Anderson v. Donahue et al
Filing
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ORDER DISMISSING ALL CLAIMS, DENYING MOTION FOR SERVICE OF SUMMONS (ECF No. 3 ), CERTIFYING APPEAL NOT TAKEN IN GOOD FAITH, AND NOTIFYING PLAINTIFF OF APPELLATE FILING FEE. Signed by Judge James D. Todd on 9/29/15. (Todd, James)
UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF TENNESSEE
EASTERN DIVISION
_____________________________________________________________________________
STEVEN LAMONT ANDERSON,
Plaintiff,
vs.
MICHAEL DONAHUE, et al.,
Defendants.
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No. 1:14-cv-1281-JDT-egb
ORDER DISMISSING ALL CLAIMS,
DENYING MOTION FOR SERVICE OF SUMMONS (ECF No. 3),
CERTIFYING APPEAL NOT TAKEN IN GOOD FAITH, AND
NOTIFYING PLAINTIFF OF APPELLATE FILING FEE
On October 15, 2014, Plaintiff Steven Lamont Anderson (“Anderson”), who was
incarcerated at the Hardeman County Correctional Facility (“HCCF”) in Whiteville, Tennessee
during the complained of incidents, filed a pro se complaint pursuant to 42 U.S.C. § 1983 and a
motion for leave to proceed in forma pauperis. (ECF Nos. 1 & 2.) On October 16, 2014, the
Court granted Anderson leave to proceed in forma pauperis, assessing the civil filing fee
pursuant to the Prison Litigation Reform Act, 28 U.S.C. §§ 1915(a)-(b) (ECF No. 6). The Clerk
shall record the defendants as Warden Michael Donahue, Warden’s Secretary Ms. First Name
Unknown (“FNU”) Duncan, K-9 Corrections Officer Mr. A. Sharp, Mail Room Supervisor Mr.
Kevin Joy, Mail Room Clerk Ms. FNU Hembree, Mail Room Clerk Ms. FNU Flint, Records
Supervisor Tabatha Brumbelow, Shelby County Clerk Kevin P. Key, Tennessee Court of Appeal
Clerk Michael E. Catalano, and Tennessee Court of Appeals Clerk Susan Turner.
I. THE COMPLAINT
In his complaint, Anderson alleges that all Defendants violated his First and Fourth
Amendment Rights to Freedom of Speech, Petition the Government for Redress of Grievances,
Access of Court, Due Process and Equal Protection. (Compl. ¶ 55, ECF No. 1.) All Defendants
are sued in their individual and official capacity.
On January 23, 2013, Anderson submitted a Petition for Writ of Error Coram Nobis
Relief/Petition for Writ of Habeas Corpus/Motion to Dismiss Indictment/Statutory Writ of
Certiorari and Supersedeas, and a Motion giving Satisfactory Reasons for Not Attaching
Underlying Indictments (“Petition”). (Id. at ¶ 9.) On March 23, 2013, the Shelby County Court
granted the State’s Motion to Dismiss the Petition for Writ of Habeas Corpus and Writ of Error
Coram Nobis. (Id. at ¶ 11.) On April 19, 2013, Anderson filed an appeal to the dismissal. (Id.
at ¶ 12.)
Anderson alleges that on or about June 3, 2013 Defendant Key “intentionally and/or
deliberately” mailed the original Petition to the Court of Criminal Appeals as part of the
Appellate Supplemental Record (“Record”). (Id. at ¶ 59.) Anderson alleges that Defendants
Catalano and Turner “intentionally and or deliberately” mailed the only copy of the Record
(“Record”), which contained a record of the Petition, to HCCF that subsequently became lost on
August 14, 2013. (Id. at ¶ 60.) The copy of the Record became lost after it was signed for as
received on August 14, 2013 by Defendant Sharp. (Id. at ¶ 25.) The loss of the Record
prevented Anderson from having the original or copies of the Petition to file with the Court of
Criminal Appeals. (Id.)
Anderson alleges that the Record was received and signed for by Defendant Sharp on
August 14, 2013. (Id. at ¶ 68.) However, Anderson contends that Defendants Donahue, Duncan,
Sharp, Joy, Hembree, Flint, and Brumbelow “accepted and then arbitrarily, maliciously,
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deliberately and/or intentionally mishandled, misplaced and ultimately lost” the only copy of the
Record. (Id. at ¶ 61.) The loss of the Record by the aforementioned Defendants was, in part, due
to Defendants’s failure to follow policy #507.02 regarding inmate mail.
