Eastwood v. Commissioner of Social Security
Filing
21
ORDER AFFERMING THE DECISION OF THE COMMISSIONER. Signed by Magistrate Judge Tu M. Pham on 9/15/2017. (Pham, Tu)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF TENNESSEE
WESTERN DIVISION
LESLIE C. EASTWOOD,
)
)
)
)
) No. 14-cv-01269-TMP
)
)
)
)
)
)
Plaintiff,
v.
CAROLYN W. COLVIN,
COMMISSIONER OF SOCIAL
SECURITY,
Defendant.
ORDER AFFIRMING THE COMMISSIONER’S DECISION
Before the court is plaintiff Leslie C. Eastwood’s appeal
from a final decision of the Commissioner of Social Security1
(“Commissioner”)
denying
his
application
for
disability
insurance benefits under Title II and Title XVI of the Social
Security Act (“Act”), 42 U.S.C. §§ 401 et seq.
On December 6,
2016, the parties consented to the jurisdiction of the United
States magistrate judge pursuant to 28 U.S.C. § 636(c).
No. 20.)
(ECF
For the reasons set forth below, the decision of the
Commissioner is affirmed.
1
Carolyn W. Colvin was the Acting Commissioner of Social Security
at the time this case was filed. Therefore, she is named in the
in the caption to this case. As of the date of this order, the
Acting Commissioner of Social Security is Nancy A. Berryhill.
I.
PROCEDURAL HISTORY
On May 9, 2006, Eastwood applied for disability benefits
under Title II and Title XVI of the Act.
(R. at 100, 105.)
Eastwood alleged disability beginning on May 5, 2006, due to
problems with both of his shoulders and heart problems resulting
from a stent in his main artery.
(R. at 100, 139.)
The Social
Security Administration (“SSA”) denied Eastwood’s application at
the initial level on October 20, 2006.
188.)
(R. at 40–41, 46–49,
Eastwood reapplied for benefits under Title II and Title
XVI of the Act on August 26, 2009.
(R. at 109.)
Eastwood again
alleged disability beginning on May 5, 2006, this time due to
“rips and tears in shoulders” and heart disease.
The
SSA
denied
reconsideration.
the
second
application
(R. at 42–45, 54–57.)
(R. at 178.)
initially
and
upon
At Eastwood’s request,
a hearing was held before an Administrative Law Judge (“ALJ”) on
March 22, 2011.
(R. at 25–39.)
After this hearing, Eastwood
amended his alleged disability onset date to August, 7 2009.
(R. at 543.)
On June 29, 2011, the ALJ issued a decision
denying Eastwood’s request for benefits after finding Eastwood
was not under a disability because he
functional
capacity
(“RFC”)
to
perform
retained the residual
jobs
significant numbers in the national economy.
that
exist
in
(R. at 14–18.)
On
January 1, 2012, the SSA’s Appeals Council denied Eastwood’s
request for review.
(R. at 1.)
Eastwood then filed a complaint
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in this court, and the court remanded the case on October 31,
2012,
pursuant
to
sentence
four
of
further administrative proceedings.
42
U.S.C.
§
405(g)
(R. at 619–20.)
for
On January
9, 2013, the SSA’s Appeals Council remanded the case to the ALJ
for proceedings based on the court’s order.
(R. at 621–25.)
On
April 25, 2013, the ALJ held a second hearing and, on June 11,
2013,
issued
disability.
a
decision
again
(R. at 540–79.)
finding
Eastwood
not
under
On August 4, 2014, the SSA’s
Appeals Counsel denied Eastwood’s request for review.
535–37.)
Therefore,
the
ALJ’s
decision for the Commissioner.
10,
2014,
Eastwood
filed
a
decision
(Id.)
the
instant
became
(R. at
the
final
Subsequently, on August
action.
(ECF
No.
1.)
Eastwood argues that the ALJ’s determination that Eastwood is
not disabled is not supported by substantial evidence because
the
ALJ
erred
in
determining
Eastwood
could
perform
existing in significant numbers in the national economy.
work
(ECF
No. 16 at 9–11.)
II.
