a reasonable doubt.” Jackson v. Virginia, 443 U.S. 307, 319, 99 S. Ct.
2781, 2789, 61 L. Ed. 2d 560 (1979); see also Tenn. R. App. P. 13(e) (“Findings of guilt
in criminal actions whether by the trial court or jury shall be set aside if the evidence is
insufficient to support the findings by the trier of fact of guilt beyond a reasonable
doubt.”); State v. Evans, 838 S.W.2d 185, 190-92 (Tenn. 1992); State v. Anderson, 835
S.W.2d 600, 604 (Tenn. Crim. App. 1992).
All questions involving the credibility of witnesses, the weight and value to be given
the evidence, and all factual issues are resolved by the trier of fact. See State v. Pappas,
754 S.W.2d 620, 623 (Tenn. Crim. App. 1987). “A guilty verdict by the jury, approved
by the trial judge, accredits the testimony of the witnesses for the State and resolves all
conflicts in favor of the theory of the State.” State v. Grace, 493 S.W.2d 474, 476 (Tenn.
1973). Our supreme court stated the rationale for this rule:
This well-settled rule rests on a sound foundation. The trial judge and the jury see
the witnesses face to face, hear their testimony and observe their demeanor on the
stand. Thus the trial judge and jury are the primary instrumentality of justice to
determine the weight and credibility to be given to the testimony of witnesses. In
the trial forum alone is there human atmosphere and the totality of the evidence
cannot be reproduced with a written record in this Court.
Bolin v. State, 219 Tenn. 4, 11, 405 S.W.2d 768, 771 (1966) (citing Carroll v. State, 212
Tenn. 464, 370 S.W.2d 523 (1963)).
A jury conviction removes the presumption of innocence with which a defendant is
initially cloaked and replaces it with one of guilt, so that on appeal, a convicted defendant
has the burden of demonstrating that the evidence is insufficient. See State v. Tuggle, 639
S.W.2d 913, 914 (Tenn. 1982).
A person commits criminal attempt who, acting with the culpability otherwise
required for the offense:
(1) Intentionally engages in action or causes a result that would constitute an
offense, if the circumstances surrounding the conduct were as the person
believes them to be;
16
(2) Acts with intent to cause a result that is an element of the offense, and
believes the conduct will cause the result without further conduct on the
person’s part; or
(3) Acts with intent to complete a course of action or cause a result that would
constitute the offense, under the circumstances surrounding the conduct as the
person believes them to be, and the conduct constitutes a substantial step toward
the commission of the offense.
Tenn. Code Ann. § 39-12-101(a) (2006).
As relevant here, aggravated burglary is the entry of a habitation without the effective
consent of a property owner with intent to commit a felony, theft, or assault. See Tenn.
Code Ann. §§ 39-14-402(a)(1), -403(a) (2006). A habitation is any structure designed or
adapted for the overnight accommodation of persons. Id. § 39-14-401(1)(A). The intent
required for the offense of burglary may be established by circumstantial evidence.
Bollin v. State, 486 S.W.2d 293, 296 (Tenn. Crim. App. 1972). “In the absence of an
‘acceptable excuse,’ a jury may reasonably and legitimately infer that by breaking and
entering a building containing valuable property, a defendant intends to commit theft.”
State v. Ingram, 986 S.W.2d 598, 600 (Tenn. Crim. App. 1998) (citations omitted).
The defendant argues that the evidence was insufficient to support his convictions for
attempted aggravated burglary and aggravated burglary because the State offered no
proof that he intended to commit a theft when he broke the windows in the victims’
houses. Viewed in the light most favorable to the State, the proof at trial established that
the defendant broke a window in the front of Steve Russell’s house. Russell’s curtains
were draped over his desk as though someone had reached inside the house. The
defendant also broke two windows in Joseph Martinez’[s] house. When Martinez
encountered the defendant, part of his upper body was through the bedroom window, and
he was bleeding and holding a box cutter. As we have set out, in the absence of an
“acceptable excuse,” a jury may infer the intent to commit theft from the breaking and
entering of a building containing valuable property. As was its prerogative, the jury
chose not to accredit the defendant’s testimony that he was seeking assistance. The
evidence was sufficient to support the defendant’s convictions.
Clark, 2008 WL 3342992, at *5-6.
In Jackson v. Virginia, 443 U.S. 307, 324 (1979), the Supreme Court held that in a
challenge to a state criminal conviction brought under § 2254—if the settled procedural
prerequisites for such a claim have otherwise been satisfied—the applicant is entitled to habeas
corpus relief if it is found that upon the record evidence adduced at the trial no rational trier of
17
fact could have found proof beyond a reasonable doubt. This standard requires a federal district
court to examine the evidence in the light most favorable to the State. Id. at 324, 326 (“a federal
habeas corpus court faced with a record of conflicting facts that supports conflicting inferences
must presume—even if it does not affirmatively appears in the record—that the trier of fact
resolved any such conflicts in favor of the prosecution, and must defer to that resolution”).
In his petition, Clark argues that there was insufficient evidence of intent to commit a
theft after the breaking of the windows of either house. The Petition does not refer to the
standards for reviewing the merits of claims raised in petitions pursuant to § 2254 and, therefore,
it is not possible to tell whether he contends that the decision of the TCCA was contrary to
clearly established federal law. 28 U.S.C. § 2254(d)(1). This is “a run-of-the-mill state-court
decision applying the correct legal rule from [Jackson v. Virginia] to the facts of a prisoner’s
case,” and therefore, it “does not fit comfortably within § 2254(d)(1)’s ‘contrary to’ clause.”
