Burton v. City of Memphis et al
Filing
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ORDER to Issue and Effect Service of Process; REPORT AND RECOMMENDATIONS on In Forma Pauperis Screening pursuant to 28 U.S.C. Section 1915 and on Certification of Appealability pursuant to Rule 24 of the Federal Rules of Appellate Procedure. Objections to R&R due by 10/24/2013. Signed by Magistrate Judge Charmiane G. Claxton on 10/10/2013. (Claxton, Charmiane)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF TENNESSEE
WESTERN DIVISION
CYNTHIA M. P. BURTON,
Plaintiff,
v.
Case 2:13-cv-02070-JDT-cgc
CITY OF MEMPHIS,
HONORABLE MAYOR A. C.
WHARTON, MEMPHIS
POLICE DEPARTMENT,
and OFFICER JAMES A. WALTON,
Defendants.
REPORT AND RECOMMENDATION ON IN FORMA PAUPERIS SCREENING
PURSUANT TO 28 U.S.C. § 1915 AND ON CERTIFICATION OF APPEALABILITY
PURSUANT TO RULE 24 OF THE FEDERAL RULES OF APPELLATE PROCEDURE
ORDER TO ISSUE AND EFFECT SERVICE OF PROCESS
Before the Court is Plaintiff Cynthia M. P. Burton’s pro se Complaint (Docket Entry “D.E.”
#1), which must be screened pursuant to 28 U.S.C. § 1915 (“Section 1915”) as Plaintiff is
proceeding in forma pauperis (D.E. #3). The instant motion has been referred to the United States
Magistrate Judge for determination or report and recommendation as appropriate. (D.E. #5). For
the reasons set forth herein, it is recommended that Plaintiff’s claims, with the exception of his
Americans with Disabilities Act claim against the City of Memphis, fail to state a claim upon which
relief may be granted and should be dismissed pursuant to Section 1915. As to the Americans with
Disabilities Act claim against the City of Memphis that survives Section 1915 review, it is ordered
that the Clerk issue and effect service of process upon the City of Memphis as set forth below.
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I. Background
Plaintiff’s Complaint alleges claims for violations of the Americans with Disabilities Act,
42 U.S.C. §§ 12111, et seq. (“ADA”), Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000e,
et seq., (“Title VII”), and 42 U.S.C. § 1983 (“Section 1983”), as well as claims of intentional and
negligent infliction of emotional distress. Plaintiff alleges that, on or about August, 2007 until
present, she “continuously telephoned the Memphis police department [(“MPD”)] with numerous
complaints” and attempted to explain “that she was a severely disabled paranoid schizophrenic and
taking medication” and that she was “permanently and severely disabled.” (Compl. ¶16). Plaintiff
states that, on or about June 25, 2009, the MPD “inflicted police brutality” upon her and “escort[ed]”
her to the Community Behavioral Health Hospital (“CBHH”), a mental health facility. (Id.)
Plaintiff states that, on or about November 7, 2009, MPD again “escorted” her to CBHH. (Id.)
Plaintiff alleges that, on or about August 7, 2012, MPD entered her home illegally, “harassing,
brutalizing . . . and arresting” her, placed her in the Shelby County Correctional Center (“SCCC”),
then placed her at “201 Poplar,” which is the Shelby County Jail facility, and then took her to “CBH
CMPB.” (Id.)
II. Section 1915 Screening
Pursuant to Section 1915, in proceedings in forma pauperis, notwithstanding any filing fee,
or any portion thereof, that may have been paid, the Court shall dismiss the case at any time if the
court determines that the allegation of poverty is untrue or that the action or appeal is frivolous or
malicious, fails to state a claim upon which relief may be granted, or seeks monetary relief against
a defendant who is immune from such relief. 28 U.S.C. § 1915(e)(2).
To state a claim upon which relief may be granted, a pleading must include a “short and plain
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statement of the claim showing that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a). Such a
statement must “give the defendant fair notice of what the plaintiff’s claim is and the grounds upon
which it rests.” Conley v. Gibson, 355 U.S. 41, 47 (1957). Pleadings and documents filed by pro
se litigants are to be “liberally construed,” and a “pro se complaint, however inartfully pleaded, must
be held to a less stringent standard than formal pleadings drafted by lawyers.” Erickson, 551 U.S.
at 94 (2007) (quoting Estelle v. Gamble, 429 U.S. 97, 106 (1976)). However, “the lenient treatment
generally accorded to pro se litigants has limits.” Pilgrim v. Littlefield, 92 F.3d 413, 416 (6th Cir.
