Ducks Unlimited, Inc. v. Boondux, LLC et al
Filing
163
FINDINGS OF FACT AND CONCLUSIONS OF LAW. The Court finds Defendants liable for copyright infringement, trademark infringement, and false designation of origin or sponsorship. The Court finds Defendants not liable for trademark dilution. Plaintiff is entitled to an award of infringing profits in the amount of $258,919.04 for its prevailing claims. At its election, Plaintiff may take a statutory damages award of $30,000.00 in lieu of profits as recovery for its Copyright Infringement Cla im. Plaintiff must notify the Court within seven (7) days of the entry of this order if it elects to take a statutory damages award of $30,000.00 in lieu of profits for its Copyright Infringement Claim. Plaintiff must notify the Court within sev en (7) days of the entry of this order if it elects an accounting of Defendants infringing sales from the date of the most recent discovery production to the date of this decision and how Plaintiff seeks to proceed. Defendants are ENJOINED from furth er use of the Boondux Logo in commerce. The Court ORDERS the destruction of all infringing articles currently in Defendants possession or that might subsequently come into their possession, pursuant to 15 U.S.C. § 1118 and 17 U.S.C. § 503(b). Signed by Judge Samuel H. Mays, Jr on 08/18/2017. (Mays, Samuel)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF TENNESSEE
WESTERN DIVISION
DUCKS UNLIMITED, INC.,
Plaintiff,
v.
BOONDUX, LLC and
CALEB SUTTON,
Defendants.
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No. 2:14-cv-02885-SHM-tmp
MEMORANDUM OPINION FINDINGS OF FACT AND CONCLUSIONS OF LAW
Plaintiff Ducks Unlimited, Inc. sues Defendants Boondux,
LLC and Caleb Sutton alleging claims of copyright infringement,
in violation of § 501 of the Copyright Act, 17 U.S.C. § 501;
trademark infringement, in violation of § 32 of the Lanham Act,
15 U.S.C. § 1114; false designation of origin or sponsorship
(“false designation”), in violation of § 43(A) of the Lanham
Act, 15 U.S.C. § 1125(a); and trademark dilution, in violation
of the Trademark Dilution Revision Act, 15 U.S.C. § 1125(c),
based on Defendants’ use of a logo in advertising, promoting,
selling, and distributing merchandise bearing that logo.
(ECF
No. 1 ¶¶ 28-59 at 7-11.)
The Court held a bench trial on Plaintiff’s claims against
Defendants from March 27, 2017, to March 31, 2017.
The parties
filed their proposed findings of fact and conclusions of law on
May
12,
responded
2017.
to
(ECF
each
Nos.
other’s
158,
158-1,
proposed
conclusions of law on May 26, 2017.
159.)
findings
The
of
parties
fact
and
(ECF Nos. 160, 161.)
The
Court’s findings of fact and conclusions of law required by
Federal Rule of Civil Procedure 52 follow.
I.
BACKGROUND
As provided by the Pretrial Order, the parties have agreed
to the following summary of the case:
Ducks Unlimited, Inc. is a non-profit corporation
that
is
dedicated
to
waterfowl
and
wetlands
conservation. Ducks Unlimited makes use of a logo, a
drawing of the profile of a mallard’s head, which is
depicted below [(the “DU Logo”)]:
To promote and support its conservation efforts, Ducks
Unlimited licenses the [DU Logo] to be used on a
multitude of products.
In January 2012, Caleb Sutton
created a logo, which combines a fishhook and an
antler in such a way that their combination forms the
shape of a mallard’s head (the “Boondux Logo”):
2
Sutton began selling decals, hats, t-shirts, and
other products bearing the Boondux Logo, and formed a
company, which was eventually named Boondux, LLC.
Ducks Unlimited filed suit against Boondux and
Sutton (“Defendants”) for trademark
infringement,
false designation of origin or sponsorship, trademark
dilution,
and
copyright
infringement
based
on
Defendants’ use of the Boondux Logo.
Ducks Unlimited
has filed this suit to stop Defendants from using the
Boondux Logo and seeks a monetary recovery and
attorney’s fees from Defendants.
Defendants oppose
Ducks Unlimited’s allegations and deny that they are
liable to Ducks Unlimited for a monetary recovery or
attorney’s fees.
(ECF No. 146 at 3.)
II.
JURISDICTION
Each of Plaintiff’s claims arises under federal law.
Court
has
subject-matter
jurisdiction
to
adjudicate
The
federal
claims under 28 U.S.C. § 1331.
III. FINDINGS OF FACT
A.
Stipulated Facts
As provided by the Pretrial Order, the parties have agreed
that the following facts are not in dispute:
1
Ducks Unlimited is a not-for-profit corporation
formed for the purpose of conserving, restoring,
and managing wetlands and associated habitats for
North America’s waterfowl.
Ducks Unlimited was
founded in 1937.
2
Ducks Unlimited is the owner of a federal
copyright registration for the [DU Logo] image,
issued on July 14, 1980 to Ducks Unlimited Canada
and
assigned
to
Ducks
Unlimited . . . by
a
written assignment of copyright dated September
10, 1985.
3
3
On March 7, 2002, Ducks Unlimited filed with the
United
States
Patent
and
Trademark
Office
(“USPTO”) an application to register the [DU
Logo] on the Principal Register in International
Class 35, for “association services -- namely,
promoting the preservation of waterfowl.”
4
On October 8, 2002, the USPTO registered the
Logo] trademark to Ducks Unlimited, Reg.
2,631,699
in
International
Class
35
“association services -- namely, promoting
preservation of waterfowl.”
5
Plaintiff Ducks Unlimited is the owner of
Trademark Registration No. 2,613,699, a designonly
trademark that depicts a duck’s
head
drawing,
in
International
Class
35
for
“association Services -- namely, promoting the
preservation
of
waterfowl.”
The
design
registered in this registration is the [DU Logo].
6
Bass Pro Shops, an authorized retailer of items
having the [DU Logo] printed on them, sells a
number of Ducks Unlimited shirts. In the product
description for every shirt sold online by Bass
Pro Shops with the [DU Logo] appears the
following statement: “It’s all part of the Ducks
Unlimited promise: Doing more to restore -- one
garment at a timeTM.”
7
Boondux has not been involved or affiliated with
association services. Boondux sells its products
strictly for commercial gain.
8
Boondux sells products that bear marks
designs other than the disputed Boondux Mark.
[DU
No.
for
the
and
(ECF No. 146 at 11-12 (citations omitted).)
B.
Facts Established at Trial
1.
Ducks Unlimited’s Use of the DU Logo
Since 1937, Ducks Unlimited has conserved nearly 14 million
acres of wetlands and waterfowl habitat, completing conservation
4
projects in all 50 states, Canada, and Mexico.
39-41, 47-48.)
(ECF No. 152 at
As part of its mission, Ducks Unlimited educates
its members and the general public about the importance of its
work.
(Id. at 49-50.)
Its nationwide education efforts include
public service announcements, newsletters,
and radio shows.
(Id.)
a television show,
About 450 to 500 employees and 55,000
volunteers nationwide contribute to Ducks Unlimited’s mission.
(Id. at 38.)
Ducks
role
in
Unlimited’s
furthering
members
its
and
mission.
chapters
As
of
play
January
an
integral
2012,
Ducks
Unlimited had 550,000 adult members and 45,000 youth members.
(Id.
at
51.)
approximately
Today,
600,000.
conservationists,
the
(Id.
waterfowlers,
adult-membership
at
and
49.)
figure
Members
people
hunting, fishing, and the outdoors generally.
is
include
interested
in
(Id. at 50-51.)
Members join Ducks Unlimited in one of several ways.
Some join
by responding to an offer by mail or email or by seeking out
Ducks Unlimited’s website.
(Id. at 58-59.)
Others -- about two
thirds -- join by attending Ducks Unlimited events, which are
ordinarily organized by chapters.
(Id. at 58.)
Whether through
a direct contribution or through the price of an event ticket,
members join by making an annual $35 gift to the organization.
(Id.
at
55,
73.)
The
annual
retention
rate
among
members
joining through events is about 50%; the rate among members who
5
join apart from events is about 55%.
(Id. at 73.)
million
contribution
people
have
made
a
financial
Unlimited over the last three years.
Over 1
to
Ducks
(Id. at 74.)
Members are organized into chapters by geographic location.
(Id. at 51.)
(Id. at 54.)
states,
and
The chapters’ primary purpose
is fundraising.
Ducks Unlimited has 2,800 chapters spanning all 50
those
events annually.
chapters
organize
about
4,000
fundraising
(Id. at 53, 61; Tr. Ex. No. 7 (chapter map).)
In Louisiana, there are 64 chapters with over 20,000 members.
(ECF
No.
152
at
53-54.)
Two
chapters
are
in
Baton
Rouge,
Louisiana (Sutton’s hometown), both of which have existed since
1985.
(Id. at 53.)
Since before 2012, the Baton Rouge Chapter
has maintained about 900 members, and an annual event organized
by
the
Louisiana
attendees.
State
University
Chapter
draws
about
500
(Id.)
Ducks Unlimited uses its DU Logo extensively in connection
with its membership, chapter, and fundraising activities.
It
uses its DU Logo in various member communications, including
mail invitations, email “blasts,” and press releases.
55-56; e.g., Tr. Ex. No. 27 (letterhead).)
(Id. at
The DU Logo is
displayed in the welcome letter and on the membership card that
members receive in their membership kits.
56; Tr. Ex. No. 8 (letter & card).)
(ECF No. 152 at 55-
Also included in every kit
are two automotive (or window) decals, one of which is the DU
6
Logo.
(ECF No. 152 at 56; Tr. Ex. No. 9 (decals).)
Ducks
Unlimited has distributed over 10 million DU Logo decals to
members over the last 20 years.
(ECF No. 152 at 57-58.)
Amy
Batson, Chief Fundraising Officer for Ducks Unlimited, testified
that she has seen the DU Logo decal displayed in all 50 states,
Canada, and Mexico.
(Id. at 133-34.)
Members also receive an annual subscription to the Ducks
Unlimited Magazine, which is published six times a year.
at 81-82; see ECF No. 153 at 67.)
(Id.
The DU Logo always appears
standing alone in the lower-right corner of the magazine’s front
cover and can be seen throughout the magazine.
81-82; Tr. Ex. No. 17 (magazines).)
(ECF No. 152 at
In 2012, the magazine had a
circulation of 530,000 per issue; today that figure is 610,000.
(ECF No. 152 at 99.)
advertised
with
(Id. at 80.)
Ducks
Since 2012, about 150 companies have
Unlimited,
primarily
in
the
magazine.
Advertisements annually generate $3 to $4 million
in revenues for Ducks Unlimited.
Chapters
are
permitted
(Id. at 81.)
to
use
the
DU
Logo
in
chapter
communications and in promoting fundraising events and chapter
activities.
(Id. at 54.)
Ducks Unlimited provides guidance to
chapters about how the DU Logo should be displayed.
153 at 79-80.)
(ECF No.
Chapters are given some latitude to tailor how
they display the DU Logo for their own purposes, such as, for
example, placing design elements around the logo or behind the
7
logo, but Ducks Unlimited does not authorize chapters to alter
the DU Logo itself.
chapters
(Id.
a
at
certain
81.)
(Id. at 80.)
amount
Doug
of
Ducks Unlimited allows the
deviation
Barnes,
from
Creative
the
guidelines.
Director
for
Ducks
Unlimited, testified that he is not inclined to be overbearing
in enforcing the guidelines as to loyal, small-dollar supporters
or smaller chapters that are trying to raise money for Ducks
Unlimited.
Ducks
(Id. at 59, 81-82.)
Unlimited
merchandise”
goods
fundraising events.
goods
through
makes
that
available
chapters
a
variety
may
use
(ECF No. 152 at 54.)
fliers
Merchandise Catalogue.
or
through
Ducks
of
at
“incentive
member
and
Chapters may order
Unlimited’s
Event
(Id. at 59-63; Tr. Ex. No. 10 (fliers);
Tr. Ex. Nos. 11, 12 (catalogues).)
Such goods include duck
calls, hats, cups, coffee mugs, trailer hitch covers, knives,
bags, cell phone covers, can koozies, firearms, and home décor,
all of which are designed to appeal to a national audience.
(ECF No. 152 at 65.)
items,
either
Unlimited.”
The DU Logo is displayed on many of these
standing
alone
or
(Id. at 61, 66.)
with
the
words
The DU Logo has been featured
regularly on goods in the catalogue for the last 20 years.
at 67-68, 148-49.)
vendors,”
companies
“Ducks
(Id.
Ducks Unlimited partners with “preferred
licensed
merchandise for use at events.
to
provide
(Id. at 70-71.)
8
DU
Logo-branded
Ducks Unlimited
also makes promotional merchandise, such as bags and apparel,
available to members who join apart from events, and those goods
usually display the DU Logo.
(Id. at 72.)
Ducks Unlimited has used the DU Logo extensively since the
late 1980’s in conjunction with its Corporate Partners Program.
(Id. at 157, 160.)
Through that program, about 55 licensees are
approved
Ducks
to
sell
consuming public.
Unlimited-branded
(Id. at 165.)
products
to
the
Since 1986, Ducks Unlimited
has raised over $100 million in revenues from brand sponsorship,
trademark
licensing,
Corporate
Partners.
Unlimited
generates
and
(Id.
by
promotional
at
licensing
183.)
use
activities
The
of
the
significant part of its fundraising efforts.
through
royalties
DU
Logo
Ducks
are
(Id. at 76.)
a
At
trial, Jim Alexander, Senior Director of Corporate Relations for
Ducks Unlimited, testified about the importance of the DU Logo
to the Corporate Partners Program:
The importance is high. So, the way we look at it is
it’s really everything we do.
So, everything that
Ducks
Unlimited
stands
[for]
as
a
brand
is
encapsulated into that one mark or that one identity.
It’s 80 years of conservation success. It’s 13 and a
half million acres of conservation delivery across the
continent, decades of fundraising, decades of member
engagements.
So, it’s all wrapped up into one mark
that we’re allowed to build that one identity from;
and I believe that’s what that represents and why it’s
so important.
(Id. at 162.)
9
Ducks Unlimited expects its licensees to be “good stewards
of the brand” by performing well financially and by generating
expected revenues.
(Id. at 161-62.)
Prospective licensees must
fill out a trademark application, and Ducks Unlimited imposes
quality standards in its agreements with licensees.
(Id. at
167-69; Tr. Ex. No. 29 (trademark license application).)
When Ducks Unlimited authorizes licensees to use the DU
Logo or other Ducks Unlimited-brand marks, it provides guidance
and
imposes
portray
Ducks
Corporate
design
restrictions
Unlimited’s
Partners
choices
on
licensees
brand.
Graphics
available
how
to
Standards
Ducks
Manual
licensees.
may
graphically
Unlimited’s
illustrates
(Tr.
Ex.
No.
2003
the
42.)
Possible displays typically include the DU Logo standing alone,
the words “Ducks Unlimited,” or some combination of those words
and the DU Logo.
(Id. at 10.)
Two such combination displays
depict the DU Logo with the words “Ducks Unlimited” placed to
the right of or below the DU Logo (the “DU Composite Logo”):
10
(Id. at 12-13.)
All of Ducks Unlimited’s licensees use the DU
Logo in some capacity, whether standing alone or in combination
with Ducks Unlimited’s name.
Ducks
Unlimited
(See ECF No. 152 at 161.)
targets
a
broad
variety
of
consumers
through commercial sales of Ducks Unlimited-branded goods.
No. 152 at 166.)
specific
(ECF
Those consumers range from people who have a
appreciation
for
Ducks
Unlimited’s
wetlands-
conservation work to those who generally appreciate wildlife or
the outdoors or who simply want to identify with the DU Logo by
wearing
shirts
or
displaying
automotive
decals.
(Id.)
Alexander testified that, although Ducks Unlimited is a membersbased
organization,
the
sale
of
Ducks
Unlimited-branded
merchandise to the public allows Ducks Unlimited to be perceived
as an inclusive, rather than exclusive, brand and appeal to a
broader
audience
for
engagement
and
support
of
its
mission.
(Id. at 167.)
Ducks Unlimited’s licensees span a range of industries and
products.
(Id. at 170.)
Product categories include home décor,
automotive, automotive aftermarket, food and beverage, wine and
11
spirits,
apparel,
waterfowl
accessories,
firearms
and
ammunition, duck calls, license plates, trailer hitch covers,
can koozies, leather belts, and automotive decals.
(Id. at 170-
79; Tr. Ex. Nos. 30 (baseball cap), 31 (fleece pullover), 32
(key chain), 33 (decals), 34 (license plate), 35 (socks), 36
(metal hitch cover), 37 (koozie), 38 (belt).)
DU Logo decals
are particularly popular among the consuming public: since 2007,
between 250,000 and 260,000 decals, priced between $6.50 and
$18.00
each,
have
sold
at
retail,
revenues for Ducks Unlimited.
generating
$800,000
(ECF No. 152 at 182-83.)
in
Ducks
Unlimited-branded products are carried by national retailers,
such
as
Mountain,
Bass
and
Pro
Shops,
Academy
Cabela’s,
as
Sports
well
as
+
regional
independent stores, and “mom-and-pop” shops.
Ducks Unlimited-branded products are sold
and online stores.
branded
products
(Id.)
are
Outdoors,
Gander
retailers,
(Id. at 180-81.)
by
brick-and-mortar
On the Internet, Ducks Unlimited-
available
to
consumers
through
Ducks
Unlimited’s online store, licensees’ websites, and third-party
retail websites like Amazon and Etsy.
(Id. at 181; ECF No. 153
at 36.)
Artisans
has
licensee since 2007.
24.)
been
Ducks
Unlimited’s
official
apparel
(ECF No. 152 at 170; ECF No. 153 at 23-
Licensees like Artisans have sold apparel items displaying
the DU Logo to the consuming public since 1991.
12
(ECF No. 153 at
23-24.)
Apparel items include long- and short-sleeved t-shirts,
vests, pullovers, sweatshirts, and polo shirts.
(ECF No. 152 at
170; ECF No. 153 at 29; Tr. Ex. Nos. 43-46 (catalogs).)
Those
items are better described as “lodge wear” rather than “hardcore
hunting” apparel.
(ECF No. 153 at 26.)
Price points range from
$17 to $20 for t-shirts, $26 to $30 for performance t-shirts,
and $40 to $90 for sportswear.
about $17.
(Id. at 37.)
(Id. at 36.)
Hats sell for
Artisans sells Ducks Unlimited-branded
apparel through catalogues, Ducks Unlimited’s online store, and
200 retailers nationwide.
(catalogs).)
(Id. at 30-31, 35; Tr. Ex. Nos. 43-46
The DU Logo appears on 99% of the apparel items
that Artisans sells.
(ECF No. 153 at 28.)
As part of its licensing agreement with Ducks Unlimited,
Artisans must “stringently” follow Ducks Unlimited’s guidelines
and abide by quality and measurement standards.
40.)
Michael
testified
Roberts,
that
everything.”
Ducks
one
of
Artisans’s
Unlimited
gets
(Id. at 21-22, 40.)
(Id. at 24,
general
“final
managers,
approval
over
On certain apparel items,
Ducks Unlimited imposes specific requirements for displaying the
DU Logo.
(ECF No. 152 at 185.)
Those requirements include that
the
“Ducks
or
the
the
DU
name
“close
Unlimited”
juxtaposition”
with
initials
Logo.
“DU”
(Id.)
must
The
be
in
“close
juxtaposition” requirement is satisfied where, for example, the
DU Logo appears on the left breast or the back yoke of a shirt
13
and the words “Ducks Unlimited” run down the shirt sleeve or
appear on the garment’s hangtag or sew-in label.
86.)
Ducks
Unlimited
imposes
this
(Id. at 185-
“close
juxtaposition”
requirement for apparel items to be sold at retail pursuant to a
settlement agreement into which Ducks Unlimited entered with a
third-party company in 1990.1
39
(settlement
requirement
does
(Id. at 186-87, 194; Tr. Ex. No.
agreement).)
not
require
The
apparel
version of the DU Composite Logo.
“close
juxtaposition”
licensees
to
use
some
For example, in addition to
producing shirts that use the DU Composite Logo, Artisans may -and does -- produce shirts that display the DU Logo standing
alone, so long as the words “Ducks Unlimited” (or the initials
“DU”) appear somewhere on the shirt, even if not visible when
viewing the DU Logo.
(See Tr. Ex. No. 44 at 4-5; Tr. Ex. No. 47
(shirt).)
Roberts testified about the importance of the DU Logo for
Artisans’s sales.
He explained that “you don’t have a Ducks
Unlimited line without [it].”
asked
about
the
difference
(ECF No. 153 at 29.)
between
selling
a
Roberts was
plain
Artisans
apparel item and a Ducks Unlimited-brand Artisans apparel item.
(Id.)
He answered, “I can put the same product out there but
1
The Court infers from Alexander’s testimony that the “close
juxtaposition” requirement does not apply to apparel provided
directly to members or for chapter or event purposes, rather
than for retail sale. (See ECF No. 152 at 193-94.)
14
without the Ducks Unlimited logo on it, . . . it really doesn’t
have any meaning to anybody and there’s no reason for a retailer
to put me in the store against other people because he’s not
going to draw those consumers.”
(Id.)
its
paid
predecessor
licensee
have
Since 1993, Artisans and
Ducks
million in royalties from apparel sales.
Unlimited
over
$6
(Id. at 39.)
Ducks Unlimited maintains an online presence through its
website, www.ducks.org, and through social media.
