Steward v. United States of America
Filing
13
ORDER DENYING MOTION PURSUANT TO 28 U.S.C. § 2255, DENYING CERTIFICATE OF APPEALABILITY, CERTIFYING APPEAL NOT TAKEN IN GOOD FAITH, AND DENYING LEAVE TO PROCEED IN FORMA PAUPERIS ON APPEAL. Signed by Chief Judge J. Daniel Breen on 7/22/16. (Breen, J.)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF TENNESSEE
EASTERN DIVISION
RICKY LEE STEWARD, III
Petitioner,
v.
No. 13-1287
UNITED STATES OF AMERICA,
Respondent.
____________________________________________________________________________
ORDER DENYING MOTION PURSUANT TO 28 U.S.C. § 2255,
DENYING CERTIFICATE OF APPEALABILITY,
CERTIFYING APPEAL NOT TAKEN IN GOOD FAITH, AND
DENYING LEAVE TO PROCEED IN FORMA PAUPERIS ON APPEAL
___________________________________________________________________________
Before the Court is the pro se 28 U.S.C. § 2255 (“§ 2255”) motion of Petitioner, Ricky
Lee Steward, III, to vacate, set aside, or correct his sentence (the “Petition”) filed on October 21,
2013.
(Docket Entry (“D.E”) 1.)
Steward, Bureau of Prisons (“BOP”) register number
01049-027, is currently housed at the United States Penitentiary (“USP”) Coleman 1 in Coleman,
Florida. The United States has filed an answer to which Petitioner replied. (D.E. 10, 11.) For
the reasons below, the Petition is DENIED.
I.
Background
A. Case Number 10-10029
On March 15, 2010, the grand jury returned an indictment charging Steward with one
count of aiding and abetting in the attempted robbery of a Save-A-Lot grocery store, a business
engaged in interstate commerce, in violation of 18 U.S.C. §§ 1951 and 1952, one count of
knowingly using, carrying, brandishing, and discharging a firearm during and in relation to a
crime of violence in violation of 18 U.S.C. §§ 924(c)(1) and 924(c)(2), one count of first degree
1
murder, as defined in 18 U.S.C. § 1111(a), in violation of 18 U.S.C. § 924(j)(1), and one count of
knowingly possessing and receiving a firearm—having been previously convicted of a crime
punishable by imprisonment for a term exceeding one year—in violation of 18 U.S.C. § 922(g).
Redacted Indictment, United States v. Stewart, No. 10-10029 (W.D. Tenn. Mar. 15, 2010) (D.E.
2).1 Attorneys Michael J. Stengel and Arthur E. Quinn were appointed to represent Petitioner.
CJA Appointment, id. (D.E. 21, 22.)
On October 4, 2011, Steward pleaded guilty to all four counts of the indictment based on
a plea agreement reached pursuant to Federal Rule of Criminal Procedure 11(c)(1)(C). Min.
Entry, id. (D.E 126.) In his plea agreement, Petitioner waived his right to appeal his sentence.
Plea Agreement, id. (D.E. 127.) The Court imposed a sentence of life imprisonment on Count
Three, a twenty year sentence on Count One to run concurrent with Counts Three and Four, a ten
year sentence on Count Four to run concurrent with Counts One and Three, and a ten year
sentence on Count Two to run consecutive to Counts One, Three, and Five. Petitioner did not
appeal this judgment.
B. Case Number 13-1287
On October 21, 2013, Petitioner moved to vacate, set aside, or correct his sentence
pursuant to § 2255. (D.E. 1.) He asserted violations of his right to receive a fair trial in
accordance with the Sixth and Fourteenth Amendments based on ineffective assistance of
counsel and also contended that his guilty plea was entered involuntarily. (Id.; D.E. 1-1.) The
Government filed its response in opposition on June 27, 2014, to which Steward replied on July
17, 2014. (D.E. 10, 11.)