Williams, 529 U.S. at 406.
It is not clear whether Clark contends that the decision of the TCCA was an unreasonable
application of Jackson. Although it is clear that he disagrees with the state-court decision, the
Petition does not analyze the particular deficiencies in the ruling in light of Jackson. Clark fails
to make any effort to demonstrate that the state-court decision was objectively unreasonable,
rather than merely incorrect. See id., 529 U.S. at 410. The TCCA applied the holding of
Jackson v. Virginia, the correct legal rule, to the evidence presented at trial—viewed in the light
most favorable to the State—which the jury chose to credit. See supra pp. 16-17. Clark
contends that the evidence was lacking to convict him for attempted aggravated burglary and
aggravated burglary, but the TCCA directly addressed both of these claims and found them to be
meritless. Id. The trial court instructed the jury on the elements of attempt and aggravated
18
burglary, as well as correctly explained that “[i]n the absence of an ‘acceptable excuse,’ a jury
may reasonably and legitimately infer that by breaking and entering a building containing
valuable property, a defendant intends to commit theft.” Id. Clark chose to take the stand to
present his version of the night in question, but the jury rejected it and found him guilty. Id.
The facts recounted by the TCCA are supported by the record and are sufficient to show
that Clark both attempted to commit aggravated burglary and committed aggravated burglary.
The evidence was ample for the jury to conclude that Clark intended to commit a theft when he
broke into both houses. This issue is without merit and is therefore DENIED.
B. The Sufficiency of the Indictment (Claim 2)
The inmate contends that the indictment for attempted aggravated burglary was defective
because it failed to state an essential element of the offense. (D.E. 1 at 14.) The State argues this
claim is barred by procedural default as the TCCA decided this issue on an adequate and
independent state ground. (D.E. 22 at 23.) The TCCA rejected this argument on direct appeal:
An indictment or presentment must inform the accused of “the nature and cause of the
accusation.” U.S. Const. amend. VI; Tenn. Const. art. I, § 9. In addition, Tennessee
Code Annotated section 40-13-202 requires that an indictment “state the facts
constituting the offense in ordinary and concise language, without prolixity or repetition,
in a manner so as to enable a person of common understanding to know what is intended
and with that degree of certainty which will enable the court, on conviction, to pronounce
the proper judgment.”
An indictment that achieves its “overriding purpose of notice to the accused will be
considered sufficient to satisfy both constitutional and statutory requirements.” State v.
Hammonds, 30 S.W.3d 294, 300 (Tenn. 2000). Our supreme court has held that an
indictment is sufficient to satisfy notice requirements if it “contains allegations that (1)
enable the accused to know the accusation to which answer is required; (2) furnish the
trial court an adequate basis for entry of a proper judgment; and (3) protect the accused
from a subsequent prosecution for the same offense.” Id. at 299 (citing State v. Hill, 954
S.W.2d 725, 727 (Tenn. 1997)).
The challenged indictment reads:
19
THE GRAND JURORS of Madison County, Tennessee, duly empaneled and
sworn, upon their oath, present that
Tommy Lee Clark
on or about June 23, 2006, in Madison County, Tennessee, and before the finding
of this indictment, did unlawfully and knowingly attempt to commit the criminal
offense of Aggravated Burglary, by going to the residence of STEVE RUSSELL
and attempting to enter the said residence by breaking the window glass, in
violation of T.C.A. § 39-14-403 and T.C.A. § 39-12-101, all of which is against
the peace and dignity of the State of Tennessee.
The defendant argues that the indictment is defective because it does not allege that
he entered Russell’s home with the intent to commit a theft. However, as the State
correctly argues, the defendant has waived this argument by not presenting it before trial.
At any time while a case is pending, a court may hear a claim that the indictment fails to
show jurisdiction in the court or charge an offense. Tenn. R. Crim. P. 12(b)(2)(B). All
other objections to the sufficiency of the indictment must be made prior to trial, or the
issue will be deemed waived. Tenn. R. Crim. P. 12(b)(2)(B), (f)(1); State v. Kennedy,
649 S.W.2d 275, 279 (Tenn. Crim. App. 1982), overruled on other grounds by State v.
Holt, 691 S.W.2d 520, 522 (Tenn. 1984). The defendant did not challenge the indictment
prior to trial and does not allege that it fails to show jurisdiction or charge an offense.
Accordingly, this issue is waived.
Even if we were to reach the merits of the issue, the defendant would not be entitled
to relief. The indictment lists the date and place of the offense, the act the defendant is
alleged to have committed, and the statutes the defendant is alleged to have violated.
This was sufficient to inform the defendant of the statute he was accused of violating,
allow the entry of a proper judgment, and protect the defendant from double jeopardy.
This assignment is without merit.
Clark, 2008 WL 3342992, at *6-7.
If a state court decides a claim on an independent and adequate state ground, such as a
procedural rule prohibiting the state court from reaching the merits of the constitutional claim,
the petitioner ordinarily is barred by procedural default from seeking federal habeas review. See
supra p. 8-10. The Sixth Circuit applies a four-part test to determine whether a habeas claim has
been procedurally defaulted due to a petitioner’s failure to comply with a state procedural rule:
20
First, the court must determine that there is a state procedural rule that is
applicable to the petitioner’s claim and that the petitioner failed to comply with
the rule. . . .