(ECF No. 152
at 83-84.)
Ducks Unlimited uses the DU Logo on these various
platforms.
For at least 18 years, Ducks Unlimited has used its
website
for
such
purposes
as
member
recruitment,
member
communications, advertising, and education, and Ducks Unlimited
provides a page where users can shop for branded merchandise.
(Id. at 83-85.)
The DU Logo appears on the homepage in the top-
left corner as well as on other pages of the website.
(Id. at
84-85;
million
Tr.
Ex.
Nos.
18,
19
(screenshots).)
Over
5
unique devices (based on IP address) access the website in a
given year, and in 2016, the website registered over 70 million
“click-through” page views.
Ducks
Unlimited’s
(ECF No. 152 at 100.)
social
media
Instragram, Twitter, and YouTube.
presence
(Id. at 83.)
spans
Facebook,
Those platforms
allow Ducks Unlimited to reach a larger, and often younger,
audience
than
tools allow.
more
traditional
(Id. at 83, 87.)
15
communications
and
marketing
Ducks Unlimited started its
Facebook page before 2012 and today has over 1 million fans.
(Id.
at
87.)
It
started
currently has over 400,000
its
Instagram
followers.
page
(Id.
in
2013
and
at 93, 100-01.)
Ducks Unlimited created its Twitter account in 2008 and its
YouTube page in 2007.
DU
Logo
is
Ducks
(Id. at 90, 102.)
Unlimited’s
profile
On each platform, the
picture
whenever Ducks Unlimited makes a post or tweet.
and
appears
(Id. at 88, 90-
91, 93-94; Tr. Ex. Nos. 20 (Facebook page), 21 (Twitter page),
22 (Instagram page), 23 (YouTube page).)
Since 2010,
Ducks
Unlimited has offered several mobile apps for download, and the
DU Logo is used as the thumbnail for those apps.
(ECF No. 152
at 94-95; Tr. Ex. Nos. 24 (app thumbnail), 25 (app download
screen).)
Ducks Unlimited has also used the DU Logo in public service
announcements (“PSAs”) aired on television and in its television
shows.2
Since 2012, Ducks Unlimited’s PSAs have been aired both
nationally and regionally on such networks as ABC, Fox News
Network, CNN Airport Network, and the Travel Channel.
152 at 107-09.)
(ECF No.
In 2013 and 2016 combined, Ducks Unlimited PSAs
2
Unlike regular commercial advertisements, television networks
generally air PSAs without charge for organizations or causes
they care about. (ECF No. 152 at 107.)
16
aired 6,000 times and generated 1.7 billion impressions.3
at 110, 146.)
(Id.
Since 1997, almost 200 episodes of the television
show “DU TV” have aired with a viewership of over 3.5 million
during the most recent season.
Logo
is
frequently
(Id. at 105-06, 147.)
displayed
on
these
PSAs
and
The DU
shows,
both
through graphic design and on clothing worn by people on screen.
(Id. 105-07; Tr. Ex. No. 26 (PSA).)
The DU Logo is publicly displayed in additional contexts.
At the tradeshows in which Ducks Unlimited participates, the DU
Logo is visible on Ducks Unlimited’s booth, on the clothing worn
by people staffing the booth, and on materials and fundraising
products offered in its booth.
2014,
2015,
Louisiana
and
2016,
Sportsman
Extravaganza.
(Id.)
Ducks
Show
(ECF No. 152 at 76-77.)
Unlimited
and
participated
the
Mississippi
in
In
the
Wildlife
Twenty-seven states, including Louisiana,
make specialty license plates available to motorists, all of
which feature the DU Logo.
(sample plates).)
(Id. at 78-80;
Tr. Ex.
No. 16
The Louisiana license plate was first made
available in the mid-2000s.
(ECF No. 152 at 99.)
At its
project sites, particularly sites located on public land, Ducks
Unlimited
places
signage
displays the DU Logo.
that
identifies
(Id. at 48-49.)
3
Ducks
Unlimited
and
An approximately 130 x
Batson explained that “audience impressions” is a measure of
the estimated number of people who viewed a PSA. (ECF No. 152
at 138.)
17
45-foot DU Logo fixture is mounted on the south side of the Bass
Pro Shops at the Pyramid in Memphis, Tennessee, which can be
seen from the I-40 Bridge and parts of Downtown Memphis.
at 103-04.)
(Id.
The Pyramid’s interior houses the Ducks Unlimited
Waterfowling Heritage Center, a 4,600 square-foot museum that
has
drawn
over
500,000
visitors
since
its
opening
in
2014.
(Id.)
Ducks Unlimited frequently encounters unauthorized use of
the
DU
Logo
in
the
marketplace.
(ECF
No.
153
at
84-85.)
Barnes, nicknamed the “logo police,” testified that, when he
discovers someone selling the DU Logo on a third-party retail
website like eBay or Etsy, he usually sends a short message
warning
the
person
to
stop.
(Id.
at
62,
84-85.)
Barnes
explained that he would warn a member at a tradeshow selling DU
Logo-branded
merchandise
to
stop
because
authorized to sell branded merchandise.
Barnes
encounters
someone
using
the
only
licensees
(Id. at 86.)
DU
Logo
are
When
without
authorization in a more coordinated branding fashion, he reports
that use to Ducks Unlimited’s legal team.
legal
team,
which
polices
both
(Id. at 85.)
individuals
and
The
companies,
routinely sends cease and desist letters to, or files lawsuits
against, unauthorized users.
(Id. at 47-48; Tr. Ex. No. 87 at
16-21, 55.)
18
Ducks Unlimited does permit one-off uses of the DU Logo for
personal use by special request, such as for use on tombstones,
tattoos, or custom-made jewelry.
(ECF No. 153 at 83-84.)
custom-made
authorized
products
are
not
for
Such
resale,
and
merchants may not make additional products using the DU Logo
beyond what Ducks Unlimited expressly authorizes.
(Id. at 84.)
When people make personal requests, they generally do not ask
for permission to use the DU Logo in combination with the words
“Ducks
Unlimited”
Logo).
(Id.)
or
other
letters
(i.e.
the
Combination
DU
Instead, as Barnes testified, “[t]hey want to see
that Duckhead.”
2.
(Id.)
Boondux’s Use of the Boondux Logo
Boondux, LLC is a for-profit company started by Sutton in
June 2012.
(ECF No. 153 at 219; ECF No. 154 at 29.)
Sutton is
the sole owner, member, and paid employee of Boondux.
(ECF No.
153 at 219.)4
Boondux sells merchandise branded with the Boondux
Logo,
is the only company that sells Boondux-branded
and it
products
Before
to
the
Boondux
consuming
was
a
public.
registered
Boondux-branded products.
(ECF
LLC,
No.
Sutton
154
at
28-29.)
personally
sold
(Id.)
Boondux sells decals, apparel, and other accessories that
bear the Boondux Logo.
Boondux has sold over 10,000 decals,
4
Sutton’s mother serves as an unofficial or unpaid employee of
the company. (ECF No. 154 at 109-10.)
19
generating over $160,000 in gross revenues for that product.
(ECF
No.
154
at
223-25;
Tr.
Ex.
No.
71
(sales
records).)
Boondux decals depict the Boondux Logo without displaying any
lettering or the name “Boondux.”
Ex. Nos. 61, 62 (decals).)
(ECF No. 153 at 232.)
(ECF No. 153 at 229, 233; Tr.
They are priced between $10 and $20.
Boondux sells a variety of shirts and
hats that range in price from $22 to $35.
(Id. at 236-38, 242,
245; ECF No. 154 at 8-10; Tr. Ex. Nos. 63 (t-shirt), 64 (product
photos), 65 (product photos), 66 (hat), 67 (hat).)
On apparel
items, sometimes the name “Boondux” appears beneath the Boondux
Logo;
sometimes
product.
the
company
name
appears
elsewhere
on
(ECF No. 153 at 248; See Tr. Ex. No. 64.)
accessories
featuring
the
Boondux
Logo
include
the
Other
keychains,
sunglass straps, can koozies, and snuff skins, each of which
depicts the Boondux Logo and is priced between $4 and $12.
No. 154 at 11-13; Tr. Ex. No. 68 (keychain).)
the
Boondux
customers.
Logo
on
the
packaging
used
to
(ECF
Boondux stamps
ship
products
to
(ECF No. 154 at 213-14; Tr. Ex. No. 94 (packaging).)
Boondux also sells duck calls.
(ECF No. 154 at 14-15.)
Most
duck calls display a left-facing version of the Boondux Logo
(the “Signature Boondux Logo”), depicted below:
20
(Id. at 16; Tr. Ex. No. 69 (duck call).)
Boondux’s target consumers include people who like to hunt
and fish and sportsmen generally.
(ECF No. 154 at 17.)
Boondux
has sold products in all 50 states and Canada, but its primary
sales base is Louisiana, Mississippi, Alabama, Texas, Florida,
Georgia, the Carolinas, Arkansas, and Tennessee.
(Id. at 17-
18.)
Boondux
advertises
Facebook, Instagram,
its
products
and Twitter.
on
social
media
through
(ECF No. 153 at 226-27.)
Boondux pays for advertisements on Instagram, which is Boondux’s
primary advertising platform.
picture
on
“Boondux”
Facebook
depicts
underneath;
its
(Id. at 227.)
the
Boondux
profile
Boondux’s profile
Logo
pictures
with
on
the
name
Instagram
Twitter depict the Boondux Logo standing alone.
and
(Id.; Tr. Ex.
Nos. 58 (Facebook), 59 (Instagram), 60 (Facebook).)
Boondux primarily sells its products through its website,
www.boondux.com.
(website
(ECF
screenshot).)
No.
The
153
at
220-21;
website’s
Tr.
homepage
Ex.
No.
displays
57
the
Boondux Logo next to the name “Boondux” in the upper-left corner
21
of the page, and displays several products for sale featuring
the Boondux Logo.
(See Tr. Ex. No. 57.)
be seen elsewhere on the website.
have
a
link
to
an
“About
Us”
The name “Boondux” can
(Id.)
page
The website does not
that
might
information about Boondux or who owns the website.
at 223.)
provide
any
(ECF No. 153
Sutton testified that “someone can draw their own
conclusions on who Boondux is; but we don’t have a, you know, a
written-out letter per se that says this is who we are.”
(Id.)
Boondux has also sold products at tradeshows in Louisiana,
Texas, Mississippi, Alabama, and Tennessee.
21.)
In
2014
Louisiana
and
2015,
Sportsman
Extravaganza.
(Id.)
Boondux
Show
(ECF No. 154 at 20-
products
the
and
sold
at
both
Mississippi
the
Wildlife
At tradeshows, above the product-display
area, Boondux typically hangs several large banners that show
the Boondux Logo with the name “Boondux” and the Boondux website
URL underneath.
Except
currently
(Id. at 200-03; Tr. Ex. No. 93.)
for
offered
(retailers
sales
at
Tradeshows,
exclusively
webpage).)
online.
Sutton
Boondux
(See
testified
products
Tr.
that
Ex.
it
is
are
No.
70
“very
possible” that Boondux might expand into brick-and-mortar retail
stores.
(ECF No. 154 at 21.)
Retailers have approached him
asking to carry the Boondux brand.
(Id. at 26.)
website has a “Retailers” webpage that reads:
22
Boondux’s
If you would like to see Boondux in a store near you,
ask for us at your favorite local retailer!
At the current time we do not have a projected date
when we will release our line to retailers.
If you
would be interested in carrying Boondux at your store
in the future, or would like to suggest a retailer for
us to consider, please contact us by emailing
Retailers@boondux.com.
When we are ready to offer our product
retailers you will be contacted First!
(Tr. Ex. No. 70.)
line
to
Sutton testified about the various logistical
considerations that factor into a decision to expand into storefront retail.
(ECF No. 154 at 107-09.)
At trial, Sutton agreed
that he had previously testified in his deposition that his
current
lack
of
interest
litigation” in this case.
3.
in
retail
is
“due
to
mainly
the
(Id. at 22-23.)
Logo Similarities and Differences
a.
Barnes’s Testimony
As Creative Director for Ducks Unlimited, Doug Barnes has
worked with the DU Logo for almost 20 years.
95-96.)
(ECF No. 153 at
Barnes testified about how he first saw the Boondux
Logo in public.
(Id. at 87-88.)
He explained that he was
driving home from work when he noticed ahead, about four or five
cars away, a logo on the back window of a pickup truck.
(Id.)
At first, Barnes thought it was the DU Logo, but he observed
that it was bigger than the DU Logos he normally sees on pickup
23
trucks.
(Id. at 88.)
Barnes described how he came to realize
that the logo ahead was the Boondux Logo:
So, my first response was, because I always am
watching out for the [DU Logo], I didn’t know we sold
a 10-inch tall or 12-inch tall logo.
So, I was
interested in that and I kind of pushed my way up to
the front where I could get a good look at it and when
I got about one car away, I realized that it wasn’t,
you know, that it wasn’t our logo, that just at a
distance I thought it was and then realized that it
was the one that I had been told about.
(Id.)
Barnes wondered whether the creator of the logo he saw
had traced or scanned the DU Logo or whether “in some way they
had gotten [Barnes’s] file and had subtly changed it.”
(Id.)
The next day at work, Barnes downloaded the Boondux Logo -the logo he had seen -- from Boondux’s website and created an
overlay using the Boondux Logo and the DU Logo.
Using
Photoshop
on
his
computer
to
see
how
(Id. at 91.)
the
two
logos
compared, Barnes laid the Boondux Logo over the DU Logo, using
two different colors for contrast, and then laid the DU Logo
over the Boondux Logo, both of which are depicted below:
24
(Id. at 93-95; Tr. Ex. No. 50 (logos overlay).)
experience
in
marketing
and
logo
design
Despite his
generally
and
in
tailoring the DU Logo for use at Ducks Unlimited events, Barnes
testified that he has never successfully sketched the DU Logo in
any usable form.
b.
(ECF No. 153 at 59, 95.)
Williams’s Testimony
Plaintiff offered Richard Williams, an Associate Creative
Director
at
Archer
Malmo,
to
give
his
opinion
about
the
similarities and differences between the DU Logo and the Boondux
Logo.
(ECF No. 154 at 124-25, 127.)
At Archer Malmo, Williams
has worked on branding and messaging campaigns for many clients.
(Id.
at
125-26.)
hundreds of logos.
For
over
20
years,
Williams
has
designed
(Id. at 126.)
Williams described the similarities he observed between the
two logos:
25
[T]he curvature of the head to the crown of the head,
the length of the beak, the curvature underneath the
neck are all similar.
They follow the same paths.
They have the same weight of importance. You know, to
me, you know, whether intentionally or unintentionally
it’s a direct copy.
You know, the Boondux logo is a
direct copy to me of the Ducks Unlimited logo.
(Id. at 128.)
Williams testified that the logo overlay that
Barnes had created was useful to him in forming his opinion.
(Id. at 129.)
He explained: “It really defined how, you know,
they both occupy the same space.
The curvature’s the same.
the elements are virtually the same.”
(Id.)
All
Williams also
testified about a side-by-side comparison he created and used in
comparing the logos:
(Id. at 129-30; Tr. Ex. No. 85 (diagram).)
Williams explained
that his diagram “allows you to spatially kind of get a measure
for how these two logos fit within the same space.”
154 at 130.)
(ECF No.
Williams opined: “They occupy the same curve.
26
The
position of the beak is in the same position.
beak, it’s the same length.”
almost
as
if
somebody
had
(Id.)
traced
Williams added: “[I]t’s
the
logo
Boondux logo from the Ducks Unlimited logo.”
Addressing
the
differences
The length of the
between
and
created
the
(Id. at 131.)
the
logos,
Williams
characterized the Boondux Logo’s hook and antler features as
“decoration.”
(Id. at 129.)
When asked by Defendants’ counsel
about the fact that the Boondux Logo’s neckline extends below
the termination point of the DU Logo’s neckline, Williams opined
on
the
significance
of
that
detail:
“It
would
be
like
me
creating a new Swoosh logo for Nike and instead of stopping it
where Nike stops it, I just kind of extend it out . . . and make
it
longer
and
that’s
all
that’s
done.”
(Id.
at
146-47.)
Despite the differences between the two logos, Williams opined:
“To me, the shape of the duck head is the key here; and, you
know, looking at it, the way they almost mirror each other is
pretty outstanding.”
Williams
(Id. at 129.)
discussed
a
sampling
that
he
compiled
in
expert report of duck-themed logos used by other brands.
at 134-39; Tr. Ex. No. 86 (third-party duck logos).)
his
(Id.
Williams
explained that his compilation showed that “various companies
seem to be very successful at living within the same space but
also
looking
completely
different
from
one
completely different from Ducks Unlimited.”
27
another,
looking
(ECF No. 154 at
135.)
Despite the contrasts between other brands’ duck logos
and the DU Logo, Williams opined that the Boondux Logo does not
differ from the DU Logo with respect to, among other features,
direction, pose, or style of drawing.
what
he
designing
would
a
say
duck
if
logo
a
designer
were
to
(Id. at 139.)
at
bring
his
him
firm
the
When asked
tasked
Boondux
with
Logo,
Williams answered:
I would say, you know, that it looks like somebody -you’re trying to copy the Ducks Unlimited logo.
That’s a pretty neat idea to use a hook and an antler.
Go make something else with it; or if you’re wanting
to create a duck, create a different duck. There are
millions of ducks, you know.
(Id. at 133.)
c.
Breaux’s Testimony
Defendants offered Marie Breaux, an intellectual property
lawyer with experience in copyright and trademark law, inter
alia, to give her opinion on the similarities and differences
between the DU Logo and the Boondux Logo.
66.)
(ECF No. 155 at 61,
Although Breaux had not filed a copyright application for
the Boondux Logo on behalf of Sutton, she discussed the salient
facts that would bear on whether a design like the Boondux Logo
might
be
purposes.
cleared
by
the
USPTO
for
copyright
registration
(Id. at 72-73; see Tr. Ex. No. 101 (expert report).)
In addressing the similarities between the DU Logo and the
Boondux Logo, Breaux discussed a diagram she had created that
28
depicts each logo superimposed over a duck silhouette -- what
she described as the “archetypal form of a duck” -- provided by
the Cornell Ornithological Laboratory, a leading authority on
birds:
(ECF No. 155 at 83; Tr. Ex. No. 101 at 14.)
Breaux opined that,
as illustrated by her diagram, both the DU Logo and the Boondux
Logo reflect the general shape of a duck’s head with respect to
“the
proportions,
the
(ECF No. 155 at 84.)
shape,
[and]
what
is
depicted
there.”
Breaux conceded, however, that there are
many ways to make a line drawing of a mallard’s head in right-
29
facing profile and that any such drawing need not have the same
shape and the same head and neck curves as the DU Logo.
(ECF
No. 156 at 60.)
Addressing
the
differences
between
the
logos,
Breaux
highlighted the “different artistic choices” made by the authors
of
the
respective
differences
include,
works.
(ECF
among
other
No.
155
details,
at
the
88.)
Those
difference
in
overall style between the logos, the use of continuous versus
discontinuous lines, the shape of eye and beak elements in each
logo, the shape of the neck in each, and the presence or absence
of
a
nostril
element.
(Id.;
see
Tr.
Ex.
No.
101
at
16.)
Although a legal conclusion, Breaux opined that the DU Logo and
the Boondux Logo are not “substantially similar” for copyright
purposes.
(ECF No. 155 at 88-89.)5
4.
Plaintiff
Actual-Confusion Evidence
presented
some
anecdotal
evidence
of
actual
confusion for purposes of its trademark and false designation
claims, but that evidence was minimal.
Barnes testified the he
personally has “had people call [him] about [the Boondux Logo]
on a pretty regular basis.”
(ECF No. 153 at 96.)
5
He has
Although Breaux was given latitude to testify about a variety
of considerations she found pertinent in assessing the copyright
and trademark clearance potential of the Boondux Logo, much of
her testimony consisted of legal conclusions rather than factual
evidence.
The Court does not rely on Breaux’s legal
conclusions.
30
fielded phone calls from about 25 people asking such questions
as: “Do you know about it?
to allow it to continue?”
Have you seen it?
And are you going
(Id. at 97.)
Sutton admitted that on more than one occasion people have
seen the Boondux Logo and “mentally associated” and said that
they made “some connection” between the Boondux Logo and the DU
Logo.
(ECF No. 154 at 48.)
Sutton also admitted that he has
personally encountered people who asked aloud when looking at
the Boondux Logo, “Oh, is that Ducks Unlimited?”
(Id. at 49.)
Sutton clarified that fewer than 10 people had done so.
Plaintiff’s
primary
actual-confusion
(Id.)
evidence
was
a
likelihood-of-confusion survey conducted by Hal Poret, owner of
a survey research and consulting business.
35.)
(ECF No. 153 at 134-
Poret has conducted over 1,000 consumer surveys, including
about
200
likelihood-of-confusion
surveys,
expert about the latter in 15 trials.
testifying
as
an
(Id.)
Poret designed an online Eveready survey to test whether
consumers seeing a Boondux product that includes the Boondux
Logo
in
a
retail-store
environment
would
be
confused
by
mistakenly thinking that the product comes from Ducks Unlimited
or is otherwise affiliated with or approved by Ducks Unlimited.
(Id. at 136-37.)
Poret’s online survey, conducted in May 2016,
drew from a Research Now database pool of about 4 to 5 million
Americans and specifically targeted people who self-identified
31
as interested in hunting, fishing, and other outdoor activities
and who answered that they were likely to purchase apparel items
from an outdoor-goods store like Bass Pro Shops or Cabela’s.