1
The criminal case against Petitioner spelled his last name as “Stewart,” but the inmate
listed his name as “Steward” on his Petition. For the purposes of his 2255 motion, the Court will
utilize Petitioner’s spelling.
2
II.
Legal Standard
Section 2255(a) provides,
[a] prisoner in custody under sentence of a court established by Act of
Congress claiming the right to be released upon the ground that the sentence
was imposed in violation of the Constitution or laws of the United States, or
that the court was without jurisdiction to impose such sentence, or that the
sentence was in excess of the maximum authorized by law, or is otherwise
subject to collateral attack, may move the court which imposed the sentence to
vacate, set aside or correct the sentence.
28 U.S.C. § 2255(a) (2015). In order to succeed on a motion under the statute, a petitioner must
show “(1) an error of constitutional magnitude; (2) a sentence imposed outside the statutory
limits; or (3) an error of fact or law that was so fundamental as to render the entire proceeding
invalid.” Shaw v. United States, 604 F. App’x 473, 476 (6th Cir. 2015) (quoting Weinberger v.
United States, 268 F.3d 346, 351 (6th Cir. 2001), cert. denied, 135 S. Ct. 2194 (2015)).
Sentencing challenges generally cannot be made for the first time in a post-conviction § 2255
motion but must be presented on direct appeal, or they are waived. Weinberger, 268 F.3d at 351;
see McCullough v. United States, No. 12-1214, 2015 WL 1651270, at *2 (W.D. Tenn. Apr. 14,
2015).
An evidentiary hearing is not required if the petitioner’s allegations cannot be accepted as
true because they are contradicted by the record, inherently incredible, or mere conclusions
rather than statements of fact. See Amr v. United States, 280 Fed. App’x 480, 485, (6th Cir.
2008); Valentine v. United States, 488 F.3d 325, 333 (6th Cir. 2007). The petitioner bears the
burden of pleading and articulating sufficient facts to state a viable claim for post-conviction
relief under § 2255, and a § 2255 motion may be dismissed if it only includes vague conclusory
statements without allegations of specific facts. Ryals v. United States, No. 1:05-cv-238, 2009
3
WL 595984, *5 (E.D. Tenn. March 6, 2009); Stamper v. United States, No. 1:05-cv-317, 2008
WL 2811902, * 1 (E.D. Tenn. July 18, 2008).
III.
Analysis of Petitioner’s Claims
Steward asserts that he received ineffective assistance of counsel.
(D.E. 1; 1-1.)
Specifically, he contends that counsel was ineffective for failing to: (1) challenge the indictment
against him, (2) appropriately research and create a defense strategy prior to the plea agreement,
(3) object during the plea colloquy after Petitioner said he did not know the answer to a question,
(4) request a suppression hearing based on the ambiguous indictment, (5) and investigate
possible incompetence. (D.E. 1 at 5-12; D.E. 1-1 at 1-3.) Petitioner also claims that his counsel
acted in bad faith and that his guilty plea was made involuntarily. (D.E. 1-1 at 2-3.) In its
response, the Government avers the claims are meritless and that Petitioner waived his right to
appeal pursuant to 28 U.S.C. § 3742 or 28 U.S.C. § 2255.2 (D.E. 10 at 9.)
It is well-established “that a defendant’s informed and voluntary waiver of the right to
collaterally attack a sentence in a plea agreement bars such relief.” Watson v. United States, 165
F.3 486, 489 (6th Cir. 1999); see Jones v. United States, 120 F. App’x 594, 596 (6th Cir. 2005);
Davila v. United States, 258 F.3d 448, 451 (6th Cir. 2001). If a defendant seeks to challenge the
2
The Government also contends that the filing of the Petition was untimely. AEDPA
“establishes that state and federal prisoners have a one-year limitations period in which to file a
habeas corpus petition.” Johnson v. United States, 457 F. App’x 462, 464 (6th Cir. 2012). A
conviction generally becomes final upon the conclusion of direct review, and “when a federal
criminal defendant does not appeal to the court of appeals, the judgment becomes final upon the
expiration of the period in which the defendant could have appealed to the court of appeals, even
when no notice of appeal was field.” Id. Steward was sentenced on October 4, 2012. Judgment,
United States v. Stewart, No. 10-10029 (W.D. Tenn. Oct. 4, 2012) (D.E. 183). Pursuant to
Federal Rule of Appellate Procedure 4(b)(1)(A), Petitioner had 14 days to appeal his sentence.