(Id. at ¶ 65.)
Additionally, Anderson alleges that the absence of the Record “adversely prevented, impeded,
interrupted and/or interfered,” with his right to free speech, petition to redress grievances, access
to the courts, due process and equal protection in presenting his claims and defenses to the Court
of Criminal Appeals. (Id. at ¶ 69.) On March 31, 2014, the Court of Criminal Appeals of
Tennessee affirmed the decision of the trial court. (Id. at ¶ 39.) On April 21, 2014, Defendant
Brumbelow attempted to give Anderson copies of the lost documents, which Anderson refused
because Defendant Brumbelow would not verify that any of the documents came to the prison
through the prison mail room. (Id. at ¶ 45.)
Anderson contends that his first and fourteenth amendment rights were violated by
official policy or custom of Defendants’s insistence that his mail should not be sent directly to
Defendant Donahue. (Id. at ¶ 70.) Defendants’s actions combined to form a pattern of not
“properly assisting with the filings of initial pleadings….” (Id. at ¶ 71.) Anderson contends that
he had an actual injury because the loss of the record prevented the Court of Criminal Appeals
from hearing those parts of the Petition not included in the Record, specifically: the Petition for
Writ of Error Coram Nobis, Motion to Dismiss Indictment, and Statutory Writ of Certiorari and
Supersedeas and/or In the Alternative Common Law Writ of Certiorari and Supersedeas. (Id at ¶
77.)
Anderson seeks the appointment of counsel, injunctive relief to remove the obstacles in
bringing his claims, punitive, compensatory, and nominal damages, court costs and fees, and
attorney fees and awards. (Id. at p. 73.)
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II. ANALYSIS
A.
Screening and Standard
The Court is required to screen prisoner complaints and to dismiss any complaint, or any
portion thereof, if the complaint—
(1)
is frivolous, malicious, or fails to state a claim upon which relief may be
granted; or
(2)
seeks monetary relief from a defendant who is immune from such relief.
28 U.S.C. § 1915A(b); see also 28 U.S.C. § 1915(e)(2)(B).
In assessing whether the complaint in this case states a claim on which relief may be
granted, the court applies the standards under Federal Rule of Civil Procedure 12(b)(6), as
stated in Ashcroft v. Iqbal, 556 U.S. 662, 677-79 (2009), and in Bell Atlantic Corp. v. Twombly,
550 U.S. 544, 555-57 (2007). Hill v. Lappin, 630 F.3d 468, 470-71 (6th Cir. 2010). “Accepting
all well-pleaded allegations in the complaint as true, the Court ‘consider[s] the factual allegations
in [the] complaint to determine if they plausibly suggest an entitlement to relief.’” Williams v.
Curtin, 631 F.3d 380, 383 (6th Cir. 2011) (quoting Iqbal, 556 U.S. at 681) (alteration in
original). “[P]leadings that . . . are no more than conclusions . . . are not entitled to the
assumption of truth. While legal conclusions can provide the framework of a complaint, they
must be supported by factual allegations.” Iqbal, 556 U.S. at 679; see also Twombly, 550 U.S. at
555 n.3 (“Rule 8(a)(2) still requires a ‘showing,’ rather than a blanket assertion, of entitlement to
relief. Without some factual allegation in the complaint, it is hard to see how a claimant could
satisfy the requirement of providing not only ‘fair notice’ of the nature of the claim, but also
‘grounds’ on which the claim rests.”).
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“A complaint can be frivolous either factually or legally. Any complaint that is legally
frivolous would ipso facto fail to state a claim upon which relief can be granted.” Hill, 630 F.3d
at 470 (citing Neitzke v. Williams, 490 U.S. 319, 325, 328-29 (1989)).
Whether a complaint is factually frivolous under §§ 1915A(b)(1) and
1915(e)(2)(B)(i) is a separate issue from whether it fails to state a claim for
relief. Statutes allowing a complaint to be dismissed as frivolous give “judges
not only the authority to dismiss a claim based on an indisputably meritless
legal theory, but also the unusual power to pierce the veil of the complaint’s
factual allegations and dismiss those claims whose factual contentions are
clearly baseless.” Neitzke, 490 U.S. at 327, 109 S. Ct. 1827 (interpreting 28
U.S.C. § 1915). Unlike a dismissal for failure to state a claim, where a judge
must accept all factual allegations as true, Iqbal, 129 S. Ct. at 1949-50, a judge
does not have to accept “fantastic or delusional” factual allegations as true in
prisoner complaints that are reviewed for frivolousness. Neitzke, 490 U.S. at
327-28, 109 S. Ct. 1827.
