J.M. et al v. Weakley County Board of Education
Filing
37
ORDER. Signed by Chief Judge J. Daniel Breen on 3/13/15. (Breen, J.)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF TENNESSEE
EASTERN DIVISION
H.M., individually, and by and through
J.M., natural parent and guardian of H.M.,
Plaintiffs,
v.
No. 13-1060
WEAKLEY COUNTY BOARD OF
EDUCATION,
Defendant.
_____________________________________________________________________________
ORDER
_____________________________________________________________________________
INTRODUCTION AND PROCEDURAL BACKGROUND
On October 21, 2008, the Defendant in this case, Weakley County Board of Education (the
"Board"), brought an action against the Plaintiffs herein, H.M., individually and by and through
J.M., natural parent and guardian of H.M., pursuant to the Individuals with Disabilities Education
Act, 20 U.S.C. § 1400, et seq. ("IDEA"), appealing the decision of Administrative Law Judge
("ALJ") William Jay Reynolds entered on September 22, 2008. (W.D. Tenn, No. 1:08-cv-01254JDB-cgc ("Case No. 08-1254").) Judge Reynolds found that, based on procedural errors by the
Board, J.M. was entitled under the IDEA to reimbursement of certain tuition fees and related costs.
In an order entered March 28, 2012, this Court remanded the matter to the ALJ for the purpose of
determining whether H.M. suffered from an "emotional disturbance" under the statute. (Case No.
08-1254, D.E. 154.)
On remand, the case was assigned to ALJ Kim Summers,1 who issued an order on December
19, 2012 finding that H.M. was not emotionally disturbed and, therefore, not a child with a disability
under the IDEA. The instant suit is an appeal of Judge Summers' decision, pursuant to the IDEA
as well as § 504 of the Rehabilitation Act of 1973, as amended, 29 U.S.C. § 794 ("Section 504") and
34 C.F.R. § 104.4, and the Americans with Disabilities Act of 1990, 42 U.S.C. § 12101, et seq.
("ADA") and 28 C.F.R. § 35.130. The parties have agreed that this case would be decided on the
briefs.
FINDINGS OF FACT2
H.M. was born on February 1, 1989 in Murray, Kentucky and attended Weakley County
Schools ("WCS") from kindergarten through high school. At the age of nine, unbeknownst to her
parents, she was sexually assaulted by an adult. Her grandfather also died around that time.
Thereafter, her grades declined and one of her teachers suggested she might have emotional
problems. The teacher referred H.M.'s parents to Dr. Carla L. Farr, a counselor in nearby Paducah,
Kentucky. H.M. told the counselor what had happened to her and the perpetrator was arrested. At
the preliminary hearing, H.M. was called to testify but instead fled the room in tears. Her parents
divorced when she was twelve years old, after which she lived with her father. Her mother
remarried the following year. Dr. Farr's working diagnosis of H.M. was Axis I3: post traumatic
1
Judge Reynolds was terminated from his position as an ALJ by the Tennessee Secretary
of State in 2009. Accordingly, he was without authority to hear the case on remand.
2
The facts set forth herein are essentially the same as those enumerated by the Court in its
March 28, 2012 order in Case No. 08-1254. No additional evidence was taken on remand.
3
DSM-IV utilizes an axial system of diagnosis. "Axis I consists of clinical syndromes;
Axis II is personality disorders and mental retardation; Axis IV is psychosocial and
environmental problems or stressors in life and Axis V is the Global Assessment of Functioning .
. ., a general numeric estimate of how well a person is functioning." Webb v. TECO Barge Line,
2
stress disorder ("PTSD"), parent child relational problem; Axis IV: family conflict, school
environment; sexual abuse issues and Axis V: moderate to severe. Dr. Farr saw H.M. from October
25, 2001 through May 28, 2003. Thereafter, it was Dr. Farr's understanding that J.M. would seek
help for his daughter as deemed necessary closer to his home. According to J.M., she seemed to "do
okay" in middle school.
H.M. began high school at Dresden High School in Dresden, Tennessee. Her father recalled
that her grades fluctuated. She was seeing a counselor but was not on medication. According to
H.M., she skipped school while at Dresden because she did not like it. In February of her freshman
year, she was sexually assaulted by the stepfather of a friend. The man was prosecuted and sent to
prison. When H.M. returned to school, she was harassed by the friend and eventually placed in
Weakley County's nonpunitive KEEP HOPING program. Although H.M. appeared to be under less
stress in the program and felt comfortable there, J.M. objected to the placement for several reasons,
including the lack of any repercussions with respect to the other girl, the instigator in his opinion,
and the presence of "negative people" to whom his daughter might be drawn. He requested and
obtained a transfer to Westview High School in Martin, Tennessee.