Accordingly, the one-year limitations period began on October 18, 2012. Steward’s Petition was
received on October 13, 2013 (D.E. 1), which was within the one year time limit. Thus, the
Petition was timely filed.
4
voluntariness and intelligence of a guilty plea on collateral review, the issue must first have been
presented on direct appeal. See Bousley v. United States, 523 U.S. 614, 620 (1998) (“the
voluntariness and intelligence of a guilty plea can be attacked on collateral review only if first
challenged on direct review”); see also Hampton v. United States, 191 F.3d 695, 698 (6th Cir.
1999) (“Petitioner’s failure to challenge the validity of his plea on direct appeal causes his claim
to be procedurally defaulted.”).
The Respondent correctly noted that Petitioner waived his right to file a § 2255 with
limited exceptions. The plea agreement entered into between Steward and the Government
provided that
Ricky Stewar[d] will not appeal his guilty plea or the sentence. Ricky Stewar[d]
understands that, pursuant to 18 U.S.C. § 3742(a), he has the right to appeal the sentence
imposed. Ricky Stewar[d] recognizes that his right to appeal the sentence imposed herein
will be limited by 18 U.S.C. § 3742(c) because this is a plea agreement reached pursuant
to Fed. R. Civ. P. 11(c)(1)(C). However, acknowledging this limited statutory right,
Ricky Stewar[d] knowingly and voluntarily waives his right to contest or appeal,
pursuant to 18 U.S.C. § 3742 or 28 U.S.C. § 2255, the sentence imposed by the Court
pursuant to this Rule 11(c)(1)(C) agreement. This waiver is made in exchange for the
concessions made by the prosecuting authorities in this plea agreement. The parties
jointly request that the Court find this waiver provision is knowingly and voluntarily
agreed upon prior to accepting Ricky Stewar[d]’s guilty plea. The waiver in this
paragraph does not apply to claims of prosecutorial misconduct or the ineffective
assistance of counsel.
Plea Agreement, United States v. Stewart, No. 10-10029 (W.D. Tenn. Oct. 4, 2011) (D.E. 127)
(emphasis added). A colloquy was conducted, and after Petitioner was questioned about the
voluntariness of the plea, the Court accepted the plea. Order on Change of Plea and Setting, id.
(D.E. 128).
As Steward failed to present this issue on direct appeal, his claim has been
procedurally defaulted and relief on this ground is DENIED. See Bousley, 523 U.S. at 620;
Hampton, 191 F.3d at 698. As noted above, the waiver did not extend to claims of ineffective
assistance of counsel, which will be discussed below.
5
(1) The Indictment
Steward first asserts that counsel was ineffective for failing to challenge the indictment.
(D.E. 1 at 5.)
In order to prevail on a claim of ineffective assistance of counsel, a petitioner
must demonstrate that “defense counsel made errors so serious that counsel was not functioning
as the ‘counsel’ guaranteed the defendant by the Sixth Amendment and that defense counsel’s
deficient performance caused prejudice.” Winborn v. United States, 602 F. App’x 298, 300 (6th
Cir. 2015) (citing Strickland, 466 U.S. at 687).