Second, the court must decide whether the state courts actually enforced
the state procedural sanction. . . .
Third, the court must decide whether the state procedural forfeiture is an
“adequate and independent” state ground on which the state can rely to foreclose
review of a federal constitutional claim. . . .
Once the court determines that a state procedural rule was not complied
with and that the rule was an adequate and independent state ground, then the
petitioner must demonstrate under Sykes that there was “cause” for him to not
follow the procedural rule and that he was actually prejudiced by the alleged
constitutional error.
Maupin v. Smith, 785 F.2d 135, 138 (6th Cir. 1985) (citations & footnote omitted); see also Van
Hook v. Bobby, 661 F.3d 264, 269 (6th Cir. 2011), cert. denied sub. nom. Van Hook v. Robinson,
132 S. Ct. 1917 (2012); Clinkscale v. Carter, 375 F.3d 430, 440–41 (6th Cir. 2004).
Clark did not challenge the indictment prior to trial nor did he allege in his direct appeal
that the trial court failed to show jurisdiction or charge an offense. The TCCA relied on
Tennessee Rules of Criminal Procedure 12(b)(2)(B) and 12(f)(1) in rejecting Petitioner’s
argument. Clark, 2008 WL 3342992, at *6. The version of Tennessee Rules of Criminal
Procedure 12(b)(2)(B) and (f)(1) in effect at the time of Petitioner’s direct appeal provided as
follows:
(b) Pretrial Motions.
(2) Motions That Must Be Made Before Trial. The following must be raised before trial:
(B) a motion alleging a defect in the indictment, presentment, or information—but at any
time while the case is pending, the court may hear a claim that the indictment,
presentment, or information fails to show jurisdiction in the court or to charge an
offense;
21
(f) Effect of Failure to Raise Defenses or Objections. Unless the court grants relief for
good cause, a party waives any defense, objection, or request by failing to comply with:
(1) rules requiring such matters to be raised pretrial. . . .
Thus, Tennessee has a procedural rule that requires alleged defects in the indictment to be raised
before trial. Petitioner failed to comply with that procedural rule as he did not raise the issue
pretrial. Therefore, the first Maupin factor has been satisfied. The second factor also has been
satisfied, as the TCCA enforced the procedural bar. Clark, 2008 WL 3342992, at *6-7.
The third requirement, that the state procedural rule must be an “adequate and
independent” state ground, focuses on “the legitimate state interests behind the procedural rule in
light of the federal interest in considering federal claims.” Maupin, 785 F.2d at 138; see also
Henry v. Mississippi, 379 U.S. 443, 447–48 (1965) (“[A] litigant’s procedural defaults in state
proceedings do not prevent vindication of his federal rights unless the State’s insistence on
compliance with its procedural rule serves a legitimate state interest. In every case we must
inquire whether the enforcement of a procedural forfeiture serves such a state interest. If it does
not, the state procedural rule ought not be permitted to bar vindication of important federal
rights.”). The adequacy of a state procedural rule “is itself a federal question.” Lee v. Kemna,
534 U.S. 362, 375 (2002). “Ordinarily, violation of ‘firmly established and regularly followed’
state rules . . . will be adequate to foreclose review of a federal claim.” Id. at 376. The Supreme
Court has held a procedural ground to be inadequate in “exceptional cases,” such as where the
application of a “generally sound rule” has been deemed “exorbitant.” Id.; see also Walker v.
Martin, 562 U.S. 307, 309 (2011) (a state procedural rule may be inadequate when a state court
“exercised its discretion in a surprising or unfair manner”).
22
A review of Tennessee cases demonstrates that the Tennessee procedural rules relied
upon by the TCCA in this case are firmly established. See, e.g., Aden v. Jones, No. W201401977-CCA-3-HC, 2015 WL 3881247, at *2 (Tenn. Crim. App. June 24, 2015); State v. Smith,
No. M2014-01172-CCA-R3-CD, 2015 WL 3550106, at *3 (Tenn. Crim. App. Apr. 21, 2015);
State v. Blankenship, No. E2011-01550-CCA-R3-CD, 2012 WL 5356288, at *7 (Tenn. Crim.
App. Oct. 31, 2012). Accordingly, the third Maupin factor has been satisfied.
The fourth Maupin factor has also been met. The TCCA determined that even if it were to
reach the merits of the issue, the indictment would not have been found to be defective. Clark,
2008 WL 3342992, at *7. In this proceeding, Petitioner failed to acknowledge the default of this
issue and made no attempt to establish cause or prejudice. (D.E. 1 at 14.) This issue is barred by
procedural default due to Clark’s failure to object to the indictment pretrial and is therefore
DENIED.
C. Trial Court’s Jury Instruction (Claim 3)
Petitioner contends that the trial court erred in holding that a box cutter is a deadly weapon
within the confines of the applicable statute. (D.E. 1 at 15.) The State argues this issue is barred
by procedural default, fails to state a cognizable claim for habeas relief, and is meritless. (D.E.
22 at 23.) On direct appeal, the TCCA rejected Clark’s argument:
Tennessee Code Annotated § 39-17-1307 states:
(a)(1) A person commits an offense who carries with the intent to go armed a
firearm, a knife with a blade length exceeding four inches (4″), or a club.