(Id. at 137-141.)
Two-hundred survey respondents formed the Test Group and
were
shown
pictures
Boondux’s website.
of
Boondux
apparel
items
(Id. at 149, 174, 209-10.)
taken
from
The Test Group
pictures depicted a Boondux hat or t-shirt, each displaying the
Boondux Logo as well as brand identification such as the name
“Boondux” and the product tag:
(Id. at 149-150; Tr. Ex. No. 54 (Test Group Photos).)
Poret
testified that he selected images that would fairly simulate a
consumer
encounter
environment.
(ECF
with
a
hat
No.
153
at
or
shirt
150-51.)
in
a
retail-store
One-hundred
survey
respondents formed the Control Group and were shown pictures
depicting a hat or t-shirt, each displaying the Drake Logo and
the name “Drake” as brand identification:
32
(ECF No. 153 at 158-60; Tr. Ex. No. 55 (Control Group Photos).)
Poret
explained
why
he
chose
the
Drake
Logo
as
his
control
image:
I wanted to have a logo that is a Duckhead but has
somewhat of a different shape and design so that it
would be a fair test of: When I show somebody
something with a Duckhead logo that is not confusingly
similar to Ducks Unlimited, will the survey for
whatever reason cause people to name Ducks Unlimited
in a way that really shouldn’t be counted?
So, this
logo being a Duckhead but not confusingly similar to
the Ducks Unlimited logo makes it a perfect control.
(ECF No. 153 at 159.)
After
viewing
the
product
images,
survey
respondents
in
both groups were asked whether they had a belief about which
company, organization, or brand made or put out the product and,
if so, to identify the company, organization, or brand.
151-53, 159; Tr. Ex. No. 53 (survey appendix).)
(Id. at
Respondents
were also asked whether they thought the product was affiliated
with, sponsored by, or approved by any company, organization, or
brand and, if so, to identify that company, organization, or
brand.
(ECF No. 153 at 155-56, 159; Tr. Ex. No. 53.)
33
The only
difference between the Test Group and the Control Group was
whether respondents were shown products displaying the Boondux
Logo or products displaying the Drake Logo.
160.)
(ECF No. 153 at
At no point were any respondents shown the DU Logo, and
Ducks Unlimited was not mentioned in the survey.
37.)
Poret
explained
that
that
design
(Id. at 136-
feature,
typical
of
Eveready surveys, made the survey “very conservative” because
the only people who might name “Ducks Unlimited” in response to
the questions, and thereby express confusion, were those who
already knew the DU Logo well and who thought of it on their
own.
(Id. at 136-37, 166-67.)
Poret’s
survey
results
showed
that
16.5%
of
survey
respondents in the Test Group answered that they thought the
Boondux Logo-branded products were made by, affiliated with, or
approved
by
Ducks
Unlimited.
(survey results chart).)
(Id.
at
163;
Tr.
Ex.
No.
56
About 23% of Test Group respondents
who identified as those who hunt identified Ducks Unlimited with
the Boondux products.
(ECF No. 153 at 175.)
In contrast, 3% of
survey respondents in the Control Group who viewed the Drake
Logo-branded
products.
rate,
products
identified
Ducks
Unlimited
(Id. at 163; Tr. Ex. No. 56.)
calculated
by
subtracting
the
with
those
The net confusion
Control
Group
confusion
percentage from the Test Group confusion percentage, was 13.5%.
(ECF No. 153 at 163-64; Tr. Ex. No. 56.)
34
Poret opined that the
survey
results
show
that
“there’s
a
statistically
meaningful
pattern of confusion in the form of people thinking that Boondux
items are from Ducks Unlimited or otherwise connected to Ducks
Unlimited because of the similarity of the Duckhead logo.”
No. 153 at 165-66.)
(ECF
Poret’s survey did not test for confusion
in the context of product sales on Boondux’s website, and he
declined to express an opinion about that context.
(Id. at 216-
17.)
The Court does not give weight to Poret’s survey.
Poret
did
not
adequately
explain
why
the
Drake
First,
Logo-branded
products were appropriate products to use for the Control Group.
Poret discussed why a control group is necessary in a survey in
which
test
group
respondents
are
shown
products
with
an
allegedly-infringing logo, such as the Boondux Logo, and are
asked to identify the source of the product.
(Id. at 157-58.)
Poret explained: “[T]he concern you have in a survey is: Is this
logo really confusingly similar with Ducks Unlimited; or is it
simply that whenever somebody sees a duck logo, they’re going to
think of Ducks Unlimited and say that?”
explained that the Drake Logo was a
(Id. at 158.)
Poret
“perfect control”
image
because, in his opinion, it “look[s] like a duck head.”
(Id.
at 159, 203-04.)
The Drake Logo does not readily look like a duck head.
The
Court was unable to perceive the appearance of a duck head when
35
viewing the Drake Logo during Poret’s direct examination.6
duck-head
logo,
the
Drake
Logo
is
highly
stylized.
As a
Poret
discussed the various quality control measures he took and the
filtering questions he asked to ensure that he obtained reliable
data.
(See, e.g. id. at 146-48, 152, 155.)
None of Poret’s
survey questions, however, ensured that respondents perceived a
duck head when they viewed the Drake Logo.
Ex.
No.
53.)
For
example,
before
(See generally Tr.
asking
what
company,
organization, or brand, if any, respondents identified with the
logos they were shown, Poret’s survey could have asked, “What if
anything does the logo you saw depict?”
Although Poret opined
that the Drake Logo looks like a duck head, his survey did not
assess
Drake
whether
Logo
Control
also
Group
thought
respondents
so.
unfamiliar
Respondents
might
with
well
the
have
perceived it as a stylized ocean wave or an abstract design.
Poret’s
Control
Group
design
did
not
reliably
mitigate
the
possibility of false positives with respect to the Boondux Logo
by guarding against the possibility that “whenever somebody sees
a duck logo, they’re going to think of Ducks Unlimited and say
that.”
(ECF No. 153 at 158.)
6
In ruling on the admissibility of Poret’s testimony pre-trial,
the
Court
did
not
consider
the
Control
Group
images.
Defendants’ objections to Poret’s testimony were based on
relevance, not reliability, and the Court addressed those
objections specifically. (See ECF No. 140 at 9-13.)
36
Second, Poret did not adequately explain whether the Drake
Logo was an appropriate control image based on its strength or
brand
recognition
among
the
consuming
public.
Roberts
of
Artisans testified that Ducks Unlimited-branded apparel competes
with Drake among other companies, such as Nike, Columbia, and
Under Armour.
(Id. at 25.)
When discussing the results of his
survey, Poret did not address what percentage of Control Group
respondents correctly identified Drake Waterfowl Systems as the
company associated with the Drake Logo.
One of Poret’s survey
questions, Question 320, asked, “For each company, brand, or
organization you just named, please explain what makes you think
that the cap [or t-shirt] you just saw is made or put out by
that
company,
organization,
or
brand.”
(Tr.
Ex.
No.
53
at
Q320.)
Poret did not discuss what if anything respondents’
answers
to
respondents
Question
who
320
correctly
revealed.
identified
Some
Drake
Control
Waterfowl
Group
Systems
might have explained that they answered as they did because they
were already familiar with the Drake brand.
Such respondents
presumably would avoid mistakenly identifying Ducks Unlimited
with the Drake Logo.
Taken
together,
respondents
either
depicted
duck
associated
a
with
it
did
head
the
is
not
or
Drake
possible
that
recognize
correctly
Logo
37
many
that
the
recognized
because
Control
they
Drake
Group
Logo
the
company
were
already
familiar with the brand.
findings
failed
to
with
the
unfamiliar
rule
Given those possibilities, Poret’s
out
Boondux
the
brand
possibility
might
that
someone
mistakenly
identify
Ducks Unlimited with the Boondux Logo simply because the Boondux
Logo
looks
like
a
duck
head
rather
than
because
it
is
confusingly similar to the DU Logo.
Because the Court is not
persuaded
questions
that
the
Control
Group
were
properly
designed, the Court cannot rely on Poret’s survey.
4.
Sutton’s Creation of the Boondux Logo
Sutton testified about how he created the Boondux Logo.
explained
that
his
“goal
was
to
create
something
that
He
was
completely unique and different from the market or just from
designs in general and just kind of create an original design.”
(ECF No. 154 at 106-07.)
He began creating his logo one day in
January 2012 during his high school religion class.
107, 174.)
(Id. at 74,
Sutton explained that he was drawing sketches using
the elements of a hook, antler, and feather after having been
inspired by a logo he had seen that incorporated those elements.
(Id. at 59-60,
106.)
After sketching several drawings that
combined a hook, antler, and feather in different ways, Sutton
noticed that one of them looked like a duck head.
(Id. at 59-
60; Tr. Ex. No. 74 at CS&B-000223 to -000225 (drawings).)
of those drawings was the following:
38
One
(Tr. Ex. No. 74 at CS&B-000225.)
Sutton testified that shortly afterward, on the weekend,
rather than go hunting with his father, Sutton stayed home and
continued refining his drawing.
(ECF No. 154 at 60.)
Sutton
explained that he worked on his drawing all day, asking his
mother and aunt, Amy Sutton, for advice and bouncing ideas off
of them.
(Id. at 171.)
Sutton testified that further drafting
led to the following drawing:
(Id. at 60-61; Tr. Ex. No. 74 at CS&B-000228.)
Sutton testified
that his mother suggested that he extend the antler out to help
form a beak and move the hook’s barb up.
97.)
Sutton
explained
that
he
(ECF No. 154 at 95-
followed
his
mother’s
suggestions, partially modifying his drawing by sketching the
faint lines, in the drawing above, that appear at the bottom and
39
back of the beak and near where the top of the beak meets the
bold lines of the hook’s barb.
(See id. at 96-97; see also id.
at
(courtroom
102-04;
Tr.
Ex.
No.
81
drawing).)
Sutton
testified that the above drawing was the last hand drawing of
his logo before he completed the logo on his computer.
(ECF No.
154 at 61-62, 78, 86.)
Sutton testified that he took the above drawing, taped the
piece of paper to his computer screen, and, using an AutoCAD
program, traced the lines using his computer mouse by viewing
the cursor on the screen through the paper.
97-98.)
Sutton
explained
that,
after
(ECF No. 154 at 63,
making
a
couple
of
revisions, such as lengthening the hook and changing the barb,
he produced the following image:
(Id. at 62, 78, 97; Tr. Ex. No. 74 at CS&B-000260 to -000261.)7
Sutton testified that, in his opinion, his final hand drawing
and his AutoCAD drawing have the same shape.
(ECF No. 154 at
64.)
7
Defendants contend that a different image was the first image
Sutton created using the AutoCAD program.
(ECF No. 159 at 1314; see Tr. Ex. No. 74 at CS&B-000259.) That contention is not
supported by the trial testimony. (See ECF No. 154 at 58-59.)
40
Sutton admitted
that he was familiar with the DU Logo.
Sutton had seen the DU Logo on t-shirts, decals, coolers, duck
calls, hats, belts, keychains, on merchandise at Cabela’s while
shopping, on his friend’s decoy bag during a hunting trip, and
on Ducks Unlimited pop-up advertisements on Facebook.
47-48.)
(Id. at
Sutton himself is a deer hunter and had been duck
hunting at least once before.
(Id. at 73.)
Sutton said that he
was aware that one of his friends has a license plate that
displays the DU Logo and that another friend has a dog collar
displaying the logo.
(Id. at 47.)
People close to Sutton are also familiar with the DU Logo.
Sutton’s former religion teacher, Michael Manning, was familiar
with the DU Logo from having seen it among the hunting- and
fishing-themed decals on trucks in the parking lot of the allboys school that Sutton attended.
(Manning
deposition).)
(Tr. Ex. No. 89 at 8, 14-16
Manning
remembers
seeing
hunting/fishing-themed decals in the parking lot since as early
as 2009.
(Id. at 15-16.)
Manning testified that he had “no
idea what [Ducks Unlimited] does, how it works, [or] anything
like
that,”
but
he
recognized
the
DU
Logo.
(Id.
at
18.)
Sutton’s friend and former high school classmate, Corey Free,
had seen the DU Logo on automotive decals, a license plate, tshirts worn by others, hats, and on merchandise sold at Bass Pro
Shops
and
Cabela’s.
(Tr.
Ex.
41
No.
90
at
7,
19-20
(Free
deposition).)
Free
collar since 2009.
had
owned
a
(Id. at 22.)
Ducks
Unlimited-branded
Free considered Sutton to be
someone with a “real interest in hunting and fishing.”
15.)
dog
(Id. at
Sutton’s aunt, Amy Sutton, who was with Sutton the weekend
he created his logo, testified that she recognized the DU Logo
and that Ducks Unlimited had been in her “atmosphere as far
back” as she could recall.
deposition).)
Over
20
(Tr. Ex. No. 88 at 28-29 (A. Sutton
years
ago,
she
worked
Unlimited girl” at two Ducks Unlimited events.
Although
Sutton
had
seen
the
DU
as
a
“Ducks
(Id. at 30.)
Logo
before
this
litigation, he testified that he could not recall when he first
saw it.
(ECF No. 154 at 46.)
Sutton agreed that it was “very
possible” that there were a lot of hunting-themed decals on
trucks
in
designed
his
the
high
Boondux
school
Logo
parking
in
lot
January
around
2012.
the
(Id.)
time
he
Sutton
maintained, however, that he did not have the DU Logo available
to him as he worked on his Boondux Logo and that he did not copy
it.
(Id. at 172-73, 222.)
Sutton’s testimony is not credible.
immersed
in
a
hunting,
fishing,
and
First, that Sutton was
outdoorsman
culture
is
evident from his testimony and the testimony of those near him.
Ducks Unlimited has strong brand presence in that culture and
has
a
strong
Louisiana
organizational
generally.
presence
in
Sutton
did
Although
42
Baton
not
Rouge
say
when
and
he
recalls having first seen the DU Logo, the evidence supports the
reasonable inference that Sutton was familiar with the DU Logo
before he designed the Boondux Logo.
Second,
specific
although
about
a
Sutton’s
number
of
testimony
the
sources
was
detailed
and
that
inspired
his
creation, his testimony about duck-specific sources was vague
and difficult to credit.
Sutton described the bouquet-shaped
“Hooks Horns & Feathers” logo that inspired his initial drawings
and explained that, while working on his logo, at one point he
walked
over
and
looked
at
the
deer
antlers
on
a
deer
head
hanging above the fireplace “to get a better representation of
the deer antlers.”
between
Plaintiff’s
(Id. at 106, 172.)
counsel
and
As shown by one exchange
Sutton
at
trial,
however,
Sutton’s recall of duck-specific sources of inspiration was much
more imprecise:
Counsel:
Okay. So, once you committed to the idea of
using the antler and the hook to form a duck
head, did -- you didn’t look at photos of
ducks or an encyclopedia or Google duck
images or anything like that, did you?
Sutton:
I think I did look at, like, pictures of
ducks in nature.
Counsel:
What did you look at?
Sutton:
I believe it was just pictures of ducks in
nature.
Counsel:
Where did you find those pictures?
Sutton:
Probably on the Internet.
43
Counsel:
Did you produce any of that material in
response to the discovery request in this
case?
Sutton:
No, ma’am.
Counsel:
So, you think you might have looked
pictures of ducks on the Internet?
Sutton:
It’s very possible, yes, ma’am.
Counsel:
It’s possible, but you don’t know for sure.
Sutton:
I think I did look at pictures of the ducks
on the Internet.
Counsel:
Where did you find the pictures?
Sutton:
On the Internet.
Counsel:
Where on the Internet?
Sutton:
Not sure.
Counsel:
You don’t know.
Sutton:
No, ma’am.
Counsel:
You just Googled
Internet and --
Sutton:
I can’t recall what exactly I Googled.
(Id. at 74-75.)
duck
pictures
on
at
the
Sutton also was not consistent about what kind
of duck the Boondux Logo depicts or is intended to depict.
In
the proposed Pretrial Order that the parties submitted, which
the Court adopted, Sutton agreed that the Boondux Logo forms the
shape
of
a
mallard’s
head.
But
when
asked
by
Plaintiff’s
counsel what breed of duck the Boondux Logo looks like, Sutton
44
answered, “Um, I’d like to say a mix between a wood duck and a
pintail.”
(Id. at 75.)
Third, and most significantly, even were the Court to fully
credit Sutton’s testimony describing the process by which he
created the Boondux Logo, critical differences between Sutton’s
final
hand
drawing
and
his
AutoCAD
design
preclude
the
possibility that Sutton created the Boondux Logo without relying
on the DU Logo.
The Court does not agree with Sutton’s opinion
that his final hand drawing has the same shape as his AutoCAD
design.
Sutton testified that he traced his hand drawing on his
computer, but the antler and beak elements of his hand-drawing
design and his AutoCAD design are significantly different.
Even
were the Court to accept that Sutton traced the faint beak lines
of his drawing rather than the bold ones, the faint lines also
do not resemble the shape of the AutoCAD design’s beak element.
The differences between the two designs ostensibly are explained
by Sutton’s testimony that he made further revisions to his
design
while
using
his
AutoCAD
program.
That
testimony,
however, does not adequately explain how Sutton achieved a final
logo shape that so closely tracks the shape of the DU Logo, as
illustrated
by
Barnes’s
and
Williams’s
testimony.
Because,
inter alia, the gap between Sutton’s final hand drawing and his
AutoCAD design is
so great, Sutton’s testimony about how he
45
created the Boondux Logo is implausible.
The Court gives that
testimony little weight.
IV.
CONCLUSIONS OF LAW
A.
Copyright Infringement Claim
1.
General Legal Standards
Plaintiff’s copyright infringement claim arises under the
Copyright Act, 17 U.S.C. § 501.
“Title 17 of the United States
Code protects owners’ copyrights in creative works.”
Murray
Hill Publ’ns., Inc. v. Twentieth Century Fox Film Corp., 361
F.3d
312,
exclusive
316
(6th
right
Cir.
to
2004).
reproduce
the
“Copyright
protected
owners
work,
have
to
the
prepare
derivative works, and to distribute copies to the public.”
Id.
(citing 17 U.S.C. § 106(1)-(3)).
“To
establish
copyright
infringement,
a
plaintiff
must
show: (1) ownership of a valid copyright, and (2) copying of
constituent elements of the work that are original.”
Diffie,
177
omitted).
F.3d
503,
506
(6th
Cir.
1999)
Ellis v.
(quotation
marks
“Direct evidence of copying is rare, so frequently
the plaintiff will attempt to establish an inference of copying
by showing (1) access to the allegedly-infringed work by the
defendant(s) and (2) a substantial similarity between the two
works at issue.”
“Access
is
Id.
proven
when
the
plaintiff
shows
that
the
defendant had an opportunity to view or to copy plaintiff’s
46
work.”
Murray Hill, 361 F.3d at 316 (quotation marks omitted).
“[A]ccess
may
conjecture.”
“A
mere
not
be
is
of
access,
inadequate.”
(quotation marks omitted).
that
through
mere
speculation
or
Ellis, 177 F.3d at 506 (quotation marks omitted).
assertion
evidence[,]
inferred
defendant(s)
plaintiff’s work.”
had
unsupported
Murray
Hill,
361
by
probative
F.3d
at
316
Instead, a “plaintiff must establish
a
reasonable
possibility
to
view
Id. (quotation marks omitted).
In addition to access, a plaintiff must prove substantial
similarity between the two works.
“Similarity is determined by
a comparison of plaintiff’s and defendants’ works.”
Wickham v.
Knoxville Int’l Energy Exposition, Inc., 739 F.2d 1094, 1097
(6th Cir. 1984).
Before comparing similarities between the two
works, the court must “identify[] which aspects of the artist’s
work, if any, are protectible by copyright.”
Kohus v. Mariol,
328 F.3d 848, 855 (6th Cir. 2003) (quotation marks omitted).
The
court
must
then
“determin[e]
whether
the
allegedly
infringing work is substantially similar to protectible elements
of the artist’s work.”
The
first
step
Id. (quotation marks omitted).
of
the
substantial-similarity
analysis
involves “filter[ing] out the unoriginal, unprotectible elements
-- elements that were not independently created by the inventor,
and
that
possess
no
minimal
degree
of
creativity.”
Id.
“[C]opyright protection extends only to expression of ideas and
47
not to ideas themselves.”
Stromback v. New Line Cinema, 384
F.3d 283, 296 (6th Cir. 2004).
An “expression” is that which
“display[s] the stamp of the author’s originality.”
Id.
“Once the unprotectible elements have been filtered out,
the second step is to determine whether the allegedly infringing
work is substantially similar to the protectible elements of the
original.”
Kohus, 328 F.3d at 856 (6th Cir. 2003).
requires a comparison of the two works.
297.
This step
Stromback, 384 F.3d at
In doing so, the question is “whether the two works are,
taken as a whole, substantially similar in look and feel to a
jury.”
Murray Hill, 361 F.3d at 318.
“Substantial similarity
exists where the accused work is so similar to the plaintiff’s
work that an ordinary reasonable person would conclude that the
defendant
unlawfully
expression
by
appropriated
taking
material
the
plaintiff’s
of
substance
protectible
and
value.”
Stromback, 384 F.3d at 297 (quotation marks omitted).
“The
misappropriation of even a small portion of a copyrighted work
may
constitute
an
infringement
under
certain
circumstances.”
Murray Hill, 361 F.3d at 320 (quotation marks omitted).