While she was at Westview, H.M. called the Weakley County Alternative School stating she
was the aunt of a male student and asked to speak with him. A few days later, another call for the
same male student was made, this time by an individual identifying herself as Bobbie Doer, a crisis
worker. After two more calls to the student, ostensibly from Doer, officials at the alternative school
suspected the caller was actually H.M. Alternative school director Joyce Hale contacted Westview,
Inc., No. 07-514-DRH, 2012 WL 780851, at *25 (S.D. Ill. Mar. 7, 2012), app. dismissed (7th
Cir. July 10, 2012).
3
asked if H.M. was at school and explained the situation. It was determined that H.M. was at school
and that she had made the calls from a cellphone to which she gained access by citing a family
emergency. During one of the calls, H.M. and the male student made plans to meet at her father's
rental home. When J.M. arrived at the residence, he discovered his daughter and the male inside.
In October 2004, shortly before fall break, J.M. discovered H.M. skipping school with the
same boy again and this time had him arrested. He also had H.M. taken before the juvenile judge
for truancy. H.M. stated in her deposition that she was angry at her father during this time.
According to J.M., there was another student at Westview who had transferred from Dresden High
School and who reminded his daughter of the assault. He stated in the due process hearing that she
would come home from school in tears, lock herself in her room and refuse to talk. He took her to
Carey Counseling Center, Inc. in Union City, Tennessee for evaluation on October 5, 2004. The
psychiatric evaluation indicated a long history of depression, nightmares, flashbacks, and irritable
outbursts at home. Mary Helen Wood, Ph.D., APRN, BC, noted that H.M. was cooperative and had
organized, logical thought process and normal to above-average intellect. The evaluation also
reflected worries, fears, thoughts of hopelessness and guilt, depressed mood and severe dysphoric
affect. H.M. reported having friends. Wood diagnosed her with PTSD and severe major depression.
Zoloft and Seroquel were prescribed and it was requested that she return in six weeks.
In progress notes dated November 3, 2004, Wood referenced concerns voiced by the father
about H.M.'s continued depression, vomiting and inability to attend school. She increased the
dosage of Zoloft and, along with James Williams, M.D., sent a request to WCS for homebound
education due to H.M.'s condition. A homebound application was submitted to WCS on November
8, 2004 stating that H.M. had "significant self-esteem issues" and was unable to attend classes in
4
regular school because her anxiety level prohibited school attendance and interfered with her
concentration, ability to learn new information and interact with others. (AR00970.)
An Individual Education Program ("IEP") meeting was conducted on November 23, 2004,
attended by J.M., WSC Director of Special Education Sue Moore, school counselor Jennifer Martin,
the school principal and Pat Bradberry, the homebound teacher. It was concluded that H.M. would
begin homebound education on that date and continue until the beginning of the second semester.
It was noted on the IEP meeting form that "Holly's father is trying to place her in a residential
facility. If this placement has not occurred, the IEP committee will meet [at] the beginning of [the
second] semester to discuss further educational placement on homebound." (AR00972.) J.M.
accepted the recommendation. The IEP noted H.M.'s strengths as "very creative, writing [a] song
[and] drawing pictures." (AR00973.) The parent's concern regarding his child's education was
listed as "Holly's father wants her to reach her potential." (Id.)
During this time, Wood suggested that H.M. see a counselor at Baptist Behavioral Health
Care. The counselor told her that she had been in counseling for two to two-and-a-half years and
at some point she needed to stand up and do it on her own. H.M. attended one or two sessions with
this individual and never went back.
In December 2004, on her father's request, H.M. was referred for a comprehensive
assessment for determination of eligibility and need of special education services. J.M.'s stated
reason for the request was his daughter's inability to function in the classroom setting and failure to
realize her full potential due to past trauma. On a parent information form dated December 9, 2004,
J.M. stated that his daughter was a very smart girl but that "due to events that happened to her she
has become emotionally handicapped and is not able to move past these problems." (AR01011.)
5
Carey Counseling Center progress notes from that same month revealed stabilized mood,
decreased nightmares, good eye contact, appropriate affect and an easy smile. The notes also
indicated that J.M. planned to send her to a residential school and that H.M. was still receiving a
homebound education. Wood requested a follow-up appointment in twelve weeks. The record
contains no evidence of further counseling.
H.M.'s experience with the homebound program was less than positive. Bradberry reported
that she frequently did not complete assignments and failed to bring her books to the last two
sessions, which were held at her father's Martin, Tennessee home three hours per week. She recalled
that H.M. showed her a picture of her boyfriend on her computer. Bradberry noted that H.M. "failed
to complete the assigned homework, not because she could not do the work, but because she would
not do the work." (AR00540-41, 01009.) Bradberry recommended the services be discontinued as
H.M. was failing every class. On January 11, 2005, H.M. enrolled in Gateway Christian Schools,
a homeschool program in Memphis, Tennessee. That same month, J.M. remarried, which, according
to his daughter, caused tension between them.