(2)(A) The first violation of subdivision (a)(1) is a Class C misdemeanor, and, in
addition to possible imprisonment as provided by law, may be punished by a fine
not to exceed five hundred dollars ($500).
(B) A second or subsequent violation of subdivision (a)(1) is a Class B
misdemeanor.
23
(C) A violation of subdivision (a)(1) is a Class A misdemeanor if the person’s
carrying of a handgun occurred at a place open to the public where one (1) or
more persons were present.
(b)(1) A person commits an offense who possesses a handgun and:
(A) Has been convicted of a felony involving the use or attempted use of force,
violence or a deadly weapon; or
(B) Has been convicted of a felony drug offense.
(2) An offense under subdivision (b)(1) is a Class E felony.
(c)(1) A person commits an offense who possesses a deadly weapon other than a
firearm with the intent to employ it during the commission of, attempt to commit,
or escape from a dangerous offense as defined in § 39-17-1324.
(2) A person commits an offense who possesses any deadly weapon with the
intent to employ it during the commission of, attempt to commit, or escape from
any offense not defined as a dangerous offense by § 39-17-1324.
(3) A violation of this subsection (c) is a Class E felony.
As we understand, the defendant argues that he was convicted of violating section
39-17-1307(a)(1). He contends that the trial court improperly instructed the jury that “a
deadly weapon means a firearm or anything manifestly designed, made or adapted for the
purpose of inflicting death or serious bodily injury; or anything that in the manner of its
use or intended use is capable of causing death or serious bodily injury.” He asserts that
the trial court instead should have instructed the jury that the box cutter’s blade length
must exceed four inches for it to be considered a deadly weapon.
The State correctly argues, however, that the defendant was convicted of violating
section 39-17-1307(c)(1). The judgment form states that the offense of conviction is
“POSS WEAPON W/INTENT TO EMPLOY IN OFFENSE” and the statute violated is
“39-17-1307(C).” As such, the trial court’s instruction to the jury regarding the definition
of the phrase “deadly weapon” was correct. See Tenn. Code Ann. § 39-11-106(a)(5)
(2006). Moreover, this court has held that a box cutter is a “deadly weapon” as that term
is defined in section 39-11-106. State v. John Liddell, No. W2005-00780-CCA-R3-CD,
2006 WL 2872473, at *4 (Tenn. Crim. App. Oct. 9, 2006). We find no error in the trial
court’s instruction to the jury.
Clark, 2008 WL 3342992, at *7.
24
Although Clark argues that allowing the conviction of Count Three to stand violates the
Fifth, Sixth, and Fourteenth Amendments to the United States Constitution, the actual basis of
his argument is that a box cutter does not meet the statutory criteria. Error in the application of
state law is not an appropriate issue in a federal habeas proceeding. Estelle v. McGuire, 502 U.S.
62, 67-68 (1991) (“it is not the province of a federal habeas court to reexamine state-court
determinations on state-law questions”); Pulley v. Harris, 465 U.S. 37, 41 (1984) (“A federal
court may not issue the writ on the basis of a perceived error of state law.”). Because this issue
involves the interpretation of a Tennessee statute, this issue is not cognizable in a § 2254
petition. Therefore, Claim 3 is DENIED.
D. Trial Court’s Consecutive Sentencing Decision (Claim 4)
Petitioner insists that the trial court’s order of consecutive sentencing is a violation of the
federal prohibition on cruel and unusual punishment. (D.E. 1 at 16.) The State contends that this
issue is barred by procedural default, fails to state a cognizable claim, and is meritless. (D.E. 22
at 26.) On direct appeal, Clark challenged the decision of imposing a consecutive sentence,
which the TCCA rejected:
When an accused challenges the length, range, or manner of service of a sentence, it
is the duty of this court to conduct a de novo review on the record with a presumption that
“the determinations made by the court from which the appeal is taken are correct.” Tenn.
Code Ann. § 40-35-401(d) (2003). This presumption is “conditioned upon the
affirmative showing in the record that the trial court considered the sentencing principles
and all relevant facts and circumstances.” State v. Ashby, 823 S.W.2d 166, 169 (Tenn.
1991). The presumption does not apply to the legal conclusions reached by the trial court
in sentencing the accused or to the determinations made by the trial court which are
predicated upon uncontroverted facts. State v. Butler, 900 S.W.2d 305, 311 (Tenn. Crim.
App. 1994); State v. Smith, 891 S.W.2d 922, 929 (Tenn. Crim. App. 1994); State v.
Bonestel, 871 S.W.2d 163, 166 (Tenn. Crim. App. 1993), overruled on other grounds by
State v. Hooper, 29 S.W.3d 1, 9 (Tenn. 2000). However, this court is required to give
great weight to the trial court’s determination of controverted facts as the trial court’s
determination of these facts is predicated upon the witnesses’ demeanor and appearance
when testifying.
25
In conducting a de novo review of a sentence, this court must consider (a) any
evidence received at the trial and/or sentencing hearing, (b) the presentence report, (c) the
principles of sentencing, (d) the arguments of counsel relative to sentencing alternatives,
(e) the nature and characteristics of the offense, (f) any mitigating or enhancement
factors, (g) any statements made by the accused in his own behalf, and (h) the accused’s
potential or lack of potential for rehabilitation or treatment. Tenn. Code Ann.