Id. at 471.
“Pro se complaints are to be held ‘to less stringent standards than formal pleadings
drafted by lawyers,’ and should therefore be liberally construed.” Williams, 631 F.3d at 383
(quoting Martin v. Overton, 391 F.3d 710, 712 (6th Cir. 2004)). Pro se litigants and prisoners
are not exempt from the requirements of the Federal Rules of Civil Procedure. Wells v. Brown,
891 F.2d 591, 594 (6th Cir. 1989); see also Brown v. Matauszak, No. 09-2259, 2011 WL
285251, at *5 (6th Cir. Jan. 31, 2011) (affirming dismissal of pro se complaint for failure to
comply with “unique pleading requirements” and stating “a court cannot ‘create a claim which [a
plaintiff] has not spelled out in his pleading’”) (quoting Clark v. Nat’l Travelers Life Ins. Co.,
518 F.2d 1167, 1169 (6th Cir. 1975)) (alteration in original); Payne v. Sec’y of Treas., 73 F.
App’x 836, 837 (6th Cir. 2003) (affirming sua sponte dismissal of complaint pursuant to Fed. R.
Civ. P. 8(a)(2) and stating, “[n]either this court nor the district court is required to create Payne’s
claim for her”); cf. Pliler v. Ford, 542 U.S. 225, 231 (2004) (“District judges have no obligation
to act as counsel or paralegal to pro se litigants.”); Young Bok Song v. Gipson, 423 F. App’x 506,
510 (6th Cir. 2011) (“[W]e decline to affirmatively require courts to ferret out the strongest cause
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of action on behalf of pro se litigants. Not only would that duty be overly burdensome, it would
transform the courts from neutral arbiters of disputes into advocates for a particular party. While
courts are properly charged with protecting the rights of all who come before it, that
responsibility does not encompass advising litigants as to what legal theories they should
pursue.”).
B.
§ 1983 Claim
Anderson filed his seventy-four page, typed complaint pursuant to actions under 42
U.S.C. § 1983 which provides:
Every person who, under color of any statute, ordinance, regulation, custom, or
usage, of any State or Territory or the District of Columbia, subjects, or causes
to be subjected, any citizen of the United States or other person within the
jurisdiction thereof to the deprivation of any rights, privileges, or immunities
secured by the Constitution and laws, shall be liable to the party injured in an
action at law, suit in equity, or other proper proceeding for redress, except that
in any action brought against a judicial officer for an act or omission taken in
such officer's judicial capacity, injunctive relief shall not be granted unless a
declaratory decree was violated or declaratory relief was unavailable. For the
purposes of this section, any Act of Congress applicable exclusively to the
District of Columbia shall be considered to be a statute of the District of
Columbia.
To state a claim under 42 U.S.C. § 1983, a plaintiff must allege two elements: (1) a deprivation
of rights secured by the “Constitution and laws” of the United States (2) committed by a
defendant acting under color of state law. Adickes v. S.H. Kress & Co., 398 U.S. 144, 150
(1970).
1.
Non-Compliance with Federal Rules of Civil Procedure 8(a)(2)-3
Anderson’s complaint does not comply with the Federal Rules of Civil Procedure. A
complaint must contain "a short and plain statement of the claim showing that the pleader is
entitled to relief" and "a demand for the relief sought, which may include relief in the alternative
or different types of relief." Fed. R. Civ. P. 8(a)(2)-(3). A complaint violates these provisions
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when it "is so verbose that the Court cannot identify with clarity the claim(s) of the pleader and
adjudicate such claim(s) understandingly on the merits." Harrell v. Dirs. of Bur. of Narcotics &
Dangerous Drugs, 70 F.R.D. 444, 446 (E.D. Tenn. 1975); see also Flayter v. Wis. Dep’t of
Corr., 16 F. App’x 507, 509 (7th Cir. 2001) (dismissing 116-page complaint pursuant to Rule
8(a)(2)); Vicom v. Harbridge Merch. Servs., Inc., 20 F.3d 771, 775-76 (7th Cir. 1994) (criticizing
district court for declining to dismiss amended complaint with prejudice pursuant to Rule 8(a)
and noting that "[a] complaint that is prolix and/or confusing makes it difficult for the defendant
to file a responsive pleading and makes it difficult for the trial court to conduct orderly
litigation); Plymale v. Freeman, No. 90-2202, 1991 WL 54882, at *1 (6th Cir. Apr. 12, 1991)
(district court did not abuse its discretion in dismissing with prejudice "rambling" 119-page
complaint containing nonsensical claims); Jennings v. Emry, 910 F.2d 1434, 1436 (7th Cir.