“Even
if a copied portion be relatively small in proportion to the
entire work, if qualitatively important, the finder of fact may
properly
find
substantial
similarity.”
omitted).
48
Id.
(quotation
marks
“Once
a
plaintiff
establishes
access
and
substantial
similarity, the defendant may rebut the presumption of copying
by
showing
work.”
(6th
independent
creation
of
the
allegedly
infringing
Fogerty v. MGM Grp. Holdings Corp., 379 F.3d 348, 352
Cir.
2004).
independent
“[D]etailed
creation”
may
and
overcome
specific
an
implicit
copying produced by the plaintiff’s proof.
evidence
of
suggestion
of
See Ellis, 177 F.3d
at 507.
2.
Analysis
Defendants
copyright
in
concede
the
DU
that
Logo.
Ducks
At
Unlimited
issue
is
owns
whether
a
valid
Defendants
unlawfully copied the DU Logo in their creation and use of the
Boondux Logo.
a.
Ample
Access
evidence
of
access
shows
that
Sutton
had
an
opportunity to view the DU Logo before he designed the Boondux
Logo.
First, the Court concludes, based on Sutton’s testimony,
that Sutton did, in fact, have the DU Logo available to him and
relied on it as he designed the Boondux Logo.
Although Sutton
denied those facts, as discussed above, the Court does not find
Sutton’s
denial
credible.
Sutton’s
narrative
about
how
he
independently created the Boondux Logo is implausible because,
inter alia, his final hand drawing, which Sutton testified he
traced on his computer, does not match the AutoCAD design that
49
Sutton produced.
The Court does not agree with Sutton’s opinion
that his final hand drawing and his AutoCAD design are the same
shape.
Sutton testified that he further revised his design on
the computer after tracing the hand drawing, but the act of
revision
alone
does
not
persuasively
account
for
the
close
similarity in shape between the Boondux Logo and the DU Logo.
Such a claim of coincidence is not compelling, especially given
that Sutton’s testimony was not clear and consistent about key
aspects of his logo-creation narrative.
Other evidence also shows that Sutton had an opportunity to
view
the
Unlimited
Sutton’s
DU
Logo
has
before
designing
substantial
home
state
of
brand
the
Boondux
presence
Louisiana.
Logo.
nationally
Access
may
be
Ducks
and
found
in
“if
plaintiff’s work has been widely disseminated, as by extensive
publication.”
Copyright
4 Melville B. Nimmer & David Nimmer, Nimmer on
§ 13.02[A]
(rev.
ed.
2017).
Of
Ducks
Unlimited’s
2,800 chapters and 600,000 members nationwide, 64 chapters with
20,000
members
are
in
Louisiana.
Two
chapters
in
Sutton’s
hometown of Baton Rouge have been established since 1985, one of
which has a member base of 900 people, and the other draws 500
attendees
to
its
annual
event.
Those
appreciably changed since January 2012.
also
placed
available
to
the
both
DU
Logo
Ducks
on
many
Unlimited
50
figures
have
not
Ducks Unlimited has
consumer
members
goods
and
the
that
are
consuming
public.
Although Plaintiff did not produce evidence of specific
sales figures for DU Logo-branded merchandise in Baton Rouge or
Louisiana, it is reasonable to infer that product sales in both
places are substantial given the critical mass of chapters and
members in both locations.
Ducks Unlimited and its DU Logo are
also visible on the Internet through Ducks Unlimited’s website
and on various social media platforms -- media that Sutton has
used personally.
Whether through membership or through product sales, Ducks
Unlimited targets the hunting, fishing, and outdoorsman culture,
in
which
Sutton
participants.
and
a
number
of
his
friends
are
active
Sutton and those near him are familiar with the
DU Logo, having seen it on a variety of products -- such as
decals, license plates, apparel items, and hunting goods -- and
in a variety of settings, ranging from Sutton’s own hunting
outings and shopping trips to the parking lot at his former high
school.
Sutton’s aunt testified that Ducks Unlimited has been a
part of her life experience as far back as she can remember.
Defendants argue that the evidence of Sutton’s access to
the
DU
Logo
speculation
before
or
he
designed
conjecture.”
the
For
Boondux
example,
Logo
is
although
“mere
Sutton
admitted that it was “very possible” there were many huntingthemed decals on trucks in his high school parking lot around
the time he designed the Boondux Logo (Sutton’s religion teacher
51
confirmed
the
presence
of
such
decals
as
early
as
2009),
Defendants contend there is no evidence that the DU Logo was
necessarily one of them.
also
argue
that
others’
(ECF No. 161 at 16-17.)
knowledge
of
the
DU
Defendants
Logo,
such
as
Sutton’s friends or his former religion teacher, should not be
“imparted” to Sutton without evidence that those people “have
the same life experience and exposure to trademarks” as Sutton.
(Id. at 17.)
Defendants discount Sutton’s hunting experience on
the ground that Sutton is not a regular duck hunter.
(Id.)
Defendants argue, “Ducks Unlimited was able to establish that
[Sutton] was aware of the [DU Logo] at the time of trial; it did
not prove that Mr. Sutton was aware prior to his creation of the
Boondux Mark.”
(Id. at 16.)
For access purposes, the test is not whether the defendant
was
actually
aware
of
the
plaintiff’s
work
at
defendant created the allegedly infringing work.
the
time
the
Rather, the
test is whether the defendant had a “reasonable possibility to
view plaintiff’s work.”
added).
The
Court’s
Murray Hill, 361 F.3d at 316 (emphasis
conclusion,
based
in
part
on
Sutton’s
testimony, that Sutton, in fact, relied on the DU Logo while
creating
the
Boondux
Logo
additional access evidence.
obviates
the
need
to
rely
on
Notwithstanding that conclusion,
the additional access evidence presented shows that Sutton at
least had a reasonable possibility to view the DU Logo before
52
January 2012.
before then.
Sutton did not deny having seen the DU Logo
Defendants do not plausibly suggest that, before
2012, there was a dearth of products bearing the DU Logo or
settings in which it could be seen in and around Baton Rouge.
The reasonable inference that Sutton had many opportunities to
view the DU Logo based in part on similar experiences by those
near
to
Sutton
does
not
turn
on
whether
their
total
life
experiences are identical to Sutton’s.
Because
Sutton
had
an
opportunity
to
view
the
DU
Logo
before designing the Boondux Logo, Sutton had an opportunity to
copy the DU Logo.
The Court finds that Sutton, in fact, viewed
and relied on the DU Logo while designing the Boondux Logo.
Plaintiff has proven the access element.
b.
Substantial Similarity
The Boondux Logo is substantially similar to the DU Logo’s
copyrightable
elements.
The
DU
mallard’s head shown in profile.
Logo
depicts
right-facing
The DU Logo is composed of
thick, dark lines with no internal coloration.
exhibits the same features.
a
The Boondux Logo
As shown by Barnes’s and Williams’s
diagrams, the position of the duck head, bill, eye, and neck are
the same in both logos.
The neck lines in the Boondux Logo
extend below the termination point of the neck lines in the DU
Logo and the Boondux Logo has a slightly broader bill than the
DU Logo’s bill, but the size and proportions of the head, neck,
53
and bill in both logos are otherwise the same.
The line arcs
and curves of both logos’ head lines, neck lines, and bills are
nearly identical.
Williams, Plaintiff’s branding expert, described how both
logos “occupy the same space” and how their lines “have the same
weight
of
importance.”
He
opined
that
the
key
similarity
between the DU Logo and the Boondux Logo is the shape of the
duck head.
In his words, “the way they almost mirror each other
is pretty outstanding.”
Williams also discussed the variety of
duck-themed logos that other brands have used.
He explained how
the Boondux Logo does not differ from the DU Logo as to such
features as direction, pose, or style of drawing.
As Defendants point out, the Sixth Circuit has instructed
that to perform a proper substantial-similarity analysis, the
Court must first filter the unoriginal, unprotectible elements
out of the original work and then assess whether the allegedly
infringing
work
is
substantially
similar
protectible elements in the original.
856-56.
the
DU
to
any
remaining
See Kohus, 328 F.3d at
Defendants contend that, when that test is applied to
Logo
and
the
Boondux
Logo,
there
is
no
substantial
similarity between the two logos.
Relying
on
Breaux’s
opinions,
Defendants
argue
that
unoriginal, unprotectible elements of the DU Logo that must be
filtered out before any comparison can be done include: “(1) the
54
idea of a duck drawing; (2) the technique of line drawings;
(3) the idea of depicting only a head of a duck; (4) the idea of
depicting a duck in profile; and (5) the idea of a rightwardfacing duck.”
as
shown
(ECF No. 159 at 36-37.)
by
Logo
Boondux
Breaux’s
each
diagram
Defendants contend that,
depicting
superimposed
the
over
a
DU
Logo
duck
and
the
silhouette
representing the “archetypal form of a duck,” any similarities
between the two logos and the “archetypal duck” attributable
solely to the fact that both logos depict duck heads must also
be filtered out.
Those similarities include: “(1)
shape of the
beak; (2) curvature of the back of the head and backward-facing
neck;
(3) curvature
(4) placement
of
of
the
the
eye
chin
and
region;
and
frontward-facing
(5) proportions
skull and neck in relation to other parts of the head.”
38.)
Defendants
contend
that,
after
filtering
neck;
of
the
(Id. at
out
the
unprotectible elements, any protectible elements that remain in
the DU Logo are not substantially similar to the Boondux Logo.
The Court is not persuaded that the similarities between
the
DU
Logo
and
the
unprotectible elements.
Boondux
Logo
are
a
mere
collection
of
The similarities include more than the
fact that both logos depict right-facing line drawings of a
mallard’s
head
in
profile.
expression of a duck head.
The
DU
Logo
is
a
particular
Integral to that expression is,
among other details, the distinctive duck head shape that the DU
55
Logo depicts.
shape.
The
The Boondux Logo shares
Court
agrees
with
the
Williams’s
same distinctive
opinion
that
the
distinctive shape shared by both logos is the key similarity
between them.
feature
among
Although the shape of the logos is only one
many
that
might
be
compared,
that
feature
is
“qualitatively important” and the Boondux Logo’s appropriation
of that key feature makes the two logos, “taken as a whole,
substantially similar in look and feel.”
Murray Hill, 361 F.3d
at 318, 320.
Defendants’
similarity.
arguments
do
not
account
for
that
key
The nearly identical shape shared by the logos is
not attributable solely to the fact that both logos depict duck
heads.
Defendants’ arguments assume that there is only one or
are only a few ways in which to depict a right-facing line
drawing
of
a
mallard’s
head
in
profile.
Breaux’s
demonstrates why that assumption is incorrect.
diagram
Although both
logos are alike in that the back neck line, the front neck line,
and the bottom of the chin follow the same path and occupy the
same space, both logos differ from the “archetypal duck” in the
same manner as to those features.
Compared to the “archetypal
duck,” the back neck lines of both logos extend behind the back
of the “archetypal duck’s” head, the front neck lines of both
logos run down the middle of the “archetypal duck’s” neck, and
the bottom of the chins of both logos falls below the bottom of
56
the “archetypal duck’s” chin.
Based on the evidence Defendants
have presented, the shape of the DU Logo’s duck head does not
mirror
the
“archetypal
duck”
head.
Instead,
it
unique, particular expression of a duck head.
reflects
a
Breaux agreed
that there are many ways to depict a right-facing line drawing
of a mallard’s head in profile and that such a line drawing need
not have the same shape and head and neck curves as the DU Logo.
In designing the Boondux Logo, Sutton could have chosen another
way to depict the shape and curves of his logo’s duck head.
Instead, he used a shape and curves that mirror the particular
expression of those elements in the DU Logo.
is
substantially
elements
of
protection.
the
similar
DU
to
Logo
Plaintiff
has
the
DU
that
proven
Logo
are
the
The Boondux Logo
in
that
entitled
to
substantial
it
copies
copyright
similarity
element.8
c.
Independent Creation
Defendants contend that they have presented “overwhelming”
evidence
that
Sutton
independently
8
created
the
Boondux
Logo.
Defendants argue that, because neither Barnes nor Williams
performed
a
filtration
step
in
testifying
about
their
observations of the two logos, the Court may not rely on their
testimony or diagrams in assessing substantial similarity. (ECF
No. 159 at 41-45.)
Neither witness was offered as a copyright
law expert.
The filtration step is to be performed by the
Court, not the witnesses. The Court has performed that step and
concludes that the shape of the DU Logo’s duck head is a
protectible element.
The Court is not precluded from
considering Barnes’s lay observations and Williams’s opinions on
logo design in reaching its legal conclusion.
57
(ECF No. 159 at 45.)
A defendant in a copyright action may
attempt to rebut an inference of copying that arises from the
plaintiff’s evidence of access and substantial similarity.
Fogerty, 379 F.3d at 352.
See
Because the Court finds that Sutton,
in fact, copied the DU Logo when designing the Boondux Logo,
there is no need to consider separately Defendants’ independentcreation evidence.
Sutton’s
creation
As discussed above, the Court does not find
narrative
credible.
Although
Defendants’
evidence was “detailed” and in some instances “specific,” see
Ellis, 177 F.3d at 507, that evidence is entitled to little
weight.
d.
Conclusion
The Boondux Logo is creative in the manner in which it
combines a fishing hook and a deer antler to form the shape of a
duck head.
from
That creativity, however, does not spare Defendants
copyright
liability
because,
despite
that
creativity,
Sutton, in creating the Boondux Logo, had access to and copied
protectible
elements
of
copyright protection.
the
DU
Logo
that
are
entitled
to
Boondux, in turn, has repeatedly sold
goods bearing the infringing Boondux Logo and has otherwise used
that
logo
for
business
purposes.
Sutton,
as
sole
owner
of
Boondux, responsible for its overall and day-to-day operations,
and having a direct financial interest in Boondux’s infringing
activities,
is
personally
liable
58
for
Boondux’s
infringing
conduct.
See Microsoft Corp. v. Sellers, 411 F. Supp. 2d 913,
920 (E.D. Tenn. 2006) (“Sellers”).
Plaintiff prevails on its
Copyright Infringement Claim.
Plaintiff also asks the Court to find that Defendants’ use
of
the
left-facing
Signature
copyrights in the DU Logo.
Boondux
Logo
infringes
its
Other than presenting evidence of
Defendants’ use of that logo on duck calls and sales figures
based on the sale of those duck calls, Plaintiff’s evidence,
arguments, and the allegations in its Complaint almost entirely
address Defendants’ creation and use of the right-facing Boondux
Logo.
Plaintiff contends that “Defendants have admitted that
the [Signature Boondux Logo] is a derivative of the original
Boondux Logo, and as such, it also infringes Ducks Ulimited’s
[DU Logo] copyright.”
(ECF No. 158 at 51 n.15.)
Plaintiff
cites no authority that any derivative work of an infringing
work is likewise infringing.
One court has declined to apply
such a rule where the allegedly infringing design was not merely
a mirror image of the protected work but a mirror image of a
design with “numerous and substantial differences” compared to
the protected work.
Medallion Homes Gulf Coast, Inc. v. Tivoli
Homes of Sarasota, Inc., 656 F. App’x 450, 454 n.3 (11th Cir.
2016).
The Signature Boondux Logo is not a mirror image of the
DU Logo but is instead a mirror image of the Boondux Logo,
which,
although
infringing,
nevertheless
59
differs
from
the
DU
Logo as to several design features.
its
burden
of
establishing
that
Plaintiff has not carried
the
Signature
Boondux
Logo
infringes Ducks Unlimited’s copyright in the DU Logo.
B.
Trademark Infringement and False Designation Claims
1.
General Legal Standards
Plaintiff’s
trademark
infringement
claims arise under the Lanham Act.
and
false
designation
Section 32 of the Lanham
Act, 15 U.S.C. § 1114, protects registered marks specifically,
and
Section
marks,
43(A),
15
unregistered
service.
U.S.C.
marks,
§ 1125(a),
and
other
protects
aspects
of
registered
a
good
or
NetJets Inc. v. IntelliJet Grp., LLC, 602 F. App’x
242, 244 (6th Cir. 2015).
To sustain a claim for trademark infringement, a plaintiff
must
prove
trademark;
three
(2) the
elements:
defendant
“(1) it
used
the
owns
mark
(3) the use was likely to cause confusion.”
the
in
registered
commerce;
and
Hensley Mfg., Inc.
v. ProPride, Inc., 579 F.3d 603, 609 (6th Cir. 2009).9
To
sustain a claim for false designation, a plaintiff must prove
four elements: “(1) ownership of a specific service mark in
connection with specific services; (2) continuous use of the
service mark; (3) establishment of secondary meaning if the mark
is
descriptive;
and
(4)
a
likelihood
9
of
confusion
amongst
A defendant need not use the registered mark itself; instead,
he may be liable for using a “colorable imitation of a
registered mark.” 15 U.S.C. § 1114(1)(a).
60
consumers due to the contemporaneous use of the parties’ service
marks
in
connection
with
the
parties’
respective
services.”
Homeowners Grp., Inc. v. Home Mktg. Specialists, Inc., 931 F.2d
1100, 1105 (6th Cir. 1991).
The Sixth Circuit “use[s] the same test to decide whether
there has been trademark infringement, unfair competition, or
false designation of origin: the likelihood of confusion between
the two marks.”
2006)
(citing
(1992)).
Audi AG v. D’Amato, 469 F.3d 534, 542 (6th Cir.
Two
Pesos
v.
Taco
Cabana,
505
U.S.
763,
780
In determining whether an alleged infringement of a
trade or service mark causes a likelihood of confusion among
consumers, courts in this Circuit consider the eight Frisch’s
factors:
(1) the
relatedness
of
the
strength
of
plaintiff’s
goods;
(3) the
similarity
mark;
of
the
(2) the
marks;
(4) evidence of actual confusion; (5) marketing channels used;
(6) likely degree of purchaser care; (7) defendant’s intent in
selecting the mark; and (8) the likelihood of expansion of the
product lines.
Wynn Oil Co. v. Thomas, 839 F.2d 1183, 1186 (6th
Cir. 1988) (“Wynn Oil I”) (citing Frisch’s Restaurants, Inc. v.
Elby’s Big Boy of Steubenville, Inc., 670 F.2d 642, 648 (6th
Cir. 1982)).
“These
factors
imply
no
mathematical
precision,
but
are
simply a guide to help determine whether confusion is likely.”
Homeowners, 931 F.2d at 1107.
“They are also interrelated in
61
effect.”
Id.
“Each
case
presents
its
own
complex
set
of
circumstances and not all of these factors may be particularly
helpful in any given case.”
Id.
“The ultimate question remains
whether
are
likely
relevant
consumers
to
believe
that
the
products or services offered by the parties are affiliated in
some way.”
Id.
Plaintiff’s
claims
against
Defendants
address
Ducks
Unlimited’s trademark rights in the DU Logo.
Defendants do not
dispute
in
Ducks
Unlimited’s
ownership
rights
the
DU
Logo.
Defendants also do not dispute that they have used the Boondux
Logo in commerce.
Defendants contest Plaintiff’s assertions,
first, that the DU Logo is a valid, protectible trademark, and
second,
that
Defendants’
use
of
the
Boondux
Logo
creates
a
likelihood of confusion among consumers.
2.
Validity and Scope of Plaintiff’s Trademark
a.
Registration-Based Rights
In 2002, the USPTO issued a registered trademark in the DU
Logo
to
Ducks
Unlimited.
“Registration
of
a
mark
on
the
Principal Register of the USPTO creates a rebuttable presumption
that
a
trademark
distinctive
or
is
valid,
descriptive
that
with
is,
either
secondary
inherently
meaning,
therefore, protectable under federal trademark law.”
and
Leelanau
Wine Cellars, Ltd. v. Black & Red, Inc., 502 F.3d 504, 513 (6th
Cir. 2007) (citing 15 U.S.C. § 1115(a)).
62
Pursuant to 15 U.S.C.
§ 1065, that registration became incontestable in 2008.
No.
152
at
43-44;
incontestability).)
Tr.
An
Ex.
No.
5
(ECF
of
registration
incontestable
(declaration
is
“conclusive evidence of the validity of the registered mark and
of the registration of the mark, of the registrant’s ownership
of the mark, and of the registrant’s exclusive right to use the
registered mark in commerce,” subject to enumerated statutory
defenses.
15 U.S.C. § 1115(b).
Defendants
Unlimited’s
do
not
challenge
registration-based
rights
challenge the scope of those rights.
the
in
validity
the
DU
of
Ducks
Logo.
They
Because the DU Logo is
registered in International Class 35 for “association
services
-- namely, promoting the preservation of waterfowl,” Defendants
argue that Ducks Unlimited’s registration-based rights do not
extend to consumer goods, such as decals, apparel, and other
accessories, and that any rights Ducks Unlimited might have in
consumer goods are limited to any common law use-based rights
that Ducks Unlimited might have acquired.
(ECF No. 159 at 49-
50.)
To the extent Defendants suggest that Plaintiff’s trademark
infringement claim under § 32 of the Lanham Act must necessarily
fail because Ducks Unlimited has no relevant registration-based
rights
in
the
DU
Logo
with
Defendants’ argument lacks merit.
63
respect
to
consumer
goods,
“The exclusionary rights of a
registered trademark owner are not limited to the goods and/or
services specified in the registration, but go to any goods or
services
on
confusion.”
which
the
use
of
the
mark
is
likely
to
cause
J. Thomas McCarthy, 4 McCarthy on Trademarks and
Unfair Competition § 23:76 (4th ed.).
Amy
Batson
testified
that
Ducks
Unlimited’s
services include its fundraising efforts.
association
(ECF No. 152 at 45.)