WCS's psychological evaluation was conducted on January 18 and 21, 2005 by school
psychologist Kathy Bucy. She interviewed H.M.'s teachers and recorded their observations. Pam
Harris, her homeroom teacher, had transferred from Dresden High School and felt H.M. gravitated
toward her because they already knew each other. Harris also felt used by the girl. Apparently, it
was her cellphone H.M. asked to borrow to call her boyfriend, stating that she needed to call her
father. Harris also noted that H.M. "interacted socially and appropriately with her peers; she
appeared to have friends. There appeared 'nothing out of the ordinary' in her demeanor."
(AR01347.) Biology teacher Rosemary Neville, who H.M. said she hated at the time, advised that
6
H.M. failed to complete assignments and made excuses for incomplete work. She also reported that
H.M. was "happy, she interacted socially with her peers, and she appeared interested in her personal
appearance." (AR01343.) Spanish teacher Jaime Romero recalled that she was quiet in his class
and frequently did not complete her work. As the year progressed, she went from being very
attentive to "distracted and unfocused," which he believed was normal for teenagers. (AR01338.)
He also related that she frequently responded to questions with "I don't know" and appeared
reluctant to participate. (AR00995.) Steve Kilgas, her art instructor, reported that H.M. interacted
appropriately with classmates but found frequent excuses to leave class. Math teacher Ed Baker
found her capable and quiet. According to Baker, she turned in her work when she attended school.
Computer teacher Jeff Kurrus found nothing atypical about her behavior. Her English instructor,
Mrs. Smith, described H.M. as shy and cooperative in working with other students. School
counselor Cathie Holmes and assistant principal Mr. Hurst advised that H.M. often came to them
claiming to be unhappy or unwell. She reported feeling uneasy at her mother's house because of the
movies her mother's boyfriend watched. After a time, the two noticed a pattern in that her visits to
them corresponded with her biology class, which she disliked. They also found her manipulative.
On one occasion, instead of going to class, she went to another classroom to "help" the teacher
because Hurst had sent her to do so when he in fact had not. She often missed the bus and asked
teachers to give her a ride home. Holmes observed that H.M. was "able to interact with others. She,
you know, as a teenager. Again, I say, she did have problems with some students. She voiced
concerns about that, but I think at the time she had a boyfriend and there were some other kids that
she had a relationship with." (AR00893.)
A report prepared by Bucy with respect to the evaluation also included the responses of J.M.,
7
H.M. and some of her teachers to the Behavior Assessment System for Children ("BASC"). J.M.
reported that his daughter exhibited a number of behavioral and emotional problems resulting in an
overall rating in the at-risk range. His ratings on the internalizing problems composite revealed
scores in the clinically significant range. He also rated her level of anxiety and depression in the
clinically significant range, indicating a high probability for maladjustment. J.M.'s ratings suggested
that his daughter displayed physical complaints in the at-risk range on the somatization scale.
Teacher evaluations completed by Bradberry and Hale indicated that she exhibited "some behavioral
and emotional problems when compared to her peers." (AR01001.) Bucy noted that
[t]he overall rating of [H.M.'s] behavior fell in the At-Risk range . . . . This rating
of [her] overall behavioral functioning is consistent with responses made by [J.M.].
In the Externalizing Problems composite (which includes the following areas:
Hyperactivity, Aggression, and Conduct Problems) resulted in scores in the At-Risk
range. The teachers' responses on the Internalizing Problems Composite indicate
behaviors at the At-Risk range. They rated [H.M.'s] display of Somatization as
Average; Anxiety in the At-Risk range; and Depression in the Clinically Significant
range. The teachers' ratings on School Problems, Attention Problems, Learning
Problems, Adaptive Skills, Social Skills, Leadership Skills, Atypicality, and
Withdrawal all fell in the Average Range.
(Id.) On the self-reporting portion of the BASC, H.M.'s responses fell into the average range except
for somatization, in which she rated at-risk. The responses suggested that H.M. was overly sensitive
to physical discomfort and frequently complained.
Bucy's testing also included the Vineland Adaptive Behavior Scale, on which J.M. was the
respondent. H.M. scaled moderately low in general adaptive functioning and daily living skills and
low in socialization skills. Her score in the maladaptive behavior domain fell into the significant
range. Bucy noted that her "overall adaptive skills were significantly lower than expected."
(AR01000.)
Holmes testified before Judge Reynolds as follows:
8
Q:
. . . As her counselor did you see any deterioration in her ability to function
as that tenth grade year moved forward?