1990) ("A . . . complaint must be presented with intelligibility sufficient for a court or opposing
party to understand whether a valid claim is presented and if so what it is. And it must be
presented with clarity sufficient to avoid requiring a district court or opposing party to forever
sift through its pages in search of that understanding.") (citations omitted); Michaelis v. Neb.
State Bar Ass’n, 717 F.2d 437, 438-39 (8th Cir. 1983) (per curiam) (affirming dismissal of 98page complaint where "[t]he style and prolixity of these pleadings would have made an orderly
trial impossible"); Gordon v. Green, 602 F.2d 743, 744-45 (5th Cir. 1979) (4000-page pleading,
comprised of "various complaints, amendments, amended amendments, amendments to amended
amendments, and other related papers," did not comply with Rule 8(a) "as a matter of law");
Windsor v. A Fed. Exec. Agency, 614 F. Supp. 1255, 1257 (M.D. Tenn. 1983) (ordering plaintiff
to amend his complaint to comply with Rule 8 because a 47-page complaint is not required to
state a simple claim and because the complaint "is confusing and distracting").
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Anderson’s complaint does not allege sufficient facts to state a colorable claim against
any defendant. The complaint is 74 pages with over 500 pages of attached exhibits. (ECF No.
1.) It is not reasonable to expect the Court and opposing parties to sift through numerous
exhibits to discern the substance of Anderson’s claims. Septer v. Warden, Hocking Corr.
Facility, No. 2:12-CV-1209, 2013 WL 4456043, at *2 (S.D. Ohio Aug. 26, 2013) ("[I]t is the
plaintiff’s job, and not the Court’s, to sift through his various grievances and both to decide, and
plead with some level of specificity, what claims he intends to assert against what defendants.");
Mobley v. Warden London Corr. Inst., No. 2:09-cv-639, 2010 WL 518033, at *1 (S.D. Ohio Feb.
1, 2010) (form complaint accompanied by many inmate grievances "do[es] not constitute a
proper complaint"). It also is not necessary for a complaint to contain legal argument and case
citations.
2.
Complaints against Defendants in their Official Capacity
Anderson sues all Defendants in their official capacity. "[A] suit against a state official
in his or her official capacity is not a suit against the official but rather is a suit against the
official’s office.
As such, it is no different from a suit against the State itself." Will v. Mich.
Dep’t of State Police, 491 U.S. 58, 71 (1989) (citation omitted). Anderson’s claim against
Defendants in their official capacity is brought against the State of Tennessee. Further, the
Office of the Clerk of Shelby County as well as the Court of Criminal Appeals of Tennessee are
established by state law and operate pursuant to state law. See, e.g., Tenn. Code Ann. §§ 8-24102 (setting compensation for clerks of court); 8-20-101 (authorizing the hiring of deputy
clerks).
The Eleventh Amendment to the United States Constitution provides that "[t]he Judicial
power of the United States shall not be construed to extend to any suit in law or equity,
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commenced or prosecuted against one of the United States by Citizens of another State, or by
Citizens or Subjects of any Foreign State." U.S. Const. amend. XI. The Eleventh Amendment
has been construed to prohibit citizens from suing their own states in federal court. Welch v. Tex.
Dep’t of Highways & Pub. Transp., 483 U.S. 468, 472 (1987); Pennhurst State Sch. & Hosp. v.
Halderman, 465 U.S. 89, 100 (1984); Employees of Dep’t of Pub. Health & Welfare v. Mo.