“Unless the petitioner demonstrates both
deficient performance and prejudice, it cannot be said that the conviction or sentence resulted
from a breakdown in the adversary process that renders the result unreliable.” Goward v. United
States, 569 F. App’x 408, 412 (6th Cir. 2014). “There is a strong presumption that an attorney
renders adequate assistance and makes all significant decisions in the exercise of reasonable
professional judgment.” Maiyo v. United States, 576 F. App’x 567, 570 (6th Cir. 2014) (citing
Strickland, 466 U.S. at 689-90).
The petitioner must establish that his counsel’s “performance fell below an objective
standard of reasonableness.” Id. “The issue is whether counsel’s performance was so manifestly
ineffective that defeat was snatched from the hands of probable victory.” Smith v. United States,
No. 1:11–cv–215–CLC–SKL, 2015 WL 164155, at *2 (E.D. Tenn. Jan. 13, 2015) (quoting
United States v. Morrow, 977 F.2d 222, 229 (6th Cir. 1992)). In order to demonstrate prejudice,
he must show “there is a reasonable probability that, but for counsel’s unprofessional errors, the
result of the proceeding would have been different.” Delaine v. United States, 605 F. App’x 468,
471 (6th Cir. 2015) (quoting Strickland, 466 U.S. at 694). A petitioner claiming ineffective
assistance of counsel faces a heavy burden. Pough v. United States, 442 F.3d 959, 966 (6th Cir.
6
2006). The Court is not required to perform an analysis under both prongs. Miller v. United
States, 561 F. App’x 485, 490 (6th Cir. 2014).
In his petition, Steward claims that while he was originally charged with first degree
murder, this count “disappeared arbitrarily” without a superseding indictment. (D.E. 1 at 5.) As
reflected in the indictment, Count Three provided
[o]n or about December 10, 2009, in the Western District of Tennessee, the defendant—
Ricky Lee Stewar[d] III—did in the course of a violation of Title 18, United States Code,
Section 924(c), as charged in Count 2 of this indictment, cause the death of a person
through the use of a firearm in that RICKY LEE STEWAR[D] III committed first
degree murder, as defined in 18 U.S.C. §1111(a), that is, the unlawful killing of Captain
Dennis Cagle of the Henderson, Tennessee Policy Department, with malice aforethought,
such murder being willful, deliberate, malicious, premeditated, and committed in the
perpetration of attempted robbery[] [i]n violation of Title 18, United States Code,
Sections 924(j)(1).
Redacted Indictment, United States v. Stewart, No. 10-10029 (W.D. Tenn. Mar. 15, 2010) (D.E.
2). After pleading guilty to all four counts of the indictment, Petitioner was sentenced on
October 4, 2012. Min. entry, id. (182). He received life imprisonment for the first degree
murder referred to in Count Three. Id. The Court is unsure as to the basis for Petitioner’s
assertion, as this count never “disappeared arbitrarily.” (D.E. 1 at 5.) Accordingly, this claim is
meritless and is DENIED.
(2) Defense Research/Strategy
Next, Steward argues that counsel did not perform diligent research for the basis of a
defense, including failure to have Petitioner submit to a mental evaluation or file for a change of
venue. (D.E. 1 at 6.) In response, Respondent provided affidavits from appointed counsel
Michael Stengel and Arthur Quinn. (D.E. 10-1, 10-2.) Quinn described the defense team that
they assembled in addition to themselves, which included: a fact investigator, a mitigation
investigator, a video reconstructionist, a shooting reconstructionist, a ballistics expert, a victim
7
liaison, a psychiatrist, a psychologist, a neuropsychologist, and a toxicologist. (D.E. 10-2 at 3-4.)
Despite his contentions, both attorneys aver that “mental health testing and evaluations were
completed.” (Id.; D.E. 10-1 at 3-5.) Further, they explain that no motions, including a motion to
change venue, were filed because the case was settled during the “authorization stage of
proceedings,” and that based upon their investigation, “there was no factual or legal basis to file
[motions to dismiss or to suppress.]” (Id.) Any motion to change venue would have been
premature based upon the timing of the plea arrangement. (Id.)