A:
H.M. was an exceptionally bright young lady. Academically she could
function. It's possible that she could have some difficulties with certain
things.
Q:
Did you see a decline in her output say, academically as that semester
progressed?
A:
Only by what the teachers were telling. As her counselor they would come
to me.
Q:
They'd say she was doing poorly, doing less?
A:
They were just concerned and they, you know, and I talk to several students
academically if there are some drops in their grades.
Q:
Did you feel like you had a good relationship with H.M.?
A:
I thought we did.
Q:
She trusted you?
A:
As far as trust could go for her, sure.
Q:
Were you at the meeting when they recommended homebound?
A:
I think I was ill that day and my co-worker was there.
Q:
When you came back from that time and found that H.M. was homebound
based on the psychiatric report, were you surprised?
A:
Surprised that she was homebound?
Q:
Yes.
A:
I knew she was having some difficulties in school so, you know, I'm sure that
was the next step that they were looking into.
(AR00877-78.) Holmes also related that she "did not know we were at the point of her actually
wanting homebound." (AR00891.)
9
In an IEP meeting on February 11, 2005, the team reviewed Bucy's report and opined that
H.M. did not meet the criteria of an "emotionally disturbed" child with a disability under the IDEA,
stating that "[H.M.] is not eligible for special education services at this time. The IEP team
discussed several aspects of [her] situation. [Her] emotional difficulties appear to be situational
rather than consistent in all aspects of her life. (AR00993.) Issues discussed at the meeting included
patterns of avoiding classes, H.M.'s expressed desire to return to the KEEP HOPING program, and
lack of dysfunctional behaviors with peers unaware of her past traumas. The team also discussed
possible measures that might be utilized if H.M. returned to Westview, including having a regularly
scheduled time with the school counselor and being visited through the Student Assistance Program.
J.M. reserved the right to request another IEP meeting if interventions upon her return to Westview
were unsuccessful.
At Gateway, H.M. studied at home and went to a "brick and mortar" office weekly for testing
on the work she had been assigned. Gateway had no psychological or counseling component. Her
grades consisted of four Cs, three Ds and one F.
A month after the IEP meeting, H.M. ran away from home with a young man. During that
runaway, she was sexually assaulted by the cab driver who had driven the two to Paducah. When
the police returned her home shortly thereafter, her father had her admitted to Three Springs
Residential Treatment Center in Trenton, Alabama on March 11, 2005, where she remained until
July 2005. At the facility, she participated in classroom instruction and passed all her classes except
for algebra, receiving one and one-half units of credit. In an initial assessment dated March 23,
2005, Three Springs psychologist Barbara H. Jacobs, Ph.D. reported that
[s]he feels she has been depressed since she was nine years old (when the first abuse
happened, and when her grandfather died). She says she has thought about suicide
10
"every day" for a long time. She has cut her wrist a few times since ninth grade, with
a steak knife, and she said she has "gashed her throat" with a carpet knife, right
before tenth grade started. She also said she has considered shooting herself with
either her father's pistol or her stepfather's Colt 45, which she has held loaded, but
"couldn't pull the trigger."
(AR01027.) Based on the available information, it was concluded that long-term treatment was
appropriate.
An initial psychiatric evaluation was prepared by Sarah Boxley, M.D. on April 14, 2005.
Dr. Boxley reported that
[H.M.] is alert and oriented. Her cognition is intact. She is casually dressed and
fairly groomed . . . . Her speech is normal in rate, volume, and tone. No
psychomotor agitation was noted. Her eye contact is fair. She describes her mood
as "good." Her affect appears congruent. Her thoughts are organized and goal
oriented. There are no auditory or visual hallucinations and no delusions. There is
no suicidal ideation or homicidal ideation. There is no indication of obsessions or
compulsions. There is no indication of history of eating disorder. There is no panic
disorder. There is a history of some self-injurious behavior, cutting her wrist in the
past. There is none currently. There is a history of nightmares in the past regarding
the abuse. There is also a history of some reoccurring thoughts of the abuse.
(AR01024.) The diagnosis was Axis I: oppositional defiant disorder; major depression, recurrent,
moderate; parent child relational problems; alcohol abuse; sexual abuse of a child victim issues and
PTSD symptoms and Axis IV: severe stressors, history of childhood sexual abuse, parents' divorce,
difficulty with academics and difficulty with peer relations.
A subsequent psychological evaluation was performed by Dr. Jacobs on May 4, 2005. With
respect to the suicidal incidents referred to in her initial assessment, Dr. Jacobs stated that H.M.
"seemed to be dramatizing some of her feelings and 'story telling' about some of these situations."