§§ 40-35-103, -210 (2003); State v. Taylor, 63 S.W.3d 400, 411 (Tenn. Crim. App.
2001). Enhancement factors may be considered only if they are “appropriate for the
offense,” and “not themselves essential elements of the offense.” Tenn. Code Ann.
§ 40-35-114 (2003).
The party challenging the sentence imposed by the trial court has the burden of
establishing that the sentence is erroneous. Tenn. Code Ann. § 40-35-401, Sentencing
Commission Cmts.; Ashby, 823 S.W.2d at 169. In this case, the defendant has the burden
of illustrating the sentence imposed by the trial court is erroneous. If our review reflects
that the trial court, following the statutory sentencing procedure, imposed a lawful
sentence, after having given due consideration and proper weight to the factors and
principles set out under the sentencing law and made findings of fact that are adequately
supported by the record, then we may not modify the sentence even if we would have
preferred a different result. State v. Fletcher, 805 S.W.2d 785, 789 (Tenn. Crim. App.
1991).
A trial court, in its sound discretion, may impose consecutive sentencing in
accordance with Tennessee Code Annotated section 40-35-115, if it finds any of the
following criteria:
(1) The defendant is a professional criminal who has knowingly devoted such
defendant’s life to criminal acts as a major source of livelihood;
(2) The defendant is an offender whose record of criminal activity is extensive;
(3) The defendant is a dangerous mentally abnormal
competent psychiatrist who concludes as a result of
sentencing that the defendant's criminal conduct has
pattern of repetitive or compulsive behavior with
consequences;
person as declared by a
an investigation prior to
been characterized by a
heedless indifference to
(4) The defendant is a dangerous offender whose behavior indicates little or no
regard for human life, and no hesitation about committing a crime in which the
risk to human life is high;
(5) The defendant is convicted of two (2) or more statutory offenses involving
sexual abuse of a minor with consideration of the aggravating circumstances
arising from the relationship between the defendant and victim or victims, the
26
time span of defendant’s undetected sexual activity, the nature and scope of the
sexual acts and the extent of the residual, physical and mental damage to the
victim or victims;
(6) The defendant is sentenced for an offense committed while on probation; or
(7) The defendant is sentenced for criminal contempt.
Tenn. Code Ann. § 40-35-115(b) (2006). These criteria are stated in the alternative;
therefore, only one need exist to support the appropriateness of consecutive sentencing.
The defendant argues that the trial court erred in imposing consecutive sentencing
because “[t]his sentence is extreme given the facts of this case.” He asserts that because
he broke two windows, caused less than $200 worth of damage, and did not take any
property or injure the victims, consecutive sentencing was inappropriate. The State
responds that the record supports the imposition of consecutive sentencing.
In ordering that the defendant’s sentences be served consecutively, the trial court
noted the “repeated conduct of this [d]efendant and his failure to conform to the laws”
and stated “he keeps coming back and coming back, the record speaks for itself.” We
understand this as a finding that the defendant is an offender whose record of criminal
activity is extensive. See Tenn. Code Ann. § 40-35-115(b)(2). The record supports this
finding. The defendant’s presentence report reflects nine felony and twenty-eight
misdemeanor convictions, including four prior convictions for burglary. At the
sentencing hearing, the State introduced certified copies of the judgments of conviction
for thirty-two of these offenses. This proof was sufficient to justify the imposition of
consecutive sentencing.
Clark, 2008 WL 3342992, at *8-9.
In his brief on direct appeal, Clark argued that the consecutive sentencing was improper
because it failed to meet the state statutory criteria; he did not employ any federal constitutional
analysis or arguments. (D.E. 12-9 at 20-21.) Typically, the exhaustion requirement is fulfilled
after a petitioner fairly presents all of his claims to the highest court in the state in which he was
convicted, thus giving the state a full and fair opportunity to rule on the claims before he seeks
relief in federal court. O’Sullivan, 526 U.S. at 842; Wilson v. Mitchell, 498 F.3d 491, 498 (6th
Cir. 2007). Both the factual and legal basis for the claim must have been presented to the state
courts in order to be considered “fully presented.” Fulcher v. Motley, 444 F.3d 791, 798 (6th
27
Cir. 2006). The petitioner must present to the federal court “the same claim under the same
theory” that he presented to the state courts. Wagner v. Smith, 581 F.3d 410, 418 (6th Cir. 2009).
The Sixth Circuit has identified four actions that a petitioner can take that are deemed to be
significant in determining whether he has properly presented that claim:
(1) reliance upon federal cases employing constitutional analysis; (2) reliance upon state
cases employing federal constitutional analysis; (3) phrasing the claim in terms of
constitutional law or in terms sufficiently particular to allege a denial of a specific
constitutional right; or (4) alleging facts well within the mainstream of constitutional law.
Whiting v. Burt, 395 F.3d 602, 612 (6th Cir. 2005) (internal citations omitted); see also William
v. Anderson, 460 F.3d 789, 806 (6th Cir. 2006); Blackmon v. Broker, 394 F.3d 399, 400 (6th Cir.
2004). If a petitioner specifically cites to constitutional provisions, he has fairly presented the
claim even if he relies upon the wrong cases. Fulcher, 444 F.3d at 798.