The affidavits of the attorneys reflect the depth and the extent of their pretrial
preparations, including the hiring of numerous experts. (See D.E. 10-1; 10-2.) There is a “strong
presumption that an attorney renders adequate assistance and makes all significant decisions in
the exercise of reasonable professional judgment.” Maiyo, 576 F. App’x at 570. Petitioner has
provided no evidence, other than his own self-serving allegations, that testing was not conducted.
Further, he fails to allege any actual prejudice even if he had not been evaluated. Accordingly,
Steward’s motion for resentencing based upon these claims is DENIED.
(3) Plea Colloquy
Petitioner also asserts that counsel was ineffective for failing to object during the plea
colloquy after Steward responded he “did not remember” an event. (D.E. 1 at 8.) During the
change of plea hearing, the following occurred:
THE COURT: Okay. Now, before coming here today have you taken any type of
medication or any other drugs that would affect your understanding of these proceedings?
THE DEFENDANT: No, sir.
THE COURT: Do you understand what we’re doing here today, sir?
THE DEFENDANT: Yes, sir.
8
THE COURT: Now, have you had sufficient opportunity to discuss this matter
with your attorneys, sir?
THE DEFENDANT: Yes, sir, I have.
THE COURT: Are you satisfied with their advice and representation given to you
in this case?
THE DEFENDANT: Yes, I am.
….
THE COURT: Now, having gone over those rights with you, Mr. Stewar[d], is it
still your intention to enter a plea of guilty to Counts 1, 2, 3 and 4 of this indictment?
THE DEFENDANT: Yes, it is.
THE COURT: Have you seen a copy of the indictment, Mr. Stewart?
THE DEFENDANT: Yes, sir, I have.
THE COURT: Have you had a chance to review it and discuss it both with Mr.
Stengel and Mr. Quinn?
THE DEFENDANT: Yes, I have.
….
MR. STENGEL: Judge, before you proceed with questioning Mr. Stewar[d], we
need to put on the record, and this is part of our discussions with the government, but the
record needs to reflect, and the court needs to be aware, that Mr. Quinn and I have had
Mr. Stewart evaluated by both medical doctors and mental health professionals,
personnel, and that he has been diagnosed with amnesia. He can admit the facts stated,
but due to the amnesia he cannot describe anyone else’s role or non-role in the events of
December 10th, 2009. This has been discussed with the government. It is part of his plea
agreement. It has been discussed repeatedly with Mr. Stewar[d]. And as a matter of fact,
it has been discussed with Mr. Stewart in private with his counsel within the past hour.
Isn’t that correct, Mr. Stewar[d]?
THE DEFENDANT: Yes, it is.
MR. STENGEL: So we'd like the record to reflect that as part of the basis in fact.
….
THE COURT: All right. Mr. Stewart, is the information provided, the factual
information provided by Mr. Ivy with regard to your involvement in this matter, as well
as your background, the background information Mr. Ivy has related, is that information
correct, sir?
9
THE DEFENDANT: Well, I’d like to answer it this way. As far as my
background goes, yes. It’s pretty obvious I was there at Save-A-Lot. I don’t remember
anything about the robbery, so.
THE COURT: That's not what I understood Mr. Stengel—Mr. Stengel indicated. I
understood that he did not recall what other people’s involvement was. His own—
THE DEFENDANT: Well, the robbery—the robbery, period. I mean, I just—I
don’t—It’s just that simple. I don’t—don’t recall what happened. I can’t recall this
happening. I woke up in the hospital. Okay. To this—that’s just the truth. What can I say?
MR. STENGEL: If I might ask a couple of questions, Your Honor?
THE COURT: Yes, sir.
MR. STENGEL: You heard Mr. Ivy state the facts, correct, Mr. Stewar[d]?
THE DEFENDANT: Yes.