(AR01031.) Dr. Jacobs utilized the Millon Adolescent Clinical Inventory ("MACI"), a self-report,
paper and pencil personality inventory in performing a personality assessment of H.M. The
psychologist concluded that "[v]alidity indicators show that [H.M.] endorsed so many problems and
11
to such a great extent that the entire test profile was nearly invalidated. This type of overendorsement of problems is sometimes done for attention-seeking or secondary gain purposes (i.e.,
being removed from a treatment program), and this motivation must be considered in [H.M.'s]
situation due to the unrealistic nature of her item endorsements." (Id.) She went on to note that
"[t]he test protocol indicates an adolescent who has gone overboard in the test answers to emphasize
her self-critical attitudes, her suicidal ideation, and her apathetic, discouraged mood.
She
emphasizes her introversion and reluctance to relate to others and her poor self-image." (Id.) Dr.
Jacobs summarized and recommended as follows:
The personality testing was marked by such extreme negative self-statements and
such extreme over-endorsement of problem areas that [H.M.'s] motivation is
questioned. Such over-endorsement ("fake bad" profiles) of problems is often done
for motives such as self-interest, attention-seeking, sympathy, or to accomplish some
aim like removal from treatment.
The MACI interpretive material points out that it is often difficult in such situations
to separate the true problems from the exaggeration.
The test results confirm, in my opinion, the necessity for long term residential
treatment for [H.M.]. She needs the supervised group process and the structured
environment, which isn't open to her manipulations. She can benefit from the
program's special groups on sexual abuse issues and on substance use prevention.
Communication with her biological parents and her step-parents will be an important
aspect of her program.
I strongly recommend that she be required to complete and graduate this program,
and that her family stand strongly behind that goal. In my opinion, [H.M.] will seek
to manipulate one or both biological parents to accomplish her goal of getting out of
treatment and back to the boyfriend she misses so much.
(AR01032.) It was noted in her Three Springs treatment plan that she sought out people with worse
problems and boys who were older and in trouble. The treatment plan also indicated that H.M. had
underachievement and learning problems shown by a drop in school grades from A-B to B-C "and
12
then 'headed rapidly toward failing 10th grade.'" (AR01040.) The plan noted failure to hand in
work, cheating and skipping school, as well as a "[r]ecurrent pattern of acting-out, disruptive,
negative attention-seeking behaviors in [the] academic setting[.]" (Id.)
According to H.M., she began to cut herself while at Three Springs in an effort to go home.
She denied ever having done it before and characterized it as an "act." When it was determined by
staff that she had become a danger to herself and others, she was transferred to sister facility Three
Springs, New Beginnings, which had higher security, where she had to be restrained numerous
times.
In her discharge summary prepared by Three Springs, the following observations were made
with respect to learning issues and depression:
[H.M.] maintained an A-B average in her classes, and she worked well in school (i.e.
following directions). Teachers reported that she had average grades, and followed
school standards while in school. She was confronted in school for working on a
topic or letter instead of schoolwork. [H.M.] sought attention in school, and was
inappropriate and disrespectful when arguing with her teacher.
[H.M.] expressed about her depression in a topic. She said she has been depressed
for a long time starting at the age of nine because she was going through a lot then.
She said she feels like she gets depressed easily and thinking about it makes her
depressed. Though [H.M.] lacked motivation through most or all of her stay at Three
Springs, she did not appear depressed, and her moods were fairly stable. The selfinjurious incidents that happened during the last 4 days of [her] stay at Three Springs
appeared to be manipulative-based rather than depression.
(AR01051.) It was recommended that H.M. attend a small school with a small teacher-student ratio
and that she have regular counseling with parent participation.
J.M. retained an education consultant, Dr. Andy Erkis, while H.M. was at Three Springs.
According to his resume, Dr. Erkis is a psychologist who locates appropriate placements for
individuals with particular needs. When asked during an evidentiary hearing before Judge Reynolds
13
concerning what he determined with respect to H.M.'s needs, he responded thusly:
Well, the review of the records and certainly the most salient thing was for me she
was in a space, she was in a program that is really designed and it's a very, it's a fine,
well respected program designed for girls who are a little bit more behavioral and
this is where it gets a little bit shades of gray so I, when I would send, if I were to
send a girl to a Three Springs program it would be a girl who was really just -- it was
less about mental health issues and more about behavioral issues. She was in a
placement that -- And yeah, it was pretty clear she was acting out. She had been
restrained several times while she was there. She was struggling. She was having
nightmares. She was having PTSD symptoms. So they moved her to their kind of
sub-acute unit there and my job then at that point was to say all right, what's the best
spot for her?
(AR00805-06.)