Dep’t of Pub. Health & Welfare, 411 U.S. 279, 280 (1973); see also Va. Office for Protection &
Advocacy v. Stewart, 131 S. Ct. 1632, 1638 (2011) ("A State may waive its sovereign immunity
at its pleasure, and in some circumstances Congress may abrogate it by appropriate legislation.
But absent waiver or valid abrogation, federal courts may not entertain a private person’s suit
against a State.") (citations omitted). By its terms, the Eleventh Amendment bars all suits,
regardless of the relief sought. Pennhurst, 465 U.S. at 100-01. Tennessee has not waived its
sovereign immunity. Tenn. Stat. Ann. § 20-13-102(a). Moreover, a state is not a person within
the meaning of 42 U.S.C. § 1983. Lapides v. Bd. of Regents of the Univ. Sys. of Ga., 535 U.S.
613, 617 (2002); Will, 491 U.S. at 71.
3.
Complaint against Defendants Key, Catalona and Turner in their
Individual Capacity
Anderson has no claim for money damages against Defendants Key, Catalano and
Turner. "Absolute judicial immunity applies not only to judges, but has extended, in the form of
quasi-judicial immunity, to any person acting as an arm of the absolutely immune judicial
officer." Coleman v. Governor of Mich., 413 F. App’x 866, 873 (6th Cir. 2011); see also Bush v.
Rauch, 38 F.3d 842, 847 (6th Cir. 1994) ("Absolute judicial immunity has been extended to nonjudicial officers who perform ‘quasi-judicial’ duties. Quasi-judicial immunity extends to those
persons performing tasks so integral or intertwined with the judicial process that these persons
are considered an arm of the judicial officer who is immune.") (citations omitted). That
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immunity extends to court clerks and their office staff. Coleman v. Governor of Mich., 413 F.
App’x 866, 873 (6th Cir. 2011); Johns v. Bonnyman, 109 F. App’x 19, 21-22 (6th Cir. 2004);
Bradley v. United States, 84 F. App’x 492, 493 (6th Cir. 2003); Carlton v. Baird, 72 F. App’x
367, 368-69 (6th Cir. 2003); Lyle v. Jackson, 49 F. App’x 492, 494 (6th Cir. 2002); Johnson v.
Turner, 125 F.3d 324, 333 (6th Cir. 1997). Anderson alleges that Defendant Key sent the
original Record to the Court of Criminal Appeals. (Compl. at ¶ 59.) Further Anderson alleges
that Defendants Catalano and Turner then sent the only copy of the Record, which subsequently
became lost. (Id. at ¶ 60.) The crux of the allegations against these Defendants is that they failed
to do their jobs properly in not making copies of the Petition and Record. (Id. at ¶ 66.) Although
the complaint does not state why there were no copies made, it is very likely that they were
enforcing a court policy for handling documents on request for appeal. This process of handling
court documents would appear to be protected by quasi-judicial immunity. Hessmer v. Bad
Gov’t, No. 3:12-cv-590, 2012 WL 3945315, at *12 (M.D. Tenn. Sept. 10, 2012) ("Because the
alleged act — the filing or misfiling of court pleadings — clearly falls within the parameters of
defendant Neal’s core functions as Clerk of Court and is completely integral to the judicial
process, defendant Neal is entitled to absolute quasi-judicial immunity.").
4.
Complaint against Defendants Donahue, Joy, and Brumbelow as
Supervisors
Defendants Donahue, Joy and Brumbelow cannot be held liable because of their
respective positions as HCCF Warden, HCCF Mail Room Supervisory, and HCCF Records
Supervisor. Under 42 U.S.C. 1983, "[g]overnment officials may not be held liable for the
unconstitutional conduct of their subordinates under a theory of respondeat superior." Ashcroft
v. Iqbal, 556 U.S. at 676; see also Bellamy v. Bradley, 729 F.2d 416, 421 (6th Cir. 1984). Thus,
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"a plaintiff must plead that each Government-official defendant, through the official’s own
official actions, violated the Constitution." Iqbal, 556 U.S. at 676.
There must be a showing that the supervisor encouraged the specific instance
of misconduct or in some other way directly participated in it. At a minimum,
a 1983 plaintiff must show that a supervisory official at least implicitly
authorized, approved or knowingly acquiesced in the unconstitutional conduct
of the offending subordinates.
Bellamy, 729 F.2d at 421 (citation omitted).