MR. STENGEL: And you and I reviewed that statement of the facts earlier this
afternoon, correct?
THE DEFENDANT: Yes.
MR. STENGEL: And prior to this afternoon, you and your lawyers, both Mr.
Quinn and I, have reviewed the discovery provided in this case with you, correct?
THE DEFENDANT: Yes.
MR. STENGEL: And you have seen various videos, correct?
THE DEFENDANT: Yes.
MR. STENGEL: And you have seen pictures?
THE DEFENDANT: Uh-huh (affirmative response). Yes.
MR. STENGEL: All related to this robbery of this Save-A-Lot, correct?
THE DEFENDANT: Yes.
MR. STENGEL: And you’re aware of interviews being conducted of witnesses of
the Save-A-Lot, correct?
THE DEFENDANT: Yes.
10
MR. STENGEL: And you have reviewed medical records related to people who
were at the Save-A-Lot on December 10th, of 2009—
THE DEFENDANT: Yes.
MR. STENGEL: —correct? And do you agree that you entered the Save-A-Lot
on December 10th of 2009?
THE DEFENDANT: Yes.
MR. STENGEL: That you got cash from the office and the cash—
THE DEFENDANT: Yes.
MR. STENGEL: —register?
THE COURT: Wait, wait. Let him finish his questions, Mr. Stewar[d].
MR. STENGEL: You got cash from the cash register and the office cash box?
THE DEFENDANT: Yes.
MR. STENGEL: And that you had a gun?
THE DEFENDANT: Yes.
MR. STENGEL: And that you fired that gun?
THE DEFENDANT: Yes.
MR. STENGEL: And that Captain Cagle was hit by your shot?
THE DEFENDANT: Yes.
MR. STENGEL: And that Captain Cagle died as a result of that shot?
THE DEFENDANT: Yes. (Attorney/attorney conference.)
MR. STENGEL: And that you have no knowledge of how you got to the Save-ALot that day?
THE DEFENDANT: Yes.
MR. STENGEL: And that you have no knowledge of whether anybody was—
went with you?
11
THE DEFENDANT: Yes.
THE COURT: Any additional questions?
MR. STENGEL: That’s all that I would have, Your Honor.
THE COURT: Okay. So, Mr. Stewar[d], you’re indicating, based upon responses,
or the questions that Mr. Stengel has asked you, you are admitting to those responses and
to those facts; is that correct, sir?
THE DEFENDANT: Yes. Yes, I am.
THE COURT: Is there anything that Mr. Ivy has—other than anyone else who
may have—may have mentioned anyone else’s name, but is there anything else with
regard to your actions or your involvement that you wish to correct or change or alter in
any respect?
THE DEFENDANT: No.
….
THE COURT: Mr. Stewar[d], the court has advised you of your right to a trial
and your other rights in connection with this matter. The court finds that there is an
independent basis in fact for your plea. And I am going to, first of all, ask you if you are,
in fact, pleading guilty to Count 1 of this indictment, which charges you with aiding and
[a]betting in the obstruction, delay in affecting commerce by attempted robbery of the
Save-A-Lot grocery store in Henderson, Tennessee, a business that’s engaged in
interstate commerce, on December the 10th of 2009. Are you pleading to that count,
please, sir?
THE DEFENDANT: Yes.
THE COURT: All right. Are you pleading to that count because you are, in fact,
guilty of that offense, sir?
THE DEFENDANT: Yes.
THE COURT: Are you also pleading guilty to Count 2, which states on December
10 of 2009, again, aided and abetted by Ms. Steward, that during and in relation to a
crime of violence, that is attempted robbery affecting commerce, in violation of 18
United States Code Section 1951, that you knowingly used, carried, brandished and
discharged a firearm, in violation of 18 United States Code Section 924(c)(1) and 2. Are
you pleading guilty to Count 2, which I just reviewed with you, sir?
THE DEFENDANT: Yes, sir.