Defendants offered no testimony or evidence to the contrary.
Ducks Unlimited’s fundraising efforts include the royalties it
generates from sales of products bearing the DU Logo.
Many of
those products, particularly apparel items, are sold with hang
tags informing consumers that a portion of the sales price will
be
contributed
program.
to
Ducks
Unlimited’s
wetlands
(E.g., Tr. Ex. No. 30 (hat).)
conservation
To the extent that
consumers are aware of the numerous DU Logo-branded consumer
goods available in the marketplace and are likely to be confused
by competing products bearing the Boondux Logo, Ducks Unlimited
may vindicate its registration-based rights in the DU Logo as to
the sale of consumer goods.
b.
Common Law Use-Based Rights
Ducks Unlimited also has common law use-based rights in the
DU
Logo
as
to
various
kinds
of
consumer
goods.
“[I]n
the
absence of federal registration, prior ownership of a mark is
only established as of the first actual use of a mark in a
64
genuine
commercial
transaction.”
Allard
Enters.,
Inc.
v.
Advanced Programming Res., Inc., 146 F.3d 350, 358 (6th Cir.
1998).
“Such use need not have gained wide public recognition,
and even a single use in trade may sustain trademark rights if
followed by continuous commercial utilization.”
Id. (quotation
marks omitted).
Ducks Unlimited has raised tens of millions of dollars from
sales of DU Logo-branded consumer goods by its licensees since
the
late
1980’s.
Those
goods
span
a
range
including decals, apparel, and other accessories.
of
products,
Decals have
been sold to the consuming public since at least 2007; apparel
since at least 1991.
Ducks Unlimited has acquired use-based
rights in the DU Logo as to those goods, among others.
Defendants
resist
that
conclusion
on
several
grounds.
First, Defendants contend that none of the evidence of products
bearing the DU Composite Logo, which includes the words “Ducks
Unlimited,” can be considered in assessing the nature and scope
of Ducks Unlimited’s use-based rights in the DU Logo standing
alone on consumer goods.
2-4.)
(ECF No. 159 at 30-34; ECF No. 161 at
Defendants assert that many Ducks Unlimited products bear
the DU Composite Logo rather than the DU Logo.
out
that
Standards
Ducks
Manual
Unlimited’s
identified
2003
the
Corporate
DU
Defendants point
Partners
Composite
Logo
Graphics
as
the
“official Ducks Unlimited trademark” and that Batson and Barnes
65
both testified that the DU Composite Logo and the DU Logo are
different marks.
(See ECF No. 152 at 114; ECF No. 153 at 102.)
Defendants argue that, as to composite marks containing both
word and design elements, words are presumed to be the dominant
portion of the mark.
Defendants argue that Plaintiff has failed
to rebut that presumption as to the DU Composite Logo by failing
to offer evidence showing how the ordinary consumer perceives
the
DU
Composite
Logo.
Defendants
conclude
that
the
DU
Composite Logo creates a distinct commercial impression in the
mind of a typical consumer and that the Court must not consider
Ducks Unlimited’s use of the
DU Composite
Logo in assessing
Ducks Unlimited’s use-based rights in the DU Logo standing alone
on consumer goods.
Defendants’ argument is based on the assumption that the
word portion of the DU Composite Logo is the dominant part of
that
logo.
Defendants
cite
In
re
Viterra
Inc.
for
the
proposition that words are presumed to be the dominant portion
of a composite mark, but that court “cautioned that there is no
general rule that the letter portion of the mark will form the
dominant portion of the mark” and that marks “must be considered
on a case-by-case basis.”
2012).
671 F.3d 1358, 1362-63 (Fed. Cir.
Defendants likewise cite McCarthy, but McCarthy states
that the “literacy” presumption, which “assumes that words have
more
impact
than
designs,”
is
66
a
“dubious
generalization.”
McCarthy,
element
supra,
is
words).
§ 23:47
dominant
One
court
(citing
if
more
has
cases
finding
conspicuous
instructed
that,
than
that
design
accompanying
“when
a
composite
includes both words and a design, the design element is likely
to dominate if it is more conspicuous or well known to the
purchasing public.”
Ass’n of Co-op. Members, Inc. v. Farmland
Indus., Inc., 684 F.2d 1134, 1141-42 (5th Cir. 1982).
Here, there is good reason to conclude that the dominant
part of the DU Composite Logo is the duck head, not the words
“Ducks Unlimited.”
Ducks Unlimited has used the DU Logo duck
head in conjunction with its Corporate Partners Program since
the late 1980’s, and all of Ducks Unlimited’s licensees use the
duck head in some capacity.
importance
Partners
of
the
Program
duck
is
Jim Alexander testified that the
head
high
to
and
Ducks
that
Unlimited’s
“everything
Corporate
that
Ducks
Unlimited stands [for] as a brand is encapsulated into that one
mark or that one identity.”
The duck head appears on 99% of the
apparel that Artisans sells.
Michael Roberts testified that
“you don’t have a Ducks Unlimited line without” the duck head.
Roberts explained that, without the duck head logo on Artisans
products, there is no reason for retailers to place Artisans
products
alongside
Artisans
apparel
anybody.”
competitors’
item
“really
products
doesn’t
because
have
any
a
plain
meaning
to
Whenever Ducks Unlimited receives special requests
67
for permission to use the DU Logo on custom-made products, those
requests are not for permission to use the DU Composite Logo.
Instead,
as
Duckhead.”
Barnes
testified,
requesters
“want
to
see
that
Because the duck head portion of the DU Composite
Logo is the more conspicuous and well known aspect of that logo,
Ducks
Unlimited’s
use
of
the
DU
Composite
Logo
is
relevant
evidence establishing Ducks Unlimited’s use-based rights in the
DU Logo on consumer goods.
Second,
acquired
Defendants
use-based
contend
rights
in
that
the
DU
Ducks
Logo
Unlimited
on
has
consumer
not
goods
because Ducks Unlimited’s licensees use the DU Logo only for
ornamentation and not as a source identifier.
50-53.)
(ECF No. 159 at
Defendants assert that the use of the DU Logo on many
Ducks Unlimited-branded apparel items is ornamental based on the
size and placement of the DU Logo on those items.
Defendants do not persuasively explain why the use of the
DU
Logo
on
consumer
goods
where
the
logo
is
depicted
ornamentally necessarily fails to serve a trademark function.
Defendants cite McCarthy, but McCarthy states that a “symbol or
design that is ornamental and decorative can in addition be a
valid
trademark”
so
long
distinguish[es] a source.”
as
it
also
“identif[ies]
McCarthy, supra, § 7:24.
and
Designs
that cannot serve as valid trademarks are those that are “solely
or merely ornamental.”
Id.
Sources include secondary sources
68
such as licensors who authorize licensees to use the licensor’s
trademark
in
authorization
a
of
provided
a
stylized
‘Cal’
manner
the
helpful
that
indicates
product.
Id.
illustration:
logo
was
sold,
sponsorship
§ 3:8.
“[I]f
Champion
a
One
court
be
has
with
t-shirt
may
or
the
the
direct
manufacturer but the University of California, Berkeley, would
be the secondary source that authorized Champion to produce and
distribute the shirt bearing the school’s registered trademark.”
Macy’s Inc. v. Strategic Marks, LLC, Nos. 11-cv-06198-EMC, 15cv-00612-EMC, 2016 WL 374147, at *3 (N.D. Cal. Feb. 1, 2016).
The numerous examples of products Plaintiff presented show
that
the
Defendants
DU
Logo
is
categorize
used
the
as
use
a
of
trademark.
the
DU
For
Logo
on
example,
a
hat
manufactured by licensee Outdoor Cap as an ornamental rather
than a trademark use.
Although the DU Logo on that hat is
several inches in diameter and prominently displayed front-andcenter, the logo has not been altered artistically in any way.
(See Tr. Ex. No. 30 (hat).)
Next to the DU Logo is the ®, or
“registered trademark,” symbol.
See Macy’s, 2016 WL 374147, at
*6 (“[T]he marks at issue are not purely ornamental, but wellknown, strong marks that indicate a source, as emphasized by the
use of “TM” on the shirts immediately following the marks.”).
The use of the ® symbol next to the DU Logo is typical of many
goods produced by Ducks Unlimited’s licensees.
69
(See Tr. Ex.
Nos. 30-38.)
On the hat made by Outdoor Cap, a fabric label
sewn into the inseam depicts the DU Composite Logo along with
the
text,
UNLIMITED.”
“MANUFACTURED
(Id.)
&
SOLD
UNDER
LICENSE
FROM
DUCKS
Ducks Unlimited’s licensees use the DU Logo
in a trademark manner, not merely an ornamental manner, and
Ducks
Unlimited
has
acquired
use-based
rights
through
its
licensees’ use of the DU Logo.
Third, Defendants contend that “Ducks Unlimited disclaimed
its
intent
to
create
trademark
clothing and accessories.”
rights
in
the
[DU
(ECF No. 159 at 53.)
Logo]
for
Defendants
point to the settlement agreement between Ducks Unlimited and a
third
party
company
in
1990,
which
gave
rise
to
Ducks
Unlimited’s “close juxtaposition” requirement for apparel and
accessories.
consistently
Defendants argue that Ducks Unlimited has acted
with
that
settlement
agreement,
and
thus
Ducks
Unlimited has not obtained use-based rights in the DU Logo on
apparel and accessories.
Defendants’
argument
(Id. at 53-56.)
is
a
reformulated
version
of
the
abandonment argument they made at the summary judgment stage.
At that stage, rather than argue that Ducks Unlimited had never
acquired use-based rights to apparel and accessories, Defendants
argued that Ducks Unlimited had abandoned its use-based rights
by entering into and abiding by the 1990 settlement agreement.
(ECF No. 88-2 at 8-10.)
In the Court’s March 21, 2017 Summary
70
Judgment
Order,
the
Court
rejected
that
argument,
concluding
that Ducks Unlimited’s compliance with the 1990 agreement did
not cause Ducks Unlimited to abandon its trademark rights in the
DU Logo and that Plaintiff was not precluded from asserting
trademark
infringement,
false
designation,
and
trademark
dilution claims against Defendants based on Boondux’s use of the
Boondux Logo on clothing and apparel items.
(ECF No. 140 at 45-
46, 84-85.)
Defendants’
Unlimited’s
arguments
intent
than
place
the
law
more
importance
supports.
For
on
Ducks
purposes
of
acquiring use-based rights in a mark, what matters is a party’s
actual
bona
fide
use
of
a
mark
in
commerce
and
the
public
visibility of that use, not the party’s intent, which a consumer
cannot perceive.
company’s
In Allard, the Sixth Circuit decided that a
publically
visible,
bone
fide
use
of
a
mark
established use-based rights in that mark, unlike the use of a
mark by a company in another case discussed by Allard, where the
use was not public and bone fide although done with the intent
to reserve the mark for the future.
146 F.3d at 357-58, 359-60
(discussing Blue Bell, Inc. v. Farah Mfg. Co., 508 F.2d 1260
(5th Cir. 1975)).
Ducks
Unlimited’s
intent
in
entering
into
the
1990
agreement does not matter (nor does its intent about whether the
DU
Composite
Logo
is
Ducks
Unlimited’s
71
official
logo
or
a
separate logo).
What matters is what consumers can see, and the
consuming public has seen the DU Logo displayed on apparel and
accessories for decades.
logo
is
often
all
that
When viewing the DU Logo head-on, that
a
consumer
may
see
because
Ducks
Unlimited’s “close juxtaposition” requirement allows the DU Logo
and the words “Ducks Unlimited” to appear on different parts of
a given product.
Ducks Unlimited has acquired and maintained
its use-based rights in the DU Logo on apparel and accessories.
Defendants’ argument is not well taken.10
Fourth, Defendants contend that, “[w]hile numerous products
crafted by Ducks Unlimited licensees were entered into evidence,
Ducks Unlimited failed to present any evidence that more than
one unit of the particular product exists or has been sold.”
10
The Court finds persuasive Plaintiff’s response to Defendants’
settlement agreement-based argument:
Defendants’ argument posits that consumers -- who are
very accustomed to seeing the [DU Logo] without any
accompanying words, as it appears on the ubiquitous
Ducks Unlimited car decals and a host of other
products, including apparel -- will not be confused by
the Boondux Logo appearing alone on a t-shirt, because
they are sophisticated enough to realize that when it
comes to t-shirts and sweatshirts, sometimes the [DU
Logo] appears near the words “Ducks Unlimited.” This
contention puts a remarkable burden of observation,
recollection, and analysis on people who are just
trying to buy a t-shirt -- and who are certainly
unaware of the existence of the Agreement . . . an
agreement that has as its purpose the avoidance of
consumer confusion and not its facilitation.
(ECF No. 160 at 35 n.8.)
72
(ECF No. 159 at 56.)
Defendants argue that “Ducks Unlimited did
not submit into evidence any exact figures or evidence on where
each product is sold, how long that product has been available
for sale, the price of the particular products, the number of
units sold, and the revenue earned on those items -- let alone
any products featuring the [DU Logo] alone.”
(Id.)
Plaintiff presented a long parade of products featuring the
DU Logo.
The Court does not find that evidence to be a façade.
Since 1986, Ducks Unlimited has raised over $100 million in
revenues from its Corporate Partners Program.
Since 1993, sales
by Ducks Unlimited’s apparel licensees have generated over $6
million in royalties.
Ducks Unlimited has used its DU Logo
extensively on consumer goods for decades and has acquired usebased rights in those goods by doing so.
Fifth, Defendants contend that Ducks Unlimited’s use of the
DU Logo on incentive merchandise made available to members and
through chapter events cannot be considered in assessing Ducks
Unlimited’s use-based rights in consumer goods because use on
incentive merchandise “does not meet the necessary requirements
of
‘in
commerce’
to
establish
common-law
trademark
rights.”
(ECF No. 159 at 57.)
In
Creek
support
of
that
Productions,
Inc.
argument,
v.
Foria
Defendants
rely
International,
U.S.P.Q.2d 1134, 2009 WL 1719597 (T.T.A.B. 2009).
73
on
Morgan
Inc.,
91
In Morgan
Creek, a film production company holding a registered trademark
in the name “Morgan Creek” for films and other recording mediums
opposed an application for the same word mark in apparel by a
company in the business of selling apparel goods.
Among
other
grounds,
the
film
company
opposed
Id. at *1.
the
apparel
company’s application because the film company had the practice
of
distributing
promotional
displayed its mark.
items,
including
Id. at *2, *8.
apparel,
that
The Trademark Trial and
Appeal Board decided that the film company had not acquired usebased rights in its mark for apparel goods.
Id. at *11.
Morgan Creek is readily distinguishable from this case.
In
Morgan Creek, the film company distributed its promotional items
to employees and friends of the company and never to the general
public.
Id. at *10.
Here, Ducks Unlimited distributes its
promotional items to a member base that exceeds half a million.
Unlike the exclusive status of the recipients in Morgan Creek,
Ducks Unlimited’s membership program is easy to join and is
readily available to the consuming public.
membership
number
of
retention
people
rate
exceeds
regularly
50%,
exposed
Ducks Unlimited’s
which
to
means
Ducks
that
the
Unlimited’s
membership program, and consequently to the promotional items
Ducks Unlimited makes available to its members, substantially
exceeds
Morgan
its
550,000-to-600,000
Creek,
the
film
annual
company
74
was
membership
not
in
the
figure.
business
In
of
selling apparel using the contested mark.
Id. at *10.
Here,
through its licensees, Ducks Unlimited sells to the consuming
public
the
promotional
same
kinds
items
of
through
goods
its
that
it
makes
membership
available
program.
as
Ducks
Unlimited is in the business of selling decals, apparel, and
other
accessories.
Even
were
the
Court
to
ignore
Ducks
Unlimited’s use of the DU Logo on incentive merchandise for
purposes of assessing Ducks Unlimited’s use-based rights in the
DU Logo on consumer goods, Ducks Unlimited’s use of its logo in
its
Corporate
Partners
Program
is
more
than
sufficient
to
establish use-based rights in the DU Logo on consumer goods.
Because Ducks Unlimited owns a valid, protectible trademark
in the DU Logo, collectively grounded in its registration-based
and use-based rights, including use on consumer goods, Plaintiff
may assert trademark infringement and false designation claims
against Defendants based on their use of the Boondux Logo in
commerce.
3.
Analysis of the Frisch’s Factors
a.
Strength of Plaintiff’s Mark
“The strength of a mark is a factual determination of the
mark’s
distinctiveness.”
Leelanau,
502
F.3d
at
515.
“A
stronger mark is accorded greater protection and encroachment
upon a strong mark is deemed more likely to produce confusion
among
buyers.”
Id.
Evaluation
75
of
the
strength
factor
“encompass[es]
two
separate
components:
(1) ‘conceptual
strength,’ or ‘placement of the mark on the spectrum of marks,’11
which encapsulates the question of inherent distinctiveness; and
(2) ‘commercial strength’ or ‘the marketplace recognition value
of the mark.’”
Inc.,
679
Maker’s Mark Distillery, Inc. v. Diageo N. Am.,
F.3d
410,
supra, § 11.83).
419
(6th
Cir.
2012)
(quoting
McCarthy,
“A mark is strong if it is highly distinctive,
i.e., if the public readily accepts it as the hallmark of a
particular
because
source;
it
has
advertisement,
it
can
been
or
become
the
so
subject
because
of
because
of
a
wide
it
is
and
combination
unique,
intensive
of
both.”
Homeowners, 931 F.2d at 1107 (quotation marks omitted).
“Unless a registered mark is successfully challenged within
five
years
of
incontestable”
and
registration, . . . the
“the
mark
must
be
trademark
considered
becomes
strong
and
worthy of full protection.”
Wynn Oil I, 839 F.2d at 1186-87.
“Although
be
a
trademark
may
‘strong
and
worthy
of
full
protection’ because it is valid and incontestable, [Wynn Oil I],
839
F.2d
strength
at
is
1187,
that
particularly
does
not
relevant
11
necessarily
to
the
mean
ultimate
that
its
issue
of
The spectrum of marks consists of marks that range from
“arbitrary,” “fanciful,” or “suggestive,” which are inherently
distinctive and protectible, to “descriptive,” which are not
inherently distinctive but may be protectible if they develop
secondary meaning, and “generic,” which never qualify for
trademark protection.
Leelanau, 502 F.3d at 512-13 (discussing
distinctiveness-of-mark taxonomy).
76
whether confusion is likely to occur.”
Therma-Scan, Inc. v.
Thermoscan, Inc., 295 F.3d 623, 632 (6th Cir. 2002).
A mark’s
incontestable status entitles it to a presumption of strength,
but “the relative import of that presumption within the overall
strength analysis still requires an analysis of ‘whether the
mark is distinctive and well-known in the general population.’”
Maker’s Mark, 679 F.3d at 420 (quoting Therma-Scan, 295 F.3d at
632).
The DU Logo is a strong mark.
The DU Logo is entitled to a
presumption of strength based on the incontestable status of its
registration.
Although
that
registration
is
limited
to
association services related to the preservation of waterfowl,
as discussed above, Ducks Unlimited’s fundraising efforts, which
include
generating
revenues
from
sales
of
DU
Logo-branded
consumer goods, are part of those association services.
The
presumption of strength of the DU Logo therefore extends to
consumer goods.
Registration aside, the DU Logo has both conceptual and
commercial
strength.
The
DU
Logo
has
conceptual
strength
because, as a stylized line drawing of a duck head, the DU Logo
is
a
suggestive
distinctive.
mark.12
Suggestive
marks
Leelanau, 502 F.3d at 512.
12
are
inherently
Breaux, Defendants’
At the summary judgment stage, Defendants agreed that the DU
Logo is suggestive, although they now retreat from that
concession. (See ECF No. 102 at 28.)
77
expert witness, agreed that the DU Logo is distinctive.
No. 156 at 7-8.)
(ECF
Because the DU Logo is inherently distinctive,
it has conceptual strength.
As discussed above, the DU Logo has developed commercial
strength through Ducks Unlimited’s extensive use of the logo in
conjunction
with
communications,
its
conservation,
fundraising,
and
education,
marketing
membership
efforts.
About
600,000 members are regularly exposed to the DU Logo with a
substantial
annually.
number
of
others
cycled
in
among
their
ranks
Ducks Unlimited stamps the DU Logo on each copy of
its bi-monthly magazine, on other member communications mediums,
and on a variety of incentive merchandise items available to
members and chapters.
Ducks Unlimited has used its DU Logo in
its Corporate Partners Program since the late 1980’s, generating
over $100 million in revenues since 1987.
Products by licensees
are carried by national, regional, and independent retailers in
store fronts and online.
Apparel licensees have used the DU
Logo on goods since 1991, and those goods are carried by 200
retailers nationally.
distributed
quarter
to
million
Over 10 million DU Logo decals have been
members
have
over
been
the
sold
last
to
20
the
years,
public
and
since
over
a
2007.
Millions of devices access Ducks Unlimited’s website annually,
PSAs aired on national and regional networks have generated over
a billion impressions since 2013, millions annually tune in to
78
watch
Ducks
thousands
media
Unlimited’s
follow
Ducks
channels.
contexts.
The
television
Unlimited
DU
Logo
shows,
through
is
and
its
featured
hundreds
various
in
each
of
social
of
those
Both nationwide and in Louisiana, millions of people
are regularly exposed to the DU Logo on consumer goods and in
other sectors of the economy.
When people make special requests
to use one of Ducks Unlimited’s marks on custom-made goods, it
is the DU Logo, unaccompanied by the words “Ducks Unlimited,”
that they ask for.