1996) (citing Jourdan v. Jabe, 951 F.2d 108, 110 (6th Cir. 1991)). The basic pleading essentials are
not abrogated in pro se cases. Wells v. Brown, 891 F.2d 591, 594 (6th Cir. 1989) A pro se
complaint must still “contain sufficient factual matter, accepted as true, to state a claim to relief that
is plausible on its face.” Barnett v. Luttrell, 414 Fed. Appx. 784, 786 (6th Cir. 2011) (quoting
Ashcroft, 556 U.S. at 678) (internal quotations and emphasis omitted). District Courts “have no
obligation to act as counsel or paralegal” to pro se litigants. Pliler v. Ford, 542 U.S. 225, 231
(2004). District Courts are also not “required to create” a pro se litigant’s claim for him. Payne v.
Secretary of Treasury, 73 Fed. Appx. 836, 837 (6th Cir. 2003).
A. Title VII
First, Plaintiff alleges disability discrimination in violation of Title VII. (Compl. § II). Title
VII covers employment discrimination on the basis of “race, color, religion, sex, or national origin.”
42 U.S.C. § 2000e-2(a). Allegations of discrimination on the basis of disability are not covered by
Title VII, nor are claims that are not related to employment. Accordingly, it is recommended that
Plaintiff’s Title VII claim fails to state a claim upon which relief may be granted and should be
dismissed pursuant to Section 1915.
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B. ADA
Next, Plaintiff alleges disability discrimination in violation of the ADA. (Compl. § I). Title
II of the ADA covers discrimination in public services and provides as follows: “[N]o qualified
individual with a disability shall, by reason of such disability, be excluded from participation in or
be denied the benefits of the services, programs, or activities of a public entity, or be subjected to
discrimination by any such entity.” 42 U.S.C. § 12132; Tennessee v. Lane, 541 U.S. 509, 516-17
(2004). The term “public entity” includes state and local governments, as well as their departments,
agencies, and instrumentalities. Tucker v. Tennessee, 443 F. Supp. 2d 971, 972 (W.D. Tenn. 2006)
(citing 42 U.S.C. § 12131(1)).
A “qualified individual with a disability” is defined as “an individual with a disability who,
with or without reasonable modifications . . . , meets the essential eligibility requirements for the
receipt of services or the participation in programs or activities provided by a public entity.” Tucker,
443 F. Supp. 2d at 972-73 (quoting 42 U.S.C. § 12131(2)). Mental health diagnoses, including
paranoid schizophrenia, may meet this requirement if they substantially limit a major life activity.
Atwell v. Hart Cty., Ky., 122 Fed. Appx. 215, 219 (6th Cir. 2005) (quoting Sutton v. United Air
Lines, Inc., 534 U.S. 184, 195-97 (2002)). Compensatory damages may be recovered under the
ADA if the plaintiff proves intentional discrimination. Tucker, 443 F. Supp. 2d at 973 (citations
omitted).
In Tucker, this Court concluded that whether an arrest is a “service, program, or activity” to
which the ADA applies “appears to be a fact-specific determination.” Id. at 975 (citing cases). The
Tucker court considered whether the arrest was an “in-the-field action or on-the-street arrest” or was
a more peaceful, calm intervention of law enforcement assistance. Id. at 976. Likewise, other
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District Courts within the Sixth Circuit have opined that a plaintiff may bring an ADA claim for
certain actions of law enforcement arising out of an arrest depending upon the facts of the particular
case. See, e.g., Scozzari v. City of Clare, 723 F. Supp. 2d 974 (2010). Specifically, a “wrongful
arrest” ADA claim is cognizable when police officers have “‘wrongly arrested someone with a
disability because they misperceived the effects of that disability as criminal activity.’” Scozzari,
723 F. Supp. 2d at 979. Under certain circumstances, a plaintiff may also pursue an ADA claim for
failure to reasonably accommodate the plaintiff’s disability during the arrest. Id. at 980. A plaintiff
may not, however, pursue a “failure to train” ADA claim arguing that law enforcement officials
would have handled the arrest properly if they had been properly trained to “handle individuals with
mental health problems.” Id. at 981 (quoting Dillery v. City of Sandusky, 398 F.3d 562, 568 (6th Cir.
2005)).
Upon review, Plaintiff alleges that she is a qualified individual with a disability based upon
her diagnosis with paranoid schizophrenia. Plaintiff alleges that she was intentionally harmed,
harassed, and discriminated against due to her mental disability. Specifically, Plaintiff alleges three
encounters with MPD where she was harassed and suffered brutality. Such allegations suffice to
survive Section 1915 review; however, the question of which Defendants are proper to allege such
claims against remains.
As an initial matter, Plaintiff seeks to sue both the City of Memphis and the Memphis Police
Department. However, the City of Memphis alone is the appropriate defendant, as the Memphis
Police Department is not a suable entity that is separate from the City itself. See, e.g., Tucker, 443
F. Supp. 2d at 972 n.2. Thus, it is recommended that Plaintiff’s claim against the Memphis Police
Department fails to state a claim upon which relief may be granted and should be dismissed pursuant
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to Section 1915.