A.
CONCLUSIONS OF LAW
Standard of Review
Under 42 U.S.C. § 405(g), a claimant may obtain judicial
review of any final decision made by the Commissioner after a
hearing to which he or she was a party.
“The court shall have
power to enter, upon the pleadings and transcript of the record,
a judgment affirming, modifying, or reversing the decision of
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the Commissioner of Social Security, with or without remanding
the cause for a rehearing.”
review
there
of
is
whether
the
Commissioner’s
substantial
the
42 U.S.C. § 405(g).
decision
evidence
Commissioner
making the decision.
used
is
limited
to
support
the
the
proper
legal
Judicial
to
whether
decision
and
criteria
in
Id.; Burton v. Comm'r of Soc. Sec., No.
16-4190, 2017 WL 2781570, at *2 (6th Cir. June 27, 2017); Cole
v. Astrue, 661 F.3d 931, 937 (6th Cir. 2011); Rogers v. Comm’r
of Soc. Sec., 486 F.3d 234, 241 (6th Cir. 2007).
Substantial
evidence is more than a scintilla of evidence but less than a
preponderance, and is “such relevant evidence as a reasonable
mind might accept as adequate to support a conclusion.”
Kirk v.
Sec’y of Health & Human Servs., 667 F.2d 524, 535 (6th Cir.
1981) (quoting Richardson v. Perales, 402 U.S. 389, 401 (1971)).
In
determining
whether
substantial
evidence
exists,
the
reviewing court must examine the evidence in the record as a
whole and “must ‘take into account whatever in the record fairly
detracts from its weight.’”
Abbott v. Sullivan, 905 F.2d 918,
923 (6th Cir. 1990) (quoting Garner v. Heckler, 745 F.2d 383,
388
(6th
support
Cir.
the
1984)).
If
Commissioner’s
affirm
that
decision
record
could
support
and
a
substantial
decision,
“may
not
decision
the
evidence
however,
even
the
inquire
other
way.”
is
found
to
court
must
whether
the
Barker
v.
Shalala, 40 F.3d 789, 794 (6th Cir. 1994) (quoting Smith v.
-4-
Sec’y of Health & Human Servs., 893 F.2d 106, 108 (6th Cir.
1989)).
resolve
Similarly, the court may “not try the case de novo,
conflicts
credibility.”
in
the
evidence
or
decide
questions
of
Ulman v. Comm’r of Soc. Sec., 693 F.3d 709, 713
(6th Cir. 2012) (quoting Bass v. McMahon, 499 F.3d 506, 509 (6th
Cir. 2007)).
The Commissioner, not the court, is charged with
the duty to weigh the evidence and to resolve material conflicts
in the testimony.
Walters v. Comm’r of Soc. Sec., 127 F.3d 525,
528 (6th Cir. 1997); Crum v. Sullivan, 921 F.2d 642, 644 (6th
Cir. 1990); Prater v. Comm'r of Soc. Sec., No. 114CV01221STATMP,
2017 WL 2929479, at *1 (W.D. Tenn. July 10, 2017).
B.
The Five-Step Analysis
The Act defines disability as the “inability to engage in
any
substantial
gainful
activity
by
reason
of
any
medically
determinable physical or mental impairment which can be expected
to result in death or which has lasted or can be expected to
last
for
a
continuous
42 U.S.C. § 423(d)(1).
period
of
not
less
than
12
months.”
Additionally, section 423(d)(2) of the
Act states that:
An individual shall be determined to be under a
disability only if his physical or mental impairment
or impairments are of such severity that he is not
only unable to do his previous work but cannot,
considering his age, education, and work experience,
engage in any other kind of substantial gainful work
which exists in the national economy, regardless of
whether such work exists in the immediate area in
-5-
which he lives, or whether a specific job vacancy
exists for him, or whether he would be hired if he
applied for work.
For purposes of the preceding
sentence (with respect to any individual), “work which
exists in the national economy” means work which
exists in significant numbers either in the region
where such individual lives or in several regions of
the country.