Defendants
contend
commercial strength.
that
the
are
not
a
Logo
does
not
have
They argue that there was scant evidence
that consumers recognize the DU Logo.
survey was performed.
DU
For example, no consumer
(ECF No. 159 at 67.)
prerequisite
to
establishing
“[C]onsumer surveys
secondary
meaning.”
Maker’s Mark, 679 F.3d at 421 (alteration and quotation marks
omitted)
(“In
demonstrating
light
market
of
the
abundance
recognition,
such
of
other
evidence
as
Maker’s
Mark’s
extensive marketing efforts . . . and its widespread publicity,
it was not clear error for the district court to overlook the
lack
of
survey
evidence
because
that
evidence
determinative of the strength of the mark.”).
was
not
Defendants agree
that long-term use of a mark and commercial success establish
commercial
strength,
both
of
which
evidence.
79
are
established
by
the
Defendants also contend that the commercial success of a
company does not necessarily indicate the commercial success of
its trademark.
(ECF No. 159 at 67.)
Plaintiff did not present
evidence of Ducks Unlimited’s commercial success unrelated to
its use of the DU Logo.
the DU Logo.
All of Ducks Unlimited’s licensees use
Ducks Unlimited’s apparel licensee uses the DU
Logo on 99% of the goods it sells.
The evidence establishes
that the DU Logo is integral to the commercial success Ducks
Unlimited has enjoyed.
Plaintiff has proven that the DU Logo is strong.
This
factor favors finding a likelihood of confusion.
b.
Relatedness of the Goods
“Cases generally fit into one of three categories regarding
the
relatedness
of
the
goods
and
services
of
the
parties.”
Daddy’s Junky Music Stores, Inc. v. Big Daddy’s Family Music
Ctr., 109 F.3d 275, 282 (6th Cir. 1997).
First, if the parties compete directly by offering
their goods or services, confusion is likely if the
marks are sufficiently similar; second, if the goods
or services are somewhat related but not competitive,
the likelihood of confusion will turn on other
factors; third, if the goods or services are totally
unrelated, confusion is unlikely.
Id.
“The question is, are the [goods or services] related so
that
they
are
likely
to
prospective purchaser?”
be
connected
in
the
mind
of
a
Id. at 283 (alteration in original)
(quotation marks omitted).
80
Both
Ducks
Unlimited
offering related goods.
and
Boondux
compete
directly
Both offer t-shirts, hats, decals, and
other accessories like keychains and can koozies for sale.
items offered by each are comparably priced.
Unlimited
and
Boondux
by
compete
directly
by
The
Because Ducks
offering
related
goods, consumer confusion is more likely.13
Plaintiff
has
proven
that
the
Unlimited and Boondux are related.
goods
offered
by
Ducks
This factor favors finding a
likelihood of confusion.
c.
Similarity of the Marks
“Similarity of marks is a factor of considerable weight.”
Id.
“This
factor
entails
more
than
a
simple
comparison of the trademarks in question.”
F.3d
at
633.
particular
“Instead,
trademark,
the
when
relevant
viewed
side-by-side
Therma-Scan, 295
inquiry
alone,
is
whether
a
lead
to
would
uncertainty about the goods or services that it identifies.”
Id.
“[C]ourts must determine whether a given mark would confuse
the
public
possibility
when
that
viewed
alone,
sufficiently
in
order
similar
to
account
marks
may
for
the
confuse
consumers who do not have both marks before them but who may
have a general, vague, or even hazy, impression or recollection
of
the
other
party’s
mark.”
Daddy’s,
13
109
F.3d
at
283.
Defendants’ arguments addressing this factor presuppose that
the DU Logo is not a valid, protectible mark.
As discussed
above, those arguments lack merit.
81
“[C]ourts must view marks in their entirety and focus on their
overall impressions, not individual features.”
Id.
The DU Logo and the Boondux Logo are very similar.
The
Boondux Logo depicts a right-facing line drawing of a mallard’s
head in profile.
The DU Logo also depicts a right-facing line
drawing of a mallard’s head in profile.
Despite differences in
individual features between the two logos, such as the presence
of a hook and antler in the Boondux Logo and the absence of
those features in the DU Logo, the overall impression of both
logos is the same.
When glancing at the Boondux Logo, only
after considered reflection does the Court perceive that it is
not looking at the DU Logo.
Defendants contend that “Ducks Unlimited’s entire argument
is based around finding similarities in appearance between the
two marks rather than any similarities in impression conveyed to
consumers.”
(ECF No. 161 at 7.)
The Court finds that the
impression that would be conveyed to the ordinary consumer by
each logo, not simply each logo’s appearance, is the same.
To
the extent Defendants suggest that such a factual finding is
impermissible absent market research data or some other such
evidence showing actual consumer impressions in the marketplace,
no binding legal authority imposes such a requirement.
Were it
otherwise, trademark holders would be unable to vindicate their
rights against infringers unless they could afford to finance
82
market research surveys and expert witness testimony.
McCarthy
states that “[s]imilarity of appearance between marks is really
nothing more than a subjective ‘eyeball’ test” and that “all one
can
say
§ 23:25.
is
‘I
know
it
when
I
see
it.’”
McCarthy,
supra,
The Court finds that the logos are similar and convey
the same impression.
Plaintiff
has
proven
similar to the DU Logo.
that
the
Boondux
Logo
is
unduly
This factor favors finding a likelihood
of confusion.
d.
“Evidence
Evidence of Actual Confusion
of
actual
confusion
is
evidence of likelihood of confusion.”
1188.
undoubtedly
the
best
Wynn Oil I, 839 F.2d at
“Where evidence of actual confusion exists, the weight to
which such evidence is entitled varies depending upon both the
type and amount of confusion that occurs.”
F.3d
at
634.
“Even
though
evidence
of
Therma-Scan, 295
actual
confusion
is
undoubtedly the best evidence of likelihood of confusion it does
not follow that any type or quantum of such evidence is entitled
to significant weight in the determination.”
F.2d at 1110.
Homeowners, 931
“[C]onfusion that is brief or that occurs among
individuals who are not familiar with the products in question
is
entitled
to
considerably
less
weight
than
are
‘chronic
mistakes and serious confusion of actual customers.’”
Therma-
Scan, 295 F.3d at 634 (quoting Homeowners, 931 F.2d at 1110).
83
“Due to the difficulty of securing evidence of actual confusion,
a lack of such evidence is rarely significant, and the factor of
actual confusion is weighted heavily only when there is evidence
of past confusion, or perhaps, when the particular circumstances
indicate such evidence should have been available.”
Daddy’s,
109 F.3d at 284 (quotation marks omitted).
“The most common and widely recognized type of confusion
that
creates
infringement
McCarthy, supra, § 23:5.
of
sale
involves
a
is . . . point
of
sale
confusion.”
“Likelihood of confusion at the point
purchaser’s
confusion
as
to
a
product’s
origin or sponsorship occurring at the time of purchase.”
Gen.
Motors Corp. v. Keystone Auto. Indus., Inc., 453 F.3d 351, 355
(6th Cir. 2006) (citing McCarthy).
At present, Boondux products
are sold only on Boondux’s website and at tradeshows.
The Sixth Circuit has also recognized that other kinds of
confusion
are
sometimes
actionable,
confusion and post-sale confusion.
such
as
initial-interest
See Gibson Guitar Corp. v.
Paul Reed Smith Guitars, LP, 423 F.3d 539, 549-52 (6th Cir.
2005).
Plaintiff
confusion
is
presented
evidence
has
not
actionable
that
in
established
this
Defendants
that
initial-interest
case
because
it
has
not
have
deceptively
used
the
Boondux Logo to lure consumers to Boondux’s website or its booth
at tradeshows or shown how, if at all, Boondux’s advertising
efforts are deceitful.
See Groeneveld Transp. Efficiency, Inc.
84
v.
Lubecore
Int’l,
Inc.,
730
F.3d
494,
518
(6th
Cir.
(discussing the “paradigmatic initial-interest case”).14
Summary
Judgment
Order,
the
Court
decided
that
2013)
In its
post-sale
confusion was not actionable in this case because Plaintiff had
not
demonstrated
products
a
bearing
genuine
the
Boondux
dispute
products bearing the DU Logo.
Logo
of
were
material
knockoff
fact
that
versions
(ECF No. 140 at 56.)
of
At issue
here is whether Plaintiff presented evidence of actual confusion
occurring at the point of sale.
Plaintiff’s
evidence
of
actual
confusion
consists
of
anecdotal examples of confusion and a market research survey
conducted
by
Hal
Poret.
Plaintiff’s
entitled to little or no weight.
anecdotal
evidence
Any confusion by employees of
Ducks Unlimited, like Doug Barnes, is legally irrelevant.
do
not
qualify
as
consumers.
is
See
Progressive
They
Distribution
Servs., Inc. v. United Parcel Serv., 856 F.3d 416, 434 (6th Cir.
14
“Initial-interest confusion takes place when a manufacturer
improperly uses a trademark to create initial customer interest
in a product, even if the customer realizes, prior to purchase,
that the product was not actually manufactured by the trademarkholder.” Gibson Guitar, 423 F.3d at 549. The Sixth Circuit has
been reluctant to extend initial-interest confusion as an
actionable theory under the Lanham Act outside the narrow
context of disputes over internet domain names. See id. at 551
& n.15. In that context, actionable initial-interest confusion
may occur where, for example, the defendant uses the plaintiff’s
word mark in the defendant’s internet domain name to direct
consumers to the defendant’s website. See id. at 550-51 & n.15
(discussing
authorities).
Boondux
has
not
used
Ducks
Unlimited’s name or word mark in the domain name for its
website, www.boondux.com.
85
2017) (“[I]n a trademark infringement action, the focus rests
upon the likelihood of a consumer being confused by the two
marks
and
not
an
employee.”).
The
25
telephone
calls
that
Barnes received from people asking whether Ducks Unlimited was
aware of the Boondux Logo and whether Ducks Unlimited planned to
allow Boondux’s use of its logo to continue at most suggest the
callers’
curiosity
about
Ducks
Unlimited’s
enforcement
plans
rather than confusion about source, affiliation, or sponsorship
of Boondux products.
Sutton testified that he encountered some
people who asked aloud when looking at the Boondux Logo, “Oh, is
that Ducks Unlimited?”
Sutton clarified that fewer than 10
people expressed any such confusion
Ducks
Unlimited’s
commercial
and,
activity
given the scope of
and
presence
in
the
marketplace, that minimal evidence “provide[s] only weak support
for finding a likelihood of confusion.”
Therma-Scan, 295 F.3d
at 635-36 (finding six instances of consumer confusion legally
insignificant given the scale of plaintiff’s operations).
Citing
appropriate
Daddy’s,
Plaintiff
circumstances,
even
argues
one
that
instance
“under
of
confusion can increase the likelihood of confusion.”
160 at 45.)
the
consumer
(ECF No.
There is no indication, however, that any of these
anecdotal examples of confusion occurred at the point of sale.
Even were that so,
such minimal evidence of actual consumer
confusion, particularly following a full trial on the merits,
86
“does not tilt the balance of determining whether a likelihood
of
confusion
direction.”
exists
to
a
significant
degree
in
either
Therma-Scan, 295 F.3d at 635-36 (limiting Daddy’s
fact-specific actual-confusion holding to the summary judgment
context).
Plaintiff’s
weight.
consumer
survey
evidence
is
not
entitled
to
First, Poret’s survey did not test for point-of-sale
confusion in the context of sales on Boondux’s website or at
tradeshows.
confusion
His survey was limited to testing for point-of-sale
in
the
retail-store
context.15
Poret’s
survey
findings, if reliable, would be relevant for purposes of the
expansion-of-product-lines factor, but not for purposes of this
factor.
Second, as discussed above, Poret’s failure to use a
proper control image in his survey, or at least to explain to
the Court’s satisfaction why the image he used, the Drake Logo,
was a proper control image and how his quality control measures
verified
his
otherwise
presented
be
on
methodological
conclusion,
based
the
on
undermines
his
issue
errors,
a
survey
of
court
any
findings
results.
actual
may
“Where
confusion
choose
that
to
a
might
survey
reflects
limit
the
importance it accords the study in its likelihood of confusion
analysis.”
Leelanau, 502 F.3d at 518.
15
Poret’s survey also tested for post-sale confusion, but for
reasons explained in the Summary Judgment Order, the Court does
not consider that evidence.
87
In
its
Summary
Judgment
Order,
the
Court
found
that,
because Poret’s survey did not test for point-of-sale confusion
in
the
context
circumstances
confusion
of
here
were
Boondux’s
suggest
occurring
that,
due
to
website,
if
the
actual
Boondux’s
“particular
point-of-sale
internet
sales,
Poret’s survey should have been able to uncover it” and that
“this may be the rare case where a lack of evidence of relevant
actual
confusion
confusion.”
weighs
against
finding
a
likelihood
of
(ECF No. 140 at 70 (citing Daddy’s, 109 F.3d at
284).)
Having heard the proof in this case, the Court concludes
that Poret’s decision not to test for point-of-sale confusion in
the context of Boondux’s website is not reason to conclude that
this factor weighs in Defendants’ favor.
Poret’s survey amounts
to lack of evidence one way or the other rather than positive
evidence that consumer confusion is not occurring at the point
of sale.
There was no testimony about how testing conditions
emulating the context of Boondux’s website might have materially
differed from the retail-store conditions that the Test Group
attempted to emulate.
Presumably such test-group photos would
have depicted screenshots from Boondux’s website, which displays
Boondux’s name in proximity to the Boondux Logo, but the Test
Group photos Poret used displayed Boondux’s name and product
labels.
88
Boondux’s website does not have a link to an “About Us”
page or otherwise provide any information about Boondux or who
owns the website.
The Sixth Circuit has found that the use of a
conspicuous disclaimer on a defendant’s website can mitigate the
likelihood of consumer confusion.
See, e.g., Hensley, 579 F.3d
at 608, 611; Taubman Co. v. Webfeats, 319 F.3d 770, 777 (6th
Cir. 2003).
Boondux’s website, however, has no disclaimer of
affiliation with Ducks Unlimited.
Sutton testified that someone
visiting Boondux’s website “can draw their own conclusions on
who
Boondux
is”
and
that
the
website
does
information “that says this is who we are.”
not
provide
“Web surfers are
more likely to be confused as to the ownership of a web site
than traditional patrons of a brick-and-mortar store would be of
a store’s ownership.”
omitted).
Audi, 469 F.3d at 544 (quotation marks
By designing a survey that did not specifically test
for likelihood of confusion in the context of Boondux’s website
and instead tested for confusion in the retail-store context,
Poret did not use Test Group images that withheld disclaimer
information
otherwise
that
have
images
taken
displayed.
No
from
Boondux’s
inference
can
website
be
might
drawn
in
Defendants’ favor based on Poret’s decision not to test for
point-of-sale confusion on Boondux’s website.16
16
No evidence was presented about what, if any, disclaiming
information Boondux provides consumers at tradeshows. Likewise,
89
Plaintiff has not presented materially probative evidence
of actual confusion among consumers at the point of sale.
On
the facts of this case, this factor favors neither party.
e.
“The
the
parties’
predominant customers and their marketing approaches.”
Therma-
Scan,
fifth
Marketing Channels Used
295
factor
F.3d
at
requires
636.
an
Stated
analysis
of
differently,
this
factor
considers “how and to whom the respective goods or services of
the parties are sold.”
Homeowners, 931 F.2d at 1110.
“The more
channels and buyers overlap, the greater the likelihood that
relevant
consumers
products.”
will
confuse
the
sources
of
the
parties’
Kibler v. Hall, 843 F.3d 1068, 1079 (6th Cir. 2016).
“Where the parties have different customers and market their
goods or services in different ways, the likelihood of confusion
decreases.”
That
Therma-Scan, 295 F.3d at 636.
both
“automatically
marketing
parties
lead
channels.”
to
market
the
Id.
on
the
conclusion
at
637.
Internet
that
they
“Instead,
does
use
the
not
common
relevant
questions include: (1) whether both parties use the Web as a
substantial marketing and advertising channel, (2) whether the
parties’
marks
are
utilized
in
conjunction
with
Web-based
no inference can be drawn in Defendants’ favor based on Poret’s
decision not to test for point-of-sale confusion in that
context.
90
products,
and
(3) whether
overlap in any other way.”
the
parties’
marketing
channels
Id. (quotation marks omitted).
Both Ducks Unlimited and Boondux market their products to
the same kinds of consumers.
Unlimited-branded
consumer
The target consumers for Ducks
goods
(as
well
as
its
membership
demographic) include people interested in hunting, fishing, and
the
outdoors
generally.
The
target
consumers
for
Boondux-
branded consumer goods include the same constituencies.
both
Ducks
Unlimited
and
Boondux
target
the
same
That
kinds
of
consumers favors a likelihood of confusion.
Defendants do not dispute that Ducks Unlimited and Boondux
target the same kinds of consumers.
Boondux
markets
purely
commercial
Defendants contend that
goods,
but
Ducks
Unlimited
markets “promotional items” to support its conservation work.
(ECF No. 159 at 84-85.)
Defendants focus on the fact that many
Ducks Unlimited-branded products include hang tags
describing
Ducks Unlimited’s conservation efforts and informing consumers
that
a
portion
efforts.
hangtag).)
(Id.;
of
the
See,
sales
e.g.,
proceeds
Tr.
Ex.
No.
contributes
31
to
(sweatshirt
those
with
Defendants reason that, because Boondux’s and Ducks
Unlimited’s missions differ, so do their marketing approaches.
That Ducks Unlimited discloses its conservation mission as
part of its marketing efforts does not change the fact that
Ducks Unlimited and Boondux target the same consumers.
91
Ducks
Unlimited
targets
conservationists
and
Boondux
does
not,
but
Ducks Unlimited targets all of the consumers Boondux targets.
That Ducks Unlimited uses its revenues for a charitable purpose
and Boondux does not does not make their respective marketing
approaches materially different.
Defendants cite no authority
to the contrary.
Ducks
Unlimited
marketing channels.
and
Boondux
also
use
some
of
the
same
Both market through Facebook, Instagram,
and Twitter, and both have participated in some of the same
tradeshows.
Although Ducks Unlimited uses additional channels,
all of the channels that Boondux uses, Ducks Unlimited uses as
well.
Both use the Internet as a substantial marketing and
advertising channel and, based on their mutual participation in
tradeshows, both of their channels overlap outside the internetcontext.
overlap
See Therma-Scan, 295 F.3d at 637.
between
Ducks
Unlimited’s
and
The substantial
Boondux’s
marketing
channels favors a likelihood of confusion.
Citing Kibler, Defendants contend that the parties’ shared
use
of
Twitter
social
media
is
limited
of
marketing approaches.
platforms
like
relevance
Facebook,
in
Instagram,
assessing
(ECF No. 159 at 85.)
similarity
and
of
In Kibler, the
Sixth Circuit held that two musical artists’ shared use of such
websites
Amazon
as
and
Facebook
and
Twitter
iTunes
for
targeting
92
for
marketing
consumers
purposes
was
not
and
of
significance in assessing likelihood of confusion because “most
musical artists use those websites to advertise and sell their
products today.”
544
843 F.3d at 1080.
(“Simultaneous
use
of
the
But cf. Audi, 469 F.3d at
Internet
as
a
marketing
tool
exacerbates the likelihood of confusion, given the fact that
entering a web site takes little effort -- usually one click
from a linked site or a search engine’s list.” (alteration and
quotation marks omitted)).
Defendants contend that, under the Kibler standard, this
factor favors them because the parties share use of social media
platforms for marketing purposes.
was neutral.
parties’
Kibler found that this factor
It did not favor the defendant.
target
consumers
and
marketing
Although the
channels
overlapped,
they overlapped as to users of popular, third-party websites
that were widely used.
Kibler,
there
was
See
nothing
Kibler, 843 F.3d
narrow,
focused,
or
at 1080.
In
particularized
about the shared target consumers and marketing channels that
might have made consumer confusion more likely.
See id.
Here, the common target consumers shared by Ducks Unlimited
and Boondux are a niche audience, people interested in hunting,
fishing, and related outdoor activities, not simply users of
popular, third-party websites.
and particularized.
consumers
through
The overlap is narrow, focused,
Both parties have
some
of
the
93
same
marketed to the
tradeshows,
a
same
marketing
channel
that
is
also
narrow,
focused,
and
particularized.
Although the shared use of the widely-used websites Facebook,
Instagram,
and
Twitter
for
marketing
purposes
might
not
be
significant if that were the only overlap the parties shared,
the
overlap
between
Ducks
Unlimited’s
and
Boondux’s
particularized consumer audiences is highly significant.
Plaintiff has proven that the Ducks Unlimited and Boondux
have similar marketing approaches.
This factor favors finding a
likelihood of confusion.
f.
Likely Degree of Purchaser Care
“Generally, in assessing the likelihood of confusion to the
public, the standard used by the courts is the typical buyer
exercising ordinary caution.”
Homeowners, 931 F.2d at 1111.
However, when a buyer has expertise or is otherwise
more sophisticated with respect to the purchase of the
services at issue, a higher standard is proper.
Similarly, when services are expensive or unusual, the
buyer can be expected to exercise greater care in her
purchases. When services are sold to such buyers,
other things being equal, there is less likelihood of
confusion.
Id.
A key consideration is whether consumers are likely to be
confused
about
the
affiliation
between
two
companies.