Plaintiff further seeks to sue “Honorable Mayor A. C. Wharton” and “Officer James A.
Walton.” Plaintiff’s Complaint does not allege any actions that either individual took that she
asserts violate the ADA. Further, to the extent Plaintiff seeks to bring claims against these
individuals in their official capacity, such claims are redundant to her claims against the City of
Memphis. Monell v. New York City Dept. of Social Services, 436 U.S. 658, 690 n.55 (1978); see
also Ernest Moore v. Lieutenant Tanner, No. 07-CV-10442, 2008 WL 3876346, at *6 (E.D. Mich.
Aug. 18, 2008) (concluding that ADA actions may be brought either by naming a public entity or
by suing an agent of an entity in his or her official capacity, as an official capacity suit under Monell
generally represents only another way of pleading an action against the entity). To the extent that
Plaintiff seeks to bring claims against these individuals in their individual capacities, Title II of the
ADA does not permit such claims. See Everson v. Leis, 556 F.3d 484, 501 at n.7 (6th Cir. 2009);
Williams v. McLemore, 247 Fed. Appx. 1, 8 (6th Cir. 2007); see also 42 U.S.C. § 12131(1) (Title
II only applies to a “public entity”). Thus, it is recommended that Plaintiff’s ADA claims against
Honorable Mayor A. C. Wharton and Officer James A. Walton fail to state a claim upon which relief
may be granted and should be dismissed pursuant to Section 1915.
In sum, it is recommended that Plaintiff’s ADA claim against the City of Memphis states a
claim upon which relief may be granted and survives Section 1915 review. The Court will address
issuance of service of process in Section III, infra. It is further recommended that Plaintiff’s ADA
claims against the Memphis Police Department, Honorable Mayor A.C. Wharton, and Officer James
A. Walton fail to state a claim upon which relief may be granted and should be dismissed pursuant
to Section 1915.
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C. Section 1983
Next, Plaintiff has alleged a violation of Section 1983. As already addressed in Section II.B,
supra, such an action may not be maintained against both the City of Memphis and the Memphis
Police Department. Instead, it should only be brought against the City of Memphis. Such an action
also may not be maintained against “Honorable Mayor A.C. Wharton” or “Officer James A. Walton”
in their individual capacities and would be redundant to a claim against the City of Memphis in their
official capacities. Accordingly, it is recommended that Plaintiff’s Section 1983 claims against the
Memphis Police Department, Honorable Mayor A. C. Wharton, and Officer James A. Walton fail
to state a claim upon which relief may be granted and should be dismissed pursuant to Section 1915.
As to Plaintiff’s Section 1983 claim against the City of Memphis, to successfully plead a
Section 1983 claim, a plaintiff must allege (1) the deprivation of a right secured by the Constitution
or laws of the United States and (2) the deprivation was caused by a person acting under color of
state law. Tahfs v. Proctor, 316 F.3d 584, 590 (6th Cir. 2003). Plaintiff’s Complaint does not allege
any right secured by the Constitution or laws of the United States of which she was deprived.
Instead, Plaintiff’s Complaint only cursorily states that she suffered “police brutality” during the
June 25, 2009 and August 7, 2012 interactions with the Memphis Police Department.
Section 1983 itself “creates no substantive rights, but merely provides remedies for
deprivations of rights established elsewhere.” Flint v. Kentucky Dep’t of Corr., 270 F.3d 340, 351
(6th Cir. 2001) (citing Oklahoma City v. Tuttle, 471 U.S. 808 (1985)). Absent an allegation of the
deprivation of rights under the United States Constitution or other laws of the United States, it is
recommended that Plaintiff has failed to state a claim upon which relief may be granted against the
City of Memphis and that Plaintiff’s Section 1983 claim should be dismissed pursuant to Section
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1915.
D. Intentional and Negligent Infliction of Emotional Distress
Finally, Plaintiff alleges claims for the intentional infliction of emotional distress and the
negligent infliction of emotional distress. Under Tennessee law, “[o]ne who by extreme and
outrageous conduct . . . causes severe emotional distress to another is subject to liability for such
emotional distress, and if bodily harm results from it, for such bodily harm.” Lourcey v. Estate of
Scarlett, 146 S.W.3d 48, 51 (Tenn. 2004). To state a claim for intentional infliction of emotional
distress, a plaintiff must establish that (1) the defendant’s conduct was intentional or reckless; (2)
the defendant’s conduct was so outrageous that it cannot be tolerated by civilized society; and, (3)
the defendant’s conduct resulted in serious mental injury to the plaintiff. Id. (citing Bain v. Wells,
936 S.W.2d 618, 622 (Tenn. 1997)). To state a claim for negligent infliction of emotional distress,
a plaintiff must establish the elements of a general negligence claim: (1) duty, (2) breach of duty,
(3) injury or loss, (4) causation in fact, and (5) proximate causation. Lourcey, 146 S.W.3d at 52
(citing Camper v. Minor, 915 S.W.2d 437, 446 (Tenn. 1996)). “In addition, the plaintiff must
establish the existence of a serious or severe emotional injury that is supported by expert medical
or scientific evidence.” Lourcey, 146 S.W.3d at 52.