On Dr. Erkis's recommendation, J.M. placed his daughter at High Frontier Residential
Treatment Center in Fort Davis, Texas ("High Frontier"). H.M. was certified as Emotionally
Disturbed ("ED") at High Frontier. Its school psychologist, Dr. Jerry Mitchell, stated that
[a]s I first met her she was rather subdued. She was open about and volunteered
information readily. She had I would say, if you would, that she had probably a poor
self image if that's what you're asking. She had not succeeded at anything in quite
some time. She had been traumatized and to go back and to specify what I'm talking
about she reported that she had been sexually abused. She'd had school problems,
she'd been depressed, she had flashbacks of abuse, she had nightmares and that's the
condition that I found when I first interviewed her.
(AR00681.) According to its clinical director, Rebecca Wren, High Frontier is a residential
treatment center for ED students who require special education in a residential setting. She
explained that "we're looking at the least restrictive environment and if the child's records and so
forth show that an environment less restrictive than ours is appropriate then we would not take
them." (AR00754.) Dr. Mitchell explained that psychological testing is performed "before they
come in so that we can evaluate whether they should be here." (AR000674.) Dr. Larry Butler,
superintendent of the Fort Davis Independent School District, stated in his deposition that, once a
14
parent has agreed to testing, "[t]hose are brought to the [Admissions Review Decision] committee,
discussed, and to check and see if there is educational need and qualifying based on the test results
for special services." (AE0000561.) Dr. Mitchell's process was to "review the recent psychiatric
and psychological evaluations and to interview her myself." (AR00675.) The teachers at High
Frontier are provided by the local school district and are certified in special education. H.M.
graduated from the school with high honors and was accepted at Murray State University in Murray,
Kentucky for the fall of 2007.
In April 2009, subsequent to the issuance of Judge Reynolds' determination, WCS contacted
Dr. Warren Thompson, requesting that he review the case and prepare a report. It was his opinion
that H.M. exhibited none of the characteristics of one who was emotionally disturbed.
DECISION OF JUDGE SUMMERS
Upon review of the evidence, Judge Summers made the following conclusions of law:
1.
It is clear that H.M. has had more than her fair share of personal difficulties
in her young life that she has had to overcome.
2.
While the preponderance of the evidence clearly shows that these personal
difficulties have indeed impacted H.M.'s behavior, much to her credit, the
evidence does not prove that H.M. was, in fact, "emotionally disturbed."
3.
J.M. tacitly conceded that H.M. is not emotionally disturbed in February
2005 by failing to contest the denial of services following the IEP meeting
with the school system.
4.
The facts existing at the time of the denial support the conclusion by WCS
that H.M. was not "emotionally disturbed."
5.
Notwithstanding her personal difficulties, H.M.'s counselors and teachers
generally found her to be academically capable, social and interactive with
peers, but manipulative.
6.
Although H.M. was clearly more interested in skipping school with her
friends than attending class and doing her school work, the preponderance of
15
the evidence does not prove that H.M.'s lack of motivation for her school
work was caused by her personal difficulties.
7.
The last evaluation from the Carey Counseling Center in December 2004,
just two months or so before the IEP evaluation, indicated that H.M.'s
condition had improved. Another appointment for H.M. was recommended
for twelve weeks out. No additional appointments were scheduled.
8.
H.M.'s conduct leading up to the IEP evaluation suggests an individual who
is "socially maladjusted" rather than "emotionally disturbed."
9.
Although J.M. did not dispute the finding by WCS that H.M. is not
emotionally disturbed, and later argued that the sexual assault in Kentucky
was irrelevant to the determination of H.M.'s eligibility for services, J.M.
placed H.M. in a residential facility within days of the assault.
10.
There was no ability to assess what impact, if any, the assault might have on
H.M.'s emotional/psychological state and, ultimately, her educational
performance.
11.
Notwithstanding the diagnosis of "emotionally disturbed" by High Frontier
Residential Treatment Center, there was little to no indication of depression
or emotional instability. Instead, H.M. was found to be manipulative and to
be embellishing her difficulties in order to gain attention and to get released
from the facility.
12.
The preponderance of the evidence does not suggest that H.M. was unable
to "get to her goals," but that her goals were, at that time, just "socially
maladjusted."
CONCLUSIONS OF LAW
ADA.
Although the Plaintiffs alleged violation of the ADA in their complaint, no mention of the
claim was included in their trial briefs. Thus, as the Court is left to assume that the claim has been
abandoned, it is DISMISSED.
IDEA.
In order to determine whether the IDEA has been violated, a district court applies a modified
16
de novo standard of review. N.W. ex rel. J.W. v. Boone Cnty. Bd. of Educ., 763 F.3d 611, 614 (6th
Cir. 2014). Under this standard, the court "may not simply adopt the state administrative findings
without an independent re-examination of the evidence, nor may [it] substitute [its] own notions of
sound educational policy for those of the school authorities which they review." Woods v. Northport
Pub. Sch., 487 F. App'x 968, 973 (6th Cir. 2012) (internal quotation marks omitted).