See
Therma-Scan, 295 F.3d at 638; Champions Golf Club, Inc. v. The
Champions Golf Club, Inc., 78 F.3d 1111, 1121 (6th Cir. 1996).
This
factor
is
“less
significant
94
than,
or
largely
dependent
upon, the similarity of the marks at issue.”
Daddy’s, 109 F.3d
at 286.
The
overlapping
Boondux
market
accessories
goods.
--
like
products
e.g.,
that
both
t-shirts,
keychains
and
Ducks
hats,
can
Unlimited
decals,
koozies
--
and
are
and
other
consumer
No evidence suggests that typical buyers of the parties’
consumer goods are likely to be sophisticated or have special
expertise in discriminating among those goods.
931 F.2d at 1111.
See Homeowners,
Many of the common consumer goods tend to be
in the $4-to-$35 price range and are comparably priced.
consumer goods are not especially expensive or unusual.
The
See id.
Typical buyers of the goods are not likely to be discriminating
and are more likely to be confused about whether Boondux is
affiliated with Ducks Unlimited than if the goods were expensive
or unusual.
that
can
Of critical importance, the likelihood of confusion
be
inexpensive
expected
and
due
commonplace
to
low
goods
customer
in
care
question
is
as
to
the
exacerbated
because the Boondux Logo is so similar to the DU Logo.
Cf.
Daddy’s, 109 F.3d at 286 (“[C]onfusingly similar marks may lead
a purchaser who is extremely careful and knowledgeable about the
instrument that he is buying to assume nonetheless that the
seller is affiliated with or identical to the other party.”).
Defendants
“Boondux”
on
argue
Boondux’s
that
the
website
95
multiple
and
on
uses
of
signage
at
the
name
tradeshows
“indicates
that
a
typical
buyer
exercising
ordinary
care
is
unlikely to believe he had purchased a Ducks Unlimited product
when he purchases a Boondux product.”
(ECF No. 159 at 86.)
Although a consumer shopping on Boondux’s website or at its
booth at a tradeshow is likely to be aware that he or she is
dealing
with
an
entity
called
“Boondux”
rather
than
Ducks
Unlimited directly, the use of Boondux’s name in those settings
does nothing to mitigate the likelihood that a consumer might
nevertheless
believe
that
Boondux
is
affiliated
with
Ducks
Unlimited, a form of confusion no less actionable under the
Lanham Act.
disclaimer
As discussed above, Defendants have not placed a
of
affiliation
with
Ducks
Unlimited
on
Boondux’s
website, and there is no evidence of any disclaiming activity by
Boondux at tradeshows.
website.
Boondux is not described anywhere on its
Defendants have not taken steps to mitigate the risk
of confusion by ordinary consumers shopping at those points of
sale.
Defendants argue that testimony at trial established there
are other reasons consumers have, on occasion, become interested
in Ducks Unlimited-branded goods.
For example, one particular
apparel item displayed pictures of puppies.
(ECF No. 161 at 8.)
These anecdotal examples underscore that many consumers of Ducks
Unlimited-branded goods are likely to be less careful.
96
Typical buyers exercising ordinary caution when purchasing
the
goods
at
issue
purchasing care.
are
likely
to
exercise
a
low
degree
of
This factor favors finding a likelihood of
confusion.
g.
“If
a
confusion,
Defendants’ Intent in Selecting Mark
party
that
chooses
fact
a
alone
mark
may
with
be
inference of confusing similarity.”
1111.
the
intent
sufficient
to
of
causing
justify
an
Homeowners, 931 F.2d at
“Circumstantial evidence of copying, particularly ‘the
use of a contested mark with knowledge of the protected mark at
issue,’ is sufficient to support an inference of intentional
infringement where direct evidence is not available.”
Therma-
Scan, 295 F.3d at 638-39 (quoting Champions Golf, 78 F.3d at
1121).
Although
“the
presence
of
intent
can
constitute
strong
evidence of confusion,” the “lack of intent by a defendant is
largely irrelevant in determining if consumers likely will be
confused as to source.”
marks omitted).
Daddy’s, 109 F.3d at 287 (quotation
“Intent therefore is an issue whose resolution
may benefit only the cause of a senior user, not of an alleged
infringer.”
Id.
As discussed above, the Court has found that, when Sutton
created the Boondux Logo, he had access to and relied on the DU
Logo while designing the Boondux Logo.
97
Defendants’ used the
Boondux Logo with full knowledge of the DU Logo’s existence.
That
evidence
of
copying
gives
rise
to
the
Defendants intended to infringe the DU Logo.
inference
that
See Therma-Scan,
295 F.3d at 638-39.
Citing
Circuit’s
copying
Groeneveld,
trademark
per
confusion.’”
514).)
se
but
law,
Defendants
the
about
argue
intent
copying
that,
element
that
is
under
this
“‘not
engenders
about
consumer
(ECF No. 161 at 9 (quoting Groeneveld, 730 F.3d at
Defendants contend that “for the factor of intent to
weigh in favor of Ducks Unlimited, it must prove that Defendants
intended to deceive or confuse customers when it adopted and
began use of the [Boondux Logo] in a way that would improperly
benefit from any goodwill contained in the [DU Logo].”
In
Groeneveld,
the
Sixth
Circuit
addressed
the
standard for proving intent in a trade dress action.
at 511.
(Id.)
proper
730 F.3d
The Court held that the appropriate standard is “not
the intent to copy but rather the intent to deceive or confuse.”
Id. at 514.
Groeneveld discussed the factor of intent in the
context of “trademark law” generally rather than the law of
trade dress specifically.
See id. at 511-16.
Although Groeneveld spoke of trademark law generally, the
Sixth Circuit appears to have limited Groeneveld to trade dress
actions.
Following
continued
to
repeat
Groeneveld,
and
Sixth
reinforce
98
Circuit
the
decisions
standard
for
have
intent
articulated
by
decisions
like
Therma-Scan.
See,
e.g.,
Progressive, 856 F.3d 416, 435-36; Innovation Ventures, LLC v.
N2G Distrib., Inc., 763 F.3d 524, 535-36 (6th Cir. 2014).
Progressive
court
explained
that
“knowledge
of
a
The
trademark,
alone, will not support a finding of intent to confuse if other
circumstances
infringement.”
show
that
the
defendant
856 F.3d at 436.
believed
there
was
no
The Progressive court found
that the plaintiff’s evidence of intent was equivocal where the
evidence showed that the defendant’s employees acknowledged the
existence of the plaintiff’s mark but did not believe that the
defendant’s use of a contested mark would result in a likelihood
of
confusion
because
“many
companies
used
similar
marks
because the products appear[ed] substantially different.”
and
Id.
As discussed above, the evidence supports a finding that
Defendants used the Boondux Logo with knowledge of the DU Logo.
There is no positive evidence that Sutton believed there was no
infringement in Defendants’ doing so.
Unlike the defendant’s
employees in Progressive, who testified that they knew of the
plaintiff’s mark but believed that use of the contested mark was
not infringing, Defendants contend that there is no evidence
that Sutton knew of the DU Logo or relied on it while designing
the Boondux Logo, a contention the Court has rejected.
99
An inference of intentional infringement by Defendants is
supported
by
the
evidence.
This
factor
favors
finding
a
likelihood of confusion.
h.
“Inasmuch
Likelihood of Expansion of Product Lines
as
a
trademark
owner
is
afforded
greater
protection against services that directly compete or are in the
same channels of trade, a ‘strong possibility’ that either party
will
expand
his
business
to
compete
with
the
other
or
be
marketed to the same consumers will weigh in favor of finding
that the present use is infringing.”
1112.
“[A]n
affirmative
Homeowners, 931 F.2d at
finding
will
provide
a
strong
indication that the parties’ simultaneous use of the marks is
likely to lead to confusion, while a negative finding is not a
strong indication to the contrary.”
Daddy’s, 109 F.3d at 287
(quotation marks omitted).
Sutton testified about the likelihood that Boondux might
expand
into
approached
brick-and-mortar
Sutton
products.
about
Boondux’s
retail
the
stores.
possibility
website
has
a
of
Retailers
carrying
“Retailers”
have
Boondux
page
that
encourages retailers to contact Boondux about the possibility of
carrying
its
products
retailers
to
currently
carried
nationwide.
do
and
encourages
so.
Ducks
by
hundreds
consumers
Unlimited-branded
of
retailers
of
to
ask
local
products
varying
are
sizes
Given that Ducks Unlimited and Boondux target the
100
same
consumers
prospective
and
offer
expansion
closely
would
related
goods,
exacerbate
any
Defendants’
likelihood
of
confusion that presently exists and create new opportunities for
confusion.
Defendants represent that they are unlikely to expand the
Boondux
brand
contend
that
into
the
brick-and-mortar
“Sutton
has
not
retail
meaningfully
space.
They
pursued
those
opportunities due to the cost and complications associated with
moving into the retail space.”
Those
Sutton
representations
described
possible.”
(ECF No. 159 at 87-88.)
do
Boondux’s
not
accord
prospective
with
the
expansion
evidence.
as
“very
See Homeowners, 931 F.2d at 1112 (noting that a
“strong possibility” of expansion is legally significant).
“Retailers”
page
on
Boondux’s
website
invites
The
interested
retailers to contact Boondux and promises, “When we are ready to
offer
our
First!”
product
Although
line
to
Sutton
retailers
testified
you
about
will
be
various
contacted
logistical
considerations that factor into a decision to expand into the
brick-and-mortar
setting,
he
admitted
that
he
had
previously
testified in his deposition that his current lack of interest in
retail is “due to mainly the litigation” in this case.
Under this factor, Boondux’s prospective expansion need not
be absolutely certain; there need only be a strong possibility.
101
Sutton’s testimony confirms that there is.
This factor favors
finding a likelihood of confusion.
i.
Overall Evaluation of Factors
Having considered each of the eight Frisch’s factors, the
“ultimate question remains whether relevant consumers are likely
to believe that the products or services offered by the parties
are affiliated in some way.”
Homeowners, 931 F.2d at 1107.
There is a strong likelihood of confusion among consumers
shopping on Boondux’s website or at its booth at tradeshows.
The “most significant” facts that drive that conclusion are that
the DU Logo is a strong mark and that the Boondux Logo is very
similar to that strong mark.
The Sixth Circuit has instructed
that the “most important Frisch[’s] factors are similarity and
strength of [plaintiff’s] mark.”
Maker’s Mark, 679 F.3d at 424
(quotation marks omitted) (finding likelihood of confusion where
strength and similarity-of-marks factors favored plaintiff); cf.
Progressive, 856 F.3d at 436 (finding no likelihood of confusion
where
strength
defendant).
and
similarity-of-marks
factors
favored
Here, there is a significant risk that consumers
will mistake (and have mistaken) the Boondux Logo for the DU
Logo
and
conclude
that
Boondux
is
affiliated
with
Ducks
Unlimited or that Ducks Unlimited otherwise sponsors or approves
of Boondux.
Even a careful, observant consumer who happens to
notice the antler and fishhook elements in the Boondux Logo
102
might reasonably believe that Ducks Unlimited is allowing one of
its licensees or affiliates to exercise a degree of creative
license with the DU Logo for marketing purposes.
The risk is
not merely that consumers might be reminded of the DU Logo when
they
see
the
Boondux
Logo,
see
Groeneveld,
730
F.3d
at
519
(citing McCarthy, supra, § 23:9), but that such consumers might
believe that Ducks Unlimited stands behind Boondux.
Consideration of additional factors only reinforces that
conclusion.
The substantial overlap in kinds of consumer goods
offered by the parties and the common consumers targeted by each
increase the likelihood of confusion.
into
brick-and-mortar
retail
space,
Should Boondux expand
a
strong
possibility,
potential incidents of confusion will increase.
Although not
dispositive of the inquiry, the absence of any disclaimer of
affiliation
activity
on
at
confusion
Boondux’s
tradeshows
does
occur,
website
serves
it
or
to
is
evidence
ensure
that,
unlikely
to
of
disclaiming
when
be
consumer
dispelled.
Defendants have been content to allow consumers to “draw their
own conclusions on who Boondux is.”
That posture is consistent
with the evidence giving rise to an inference of intentional
infringement by Defendants.
disclaimers
of
some
kind,
Even were Defendants to provide
because
the
goods
at
issue
are
inexpensive and commonplace, consumers are likely to exercise a
103
low degree of care in perceiving whether Boondux is related to
Ducks Unlimited.
The only factor that does not favor a finding of likelihood
of confusion is the evidence-of-actual-confusion factor.
For
the reasons discussed above, that factor is neutral and is not
significant in analyzing confusion here.
Because there is a likelihood of confusion among consumers
of Boondux’s products based on Defendants’ use of the Boondux
Logo, Defendants’ use of that logo has infringed the DU Logo.
As sole owner and paid employee of Boondux and as one personally
involved
in
authorizing
Boondux
Logo,
Sutton
infringing activity.
and
is
directing
personally
Boondux’s
liable
use
for
of
the
Boondux’s
See Ohio State Univ. v. Skreened Ltd., 16
F. Supp. 3d 905, 921 (S.D. Ohio 2014); see also Simmons v. Cook,
701
F.
Supp.
2d
965,
990
(S.D.
Ohio
2010)
(“[A]
corporate
officer who is the ‘sole shareholder, officer, and director of
the corporate infringer is personally liable.
does
not
hinge
upon
the
piercing
of
(quoting McCarthy, supra, § 25:24)).
the
Such liability
corporate
veil.’”
Plaintiff prevails on its
Trademark Infringement and False Designation Claims.
C.
Trademark Dilution Claim
1.
General Legal Standards
Plaintiff’s
Trademark
Trademark
Dilution
Dilution
Revision
Act
104
Claim
(the
arises
“TDRA”),
under
15
the
U.S.C.
§ 1125(c).
Under the TDRA, “the owner of a famous mark that is
distinctive . . . shall
another
person
who,
at
be
entitled
any
time
to
after
an
injunction
the
owner’s
against
mark
has
become famous, commences use of a mark or trade name in commerce
that is likely to cause dilution by blurring . . . of the famous
mark, regardless of the presence or absence of actual or likely
confusion,
of
competition,
15 U.S.C. § 1125(c)(1).
or
of
actual
economic
injury.”
Dilution by blurring is “association
arising from the similarity between a mark or trade name and a
famous
mark
that
impairs
the
distinctiveness
mark.”
of
the
famous
15 U.S.C. § 1125(c)(2)(B).
To sustain a claim under the TDRA, a plaintiff must prove
five
elements:
The
(2) distinctive.
“senior
Use
of
mark
the
must
junior
be
mark
(1) famous;
must
(3) be
and
in
commerce; (4) have begun subsequent to the senior mark becoming
famous; and (5) cause dilution of the distinctive quality of the
senior mark.”
AutoZone, Inc. v. Tandy Corp., 373 F.3d 786, 802
(6th Cir. 2004).
2.
Analysis
a.
Fame of the DU Logo
“Whether a mark is ‘famous’ is the threshold issue in a
trademark dilution claim.”
Maker’s Mark Distillery, Inc. v.
Diageo N. Am., Inc., 703 F. Supp. 2d 671, 697 (W.D. Ky. 2010).
Under the TDRA, “a mark is famous if it is widely recognized by
105
the
general
consuming
public
of
the
United
States
as
a
designation of source of the goods or services of the mark’s
owner.”
15 U.S.C. § 1125(c)(2)(A).
Statutory factors a court
may consider in assessing a mark’s fame include:
(i)
The duration, extent, and geographic reach of
advertising and publicity of the mark, whether
advertised or publicized by the owner or third
parties.
(ii)
The amount, volume, and geographic extent of
sales of goods or services offered under the
mark.
(iii)
The extent of actual recognition of the mark.
(iv)
Whether the mark was registered under the Act
of March 3, 1881, or the Act of February 20,
1905, or on the principal register.
Id.
The TDRA’s protections apply “only to a small category of
extremely strong marks.”
Maker’s Mark, 703 F. Supp. 2d at 698.
The class of mark holders protected is “far narrower” than is
the
class
protected
by
“traditional
trademark
protections.”
Moore v. Weinstein Co., LLC, No. 3:09-CV-00166, 2012 WL 1884758,
at *41 (M.D. Tenn. May 23, 2012) (quotation marks omitted).
That
is
because
the
TDRA
“afford[s]
expansive
trademark
protections” and “permits the owner of a qualified, famous mark
to enjoin uses throughout commerce, regardless of the absence of
competition or confusion.”
Id.
Marks considered famous enough
to be accorded protection under the TDRA include those owned by
106
such brands as Buick, DuPont, Kodak, Budweiser, Camel, Nissan,
Nike, Pepsi, Audi, and Victoria’s Secret.
See Maker’s Mark, 703
F. Supp. 2d at 698; Bd. of Regents, Univ. of Tex. Sys. ex rel.
Univ. of Tex. at Austin, 550 F. Supp. 2d 657, 674, 679 (W.D.
Tex. 2008).
name.”
“In other words, the mark must be a household
Bd. of Regents, 550 F. Supp. 2d at 674.
The TDRA does not protect marks that possess only “niche”
fame.
See Maker’s Mark, 703 F. Supp. 2d at 697.
In Board of
Regents, the University of Texas’s (“UT”) distinctive longhorn
logo was found to possess only niche fame despite evidence that
UT
football
and
basketball
games
are
regularly
nationally
televised on major television networks with national viewership
in championship games sometimes exceeding 35 million and that UT
had
held
the
record
among
royalties in a single year.
universities
for
most
licensing
550 F. Supp. 2d at 677-78.
That
evidence amounted to niche fame because it did not establish
that one who is not a college sports fan would recognize the
longhorn logo as associated with UT.
Id. at 678.
held, “Simply because UT athletics have achieved
The court
a level of
national prominence does not necessarily mean that the longhorn
logo is so ubiquitous and well-known to stand toe-to-toe with
Buick or KODAK.”
Id.
The DU Logo likewise does not stand toe-to-toe with Buick
or Kodak.
Plaintiff has presented evidence that, in 2012, Ducks
107
Unlimited’s membership (including youth) reached almost 600,000
members
and
that
its
magazine
distribution
reached
530,000.
Plaintiff has proven that over 5 million unique devices access
Ducks
Unlimited’s
website
annually,
that
Ducks
Unlimited
currently has over 1,000,000 fans on Facebook and over 400,000
followers on Instagram, and that viewership of Ducks Unlimited’s
television show has climbed to over 3.5 million in the most
recent season.
Those figures are
impressive when viewed in
isolation, but they are far exceeded by the level of public
recognition UT and its longhorn logo enjoy.
If the longhorn
logo falls short of the degree of fame required for protection
under the TDRA, the DU Logo does so a fortiori.17
Ducks
Unlimited’s
corporate
officers
acknowledged
Ducks Unlimited targets a specific niche audience.
that
Both its
target members and its target consumers include those interested
in
wetlands
conservation,
generally.
Amy
hunting,
Batson
testified
fishing,
and
the
that
Ducks
outdoors
Unlimited’s
advertisers “know they reach a very specific niche audience”
through Ducks Unlimited’s magazine and website.
81.)
budgets
Batson
and
explained
requir[e]
that
a
advertisers,
measurement
17
of
who
(ECF No. 152 at
have
return
“limited
on
their
Only evidence of the DU Logo’s fame as of January 2012 is
relevant for purposes of Plaintiff’s Trademark Dilution Claim,
see 15 U.S.C. § 1125(c)(1), but evidence of present public
recognition of the DU Logo is also insufficient to support
protection under the TDRA.
108
investment,”
have
“specific
products”
with
which
“they
know
they’re reaching a very target audience” among readers of Ducks
Unlimited’s magazine.
(Id.)
Plaintiff attempts to distance
itself from that testimony, arguing that magazine readership is
not
exclusively
advertising
limited
expenditure
to
the
evidence
target
carries
audience,
but
substantial
the
weight.
Plaintiff has not established that one unaffiliated with the
hunting, fishing, and outdoorsman community would recognize the
DU Logo as associated with Ducks Unlimited.
See Bd. of Regents,
550 F. Supp. 2d at 678.
The DU Logo is a strong mark that is worthy of protection
against
trademark
competition.
infringement
and
other
forms
of
unfair
It is not, however, a famous mark under the TDRA.
b.
Conclusion
Because the DU Logo is not a famous mark under the TDRA,
Plaintiff cannot prevail on its Trademark Dilution Claim.
The
Court need not consider evidence tending to prove the remaining
elements of that claim.
D.
Remedies
1.
Damages, Profits, and Other Financial Relief
a.
General Legal Standards
Under the Lanham Act, a prevailing plaintiff on a trademark
infringement
or
false
designation
claim
“shall
be
entitled, . . . subject to the principles of equity, to recover
109
(1) defendant’s
profits,
plaintiff,
(3) the
§ 1117(a).18
cause
the
and
(2) any
costs
of
damages
the
sustained
action.”
by
15
the
U.S.C.
“The court shall assess such profits and damages or
same
to
be
assessed
under
its
direction.”
Id.19
Plaintiff asks for an award of Defendants’ profits, but not an
award for damages.
“In assessing profits the plaintiff shall be required to
prove defendant’s sales only; defendant must prove all elements
of cost or deduction claimed.”
Id.
“It is not the plaintiff’s
burden to prove the profits with exactness because the statute
places the burden on the defendant once the plaintiff comes
forward with proof of the defendant’s gross sales.”
Wynn Oil
Co. v. Am. Way Serv. Corp., 943 F.2d 595, 605 (6th Cir. 1991)
(“Wynn Oil II”).
“[A]n award of profits may be warranted under
various rationales, such as unjust enrichment, deterrence, and
compensation.”