A supervisory official, who is aware of the
unconstitutional conduct of his or her subordinates, but fails to act, generally cannot be held
liable in his or her individual capacity. Grinter v. Knight, 532 F.3d 567, 575-76 (6th Cir. 2008);
Gregory v. City of Louisville, 444 F.3d 725, 751 (6th Cir. 2006); Shehee v. Luttrell, 199 F.3d
295, 300 (6th Cir. 1999); Lillard v. Shelby Cnty. Bd. of Educ., 76 F.3d 716, 727-28 (6th Cir.
1996). The complaint does not allege that Defendants Donahue, Joy or Brumbelow had any
personal involvement in the handling of Anderson’s mail.
5.
Equal Protection Claims
The Fourteenth Amendment provides that "[n]o State shall . . . deny to any person within
its jurisdiction the equal protection of the laws." U.S. Const., amend. XIV, 1.
The purpose of this provision is "to secure every person within the state’s
jurisdiction against intentional and arbitrary discrimination, whether occasioned
by express terms of a statute or by its improper execution through duly
constituted agents." Sioux City Bridge Co. v. Dakota Cnty., 260 U.S. 441, 445,
43 S. Ct. 190, 67 L. Ed. 340 (1923) (internal quotation marks and citation
omitted). . . . Equal protection challenges are "typically ... concerned with
governmental classifications that affect some groups of citizens differently than
others." Engquist v. Or. Dep’t of Agric., 553 U.S. 591, 601, 128 S. Ct. 2146, 170
L. Ed. 2d 975 (2008) (internal quotation marks and citation omitted). However,
the Supreme Court has recognized that a "class-of-one" may bring an equal
protection claim where the plaintiff alleges that: (1) he or "she has been
intentionally treated differently from others similarly situated"; and (2) "there is
no rational basis for the difference in treatment." Vill. of Willowbrook v. Olech,
528 U.S. 562, 564, 120 S. Ct. 1073, 145 L. Ed. 2d 1060 (2000).
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United States v. Green, 654 F.3d 657, 650-51 (6th Cir. 2011), cert. denied, 132 S. Ct. 1056
(2012). The complaint does not allege that Anderson was discriminated against because of his
membership in a protected class. The loss of the Record does not amount to an equal protection
claim.
6.
Due Process Claim
Anderson complains that Defendant Key violated his due process rights by mailing the
only copy of the original Petition. (Compl. at ¶ 59.) As stated previously, Key has immunity
against the allegations. Any denial of access to the courts is more appropriate under a First
Amendment analysis. Further, inmates do not have a right under the Due Process Clause to an
effective grievance mechanism. Argue v. Hofmeyer, 80 F. App’x 427, 430 (6th Cir. 2003); Smith
v. Corr. Corp. of Am., 19 F. App’x 318, 321 (6th Cir. 2001) (holding that prisoner "had no
constitutional right to . . . disciplinary or grievance systems that met his standards"); Shehee v.
Luttrell, 199 F.3d at 300; Irvin v. Fluery, No. 2:07-cv-117, 2007 WL 5328577, at *2 (W.D.
Mich. Sept. 11, 2007) ("[T]he Sixth Circuit and other circuit courts have held that there is no
constitutional right to access an institutional grievance procedure.")(report and recommendation),
adopted, 2007 WL 3036493 (W.D. Mich. Oct. 16, 2007); Mackey v. Carberry, No. 2:07-cv-43,
2007 WL 2479296, at *3 (W.D. Mich. Aug. 28, 2007) (report and recommendation adopted as
opinion of the Court); Holloway v. Drew, No. 2:07-CV-160-MEF, 2007 WL 1175067, at *2
(M.D. Ala. Apr. 4, 2007) (report and recommendation); Robertson v. Montgomery Cnty., No. 3
06 0435, 2006 WL 1207646, at *2 (M.D. Tenn. Apr. 27, 2006) ("[S]tate law does not create a
liberty interest in the grievance procedure."); Robinson v. Hastings, 2006 WL 950185, at *4.4
Defendant Dickerson did not violate Watson’s constitutional rights by finding that his grievance
was unfounded.
George v. Smith, 507 F.3d at 609-10 ("Ruling against a prisoner on an
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administrative complaint does not cause or contribute to the [constitutional] violation. A guard
who stands and watches while another guard beats a prisoner violates the Constitution; a guard
who rejects an administrative complaint about a completed act of misconduct does not.")