As noted above, Judge Summers was tasked with addressing the issue of whether H.M. was
a "child with a disability" for purposes of the IDEA. A child with a disability includes one suffering
from "emotional disturbance," "who, by reason thereof, needs special education and related
services." 20 U.S.C. § 1401(3)(A). "Emotional disturbance" has been defined in the Code of
Federal Regulations as
a condition exhibiting one or more of the following characteristics over a long period
of time and to a marked degree that adversely affects a child's educational
performance:
(A)
An inability to learn that cannot be explained by intellectual, sensory, or
health factors.
(B)
An inability to build or maintain satisfactory interpersonal relationships with
peers and teachers.
(C)
Inappropriate types of behavior or feelings under normal circumstances.
(D)
A general pervasive mood of unhappiness or depression.
(E)
A tendency to develop physical symptoms or fears associated with personal
or school problems.
34 C.F.R. § 300.8(c)(4)(i). The "term does not apply to children who are socially maladjusted,
unless it is determined that they have an emotional disturbance under" subsection (c)(4)(i). 34
C.F.R. § 300.8(c)(4)(ii). It was the conclusion of this Court in Case No. 08-1254 that Judge
Reynolds merely assumed H.M. was emotionally disturbed while failing to make any findings as
17
to whether any of the enumerated characteristics actually applied to her. Upon her review of the
evidence, Judge Summers opined that H.M. was socially maladjusted without emotional disturbance.
The Plaintiffs first argue that the Court should defer to Judge Reynolds's "credibility-based
findings," since he actually heard the evidence, while Judge Summers merely ruled from a cold
record. In support of their position, Plaintiffs cite to Carlisle Area School v. Scott P. by and through
Bess P., 62 F.3d 520 (3d Cir. 1995), in which the Third Circuit Court of Appeals assumed without
deciding that "a district court should accord somewhat less consideration to an appeals panel ruling
that disregards a hearing officer's credibility judgments[.]" Scott P., 62 F.3d at 529. However, the
suit at bar is clearly distinguishable, as it involves not a hearing officer and an appeals panel, but two
hearing officers.4 Moreover, it was the absence of findings by Judge Reynolds on the issue of
whether H.M. was emotionally disturbed that prompted the remand in the first instance. Thus, on
that question, there are no findings of Judge Reynolds to which to defer. It is also noteworthy that
this Court, in Case No. 08-1254, and Judge Summers considered additional evidence unavailable
to Judge Reynolds.
Second, Plaintiffs contend that Judge Summers's conclusion that H.M. was socially
maladjusted alone and, therefore, not a child with a disability, was in error, as she also exhibited at
least two of the characteristics necessary for a finding of emotional disturbance: inappropriate types
of behavior or feelings under normal circumstances and a general pervasive mood of unhappiness
or depression. The characteristics must have been exhibited to a marked degree, must have lasted
for a long period of time and must have adversely affected her educational performance. 34 C.F.R.
§ 300.8(c)(4)(i).
4
The Plaintiffs also cite to cases from various other circuit courts, all of which involved a
fact pattern similar to that presented in Scott P.
18
Although "socially maladjusted" is not specifically defined by the statute, the Fourth Circuit's
decision in Springer v. Fairfax County School Board, 134 F.3d 659 (4th Cir. 1998) is informative.
The court defined the term as "continued misbehavior outside acceptable norms" and "a persistent
pattern of violating societal norms with lots of truancy, substance abuse, i.e., a perpetual struggle
with authority, easily frustrated, impulsive, and manipulative." Springer, 134 F.3d at 664. The court
went on to articulate that
[c]ourts and special education authorities have routinely declined . . . to equate
conduct disorders or social maladjustment with serious emotional disturbance. . . .
[T]he regulatory framework under IDEA pointedly carves out "socially maladjusted"
behavior from the definition of serious emotional disturbance. This exclusion makes
perfect sense when one considers the population targeted by the statute. Teenagers,
for instance, can be a wild and unruly bunch. Adolescence is, almost by definition,
a time of social maladjustment for many people. Thus, a "bad conduct" definition
of serious emotional disturbance might include almost as many people in special
education as it excluded. Any definition that equated simple bad behavior with
serious emotional disturbance would exponentially enlarge the burden IDEA places
on state and local education authorities. Among other things, such a definition
would require the schools to dispense criminal justice rather than special education.
. . . It is not intended to be the duty of special education to force socially maladjusted
children to school by residentially placing them if they choose to remain truant.
Programs within other political divisions, such as the Juvenile Justice system, must
address this serious problem. If they do not, then Congress should act to place this
duty clearly.
Id. (internal citations & some quotation marks omitted).