In the instant matter, the inmate failed to exhaust his remedies because he did not fully
present his claims in state court. On direct appeal, Petitioner’s argument against a consecutive
sentence was based solely on state legal grounds. Clark made no federal claim, no federal
argument, and cited no federal cases. As such, he did not fully present this claim to the state
courts and did not exhaust his remedies. Additionally, Clark has not made a showing of cause
and prejudice as to why this claim should not be denied. Therefore, because Petitioner did not
fully exhaust his remedies on Claim 4, the issue is DENIED.
E. Ineffective Assistance of Counsel (Claims 5 and 6)
Petitioner contends that trial counsel was ineffective for both failing to object to a statement
made by the assistant district attorney during the cross examination of Petitioner and for failing
to investigate his mental status at the time of the offense. (D.E. 1 at 16-17.) The State argues
both of these claims are barred by procedural default. (D.E. 22 at 28-29.) In appealing the
28
denial of his post-conviction relief, Clark argued these two issues in his brief to the TCCA.
Clark v. State, No. 2009-01613-CCA-R3-PC, 2010 WL 1610532, at *2 (Tenn. Crim. App. Apr.
21, 2010). The court affirmed the denial of his petition for post-conviction relief, holding:
In a timely appeal to this court, the petitioner argues that trial counsel provided
ineffective assistance by failing to object to the prosecutor’s “highly prejudicial
statements with no factual or evidentiary foundation” and by failing to investigate or
evaluate the petitioner’s mental status at the time of the offenses. The State responds by
arguing that the petitioner has waived appellate review by his failure to include his claims
in his post-conviction petition. The State further argues that the petitioner failed to meet
his burden of showing that counsel was deficient in his representation or that he was
prejudiced as a result. We agree with the State.
“Ineffective assistance of counsel is generally a single ground for relief under the
post-conviction statute” although it “may be proved by multiple acts or omissions.”
Thompson v. State, 958 S.W.2d 156, 161 (Tenn. Crim. App. 1997) (citations and internal
quotation marks omitted). “Thus, all factual allegations must be presented in one claim.”
Erika Louise Bunkley Patrick v. State, No. W2004–02217–CCA–R3–PC, 2006 WL
211824, at *10 (Tenn. Crim. App. Jan. 24, 2006) (citing Tenn. Code Ann.
§ 40-30-106(d)). A petitioner may not, therefore, “relitigate a claim of ineffective
assistance of counsel ‘by presenting new and different factual allegations’ on appeal.” Id.
(quoting Thompson, 958 S.W.2d at 161). Because the petitioner’s issues on appeal
involve completely new and different allegations from those contained in his pro se or
amended petitions, we agree with the State that the issues are waived.
We further agree with the State that, even if not waived, the petitioner would not be
entitled to post-conviction relief on the basis of these claims. The post-conviction
petitioner bears the burden of proving his allegations by clear and convincing evidence.
See Tenn. Code Ann. § 40-30-110(f) (2006). To establish a claim of ineffective
assistance of counsel, he has the burden to show both that trial counsel’s performance
was deficient and that counsel’s deficient performance prejudiced the outcome of the
proceeding. Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 2064, 80 L.
Ed. 2d 674 (1984).
The petitioner has not met his burden with respect to either of the allegations of
ineffective assistance raised in this appeal. His vague testimony about being disabled due
to a stroke that affected his hand does not establish either that counsel was deficient for
failing to request a mental evaluation or that the petitioner was prejudiced as a result.
Similarly, the petitioner has also failed to establish either deficient performance or
resulting prejudice to his case due to counsel’s failure to object to the prosecutor’s
questions about his drug use, an issue that was first raised by a witness that the petitioner
insisted that counsel call in his defense.
29
Id. at *2-3.
If a state court decides a claim on an independent and adequate state ground, such as a
procedural rule prohibiting the state court from reaching the merits of the constitutional claim,
the petitioner ordinarily is barred by procedural default from seeking federal habeas review. See
supra p. 8-10, 20-23. Clark made these two ineffective assistance of counsel claims for the first
time in his appeal of the denial of his post-conviction relief to the TCCA. The court relied on
established law, which holds that “all factual allegations must be presented in one claim,” and a
petitioner may not then “relitigate a claim of ineffective assistance of counsel ‘by presenting new
and different factual allegations’ on appeal.” Erika Louise Bunkley Patrick, 2006 WL 211824, at
*10. Thus, Tennessee has a procedural requirement that requires all allegations of ineffective
assistance of counsel to be presented in the original petition for post-conviction relief to the trial
court; failure to do so will bar a petitioner from raising the issue(s) on appeal. Therefore, the
first Maupin factor has been satisfied. The second Maupin factor has also been satisfied, as the
TCCA enforced the procedural bar. Clark, 2010 WL 1610532, at *2-3.
A review of Tennessee cases demonstrates that the Tennessee procedural rule relied on
by the TCCA in this case is firmly established. See, e.g., Porreca v. State, No. W2013-02443CCA-R3-PC, 2015 WL 128037, at *1 (Tenn. Crim. App. Jan. 8, 2015), perm. app. denied (Tenn.
May 18, 2015); Patrick v. State, No. W2004-02217-CCA-R3-PC, 2006 WL 211824, at *10
(Tenn. Crim. App. Jan. 24, 2006); Roger Clayton Davis v. State, No. 03C01-9908-CR-00076,
2000 WL 21307, at *3 (Tenn. Crim. App. Jan. 14, 2000), perm. app. denied (Tenn. Sept. 5,
2000); Thompson, 958 S.W.2d at 161. Therefore, the third Maupin factor has been satisfied.