7.
First Amendment: Access to the Courts
The denial of access to mail implicated the First Amendment right "to petition the
Government for a redress of grievances," U.S. Const., amend. I, which is made applicable to the
states by the Fourteenth Amendment. See Kensu v. Haigh, 87 F.3d 172, 175 (6th Cir. 1996); see
also Bounds v. Smith, 430 U.S. 817, 822 (1977). The Supreme Court has held that "[t]he
fundamental constitutional right of access to the courts requires prison authorities to assist
inmates in the preparation and filing of meaningful legal papers by providing prisoners with
adequate law libraries or adequate assistance from persons trained in the law." Bounds, 430 U.S.
at 828. However,
Bounds does not guarantee inmates the wherewithal to transform
themselves into litigating engines capable of filing everything from
shareholder derivative actions to slip-and-fall claims. The tools it requires to
be provided are those that the inmates need in order to attack their sentences,
directly or collaterally, and in order to challenge the conditions of their
confinement. Impairment of any other litigating capacity is simply one of the
incidental (and perfectly constitutional) consequences of conviction and
incarceration.
Lewis v. Casey, 518 U.S. 343, 355 (1996); see also Thaddeus-X, 175 F.3d at 391
(inmates’ First Amendment right of access to the courts "extends to direct appeal, habeas corpus
applications, and civil rights claims only").
To have standing to pursue a First Amendment claim that he was denied access to the
courts, "a prisoner must show prison officials’ conduct inflicted an ‘actual injury,’ i.e., that the
conduct hindered his efforts to pursue a nonfrivolous legal claim." Rodgers v. Hawley, 14 F.
App’x 403, 409 (6th Cir. 2001) (citing Lewis v. Casey, 518 U.S. at 351-53); see also Hadix v.
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Johnson, 182 F.3d 400, 405-06 (6th Cir. 1999) (explaining how Lewis altered the "actual injury"
requirement previously applied by the Sixth Circuit). "Actual injury" can be demonstrated by
"the late filing of a court document or the dismissal of an otherwise meritorious claim." Pilgrim
v. Littlefield, 92 F.3d 413, 416 (6th Cir. 1996).
Anderson contends that his injury, the loss of the Record, prevented the Court of
Criminal Appeals from hearing those parts of the Petition not included with the original
Appellate Record, specifically: the Petition for Writ of Error Coram Nobis, Motion to Dismiss
Indictment, and Statutory Writ of Certiorari and Supersedeas and/or In the Alternative Common
Law Writ of Certiorari and Supersedeas. (Compl. at ¶ 77.) While there might be an issue with
the loss of the Record, the Court of Criminal Appeals was reviewing the trial court’s decision on
the Habeas Corpus Petition,1 for which there is no contention that any documents were lost.
Further, it is clear that additional information was not going to alter the Appellate Court’s ruling
on the Habeas Petition as the court held:
We have carefully reviewed the habeas corpus petition’s allegation
and conclude the issues have been previously determined adversely to
Petitioner in prior proceedings, the allegations, if true, would not result in
in a void judgment, or the allegations, if true would render the judgments
merely voidable and not void.
See Anderson v. State of Tennessee, No. W213-0075-CCA-R3-HC (Tenn. Crim. App.
March 31, 2014) (citations omitted) (emphasis added). Therefore, the materials received by
Anderson in appealing the Habeas Petition were sufficient for finding judgment, and the addition
of Anderson’s Petition would not have impacted the Appellate Court holding.
III. Standard for Leave to Amend
1
The trial court dismissed Anderson’s Petition for Writ of Error Coram Nobis and Writ of
Habeas Corpus noting that “Petitioner has brought this petition before the court three times
preciously, and again, Petitioner fails to make a cognizable claim under either petition.” (Compl.
at Ex C. p. 92, ECF No. 1-6.)
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The Sixth Circuit has held that a district court may allow a prisoner to amend his
complaint to avoid a sua sponte dismissal under the PLRA. LaFountain v. Harry, 716 F.3d 944,
951 (6th Cir. 2013); see also Brown v. R.I., No. 12-1403, 2013 WL 646489, at *1 (1st Cir. Feb.
22, 2013) (per curiam) (“Ordinarily, before dismissal for failure to state a claim is ordered, some
form of notice and an opportunity to cure the deficiencies in the complaint must be afforded.”).