Until the tenth grade, Edward Springer was an average student in the Fairfax County,
Virginia public schools who maintained positive relationships with his teachers and peers and
participated in community and school activities. Id. at 661. In his junior year, however, he sneaked
out of his parents' home to stay out all night with his friends; regularly used marijuana and alcohol;
and was arrested for possessing burglary tools, tampering with an automobile and stealing a car. Id.
He was also frequently absent from school and was disciplined for reckless driving on school
19
property, cutting classes, forgery, leaving school grounds without permission and fighting. Id.
Springer's parents transferred their son to a private residential school and requested that the Fairfax
County School Board fund the placement, claiming that he suffered an emotional disturbance and,
therefore, qualified as a child with a disability under the IDEA. Id.
There appears to have been no question that Springer was socially maladjusted. Id. at 664.
His parents argued, however, that he also exhibited "a general pervasive mood of unhappiness or
depression." Id. at 665. The court disagreed, noting that, of the three psychologists who examined
him, none concluded that he was emotionally disturbed. Id. The only contrary evidence consisted
of a "sketchy" and "incomplete" letter from a psychiatrist who diagnosed Springer with dysthymia,
a mild to moderate form of depression "clinically defined as less severe than a major depressive
disorder." Id. at 666.
Springer was cited by Judge Summers and appears to have strongly influenced her
determination that H.M. was not a child with a disability.5 While this Court agrees with the ALJ that
the evidence indicates that H.M. was socially maladjusted, there was also substantial proof in the
record that she was emotionally disturbed in at least one category -- a general pervasive mood of
unhappiness or depression. Thus, this case is clearly distinguishable from Springer. The evidence
reflects that H.M. had suffered from depression since she was nine years old. Dr. Farr diagnosed
her with PTSD as early as 2003. Dr. Wood at Carey Counseling Center also diagnosed PTSD, along
with severe major depression. At that time, H.M. was placed on antidepressant drugs. Her
homebound education application of 2004 reflected that she was unable to attend a regular school
because her anxiety level interfered with her concentration. WCS's own report reflected an overall
5
Indeed, Springer was the only case cited by the ALJ.
20
rating by her teachers as "at-risk" with "Depression in the Clinically Significant range," as well as
low adaptive skills. In 2005, Dr. Boxley diagnosed, among other things, major depression, PTSD
and difficulty with academics. Even though Dr. Jacobs concluded later that year that H.M. was
exaggerating and making up some of her problems, she nonetheless recommended long-term
residential treatment, noting that H.M. could benefit from the program's special groups on sexual
abuse issues. Dr. Jacobs' treatment plan highlighted H.M.'s underachievement and learning
difficulties evidenced by her falling grades during the junior year; her failure to hand in work,
cheating and skipping school; and a "recurrent pattern of acting-out, disruptive, negative attentionseeking behaviors in the academic setting." When placed in a private school where she could obtain
treatment, she improved, graduating with high honors from High Frontier.
In her conclusions of law, which ran little over a page in length, Judge Summers focused on
H.M.'s negative conduct behaviors. The ALJ appeared to cherry-pick evidence in the record that
pointed to a similarity between this case and Springer while dismissing proof that distinguished the
two. No other caselaw was cited to support her conclusions.6
Reviewing H.M.'s eligibility under this Circuit's modified de novo standard, the Court finds,
based on the entire record, it is more likely than not that her major depression, not just her
misconduct and manipulation, underlay her difficulties at school. The evidence also reflects that her
depression had lasted for a long time, was marked and affected her performance at school.
Accordingly, the Court finds that Judge Summers erred in finding that H.M. was not emotionally
6
It is the Court's view that Judge Summers's opinion, in light of its factual selectivity and
inadequate legal analysis, is entitled to limited deference. See Forest Grove Sch. Dist. v.
Student, Civ. No. 3:12-cv-01837-AC, 2014 WL 2592654, at *12 (D. Or. June 9, 2014) ("Because
the ALJ's opinion is factually selective to the detriment of an accurate factual record and
inadequately develops the applicable legal standards, the court affords the ALJ's opinion little
deference.").
21
disturbed for purposes of the statute and, therefore, a child with a disability. The decision of Judge
Summers is, therefore, REVERSED. This matter is REMANDED to the ALJ for proceedings
consistent with this opinion and those entered in Case No. 08-1254. The ALJ is also directed to
consider the preclusive effect, if any, of Judge Reynolds's decision with respect to that
determination. Finally, the ALJ is to address Plaintiffs' claim under Section 504 if he or she
concludes that said claim is properly before him or her.7
IT IS SO ORDERED this 13th day of March 2015.
s/ J. DANIEL BREEN
CHIEF UNITED STATES DISTRICT JUDGE
7
Therefore, the Court will not address the Section 504 claims herein.
22
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?