The fourth Maupin factor has also been met. The TCCA determined that even had Clark
not waived the issues, he would not be entitled to post-conviction relief. Clark, 2010 WL
30
1610532, at *3. The court found that Petitioner failed to carry his burden of proving ineffective
assistance of counsel by clear and convincing evidence on both issues of deficient performance
and prejudice. Id. In this proceeding, Clark failed to acknowledge the default of this issue and
made no attempt to establish cause or prejudice. Thus, Claims 5 and 6 are barred by procedural
default and are DENIED.
F. Trial Court’s Amendment of the Judgement for the Aggravated Burglary Conviction
(Claim 7)
Petitioner argues that when the trial court amended his offender status for the judgment on
his aggravated burglary conviction, thus increasing the original sentence, the amended judgment
was void because the court lacked jurisdiction. (D.E. 1 at 18.) The State contends that Clark
fails to state a cognizable basis for habeas relief. (D.E. 22 at 31.) Error in the application of
state law is not an appropriate issue in a federal habeas proceeding. Estelle, 502 U.S. at 67-68
(“it is not the province of a federal habeas court to reexamine state-court determinations on statelaw questions”); Pulley, 465 U.S. 37, 41 (1984) (“A federal court may not issue the writ on the
basis of a perceived error of state law.”). Because this issue is premised on a state jurisdictional
issue, it is not cognizable in a § 2254 petition. Therefore, Claim 7 is DENIED.
G. Dismissal of Issue 8 and 9 from Petitioner’s State Court Writ of Certiorari (Claims 8 and
9)
Petitioner contends that the denial of his writ of certiorari that he filed in the Circuit Court for
Madison County, Tennessee, in which he contended Claims 8 and 9 of his habeas petition,
violated the Due Process Clause. (D.E. 15 at 3.) The State argues that these claims are barred by
procedural default, fail to state a cognizable basis for relief, and are meritless. (D.E. 22 at 3233.) The TCCA affirmed the denial of the writ of certiorari, reasoning:
31
On December 12, 2011, the Appellant filed a petition for writ of certiorari in the same
court where he was originally tried and convicted of the offenses. The Appellant argued
that at trial, the trial court failed to familiarize itself with the facts of the case and failed
to instruct the jury properly regarding the elements of the offenses for which he was
charged. On December 16, 2011, the trial court entered an order denying the petition.
On April 18, 2012, the Appellant filed this notice of appeal.
The Appellant failed to file a notice of appeal within thirty days after the date of entry
of the trial court’s order as required in Rule 4(a) of the Tennessee Rules of Appellate
Procedure. In criminal cases, however, the notice of appeal “is not jurisdictional and the
filing of such document may be waived in the interest of justice.” T.R.A.P. 4(a). In
determining whether [to] the grant waiver of an untimely notice of appeal, this Court
shall consider “the nature of the issues for review, the reasons for the delay in seeking
relief, and other relevant factors presented in each case.” John R. Green v. State, No.
W2011-01637-CCA-R3-PC, 2012 Tenn. Crim. App. LEXIS 416, at *14 (Tenn. Crim.
App., at Jackson, June 19, 2012) (citations omitted).
The Appellant contends that his notice of appeal was untimely because he did not
receive notice of the trial court’s December 16, 2011 order until April 13, 2012. Based
upon our review of the nature of the issues for review, however, we conclude that waiver
of the untimely notice of appeal is not warranted. The Appellant’s claim that the trial
court erred in denying his petition for writ of certiorari is without merit. A writ of
certiorari may only be granted when an inferior tribunal has exceeded its jurisdiction or
acted illegally. T.C.A. § 27-8-101. The Appellant did not file a petition in a superior
court but applied to the Madison County Circuit Court to review a judgment it had
previously issued. The Appellant may not invoke a writ of certiorari to secure the trial
court’s review of its own judgment. See Mack Transou v. State, No. W2010-01378CCA-R3-CO, 2011 Tenn. Crim. App. LEXIS 393, at *8 (Tenn. Crim. App., at Jackson,
June 1, 2011), perm. app. denied (Tenn. Aug. 25, 2011); State v. John H. Parker, No.
W2004-00911-CCA-R3-CO- 2005 Tenn. Crim. App. LEXIS 345, at *10 (Tenn. Crim.
App., at Jackson, Apr. 13, 2005), perm. app. denied (Tenn. Oct. 3, 2005).
We conclude that the interest of justice does not support a waiver of the thirty-day
time limit for filing a notice of appeal. IT IS, THEREFORE, ORDERED that the appeal
is DISMISSED.
Clark, W2012-00773-CCA-R3-CO, at *1-2.
If a state court decides a claim on an independent and adequate state ground, such as a
procedural rule prohibiting the state court from reaching the merits of the constitutional claim,
the petitioner ordinarily is barred by procedural default from seeking federal habeas review. See
supra p. 8-10, 20-23, 30-31. Clark filed a writ of certiorari in an inappropriate court—namely
32
the court that tried and sentenced him—and allowed the proper time to appeal lapse. An
appellant has thirty days to file notice of appeal after the date of entry of the trial court’s order.