Leave to amend is not required where a deficiency cannot be cured. Brown, 2013 WL 646489, at
*1; Gonzalez-Gonzalez v. United States, 257 F.3d 31, 37 (1st Cir. 2001) (“This does not mean, of
course, that every sua sponte dismissal entered without prior notice to the plaintiff automatically
must be reversed. If it is crystal clear that the plaintiff cannot prevail and that amending the
complaint would be futile, then a sua sponte dismissal may stand.”); Grayson v. Mayview State
Hosp., 293 F.3d 103, 114 (3d Cir. 2002) (“in forma pauperis plaintiffs who file complaints
subject to dismissal under Rule 12(b)(6) should receive leave to amend unless amendment would
be inequitable or futile”); Curley v. Perry, 246 F.3d 1278, 1284 (10th Cir. 2001) (“We agree with
the majority view that sua sponte dismissal of a meritless complaint that cannot be salvaged by
amendment comports with due process and does not infringe the right of access to the courts.”).
C.
Motion to Serve Summons
On October 15, 2014, Anderson filed a motion seeking the issuance of summonses and
service of process on Defendants. (Summons and Service of Process Mot., ECF No. 3.) Where
a civil case is filed by an indigent prisoner, summonses are not issued and the defendants are not
served until after the case has been screened under 28 U.S.C. §§ 1915(e)(2)(B)(ii) and 1915A(b).
See Local Rule 4.1(b)(3). Anderson’s motion is DENIED as premature. This order constitutes
the required screening
IV. Appeal Issues
15
Pursuant to 28 U.S.C. §1915(a)(3), the Court must also consider whether an appeal by
Anderson in this case would be taken in good faith. The good faith standard is an objective one.
Coppedge v. United States, 369 U.S. 438, 445 (1962). The test for whether an appeal is taken in
good faith is whether the litigant seeks appellate review of any issue that is not frivolous. Id. It
would be inconsistent for a district court to determine that a complaint should be dismissed prior
to service on the Defendants, but has sufficient merit to support an appeal in forma pauperis. See
Williams v. Kullman, 722 F.2d 1048, 1050 n.1 (2d Cir. 1983). The same considerations that lead
the Court to dismiss this case for failure to state a claim also compel the conclusion that an
appeal would not be taken in good faith.
V. Conclusion
The Court DISMISSES Anderson’s complaint as to all Defendants for failure to state a
claim on which relief can be granted, pursuant to 28 U.S.C. §§ 1915(e)(2)(B)(ii) and
1915A(b(1). Leave to Amend is DENIED because the deficiencies in Anderson’s complaint
cannot be cured. It is also CERTIFIED, pursuant to 28 U.S.C. §1915(a)(3), that any appeal in
this matter by Anderson would not be taken in good faith.
The Court must also address the assessment of the $505 appellate filing fee if Anderson
nevertheless appeals the dismissal of this case. A certification that an appeal is not taken in good
faith does not affect an indigent prisoner plaintiff’s ability to take advantage of the installment
procedures contained in § 1915(b). See McGore v. Wrigglesworth, 114 F.3d 601, 610-11 (6th
Cir. 1997), partially overruled on other grounds by LaFountain, 716 F.3d at 951. McGore sets
out specific procedures for implementing the PLRA, 28 U.S.C. § 1915(a)-(b). Therefore, the
Anderson is instructed that if he wishes to take advantage of the installment procedures for
paying the appellate filing fee, he must comply with the procedures set out in McGore and §
16
1915(a)(2) by filing an updated in forma pauperis affidavit and a current, certified copy of his
inmate trust account for the six months immediately preceding the filing of the notice of appeal.
For analysis under 28 U.S.C. § 1915(g) of future filings, if any, by Anderson, this is the
second dismissal of one of his cases as frivolous or for failure to state a claim.2 This “strike”
shall take effect when judgment is entered. Coleman v. Tollefson, 135 S. Ct. 1759, 1763-64
(2015).
The Clerk is directed to prepare a judgment.
IT IS SO ORDERED.
s/James D. Todd
JAMES D. TODD
UNITED STATES DISTRICT JUDGE
2
Anderson previously filed Anderson v. Corrections Corporation of America, Inc., et al.,
No. 10-1029_JDT-egb (W.D. Tenn. Dismissed for failure to state a claim).
17
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