Laukus v. Rio Brands, Inc., 391 F. App’x 416,
424 (6th Cir. 2010).
18
The “court in exceptional cases may award reasonable attorney
fees to the prevailing party,” 15 U.S.C. § 1117(a), but not
“where the trademark infringement was not malicious, willful,
fraudulent, or deliberate,” U.S. Structures, Inc. v. J.P.
Structures, Inc., 130 F.3d 1185, 1192 (6th Cir. 1997).
Plaintiff has not moved for costs or attorney’s fees.
19
A plaintiff’s recovery is also subject to the provisions of
sections 1111 and 1114 of Title 15. Neither side suggests that
those provisions are implicated here.
110
“If the court shall find that the amount of the recovery
based on profits is either inadequate or excessive the court may
in its discretion enter judgment for such sum as the court shall
find to be just, according to the circumstances of the case.”
15
U.S.C.
§ 1117(a).
compensation
and
not
“Such
a
sum . . . shall
penalty.”
Id.
“In
constitute
weighing
the
equities,” a court may consider such factors as “‘(1) whether
the defendant had the intent to confuse or deceive, (2) whether
sales have been diverted, (3) the adequacy of other remedies,
(4) any unreasonable delay by the plaintiff in asserting his
rights,
(5) the
public
interest
in
making
the
misconduct
unprofitable, and (6) whether it is a case of palming off.’”
Laukus, 391 F. App’x at 424 (quoting Quick Techs., Inc. v. Sage
Grp. PLC, 313 F.3d 338, 348-49 (5th Cir. 2003) (holding that the
district court did not err in considering those factors).
“The
trial court’s primary function is to make violations of the
Lanham Act unprofitable to the infringing party.”
Wynn Oil II,
943 F.2d at 606-07 (quotation marks omitted).
Under
copyright
the
Copyright
infringement
Act,
claim
a
may
prevailing
recover
plaintiff
either
on
a
(a) “the
copyright owner’s actual damages and any additional profits of
the infringer” or (b) “statutory damages.”
17 U.S.C. § 504(a).
Under the first option, the “copyright owner is entitled to
recover the actual damages suffered by him or her as a result of
111
the infringement, and any profits of the infringer that are
attributable to the infringement and are not taken into account
in computing the actual damages.”
establishing
the
infringer’s
17 U.S.C. § 504(b).
profits,
the
copyright
“In
owner
is
required to present proof only of the infringer’s gross revenue,
and the infringer is required to prove his or her deductible
expenses
and
the
elements
of
profit
other than the copyrighted work.”
In
the
alternative,
the
attributable
to
factors
Id.
Copyright
Act
affords
a
second
option:
[T]he copyright owner may elect, at any time before
final judgment is rendered, to recover, instead of
actual damages and profits, an award of statutory
damages for all infringements involved in the action,
with respect to any one work, for which any one
infringer is liable individually, or for which any two
or more infringers are liable jointly and severally,
in a sum of not less than $750 or more than $30,000 as
the court considers just.
17 U.S.C. § 504(c)(1).
was
committed
If “the court finds, that infringement
willfully,
the
court
in
its
discretion
may
increase the award of statutory damages to a sum of not more
than
$150,000.”
17
U.S.C.
§ 504(c)(2).
“Infringement
is
willful when the infringer has knowledge that . . . his conduct
constitutes copyright infringement.”
Calibrated Success, Inc.
v. Charters, 72 F. Supp. 3d 763, 775 (E.D. Mich. 2014).
“In a
case where the infringer sustains the burden of proving, and the
court finds, that such infringer was not aware and had no reason
112
to believe that his or her acts constituted an infringement of
copyright, the court in its discretion may reduce the award of
statutory damages to a sum of not less than $200.”
17 U.S.C.
§ 504(c)(2).
The
remedies
public
“Lanham
for
the
Act
two
policies.”
and
the
Copyright
distinct
Sellers,
411
Act
injuries
F.
Supp.
and
provide
separate
serve
different
2d
at
921
(citing
Microsoft Corp. v. Tierra Computer, Inc., 184 F. Supp. 2d 1329,
1331 (N.D. Ga. 2001) (“Tierra”); Nintendo of Am., Inc. v. Dragon
Pacific Int’l, 40 F.3d 1007, 1011 (9th Cir. 1994)).
defendant
commits
violations
under
both
acts,
a
Where a
plaintiff’s
request for remedies under both acts “does not violate the rule
against double recoveries.”
Tierra, 184 F. Supp. 2d at 1331;
see also Sellers, 411 F. Supp. 2d at 921; Microsoft Corp. v.
Compusource Distrib., Inc., 115 F. Supp. 2d 800, 811 (E.D. Mich.
2000).
b.
Analysis
At trial, Plaintiff presented two exhibits,
collectively
showing total gross sales figures for all Boondux Logo-branded
products that Boondux had sold as of the date of the most recent
discovery request.20
(ECF No. 154 at 30-33; Tr. Ex. Nos. 71
(assorted products sales records), 72 (redacted duck call sales
20
The most recent discovery request was in February 2017.
No. 158 at 55 n.18.)
113
(ECF
records).)
Sutton
analytic software.
personally
prepared
both
(ECF No. 154 at 30-32.)
exhibits
using
Sutton was asked by
Plaintiff’s counsel whether the total sales of Boondux Logobranded merchandise exceeded $400,000.
(Id. at 44.)
answered, “If this math is correct, then, yes, ma’am.”
Sutton
(Id.)
Trial Exhibit 71 lists numerous Boondux products and lists
the total gross sales figure for each product.
“Official Logo Decal,” is listed twice.
One product, the
The total gross sales
figure for all products, not counting the duplicate Official
Local Decal, is $403,716.24.
Trial Exhibit 72 lists numerous versions of Boondux duck
calls.
In that exhibit, the gross sales figures are listed for
two types of duck calls, each marked with the Boondux Logo.
(See ECF No. 154 at 33.)
The total gross sales figure for those
two products is $399.80.
When combined with the total gross
sales figure from Trial Exhibit 71 (not counting the duplicate
item), the total rises to $404,116.04.
The Court finds that the
total gross sales figure for products marked with the Boondux
Logo as of the most recent discovery request is $404,116.04.
Absent
proof
Plaintiff
is
of
Defendants’
deductible
presumptively
entitled
expenses
to
or
costs,
receive
those
infringement revenues.
Defendants
challenge
the
reliability
of
the
total,
specifically the total gross sales figure derived from Trial
114
Exhibit 71.
Defendants contend that “many items” in Exhibit 71
“are duplicated and include different numbers.”
30.)
the
(ECF No. 161 at
Only one item in Exhibit 71 is duplicated.
$404,116.04
figure,
the
Court
has
not
In calculating
included
that
duplicate.
Defendants also contend that the testimony did not clearly
establish
that
Exhibit
71
reflects
products bearing the Boondux Logo.
gross
sales
figures
for
They contend that Sutton
described Exhibit 71 as “numbers and figures that [his] attorney
asked [Sutton] to provide . . . him regarding Boondux sales.”
(ECF No. 154 at 30.)
Defendants argue that Sutton’s testimony
did not “connect that the numbers and figures relate to Ducks
Unlimited’s statement regarding its request for gross sales.”
(ECF No. 161 at 31.)
The
trial
testimony
is
to
the
contrary.
Plaintiff’s
counsel asked Sutton: “In our discovery requests in this case,
Mr.
Sutton,
we
asked
you
for
the
gross
sale
numbers
everything that you’ve sold marked with the Boondux logo.
of
I’m
going to show you some documents and ask if you can identify
these.”
(ECF No. 154 at 30.)
Sutton answered: “Yes, ma’am.
After reviewing the documents,
These are the numbers and figures
that my attorney asked me to provide to him regarding, yeah,
that I needed to, I guess, go and dive in and figure out and
provide him regarding Boondux sales.”
115
(Id.)
Sutton agreed with
Plaintiff’s
counsel’s
characterization
of
the
exhibit.
Defendants’ argument is not well taken.
Defendants argue that they have proven deductible expenses
and costs.
At trial, Defendants presented several tax returns
for Boondux for tax years 2013 through 2015.
(ECF No. 154 at
110-111, 114, 118; Tr. Ex. Nos. 82 (2013 and 2014 returns), 84
(2015 return).)
According to those returns, in 2013, Boondux
had total expenses of $27,214.00.
002934 ln. 28.)
$30,448.00.
totaling
(Tr. Ex. No. 82 at CS&B
In 2013, Boondux had cost of goods totaling
(Id. ln. 4.)
$87,535.00.
In 2014, Boondux had cost of goods
(Id.
at
CS&B
002939
ln.
2.)
Those
expenses and costs total $145,197.00.
In 2015, Boondux stated costs for various items.
Starting
in that year, Boondux began selling products displaying designs
other
than
the
Boondux Logo).
much
of
Boondux
Logo
(and
other
(ECF No. 154 at 45.)
Boondux’s
business
is
than
the
Signature
At trial, when asked how
attributable
to
merchandise
displaying the Boondux Logo and how much is attributable to
merchandise displaying other logos, Sutton answered, “Well, I do
know that; but I’d have to produce those documents, again, you
know, do the analytics.”
(Id.)
Defendants did not present
evidence of the breakdown of costs and expenses attributable to
infringing products and costs and expenses attributable to noninfringing products.
116
The
$404,116.04
in
total
gross
revenues
of
infringing
products to which Plaintiff is presumptively entitled must be
reduced by Boondux’s costs and expenses of $145,197.00 from 2013
and 2014.
of
The evidence demonstrates that, in those years, 100%
Boondux’s
products
were
infringing
products
and
thus
all
costs and expenses during those years are properly deductible
from
Boondux’s
total
gross
revenues
That calculation yields $258,919.04.
of
infringing
products.
The Court cannot further
reduce that figure based on Boondux’s costs from 2015 because
Defendants
failed
to
prove
the
portion
attributable to infringing products alone.
of
those
costs
It is Defendants’
burden to prove costs and expenses once Plaintiff has proven
gross revenues.
See 15 U.S.C. § 1117(a); 17 U.S.C. § 504(b);
see also Wynn Oil II, 943 F.2d at 606 (citing Mishawaka Rubber &
Woolen Mfg. Co. v. S.S. Kresge Co., 316 U.S. 203 (1942) (“There
may well be a windfall to the trade-mark owner where it is
impossible to isolate the profits which are attributable to the
use of the infringing mark.
But to hold otherwise would give
the windfall to the wrongdoer.”)); cf. Balsley v. LFP, Inc., 691
F.3d 747, 769 (6th Cir. 2012) (“[I]t has been and remains the
defendant’s burden to apportion the profits among its costs and
other elements that gave rise to its profits, proving causally
why
certain
defendant’s
profits
are
infringement
or
of
are
the
117
not
attributable
plaintiff’s
to
the
copyrighted
material.”).
Plaintiff
is
presumptively
entitled
to
total
profits of $258,919.04 for infringing Boondux merchandise.
Having
assessed
presumptively
Court
must
the
entitled
consider
on
profits
to
Plaintiff’s
whether,
in
which
Plaintiff
is
claims,
the
prevailing
weighing
the
equities,
that
figure should be adjusted for purposes of Plaintiff’s Trademark
Infringement and False Designation Claims.21
Defendants contend,
inter alia, that Sutton did not intend to deceive consumers into
thinking that Boondux was associated with Ducks Unlimited, that
Boondux did not benefit from or intend to benefit from any such
association,
and
that
there
is
no
evidence
that
sales
were
diverted from Ducks Unlimited to Boondux, that Boondux engaged
in “palming off,” that Ducks Unlimited’s membership has been
negatively affected by Boondux, or that sales of DU Logo-branded
merchandise have declined.
(ECF No. 161 at 22, 27, 29.)
Defendants offer persuasive reasons why the Court should
not
find
that
the
“amount
is . . . inadequate.”
15
of
the
U.S.C.
recovery
§ 1117(a).
based
on
Other
profits
factors,
however, counsel that the Court should not find that figure to
be “excessive.”
See id.
Nothing warrants departure from Wynn
Oil II’s instruction that the “trial court’s primary function is
to
make
violations
of
the
Lanham
21
Defendants do not contend that
$258,919.04 figure for purposes
Infringement Claim.
118
Act
unprofitable
to
the
the Court may adjust the
of Plaintiff’s Copyright
infringing party.”
profits
serves
unprofitable,
bringing
the
and
this
943 F.2d at 606-07.
public
Plaintiff
action.
See
interest
did
An award of infringing
in
not
Laukus,
making
infringement
unreasonably
391
F.
delay
App’x
at
in
424.
Defendants contend that they did not intend to harm Plaintiff,
but they point to no meritorious conduct on their part that
might have mitigated the effects of their infringing conduct.
Any lack of evidence of harm to Plaintiff is less significant
here than it otherwise might be given that Plaintiff does not
seek damages, only infringing profits.
profits
only.
are
unclear.
Plaintiff
This is not a case where
asks
for
infringing
profits
Defendants offer no compelling reason why they should be
entitled
to
keep
those
infringing
profits.
An
award
of
$258,919.04 to Plaintiff for infringing profits is equitable.22
The Court must determine the statutory damages to which
Plaintiff is entitled for purposes of the Copyright Infringement
Claim should Plaintiff elect that remedy.
Defendants infringed
only one of Ducks Unlimited’s copyrighted works, but Defendants
22
That award amount represents Defendants’ infringing profits as
of the latest date that Defendants produced total gross sales
figures for all Boondux Logo-branded products, February 2017.
Plaintiff represents that Boondux has not ceased selling Boondux
Logo-branded products.
Plaintiff requests an accounting of
infringing sales from the date of the most recent discovery
production to the date of this decision and contends that it is
entitled to any infringing profits Defendants have earned during
the interim. (ECF No. 158 at 55 n.18.)
Plaintiff must notify
the Court within seven (7) days of the entry of this order if it
elects an accounting and how it seeks to proceed.
119
have
done
so
repeatedly,
selling
displaying the Boondux Logo
ceased
to
do
so
and
of
products
in all 50 states without having
generating
upwards
infringing profits from those sales.
$30,000 is just.
thousands
of
$258,919.04
in
A statutory damages sum of
See 17 U.S.C. § 504(c)(1).
Defendants have not infringed Ducks Unlimited’s copyright
willfully.
that
There is no award of increased statutory damages on
basis.
Plaintiff
“[i]nfringement
is
cites
willful
when
Calibrated,
the
which
infringer
has
held
that
knowledge
that . . . his conduct constitutes copyright infringement.”
F. Supp. 3d at 775.
72
Sutton had access to and copied the DU Logo
when creating the Boondux Logo, but no evidence suggests that
Sutton knew the design he created, which modified aspects of the
DU Logo, would qualify as an infringing work.
It does, but
Sutton did not know that or act “in reckless disregard” of Ducks
Unlimited’s rights.
Id. (quotation marks omitted).
Examples of reckless disregard that rise to the level of
willfulness
include
(a) repeatedly
ignoring
warnings
from
a
copyright holder that defendant’s behavior violates copyright
law,
(b) having
(c) relying
on
a
the
history
fair-use
of
violating
defense
even
copyright
after
a
laws,
court
has
rejected it and entered a consent order forbidding infringing
conduct, (d) engaging in a pattern of unreasonable conduct, or
(e) exhibiting willful blindness to a copyright owner’s rights.
120
Id. (collecting authorities).
There is no clear evidence that
Defendants did any of those things.
warned
Defendants
before
filing
this
Even assuming Plaintiff
action,
one
court
in
assessing willfulness has focused on whether a reasonable person
in defendant’s position would have thought that the challenged
conduct was likely infringing.
See Ohio State, 16 F. Supp. 3d
at
Sutton
921.
Although
mistaken,
might
reasonably
have
believed that, by creatively modifying the DU Logo as he did, he
had designed a logo that would not infringe the DU Logo.23
Plaintiff is entitled to an award of infringing profits in
the amount of $258,919.04 for its prevailing claims.
election,
$30,000
Plaintiff
in
lieu
may
of
take
a
as
profits
statutory
recovery
damages
for
At its
award
of
its
Copyright
Act
authorize
Infringement Claim.
2.
Injunctive Relief
a.
The
district
remedial
courts
General Legal Standards
provisions
to
“grant
of
the
Lanham
injunctions,
according
to
the
principles of equity and upon such terms as the court may deem
23
This finding, that Defendants did not willfully infringe
Plaintiff’s copyright, is not inconsistent with the Court’s
finding of an inference of intentional infringement for purposes
of the Frisch’s factors analysis.
Under that intent factor, a
finding of intent is warranted solely based on a finding that
the defendant copied the plaintiff’s mark. See Therma-Scan, 295
F.3d at 638-39.
To find willfulness, something more is
required.
121
reasonable,”
rights.
to
15
prevent
U.S.C.
violations
§ 1116(a).
of
The
a
trademark
Copyright
holder’s
Act
likewise
authorizes district courts to grant “final injunctions on such
terms
as
it
may
deem
reasonable
infringement of a copyright.”
“A
plaintiff
to
prevent
or
restrain
17 U.S.C. § 502(a).
seeking
a
permanent
injunction
must
demonstrate that it has suffered irreparable injury, there is no
adequate
remedy
hardships
between
at
law,
the
that,
plaintiff
considering
and
the
defendant,
balance
a
of
remedy
in
equity is warranted, and that it is in the public’s interest to
issue the injunction.”
omitted).
Audi, 469 F.3d at 550 (quotation marks
When considering Lanham Act violations, courts have
recognized
that
“irreparable
injury
flows
both
from
the
potential difficulty of proof of plaintiff’s damages, and also
from the impairment of intangible values.”
F.2d at 608 (quotation marks omitted).
Wynn Oil II, 943
“The reality of this
harm is not negated by the absence of damages.”
CFE Racing
Prods., Inc. v. BMF Wheels, Inc., 793 F.3d 571, 596 (6th Cir.
2015).
“For the purpose of an injunction, irreparable
harm
exists in a trademark case when the party seeking the injunction
shows
that
trademark
it
will
because
lose
loss
control
of
over
control
the
over
reputation
one’s
neither calculable nor precisely compensable.”
marks omitted).
of
reputation
its
is
Id. (quotation
The “remedial purpose” of any injunction must
122
be “to restore to the plaintiff the rightful control over its
mark
and
eliminate
defendants’
the
products
likelihood
with
those
of
the
of
confusion
of
plaintiff.”
the
Id.
(quotation marks omitted).
Under the Lanham Act, a court may order that all existing
infringing
articles
including
“labels,
receptacles,
and
“in
the
possession
signs,
prints,
advertisements”
and
of
the
defendant,”
packages,
“all
wrappers,
plates,
molds,
matrices, and other means of making the same,” be “delivered up
and destroyed.”
“the
court
15 U.S.C. § 1118.
may
order
the
Under the Copyright Act,
destruction . . . of
all
copies . . . found to have been made or used in violation of the
copyright owner’s exclusive rights, and of all plates, molds,
matrices, masters . . . or other articles by means of which such
copies . . . may be reproduced.”
b.
17 U.S.C. § 503(b).
Analysis
Plaintiff asks that Defendants be enjoined from further use
of
the
Boondux
Logo.
Defendants
agree
that
a
permanent
injunction restraining them from further use of the Boondux Logo
is
an
appropriate
Plaintiff
will
result
suffer
based
on
irreparable
a
finding
injury
if
of
liability.
Defendants
are
permitted to continue infringing the DU Logo, and an injunction
serves to restore to Ducks Unlimited rightful control over its
mark
and
eliminate
the
likelihood
123
of
confusion
created
by
Defendants’ use of the Boondux Logo.
Defendants do not have a
legitimate interest in being permitted to continue infringing
the DU Logo, and an injunction serves the public interest by
eliminating
the
likelihood
of
confusion
among
consumers.
Defendants are ENJOINED from further use of the Boondux Logo in
commerce.
Plaintiff also asks that all infringing articles be ordered
destroyed.
Defendants do not address that request.
The Court
ORDERS the destruction of all infringing articles currently in
Defendants’
possession
or
that
might
subsequently
come
into
their possession, pursuant to 15 U.S.C. § 1118 and 17 U.S.C.
§ 503(b).
V.
CONCLUSION
For
the
foregoing
reasons,
the
Court
finds
Defendants
liable for copyright infringement, trademark infringement, and
false designation of origin or sponsorship.
Defendants
not
liable
for
trademark
The Court finds
dilution.
Plaintiff
is
entitled to an award of infringing profits in the amount of
$258,919.04
for
its
prevailing
claims.
At
its
election,
Plaintiff may take a statutory damages award of $30,000.00 in
lieu
of
Claim.
profits
as
recovery
for
its
Copyright
Infringement
Plaintiff must notify the Court within seven (7) days of
the entry of this order if it elects to take a statutory damages
award
of
$30,000.00
in
lieu
of
124
profits
for
its
Copyright
Infringement
Claim.
seven (7) days
Plaintiff
must
notify
of the entry of this order
the
Court
within
if it elects an
accounting of Defendants’ infringing sales from the date of the
most recent discovery production to the date of this decision
and how Plaintiff seeks to proceed.
Defendants are ENJOINED
from further use of the Boondux Logo in commerce.
The Court
ORDERS the destruction of all infringing articles currently in
Defendants’
possession
or
that
might
subsequently
come
into
their possession, pursuant to 15 U.S.C. § 1118 and 17 U.S.C.
§ 503(b).
So ordered this 18th day of August, 2017.
/s/_Samuel H. Mays, Jr._____
SAMUEL H. MAYS, JR.
UNITED STATES DISTRICT JUDGE
125
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