12
THE COURT: Are you pleading guilty to that count because you are, in fact,
guilty of that offense, sir?
THE DEFENDANT: Yes, sir.
THE COURT: Count 3 states, charges that on December 10th, again, of 2009 in
this district, that you did, in the course of a violation of 18 United States Code Section
924(c), as charged in Count 2 of the indictment, caused the death of a person through the
use of a firearm, that you committed first-degree murder, as defined in 18 United States
Code Section 1111(a), that is the unlawful killing of Captain Dennis Cagle of the
Henderson, Tennessee Police Department, with malice aforethought, such murder being
willful, deliberate, malicious, premeditated, committed in the perpetration of attempted
robbery, in violation of 18 United States Code Section 924(j)(1). Are you pleading guilty
to that count, sir?
THE DEFENDANT: Yes, sir.
THE COURT: And are you pleading guilty to that count because you are, in fact,
guilty of that offense, sir?
THE DEFENDANT: Yes, sir.
THE COURT: And finally, in Count 4, which charges you with being a felon in
possession of a firearm, between April 6th of 2009, and December 10th of 2009, again,
having been a previously convicted felon, that you possessed a firearm, that is that
Charter Arms Model Bulldog Pug, .44 special caliber revolver, in violation of 18 United
States Code Section 922(g.) A Firearm that has been shipped and transported in interstate
commerce, that is it had been manufactured in some other state other than Tennessee and
possessed by you during the dates alleged in the indictment. Are you pleading guilty to
that count, which is Count 4 of the indictment, sir?
THE DEFENDANT: Yes, sir, I am.
THE COURT: And are you pleading guilty to that count because you are, in fact,
guilty of that offense, sir?
THE DEFENDANT: Yes.
THE COURT: All right. Mr. Stewart, the court finds that you are freely and
voluntarily pleading guilty to Counts 1 through 4 of the indictment. That you’ve
acknowledged your guilt, and I am going to accept your plea and enter a judgment of
guilty based upon that plea.
Transcript of Change of Plea, United States v. Stewart, No. 10-10029 (W.D. Tenn. Mar. 15,
2010) (D.E. 144).
13
After extensive questioning as to Steward’s memory and the facts underlying the charges,
the Court found that he freely and voluntarily pleaded guilty and that there was a factual basis for
his change of plea. (Id.) As reflected above, counsel ensured that Petitioner was questioned at
length concerning his amnesia on the night of the robbery of the Save-A-Lot and the murder of
Captain Cagle. (Id.) In his Petition, Steward fails to provide any reasonable basis for prejudice
that resulted in counsel failing to object during the change of plea or any explanation as to how
counsel behaved deficiently. Both the Court and counsel made sure that Petitioner understood
and freely agreed with the facts presented by the Government. Accordingly, this claim is
meritless and is DENIED.
(4) Failure to Request Suppression Hearing
Steward further argues that counsel was ineffective for failing to request a suppression
hearing “based on [the] ambiguous indictment.” (D.E. 1 at 9.) Although Petitioner alleges there
was an inherent issue within the language of the indictment as some counts charged “both
general and specific intent,” he provides no legal basis for his argument. As counsel explained in
their affidavits, they “discussed the intent element, specifically explaining [to Steward] that, due
to the charges, the government was looking to obtain a conviction by establishing that he
intended to rob the Sav[e]-a-Lot, not that he intended to murder anyone.” (D.E. 10-1 at 5.)
Petitioner fails to provide any basis as to how counsel behaved deficiently or to overcome the
“strong presumption that an attorney renders adequate assistance and makes all significant
decisions in the exercise of reasonable professional judgment.” Maiyo, 576 F. App’x at 570.
Accordingly, relief based upon this ground is DENIED.