Under
the
Act,
the
claimant
bears
the
establishing an entitlement to benefits.
ultimate
burden
of
Oliver v. Comm’r of
Soc. Sec., 415 F. App’x 681, 682 (6th Cir. 2011).
The initial
burden is on the claimant to prove she has a disability as
defined by the Act.
Siebert v. Comm’r of Soc. Sec., 105 F.
App’x 744, 746 (6th Cir. 2004) (citing Walters, 127 F.3d at
529); see also Born v. Sec’y of Health & Human Servs., 923 F.2d
1168, 1173 (6th Cir. 1990).
If the claimant is able to do so,
the burden then shifts to the Commissioner to demonstrate the
existence of available employment compatible with the claimant’s
disability and background.
Born, 923 F.2d at 1173; see also
Griffith v. Comm’r of Soc. Sec., 582 F. App’x 555, 559 (6th Cir.
2014).
Entitlement to social security benefits is determined by a
five-step sequential analysis set forth in the Social Security
Regulations.
See 20 C.F.R. §§ 404.1520, 416.920.
First, the
claimant must not be engaged in substantial gainful activity.
See 20 C.F.R. §§ 404.1520(b), 416.920(b).
Second, a finding
must be made that the claimant suffers from a severe impairment.
-6-
20
C.F.R.
§§
404.1520(a)(4)(ii),
416.920(a)(5)(ii).
In
the
third step, the ALJ determines whether the impairment meets or
equals
the
severity
criteria
set
forth
in
the
Listing
Impairments contained in the Social Security Regulations.
20 C.F.R. §§ 404.1520(d), 404.1525, 404.1526, 416.920(d).
of
See
If
the impairment satisfies the criteria for a listed impairment,
the claimant is considered to be disabled.
On the other hand,
if the claimant’s impairment does not meet or equal a listed
impairment,
analysis
return
and
to
the
ALJ
must
determine
any
past
undertake
whether
the
relevant
the
fourth
claimant
work.
See
step
has
20
404.1520(a)(4)(iv), 404.1520(e), 416.920(a)(4)(iv).
the
in
RFC
C.F.R.
the
to
§§
If the ALJ
determines that the claimant can return to past relevant work,
then a finding of not disabled must be entered.
Id.
But if the
ALJ finds the claimant unable to perform past relevant work,
then
at
the
fifth
step
the
ALJ
must
determine
whether
the
claimant can perform other work existing in significant numbers
in the national economy.
404.1520(g)(1),
See 20 C.F.R. §§ 404.1520(a)(4)(v),
416.960(c)(1)-(2).
Further
review
is
not
necessary if it is determined that an individual is not disabled
at
any
point
in
this
sequential
20 C.F.R. §§ 404.1520(a)(4), 416.920(a)(4).
-7-
analysis.
C.
The ALJ’s Step Five Determination
Eastwood argues
that the ALJ erred in finding
he could
perform work existing in significant numbers in the national
economy.
What amounts to a significant number is not a settled
amount but rather a variable quantity that an ALJ must work out
on a case-by-case basis.
See Taskila v. Comm'r of Soc. Sec.,
819 F.3d 902, 905 (6th Cir. 2016) (“[T]his argument . . . tries
to
transform
the
significant-numbers
inquiry
from
a
fact
question reviewed for substantial evidence into a legal question
reviewed as a matter of statutory interpretation.”); see also
Hall v. Bowen, 837 F.2d 272, 275 (6th Cir. 1988) (“[W]e cannot
set forth one special number which is to be the boundary between
a ‘significant number’ and an insignificant number of jobs.”).
When
an
ALJ
reaches
the
fifth
step
of
the
disability
entitlement analysis, the ALJ examines how the claimant’s age,
education, and work experience affect that claimant’s ability to
work.
SSR 83-10, 1983 WL 31251, at *1 (S.S.A. January 1, 1983).
SSA has promulgated a grid of rules for ALJs to consult when
assessing
what
effect
these
factors
and
the
claimant’s
exertional limitations2 have on the number of jobs available to a
2
Exertional limitations “affect [a claimant’s] ability to meet
the strength demands of jobs.”
20 C.F.R. §§ 404.1569a(a),
416.969a(a).