Upon review, Plaintiff’s Complaint only contains vague and conclusory statements with
respect to these two claims. Plaintiff’s Complaint does not allege any facts to support either claim
but merely recites the general elements of the claims. Further, Plaintiff’s Complaint fails to identify
who she alleges to have inflicted the alleged intentional or negligent infliction of emotional distress,
merely stating that it was committed by “defendant agency” and “defendants.” Such threadbare
allegations are insufficient to plead claims for intentional or negligent infliction of emotional
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distress. Accordingly, it is recommended that Plaintiff’s claims for intentional and negligent
infliction of emotional distress fail to state a claim upon which relief may be granted and should be
dismissed pursuant to Section 1915.
III. Service of Process
The Court has recommended that Plaintiff’s ADA claim against the City of Memphis states
a claim upon which relief may be granted and survives Section 1915 review. Accordingly, it is
ORDERED that the Clerk shall issue process for Defendant and deliver that process to the marshal
for service. Process shall include a copy of Plaintiff’s Complaint.
Service shall be made on Defendant pursuant to Rule 4(j) of the Federal Rules of Civil
Procedure. All costs of service shall be advanced by the United States. It is further ORDERED that
Plaintiff shall make a certificate of service on every document filed. Plaintiff shall familiarize
herself with the Federal Rules of Civil Procedure and the local rules of this Court. Plaintiff shall
promptly notify the Clerk of any change of address or whereabouts. Failure to comply with these
requirements, or any other order of the Court, may result in this case being dismissed without further
notice.
IV. Certification of Appealability
The Court has further recommended that Plaintiff’s remaining claims be dismissed pursuant
to Section 1915 for failure to state a claim upon which relief may be granted. Upon these
recommendations on these claims, the Court must further consider whether it should be
recommended that Plaintiff be allowed to appeal this decision in forma pauperis, should she seek
to do so. Pursuant to the Federal Rules of Appellate Procedure, a non-prisoner desiring to proceed
on appeal in forma pauperis must obtain pauper status under Rule 24(a). See Callihan v. Schneider,
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178 F.3d 800, 803-04 (6th Cir. 1999). Rule 24(a)(3) provides that, if a party has been permitted to
proceed in forma pauperis in the district court, he may also proceed on appeal in forma pauperis
without further authorization unless the district court “certifies that the appeal is not taken in good
faith or finds that the party is not otherwise entitled to proceed in forma pauperis.” If the district
court denies the pauper status, the party may file a motion to proceed in forma pauperis in the Court
of Appeals. Fed. R. App. P. 24(a)(4)-(5).
The good faith standard is an objective one. Coppedge v. United States, 369 U.S. 438, 445
(1962). An appeal is not taken in good faith if the issue presented is frivolous. Id. It would be
inconsistent for the district court does not warrant service on the defendants, yet has sufficient merit
to support an appeal in forma pauperis. See Williams v. Kullman, 722 F.2d 1048, 1050 n.1 (2d Cir.
1983).
The same considerations that lead to the recommendation that the District Court dismiss the
complaint in this case for failure to state a claim upon which relief may be granted also compel the
recommendation that an appeal would not be taken in good faith. Accordingly, it is recommended
that the District Court certify pursuant to Rule 24(a) of the Federal Rules of Civil Procedure that any
appeal in this matter by Plaintiff is not taken in good faith and that leave to proceed in forma
pauperis on appeal be DENIED. It is further recommended that, if Plaintiff files a notice of appeal,
he must pay the $455 appellate filing fee in full or file a motion to proceed in forma pauperis in the
United States Court of Appeals for the Sixth Circuit within thirty (30) days.
DATED this 10th day of October, 2013.
s/ Charmiane G. Claxton
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CHARMIANE G. CLAXTON
UNITED STATES MAGISTRATE JUDGE
ANY OBJECTIONS OR EXCEPTIONS TO THIS REPORT MUST BE FILED WITHIN
FOURTEEN (14) DAYS AFTER BEING SERVED WITH A COPY OF THE REPORT. 28
U.S.C. § 636(b)(1)(C). FAILURE TO FILE THEM WITHIN FOURTEEN (14) DAYS MAY
CONSTITUTE A WAIVER OF OBJECTIONS, EXCEPTIONS, AND ANY FURTHER
APPEAL.
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