14
(5) Incompetence
Steward also contends that counsel was ineffective for failing to investigate whether he
was incompetent, rendering him unable to face trial or plead guilty. (D.E. 1-1 at 1.) As
discussed supra, however, trial counsel had mental testing and evaluations undertaken on
Petitioner, which were apparently normal, and the Court found Steward’s guilty plea to be
knowingly and freely made after extensive questioning. Supra pp 8-14. Accordingly, this claim
is meritless and is DENIED.
(6) Bad Faith
Finally, Petitioner avers that counsel acted in bad faith. However, Steward fails to point
to any specific instances, but rather poses rhetorical questions to the Court and strings together
legal quotes without any citation to legal authority. (D.E. 11 at 3.) The lack of any foundation
for this claim makes it abundantly clear that he has failed to demonstrate either prejudice or
deficient performance. Accordingly, relief based upon this ground is DENIED.
IV.
Conclusion
Because the issues presented by Steward are without merit or procedurally defaulted,
they are DISMISSED. The Clerk of the Court is DIRECTED to enter judgment for the United
States.
V.
Appeal Issues
Twenty-eight U.S.C. § 2253 requires the district court to evaluate the appealability of its
decision denying a § 2255 motion and to issue a certificate of appealability (“COA”) “only if the
applicant has made a substantial showing of the denial of a constitutional right.” 28 U.S.C.
§ 2253(c)(2); see also Fed. R. App. P. 22(b). No § 2255 movant may appeal without this
certificate. The COA must also indicate “which specific issue or issues satisfy” the required
15
showing.
28 U.S.C. § 2253(c)(3).
A “substantial showing” is made when the movant
demonstrates that “reasonable jurists could debate whether (or, for that matter, agree that) the
petition should have been resolved in a different manner or that the issues presented were
adequate to deserve encouragement to proceed further.” Miller-El v. Cockrell, 537 U.S. 322, 336
(2003) (internal quotation marks omitted). A COA does not require a showing that the appeal
will be successful. Id. at 337. Courts, however, should not issue a COA as a matter of course.
Bradley v. Birkett, 156 F. App’x 771, 773 (6th Cir. 2005) (per curiam).
In this case, for the reasons previously stated, the issues raised by the Petitioner lack
substantive merit and, therefore, he cannot present a question of some substance about which
reasonable jurists could differ. The Court therefore DENIES a certificate of appealability.
The Sixth Circuit has held that the Prison Litigation Reform Act of 1995, 28 U.S.C.
§ 1915(a)-(b), does not apply to appeals of orders denying § 2255 motions.
Kincade v.
Sparkman, 117 F.3d 949, 951 (6th Cir. 1997). Rather, to appeal in forma pauperis in a § 2255
case and thereby avoid the appellate filing fee required by 28 U.S.C. §§ 1913 and 1917, the
prisoner must obtain pauper status pursuant to Rule 24(a) of the Federal Rules of Appellate
Procedure. Id. at 952. The Rule provides that a party seeking pauper status on appeal must first
file a motion in the district court, along with a supporting affidavit. Fed. R. App. P. 24(a)(1).
However, the Rule also provides that, if the district court certifies that an appeal would not be
taken in good faith, or otherwise denies leave to appeal in forma pauperis, the prisoner must file
his motion to proceed in forma pauperis in the appellate court. See Fed. R. App. P. 24(a)(4)-(5).
In this case, for the same reasons it denies a COA, the Court determines that any appeal
would not be taken in good faith. It is therefore CERTIFIED, pursuant to Rule 24(a), that any
16
appeal in this matter would not be taken in good faith. Leave to appeal in forma pauperis is
DENIED.3
IT IS SO ORDERED this 22nd day of July 2016.
s/ J. DANIEL BREEN
CHIEF UNITED STATES DISTRICT JUDGE
3
If Petitioner files a notice of appeal, he must also pay the full appellate filing fee or file a
motion to proceed in forma pauperis and supporting affidavit in the Sixth Circuit Court of
Appeals within thirty days.
17
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