Nonexertional limitations are “[l]imitations or
restrictions which affect your ability to meet the demands of
jobs other than the strength demands, that is, demands other
than sitting, standing, walking, lifting, carrying, pushing or
-8-
claimant.
20 C.F.R. § Pt. 404, Subpt. P, App. 2; see also
Heckler v. Campbell, 461 U.S. 458, 468 (1983) (approving SSA’s
use of this grid).
If
a
claimant
has
both
exertional
and
nonexertional
limitations and is not disabled on the sole grounds of her or
his
exertional
limitations,
the
ALJ
uses
the
grid
as
“a
framework for consideration of how much the individual's work
capability is further diminished . . . .”
20 C.F.R. § Pt. 404,
Subpt. P, App. 2, Rule 200.00(e)(2); Jordan v. Comm'r of Soc.
Sec., 548 F.3d 417, 424 (6th Cir. 2008); SSR 83-14, 1983 WL
31254, at *3 (S.S.A. January 1, 1983).
In such a circumstance,
the Sixth Circuit requires ALJs to consider “expert vocational
testimony or other similar evidence to establish that there are
jobs available in the national economy for a person with the
claimant's characteristics.”
Abbott, 905 F.2d at 927 (quoting
Tucker v. Heckler, 776 F.2d 793, 795–96 (8th Cir. 1985)).
ALJs
also consider a “claimant's disability; the reliability of the
vocational expert's testimony; the reliability of the claimant's
testimony; the distance claimant is capable of travelling to
engage in the assigned work; the isolated nature of the jobs;
[and] the types and availability of such work.”
F.3d at 904 (citing Hall, 837 F.2d at 275).
pulling, are considered nonexertional.”
-9-
Id.
Taskila, 819
Upon
reaching
the
fifth
step
of
Eastwood’s
disability
entitlement analysis, the ALJ used the grid as a framework and
considered
the
effect
of
all
of
Eastwood’s
various
physical
limitations, as well as his age and education, on his ability to
work.
(R. at 546–52.)
The ALJ also considered the testimony of
a vocational expert who informed the ALJ that, based on the
limitations the ALJ provided in a hypothetical, Eastwood could
work one occupation — furniture rental consultant.
576–578.)
(R. at 552,
The vocational expert further explained that there
were approximately 400,000 jobs in existence nationally in this
occupation and 3,060 jobs available in Tennessee.
(Id.)
After
considering all of these factors, the ALJ found that, while
Eastwood
available
could
to
not
return
Eastwood
in
to
his
prior
significant
finding that Eastwood was not disabled.3
3
work,
numbers,
work
remained
mandating
a
(R. at 551–52.)
The court notes Eastwood’s implicit suggestion that, in light of
how severely his nonexertional limitations erode at the light
work job base available to him, the ALJ should have placed
Eastwood in the sedentary work category and, therefore, found
him disabled.
(EFC No. 16 at 9–10.); see generally SSR 83-14,
1983 WL 31254, at *3 (S.S.A. January 1, 1983) (“[A]n additional
exertional or nonexertional limitation may substantially reduce
a range of work to the extent that an individual is very close
to meeting a table rule which directs a conclusion of
‘Disabled.’”); Jon C. Dubin, Overcoming Gridlock: Campbell After
a Quarter-Century and Bureaucratically Rational Gap-Filling in
Mass
Justice
Adjudication
in
the
Social
Security
Administration's Disability Programs, 62 Admin. L. Rev. 937
(2010).
However, Eastwood has not provided, and the court has
not found, any Sixth Circuit case law to support this
proposition.
-10-
Eastwood takes issue with this finding for three reasons.
First, Eastwood argues that one occupation does not amount to a
significant amount of work.
maintains
that
the
(ECF No. 16 at 9–10.)
quantity
of
jobs
in
this
Second, he
occupation
regionally and nationally is also not a significant amount of
work.
(Id.)
Finally, Eastwood contends that, since he cannot
drive long distances, (R. at 193, 572), the ALJ should have
demonstrated that there were furniture rental consultant jobs
available in the region near him.