Tenn. R. App. P. 4(a). The version Rule of 4(a) in effect at the time of Petitioner’s writ of
certiorari provided as follows:
(a) Generally. In an appeal as of right to the Supreme Court, Court of Appeals or Court
of Criminal Appeals, the notice of appeal required by Rule 3 shall be filed with and
received by the clerk of the trial court within 30 days after the date of entry of the
judgment appealed from; however, in all criminal cases the “notice of appeal” document
is not jurisdictional and the filing of such document may be waived in the interest of
justice. The appropriate appellate court shall be the court that determines whether such a
waiver is in the interest of justice. Any party may serve notice of entry of an appealable
judgment in the manner provided in Rule 20 for the service of papers.
Thus, Tennessee has a procedural rule that requires notices of appeal to be filed within thirty
days after the date of entry of the judgment. Clark failed to comply with that procedural rule
because roughly four months passed before he filed a notice of his appeal. Therefore, the first
Maupin factor has been satisfied. The second Maupin factor has also been met, as the court
enforced the procedural bar. Clark, W2012-00773-CCA-R3-CO, at *1-2.
A review of Tennessee cases demonstrates that the Tennessee procedural rule relied on
by the TCCA in this case is firmly established. See, e.g., Wilkerson v. State, No. M2015-00420CCA-R3-PC, 2015 WL 5240043, at *2 (Tenn. Crim. App. Sept. 8, 2015); State v. Robinette, No.
E2014-01688-CCA-R3-CD, 2015 WL 4745065, at *2 (Tenn. Crim. App. Aug. 11, 2015); State
v. Willingham, No. W2014-01539-CCA-R3-CD, 2015 WL 4381583, at *2 (Tenn. Crim. App.
July 17, 2015); State v. Sanders, No. W2014-01455-CCA-R3-CD, 2015 WL 3990707, at *3-4
(Tenn. Crim. App. July 1, 2015); State v. Torres, No. M2013-00765-CCA-R3-CD, 2014 WL
4113112 , at *5-6 (Tenn. Crim. App. Aug. 21, 2014); Simerly v. State, No. E2012-00060-CCA-
33
R3-PC, 2013 WL 2326883, at *6 (Tenn. Crim. App. May 29, 2013). Therefore, the third Maupin
factor has been satisfied.
The fourth Maupin factor has also been fulfilled. The TCCA determined that Clark failed
to establish an interest of justice sufficient to excuse the waiver. In this proceeding, he did not
acknowledge the default of this issue and made no attempt to establish cause or prejudice. This
issue is barred by procedural default due to Petitioner’s failure to properly appeal the issues.
Thus, Claims 8 and 9 are DENIED.
V. APPELLATE ISSUES
There is no absolute entitlement to appeal a district court’s denial of a § 2254 petition.
Miller-El v. Cockrell, 537 U.S. 322, 335 (2003); Bradley v. Birkett, 156 F. App’x 771, 772 (6th
Cir. 2005). The Court must issue or deny a certificate of appealability (“COA”) when it enters a
final order adverse to a § 2254 petitioner. Rule 11, Section 2254 Rules. A petitioner may not
take an appeal unless a circuit or district judge issues a COA. 28 U.S.C. § 2253(c)(1); Fed. R.
App. P. 22(b)(1).
A COA may be issued only if the petitioner has made a substantial showing of the denial
of a constitutional right, and it must indicate the specific issue or issues that satisfy the required
showing. 28 U.S.C. §§ 2253(c)(2)-(3). A “substantial showing” is made when the petitioner
demonstrates that “reasonable jurists could debate whether (or, for that matter, agree that) the
petition should have been resolved in a different manner or that the issues presented were
‘adequate to deserve encouragement to proceed further.’” Miller-El, 537 U.S. at 336 (citing
Slack v. McDaniel, 529 U.S. 473, 484 (2000)); Henley v. Bell, 308 F. App’x 989, 990 (6th Cir.
2009) (per curiam). A COA does not require a showing that the appeal will succeed, Miller-El,
537 U.S. at 337; Caldwell v. Lewis, 414 F. App’x 809, 814-15 (6th Cir. 2011), however, courts
34
should not issue a COA as a matter of course. Bradley, 156 F. App’x at 773 (quoting Slack, 537
U.S. at 337).
In this case, there can be no question that the claims in the Petition are noncognizable,
barred by procedural default, and without merit. Because any appeal by Petitioner on the issues
raised does not deserve attention, the Court DENIES a certificate of appealability.
In this case for the same reasons it denies a certificate of appealability, the Court
determines that any appeal would not be taken in good faith. It is therefore CERTIFIED,
pursuant to Fed. R. App. P. 24(a), that any appeal in this matter would not be taken in good faith,
and leave to appeal in forma pauperis is DENIED.8
VI. CONCLUSION
Based on the foregoing authorities and reasoning, the Court DENIES Clark’s Petition for
Habeas Corpus.
IT IS SO ORDERED this 28th day of September 2015.
s/ J. DANIEL BREEN
CHIEF UNITED STATES DISTRICT JUDGE
8
If Petitioner files a notice of appeal, he must pay the full $505 appellate filing fee or file
a motion to proceed in forma pauperis and supporting affidavit in the Sixth Circuit Court of
Appeals within thirty days of the date of entry of this order. See Fed. R. App. P. 24(a)(5).
35
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