(Id.)
Addressing Eastwood’s first argument, the fact that the ALJ
found
only
one
occupation
disability status.
for
Eastwood
does
not
alter
his
The Sixth Circuit has recognized that a
single occupation can provide a significant amount of work.
See
Nejat v. Comm'r of Soc. Sec., 359 F. App'x 574, 579 (6th Cir.
2009)
(finding
the
existence
of
2,000
jobs
occupation was a substantial amount of work).
in
a
single
Thus, the ALJ did
not err in relying on the existence of only one occupation when
deciding that Eastwood could work jobs that exist in significant
numbers.
With
regard
to
Eastwood’s
second
argument,
although
Eastwood alleges that the number of jobs available is not enough
to be significant, “[t]here is no ‘magic number’ that qualifies
as ‘significant’ for purposes of satisfying this prong of the
disability inquiry.”
Cunningham v. Astrue, 360 F. App'x 606,
-11-
615
(6th
Cir.
2010)
(quoting
Hall,
837
F.2d
at
275).
As
discussed above, the ALJ decides what is significant by applying
a multitude of factors and, as a result, the amount that is
significant varies widely from case to case.
Compare Taskila,
819 F.3d at 906 (finding 200 regional jobs and 6,000 national
jobs sufficient), and Ward v. Berryhill, No. 16-1169, 2017 WL
2465180, at *3 (W.D. Tenn. June 7, 2017) (finding 2,500 regional
jobs
and
330,000
Berryhill,
No.
national
jobs
sufficient),
4:16-CV-00106-HBB,
2017
WL
with
Johnson
2454326,
at
v.
*6–10
(W.D. Ky. June 6, 2017) (finding 1,100 regional jobs and 110,000
national
jobs
insufficient
due
to
the
unreliability
of
the
Dictionary of Occupational Titles), and Mackins v. Astrue, 655
F. Supp. 2d 770, 773 (W.D. Ky. 2009) (finding 900 regional jobs
and 60,000 national jobs insufficient due to the obsolete nature
of the work).
Eastwood has not raised any arguments that call
into
the
question
testimony
about
the
reliability
of
position
rental
of
the
vocational
furniture
expert’s
consultant.
Thus, the court finds that substantial evidence supports the
ALJ’s decision that 3,060 regional jobs and 400,000 national
jobs met the statutory requirements for a significant number of
jobs.
In response to Eastwood’s final argument, it is correct
that when a claimant presents a physical inability to drive,
driving becomes an intrinsic factor that an ALJ should consider
-12-
pertinent to the determination of whether there is a significant
amount of work available.
See Simons v. Barnhart, 114 F. App'x
727, 735 (6th Cir. 2004); Ward, No. 16-1169, 2017 WL 2465180, at
*3.
Nevertheless, regardless of the nature of the claimant’s
limitations,
an
ALJ
has
no
duty
to
establish
that
available in a convenient location for the claimant.
jobs
are
20 C.F.R.
§ 404.1566 (“It does not matter whether . . . [w]ork exists in
the immediate area in which you live.”).
Furthermore, when a
claimant admits that she or he can drive at all, courts treat
driving as an extrinsic factor that an ALJ does not have to
consider.
See Simons, 114 F. App'x at 735; Ward, No. 16-1169,
2017 WL 2465180, at *3.
a short distance.
Here, Eastwood admitted he could drive
(ECF No. 16 at 10; R. at 193, 572.)
As a
result, Eastwood’s limited ability to drive does not undermine
the ALJ’s finding that there was substantial work available to
him.
Therefore, the court upholds the ALJ’s conclusion that
Eastwood
could
perform
other
work
existing
in
significant
numbers in the national economy.
III. CONCLUSION
For
the
reasons
described
supports
the
determination
existing
in
significant
that
numbers
above,
substantial
Eastwood
in
the
can
evidence
perform
national
work
economy.
Accordingly, the Commissioner’s decision that Eastwood is not
disabled is affirmed.
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IT IS SO ORDERED.
s/ Tu M. Pham
TU M. PHAM
United States Magistrate Judge
September 15, 2017
Date
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